-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SDdSFMXspA2AOS6CxDyaiiQksyiZgl2JABeOo/tOpG/IexBVm9jFUYxAP3cKxzua yCFeHVWO1DczxaNXe+aBBg== 0000845833-10-000004.txt : 20100211 0000845833-10-000004.hdr.sgml : 20100211 20100211105149 ACCESSION NUMBER: 0000845833-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100211 DATE AS OF CHANGE: 20100211 EFFECTIVENESS DATE: 20100211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARK MORRIS ET AL CENTRAL INDEX KEY: 0000845833 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02406 FILM NUMBER: 10590079 MAIL ADDRESS: STREET 1: 667 MADISON AVE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 13F-HR 1 mm13fhr1209.txt +TYPE 13F-HR PERIOD 12/31/09 FILER CIK 0000845833 CCC @xmmkg6f FILER SROS NONE SUBMISSION-CONTACT NAME JOHN WILKENS PHONE 212-372-2517 NOTIFY-INTERNET jwilkens@markasset.com DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ x ]; Amendment Number:1 This Amendment (Check only one.):[ x ] is a new restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Morris Mark Address: 667 Madison Avenue, 9th Floor New York, NY 10021 13F File Number: 28-2406 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Morris Mark Phone: 212-372-2500 Signature, Place, and Date of Signing: Morris Mark, New York, NY, February 9, 2010 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers:3 Form 13F Information Table Entry Total:130 Form 13F Information Table Value Total:$225684 List of Other Included Managers: No. 13F File Number Name 01 28-02479 MARK PARTNERS 02 28-02595 MARK ASSET MANAGEMENT CORP. 03 28-02821 MARK INTERNATIONAL PARTNERS, L.P. Form 13F Information Table Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- --------- -------- --- ---- ------- ---------- -------- -------- -------- ALLION HEALTHCARE INC COM 019615103 27 4082 SH Defined 02 4082 AMAZON COM INC COM 023135106 3293 24479 SH Defined 01 24479 AMAZON COM INC COM 023135106 7304 54296 SH Defined 02 54296 AMAZON COM INC COM 023135106 6489 48239 SH Defined 03 48239 AOL INC COM 00184X105 194 8334 SH Defined 01 8334 AOL INC COM 00184X105 428 18372 SH Defined 02 18372 AOL INC COM 00184X105 403 17294 SH Defined 03 17294 APPLE INC COM 037833100 3065 14543 SH Defined 01 14543 APPLE INC COM 037833100 8907 42268 SH Defined 02 42268 APPLE INC COM 037833100 6595 31294 SH Defined 03 31294 APPLIED MATLS INC COM 038222105 412 29579 SH Defined 01 29579 APPLIED MATLS INC COM 038222105 930 66718 SH Defined 02 66718 APPLIED MATLS INC COM 038222105 881 63185 SH Defined 03 63185 BAIDU INC SPON ADR REP A 056752108 1572 3822 SH Defined 01 3822 BAIDU INC SPON ADR REP A 056752108 3643 8860 SH Defined 02 8860 BAIDU INC SPON ADR REP A 056752108 3401 8270 SH Defined 03 8270 BANK OF AMERICA CORPORATION COM 060505104 242 16038 SH Defined 01 16038 BANK OF AMERICA CORPORATION COM 060505104 485 32231 SH Defined 02 32231 BANK OF AMERICA CORPORATION COM 060505104 466 30931 SH Defined 03 30931 BANK OF AMERICA CORPORATION UNIT 99/99/9999 060505419 118 7929 SH Defined 01 7929 BANK OF AMERICA CORPORATION UNIT 99/99/9999 060505419 257 17200 SH Defined 02 17200 BANK OF AMERICA CORPORATION UNIT 99/99/9999 060505419 216 14471 SH Defined 03 14471 BERKSHIRE HATHAWAY INC DEL CL B 084670207 818 249 SH Defined 01 249 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1801 548 SH Defined 02 548 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1653 503 SH Defined 03 503 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 218 4000 SH Defined 02 4000 CISCO SYS INC COM 17275R102 1138 47526 SH Defined 01 47526 CISCO SYS INC COM 17275R102 2322 97011 SH Defined 02 97011 CISCO SYS INC COM 17275R102 2378 99336 SH Defined 03 99336 COCA COLA CO COM 191216100 1680 29469 SH Defined 01 29469 COCA COLA CO COM 191216100 3072 53890 SH Defined 02 53890 COCA COLA CO COM 191216100 2944 51656 SH Defined 03 51656 COLGATE PALMOLIVE CO COM 194162103 865 10525 SH Defined 01 10525 COLGATE PALMOLIVE CO COM 194162103 1927 23461 SH Defined 02 23461 COLGATE PALMOLIVE CO COM 194162103 1832 22304 SH Defined 03 22304 CORNING INC COM 219350105 807 41799 SH Defined 01 41799 CORNING INC COM 219350105 1981 102569 SH Defined 02 102569 CORNING INC COM 219350105 1688 87437 SH Defined 03 87437 DEVON ENERGY CORP NEW COM 25179M103 1912 26010 SH Defined 01 26010 DEVON ENERGY CORP NEW COM 25179M103 4189 56989 SH Defined 02 56989 DEVON ENERGY CORP NEW COM 25179M103 4148 56431 SH Defined 03 56431 DISNEY WALT CO COM DISNEY 254687106 1036 32132 SH Defined 01 32132 DISNEY WALT CO COM DISNEY 254687106 1705 52876 SH Defined 02 52876 DISNEY WALT CO COM DISNEY 254687106 2087 64703 SH Defined 03 64703 DOLE FOOD CO INC NEW COM 256603101 459 36993 SH Defined 01 36993 DOLE FOOD CO INC NEW COM 256603101 1013 81643 SH Defined 02 81643 DOLE FOOD CO INC NEW COM 256603101 990 79764 SH Defined 03 79764 ELECTRONIC ARTS INC COM 285512109 145 8190 SH Defined 01 8190 ELECTRONIC ARTS INC COM 285512109 324 18240 SH Defined 02 18240 ELECTRONIC ARTS INC COM 285512109 312 17570 SH Defined 03 17570 ENTERPRISE PRODS PARTNERS L COM 293792107 277 8824 SH Defined 02 8824 EOG RES INC COM 26875P101 461 4735 SH Defined 01 4735 EOG RES INC COM 26875P101 1127 11580 SH Defined 02 11580 EOG RES INC COM 26875P101 981 10085 SH Defined 03 10085 FREEPORT-MCMORAN COPPER & GO COM 35671D857 981 12224 SH Defined 01 12224 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2149 26768 SH Defined 02 26768 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2056 25612 SH Defined 03 25612 GOLDMAN SACHS GROUP INC COM 38141G104 788 4668 SH Defined 01 4668 GOLDMAN SACHS GROUP INC COM 38141G104 1640 9711 SH Defined 02 9711 GOLDMAN SACHS GROUP INC COM 38141G104 1735 10278 SH Defined 03 10278 GOOGLE INC CL A 38259P508 7274 11732 SH Defined 01 11732 GOOGLE INC CL A 38259P508 15664 25265 SH Defined 02 25265 GOOGLE INC CL A 38259P508 9917 15996 SH Defined 03 15996 HYATT HOTELS CORP COM CL A 448579102 55 1841 SH Defined 01 1841 HYATT HOTELS CORP COM CL A 448579102 119 3980 SH Defined 02 3980 HYATT HOTELS CORP COM CL A 448579102 89 2979 SH Defined 03 2979 ISHARES TR US TIPS BD FD 464287176 156 1500 SH Defined 02 1500 J CREW GROUP INC COM 46612H402 359 8015 SH Defined 01 8015 J CREW GROUP INC COM 46612H402 793 17719 SH Defined 02 17719 J CREW GROUP INC COM 46612H402 777 17360 SH Defined 03 17360 LAS VEGAS SANDS CORP COM 517834107 769 51453 SH Defined 01 51453 LAS VEGAS SANDS CORP COM 517834107 2261 151345 SH Defined 02 151345 LAS VEGAS SANDS CORP COM 517834107 1659 111045 SH Defined 03 111045 LENNAR CORP CL B 526057302 78 7906 SH Defined 01 7906 LENNAR CORP CL B 526057302 190 19292 SH Defined 02 19292 LENNAR CORP CL B 526057302 173 17576 SH Defined 03 17576 MEAD JOHNSON NUTRITION CO COM CL A 582839106 629 14390 SH Defined 01 14390 MEAD JOHNSON NUTRITION CO COM CL A 582839106 1408 32226 SH Defined 02 32226 MEAD JOHNSON NUTRITION CO COM CL A 582839106 1384 31681 SH Defined 03 31681 MERITAGE HOMES CORP COM 59001A102 78 4027 SH Defined 01 4027 MERITAGE HOMES CORP COM 59001A102 157 8146 SH Defined 02 8146 MERITAGE HOMES CORP COM 59001A102 180 9307 SH Defined 03 9307 MICRON TECHNOLOGY INC COM 595112103 79 7491 SH Defined 01 7491 MICRON TECHNOLOGY INC COM 595112103 170 16109 SH Defined 02 16109 MICRON TECHNOLOGY INC COM 595112103 122 11600 SH Defined 03 11600 NUSTAR ENERGY LP UNIT COM 67058H102 275 4910 SH Defined 02 4910 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 218 3500 SH Defined 02 3500 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 926 19429 SH Defined 01 19429 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2134 44760 SH Defined 02 44760 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2051 43026 SH Defined 03 43026 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 126 2387 SH Defined 02 2387 POTASH CORP SASK INC COM 73755L107 193 1782 SH Defined 01 1782 POTASH CORP SASK INC COM 73755L107 389 3581 SH Defined 02 3581 POTASH CORP SASK INC COM 73755L107 373 3437 SH Defined 03 3437 QUALCOMM INC COM 747525103 2974 64296 SH Defined 01 64296 QUALCOMM INC COM 747525103 7333 158514 SH Defined 02 158514 QUALCOMM INC COM 747525103 6079 131411 SH Defined 03 131411 RACKSPACE HOSTING INC COM 750086100 85 4081 SH Defined 01 4081 RACKSPACE HOSTING INC COM 750086100 190 9131 SH Defined 02 9131 RACKSPACE HOSTING INC COM 750086100 183 8788 SH Defined 03 8788 RETAIL OPPORTUNITY INVTS COR *W EXP 10/23/201 76131N119 33 28264 SH Defined 01 28264 RETAIL OPPORTUNITY INVTS COR *W EXP 10/23/201 76131N119 58 50766 SH Defined 02 50766 RETAIL OPPORTUNITY INVTS COR *W EXP 10/23/201 76131N119 63 55215 SH Defined 03 55215 SALESFORCE COM INC COM 79466L302 1402 19007 SH Defined 01 19007 SALESFORCE COM INC COM 79466L302 2956 40066 SH Defined 02 40066 SALESFORCE COM INC COM 79466L302 2941 39863 SH Defined 03 39863 SCHWAB CHARLES CORP NEW COM 808513105 554 29450 SH Defined 01 29450 SCHWAB CHARLES CORP NEW COM 808513105 1283 68146 SH Defined 02 68146 SCHWAB CHARLES CORP NEW COM 808513105 1151 61136 SH Defined 03 61136 SINA CORP NOTE 82922RAB9 415 9182 SH Defined 01 9182 SINA CORP NOTE 82922RAB9 898 19880 SH Defined 02 19880 SINA CORP NOTE 82922RAB9 837 18526 SH Defined 03 18526 STANDARD PAC CORP NEW COM 85375C101 117 31211 SH Defined 01 31211 STANDARD PAC CORP NEW COM 85375C101 276 73927 SH Defined 02 73927 STANDARD PAC CORP NEW COM 85375C101 250 66908 SH Defined 03 66908 STARBUCKS CORP COM 855244109 1271 55096 SH Defined 01 55096 STARBUCKS CORP COM 855244109 2893 125470 SH Defined 02 125470 STARBUCKS CORP COM 855244109 2622 113711 SH Defined 03 113711 SUNCOR ENERGY INC COM 867229106 1107 31338 SH Defined 01 31338 SUNCOR ENERGY INC COM 867229106 2420 68536 SH Defined 02 68536 SUNCOR ENERGY INC COM 867229106 2199 62291 SH Defined 03 62291 TOLL BROTHERS INC COM 889478103 264 14042 SH Defined 01 14042 TOLL BROTHERS INC COM 889478103 584 31043 SH Defined 02 31043 TOLL BROTHERS INC COM 889478103 559 29715 SH Defined 03 29715 VISA INC COM CL A 92826C839 3243 37083 SH Defined 01 37083 VISA INC COM CL A 92826C839 7496 85711 SH Defined 02 85711 VISA INC COM CL A 92826C839 6933 79271 SH Defined 03 79271 VMWARE INC CL A COM 928563402 1073 25328 SH Defined 01 25328 VMWARE INC CL A COM 928563402 2361 55710 SH Defined 02 55710 VMWARE INC CL A COM 928563402 2389 56360 SH Defined 03 56360
-----END PRIVACY-ENHANCED MESSAGE-----