-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FawTdMBGhHeI0yf3kJiMUgn9571F4MKMtltZGsfpDutSWWwzbtL5RrEencPrLmKY 7Iyzzy+JNDGKC8yk3E8krA== 0000845833-08-000012.txt : 20080813 0000845833-08-000012.hdr.sgml : 20080813 20080813105926 ACCESSION NUMBER: 0000845833-08-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080813 DATE AS OF CHANGE: 20080813 EFFECTIVENESS DATE: 20080813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARK MORRIS ET AL CENTRAL INDEX KEY: 0000845833 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02406 FILM NUMBER: 081011918 BUSINESS ADDRESS: BUSINESS PHONE: 2123722500 MAIL ADDRESS: STREET 1: 667 MADISON AVE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 13F-HR 1 mm13fhr0608.txt +TYPE 13F-HR PERIOD 06/30/08 FILER CIK 0000845833 CCC qdxqs9$j FILER SROS NONE SUBMISSION-CONTACT NAME JOHN WILKENS PHONE 212-372-2517 NOTIFY-INTERNET jwilkens@markasset.com DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a new restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Morris Mark Address: 667 Madison Avenue, 9th Floor New York, NY 10021 13F File Number: 28-2406 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Morris Mark Phone: 212-372-2500 Signature, Place, and Date of Signing: Morris Mark, New York, NY, May 12, 2008 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers:3 Form 13F Information Table Entry Total:202 Form 13F Information Table Value Total:$409261 List of Other Included Managers: No. 13F File Number Name 01 28-02479 MARK PARTNERS 02 28-02595 MARK ASSET MANAGEMENT CORP. 03 28-02821 MARK INTERNATIONAL PARTNERS, L.P. Form 13F Information Table Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- --------- -------- --- ---- ------- ---------- -------- -------- -------- ALLION HEALTHCARE INC COM 019615103 23 4082 SH Defined 02 4082 AMAZON COM INC COM 023135106 2410 32865 SH Defined 01 32865 AMAZON COM INC COM 023135106 4623 63041 SH Defined 02 63041 AMAZON COM INC COM 023135106 3636 49589 SH Defined 03 49589 AMR CORPORATION COM 001765106 51 9906 SH Defined 01 9906 AMR CORPORATION COM 001765106 90 17658 SH Defined 02 17658 AMR CORPORATION COM 001765106 79 15391 SH Defined 03 15391 APPLE INC COM 037833100 6877 41072 SH Defined 01 41072 APPLE INC CALL 037833100 3483 20800 SH CALL Defined 01 20800 APPLE INC COM 037833100 15652 93478 SH Defined 02 93478 APPLE INC CALL 037833100 5760 34400 SH CALL Defined 02 34400 APPLE INC COM 037833100 10968 65503 SH Defined 03 65503 APPLE INC CALL 037833100 5492 32800 SH CALL Defined 03 32800 APPLIED MATLS INC COM 038222105 1039 54424 SH Defined 01 54424 APPLIED MATLS INC COM 038222105 1904 99759 SH Defined 02 99759 APPLIED MATLS INC COM 038222105 1570 82230 SH Defined 03 82230 BEST BUY INC COM 086516101 964 24351 SH Defined 01 24351 BEST BUY INC COM 086516101 1784 45039 SH Defined 02 45039 BEST BUY INC COM 086516101 1457 36804 SH Defined 03 36804 BOSTON PRIVATE FINL HLDGS IN COM 101119105 14 2466 SH Defined 01 2466 BOSTON PRIVATE FINL HLDGS IN COM 101119105 26 4597 SH Defined 02 4597 BOSTON PRIVATE FINL HLDGS IN COM 101119105 21 3737 SH Defined 03 3737 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 171 4000 SH Defined 02 4000 CHESAPEAKE ENERGY CORP COM 165167107 339 5133 SH Defined 01 5133 CHESAPEAKE ENERGY CORP COM 165167107 579 8776 SH Defined 02 8776 CHESAPEAKE ENERGY CORP COM 165167107 507 7691 SH Defined 03 7691 CISCO SYS INC COM 17275R102 1576 67771 SH Defined 01 67771 CISCO SYS INC COM 17275R102 2740 117816 SH Defined 02 117816 CISCO SYS INC COM 17275R102 2374 102072 SH Defined 03 102072 CME GROUP INC COM 12572Q105 378 986 SH Defined 01 986 CME GROUP INC COM 12572Q105 704 1838 SH Defined 02 1838 CME GROUP INC COM 12572Q105 573 1496 SH Defined 03 1496 CORNING INC COM 219350105 623 27017 SH Defined 01 27017 CORNING INC CALL 219350105 1438 62400 SH CALL Defined 01 62400 CORNING INC COM 219350105 1176 50999 SH Defined 02 50999 CORNING INC CALL 219350105 2379 103200 SH CALL Defined 02 103200 CORNING INC COM 219350105 952 41304 SH Defined 03 41304 CORNING INC CALL 219350105 2268 98400 SH CALL Defined 03 98400 DELTA AIR LINES INC DEL COM NEW 247361702 56 9906 SH Defined 01 9906 DELTA AIR LINES INC DEL COM NEW 247361702 101 17658 SH Defined 02 17658 DELTA AIR LINES INC DEL COM NEW 247361702 88 15391 SH Defined 03 15391 DISNEY WALT CO COM DISNEY 254687106 5551 177902 SH Defined 01 177902 DISNEY WALT CO COM DISNEY 254687106 9607 307923 SH Defined 02 307923 DISNEY WALT CO COM DISNEY 254687106 8563 274459 SH Defined 03 274459 E M C CORP MASS CALL 268648102 458 31200 SH CALL Defined 01 31200 E M C CORP MASS COM 268648102 88 6000 SH Defined 02 6000 E M C CORP MASS CALL 268648102 758 51600 SH CALL Defined 02 51600 E M C CORP MASS CALL 268648102 723 49200 SH CALL Defined 03 49200 EBAY INC COM 278642103 1834 67103 SH Defined 01 67103 EBAY INC COM 278642103 3298 120656 SH Defined 02 120656 EBAY INC COM 278642103 2812 102898 SH Defined 03 102898 ECHOSTAR CORP CL A 278768106 620 19844 SH Defined 01 19844 ECHOSTAR CORP CL A 278768106 1123 35955 SH Defined 02 35955 ECHOSTAR CORP CL A 278768106 939 30062 SH Defined 03 30062 ENTERGY CORP NEW COM 29364G103 2017 16741 SH Defined 01 16741 ENTERGY CORP NEW CALL 29364G103 1253 10400 SH CALL Defined 01 10400 ENTERGY CORP NEW CALL 29364G103 2506 20800 SH CALL Defined 01 20800 ENTERGY CORP NEW COM 29364G103 4320 35857 SH Defined 02 35857 ENTERGY CORP NEW CALL 29364G103 2072 17200 SH CALL Defined 02 17200 ENTERGY CORP NEW CALL 29364G103 4145 34400 SH CALL Defined 02 34400 ENTERGY CORP NEW COM 29364G103 3070 25478 SH Defined 03 25478 ENTERGY CORP NEW CALL 29364G103 1976 16400 SH CALL Defined 03 16400 ENTERGY CORP NEW CALL 29364G103 3952 32800 SH CALL Defined 03 32800 ENTERPRISE PRODS PARTNERS L COM 293792107 74 2500 SH Defined 02 2500 EXELON CORP COM 30161N101 979 10880 SH Defined 01 10880 EXELON CORP CALL 30161N101 936 10400 SH CALL Defined 01 10400 EXELON CORP COM 30161N101 1976 21965 SH Defined 02 21965 EXELON CORP CALL 30161N101 1547 17200 SH CALL Defined 02 17200 EXELON CORP COM 30161N101 1485 16512 SH Defined 03 16512 EXELON CORP CALL 30161N101 1475 16400 SH CALL Defined 03 16400 FEDERAL NATL MTG ASSN COM 313586109 1435 73540 SH Defined 01 73540 FEDERAL NATL MTG ASSN CALL 313586109 609 31200 SH CALL Defined 01 31200 FEDERAL NATL MTG ASSN COM 313586109 2699 138360 SH Defined 02 138360 FEDERAL NATL MTG ASSN CALL 313586109 1007 51600 SH CALL Defined 02 51600 FEDERAL NATL MTG ASSN COM 313586109 2190 112235 SH Defined 03 112235 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CL A 57636Q104 262 986 SH Defined 01 986 MASTERCARD INC CL A 57636Q104 488 1838 SH Defined 02 1838 MASTERCARD INC CL A 57636Q104 397 1496 SH Defined 03 1496 MCDONALDS CORP COM 580135101 1533 27263 SH Defined 01 27263 MCDONALDS CORP COM 580135101 2690 47840 SH Defined 02 47840 MCDONALDS CORP COM 580135101 2319 41245 SH Defined 03 41245 NORTHWEST AIRLS CORP COM 667280408 66 9906 SH Defined 01 9906 NORTHWEST AIRLS CORP COM 667280408 118 17658 SH Defined 02 17658 NORTHWEST AIRLS CORP COM 667280408 103 15391 SH Defined 03 15391 NRDC ACQUISITION CORP UNIT 99/99/9999 62941R201 1702 177621 SH Defined 01 177621 NRDC ACQUISITION CORP UNIT 99/99/9999 62941R201 2947 307656 SH Defined 02 307656 NRDC ACQUISITION CORP UNIT 99/99/9999 62941R201 2537 264810 SH Defined 03 264810 NUSTAR ENERGY LP UNIT COM 67058H102 233 4910 SH Defined 02 4910 ONEOK PARTNERS LP UNIT LTD PARTN 664785102 196 3500 SH Defined 02 3500 ORACLE CORP CALL 68389X105 437 20800 SH CALL Defined 01 20800 ORACLE CORP COM 68389X105 84 4000 SH Defined 02 4000 ORACLE CORP CALL 68389X105 722 34400 SH CALL Defined 02 34400 ORACLE CORP CALL 68389X105 689 32800 SH CALL Defined 03 32800 PETROHAWK ENERGY CORP CALL 716495106 482 10400 SH CALL Defined 01 10400 PETROHAWK ENERGY CORP COM 716495106 93 2000 SH Defined 02 2000 PETROHAWK ENERGY CORP CALL 716495106 797 17200 SH CALL Defined 02 17200 PETROHAWK ENERGY CORP CALL 716495106 759 16400 SH CALL Defined 03 16400 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1058 14944 SH Defined 01 14944 PETROLEO BRASILEIRO SA PETRO CALL 71654V408 2947 41600 SH CALL Defined 01 41600 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2476 34953 SH Defined 02 34953 PETROLEO BRASILEIRO SA PETRO CALL 71654V408 4873 68800 SH CALL Defined 02 68800 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1597 22543 SH Defined 03 22543 PETROLEO BRASILEIRO SA PETRO CALL 71654V408 4646 65600 SH CALL Defined 03 65600 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 108 2387 SH Defined 02 2387 POLO RALPH LAUREN CORP CL A 731572103 301 4790 SH Defined 01 4790 POLO RALPH LAUREN CORP CL A 731572103 575 9166 SH Defined 02 9166 POLO RALPH LAUREN CORP CL A 731572103 467 7432 SH Defined 03 7432 POTASH CORP SASK INC COM 73755L107 900 3939 SH Defined 01 3939 POTASH CORP SASK INC COM 73755L107 1683 7364 SH Defined 02 7364 POTASH CORP SASK INC COM 73755L107 1366 5977 SH Defined 03 5977 QUALCOMM INC COM 747525103 1677 37796 SH Defined 01 37796 QUALCOMM INC CALL 747525103 2130 48000 SH CALL Defined 01 48000 QUALCOMM INC CALL 747525103 1864 42000 SH CALL Defined 01 42000 QUALCOMM INC COM 747525103 4539 102295 SH Defined 02 102295 QUALCOMM INC CALL 747525103 2662 60000 SH CALL Defined 02 60000 QUALCOMM INC CALL 747525103 2396 54000 SH CALL Defined 02 54000 QUALCOMM INC COM 747525103 2564 57776 SH Defined 03 57776 QUALCOMM INC CALL 747525103 2840 64000 SH CALL Defined 03 64000 QUALCOMM INC CALL 747525103 2485 56000 SH CALL Defined 03 56000 RESEARCH IN MOTION LTD CALL 760975102 912 7800 SH CALL Defined 01 7800 RESEARCH IN MOTION LTD CALL 760975102 1508 12900 SH CALL Defined 02 12900 RESEARCH IN MOTION LTD CALL 760975102 1438 12300 SH CALL Defined 03 12300 SCHLUMBERGER LTD CALL 806857108 1117 10400 SH CALL Defined 01 10400 SCHLUMBERGER LTD COM 806857108 215 2000 SH Defined 02 2000 SCHLUMBERGER LTD CALL 806857108 1848 17200 SH CALL Defined 02 17200 SCHLUMBERGER LTD CALL 806857108 1762 16400 SH CALL Defined 03 16400 SCHWAB CHARLES CORP NEW COM 808513105 2016 98142 SH Defined 01 98142 SCHWAB CHARLES CORP NEW COM 808513105 3826 186277 SH Defined 02 186277 SCHWAB CHARLES CORP NEW COM 808513105 3010 146530 SH Defined 03 146530 STARBUCKS CORP COM 855244109 886 56320 SH Defined 01 56320 STARBUCKS CORP CALL 855244109 1637 104000 SH CALL Defined 01 104000 STARBUCKS CORP COM 855244109 1869 118770 SH Defined 02 118770 STARBUCKS CORP CALL 855244109 2707 172000 SH CALL Defined 02 172000 STARBUCKS CORP COM 855244109 1389 88240 SH Defined 03 88240 STARBUCKS CORP CALL 855244109 2581 164000 SH CALL Defined 03 164000 TARGET CORP PUT 87612E106 967 20800 SH PUT Defined 01 20800 TARGET CORP PUT 87612E106 1525 32800 SH PUT Defined 02 32800 TARGET CORP PUT 87612E106 1525 32800 SH PUT Defined 03 32800 TEPPCO PARTNERS L P UT LTD PARTNER 872384102 169 5100 SH Defined 02 5100 TIME WARNER INC COM 887317105 1280 86475 SH Defined 01 86475 TIME WARNER INC CALL 887317105 355 24000 SH CALL Defined 01 24000 TIME WARNER INC COM 887317105 2199 148611 SH Defined 02 148611 TIME WARNER INC CALL 887317105 474 32000 SH CALL Defined 02 32000 TIME WARNER INC COM 887317105 1937 130907 SH Defined 03 130907 TIME WARNER INC CALL 887317105 474 32000 SH CALL Defined 03 32000 TRANSOCEAN INC NEW CALL G90073100 1585 10400 SH CALL Defined 01 10400 TRANSOCEAN INC NEW SHS G90073100 305 2000 SH Defined 02 2000 TRANSOCEAN INC NEW CALL G90073100 2621 17200 SH CALL Defined 02 17200 TRANSOCEAN INC NEW CALL G90073100 2499 16400 SH CALL Defined 03 16400 U S AIRWAYS GROUP INC COM 90341W108 50 19811 SH Defined 01 19811 U S AIRWAYS GROUP INC COM 90341W108 88 35312 SH Defined 02 35312 U S AIRWAYS GROUP INC COM 90341W108 77 30786 SH Defined 03 30786 UAL CORP COM NEW 902549807 52 9906 SH Defined 01 9906 UAL CORP COM NEW 902549807 92 17658 SH Defined 02 17658 UAL CORP COM NEW 902549807 80 15391 SH Defined 03 15391 VISA INC COM 92826C839 3204 39399 SH Defined 01 39399 VISA INC CALL 92826C839 1268 15600 SH CALL Defined 01 15600 VISA INC COM 92826C839 6927 85192 SH Defined 02 85192 VISA INC CALL 92826C839 2098 25800 SH CALL Defined 02 25800 VISA INC COM 92826C839 4708 57904 SH Defined 03 57904 VISA INC CALL 92826C839 2000 24600 SH CALL Defined 03 24600 WAL MART STORES INC COM 931142103 1773 31550 SH Defined 01 31550 WAL MART STORES INC CALL 931142103 584 10400 SH CALL Defined 01 10400 WAL MART STORES INC COM 931142103 3468 61705 SH Defined 02 61705 WAL MART STORES INC CALL 931142103 967 17200 SH CALL Defined 02 17200 WAL MART STORES INC COM 931142103 2744 48831 SH Defined 03 48831 WAL MART STORES INC CALL 931142103 922 16400 SH CALL Defined 03 16400 ZHONGPIN INC COM 98952K107 86 6903 SH Defined 01 6903 ZHONGPIN INC COM 98952K107 156 12503 SH Defined 02 12503 ZHONGPIN INC COM 98952K107 133 10667 SH Defined 03 10667
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