0001144204-14-055742.txt : 20140912 0001144204-14-055742.hdr.sgml : 20140912 20140912185040 ACCESSION NUMBER: 0001144204-14-055742 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140822 FILED AS OF DATE: 20140912 DATE AS OF CHANGE: 20140912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POSITRON CORP CENTRAL INDEX KEY: 0000844985 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 760083622 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1304 LANGHAM CREEK DRIVE, SUITE 310 CITY: HOUSTON STATE: TX ZIP: 77048 BUSINESS PHONE: 2814927100 MAIL ADDRESS: STREET 1: 1304 LANGHAM CREEK DRIVE, SUITE 310 CITY: HOUSTON STATE: TX ZIP: 77048 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rooney Patrick G CENTRAL INDEX KEY: 0001302919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24092 FILM NUMBER: 141101766 MAIL ADDRESS: STREET 1: 3801 N. WASHINGTON CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 v389051_form4.xml OWNERSHIP DOCUMENT X0306 4 2014-08-22 0 0000844985 POSITRON CORP POSC 0001302919 Rooney Patrick G 530 OAKMONT LANE WESTMONT IL 60559 1 1 1 0 Chief Executive Officer Common Stock, par value $0.0001 2014-08-22 4 P 0 100000000 0.003 A 833159595 D Convertible Promissory Note 0.003 2014-08-22 4 D 0 300000 300000 A 2012-10-31 Common Stock 100000000 833159595 D The shares were issued upon conversion of $300,000 of principal of a convertible promissory note in the original principal amount of $400,000 convertible into an indeterminate number of shares of Common Stock. Does not include 70,000,000 shares of Common Stock issuable upon conversion of 700,000 Series B shares that may be acquired pursuant to options, warrants to purchase 72,500,000 shares of Common Stock, 20,000,000 shares of Common Stock options pursuant to 2012 Equity Incentive Plan. It also does not include 750,000,000 shares of Common Stock held by or convertible to by Solaris Opportunity fund, L.P., over which Mr. Rooney holds voting and dispositive power. N/A /s/ Patrick Rooney 2014-09-12