0000844150-16-000035.txt : 20160815
0000844150-16-000035.hdr.sgml : 20160815
20160815090357
ACCESSION NUMBER: 0000844150-16-000035
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND GROUP PLC
CENTRAL INDEX KEY: 0000844150
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05855
FILM NUMBER: 161830285
BUSINESS ADDRESS:
STREET 1: GOGARBURN
STREET 2: PO BOX 1000
CITY: EDINBURGH, SCOTLAND
STATE: X0
ZIP: EH12 1HQ
BUSINESS PHONE: 441315568555
MAIL ADDRESS:
STREET 1: GOGARBURN
STREET 2: PO BOX 1000
CITY: EDINBURGH, SCOTLAND
STATE: X0
ZIP: EH12 1HQ
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000844150
XXXXXXXX
06-30-2016
06-30-2016
ROYAL BANK OF SCOTLAND GROUP PLC
GOGARBURN
PO BOX 1000
EDINBURGH, SCOTLAND
X0
EH12 1HQ
13F HOLDINGS REPORT
028-05855
N
Aileen Taylor
Head of Group Secretariat
0044 0131 626 4099
Aileen Taylor Edinburgh, Scotland August 10, 2016
Edinburgh
X0
08-10-2016
5
213
395337503
false
10
028-05954
Citizens Bank NA
9
028-01255
National Westminster Bank plc
16
RBSG International Holdings Ltd
15
028-09000
The Royal Bank of Scotland N.V.
7
028-05855
The Royal Bank of Scotland Plc
INFORMATION TABLE
2
Information_Table.xml
AETNA INC NEW
COM
00817Y108
6011
49219
SH
DFND
4
49219
0
9
AETNA INC NEW
COM
00817Y108
1108
9075
SH
DFND
7
9075
0
0
AETNA INC NEW
COM
00817Y108
1060
8680
SH
DFND
9
0
0
513
ALPHABET INC
CAP STK CL C
02079K107
4463
6449
SH
DFND
4
6449
0
0
ALPHABET INC
CAP STK CL C
02079K107
367
530
SH
DFND
7
530
0
0
ALPHABET INC
CAP STK CL C
02079K107
544
786
SH
DFND
9
0
50
0
ALPHABET INC
CAP STK CL A
02079K305
12305
17491
SH
DFND
4
17491
0
0
ALPHABET INC
CAP STK CL A
02079K305
3148
4474
SH
DFND
7
4474
0
0
ALPHABET INC
CAP STK CL A
02079K305
95
135
SH
DFND
9
0
0
0
AMAZON COM INC
COM
023135106
50
70
SH
DFND
4
70
0
0
AMAZON COM INC
COM
023135106
500
698
SH
DFND
7
698
0
0
AMBEV SA
SPONSORED ADR
02319V103
77
13024
SH
DFND
7
13024
0
0
APPLE INC
COM
037833100
9946
104035
SH
DFND
4
104035
0
0
APPLE INC
COM
037833100
1065
11138
SH
DFND
7
11138
0
1431
APPLE INC
COM
037833100
654
6840
SH
DFND
9
0
0
867
ASANKO GOLD INC
COM
04341Y105
43
11307
SH
DFND
7
11307
0
66202
BECTON DICKINSON & CO
COM
075887109
1357
8000
SH
DFND
7
8000
0
0
BED BATH & BEYOND INC
COM
075896100
123
2849
SH
DFND
4
2849
0
479
BED BATH & BEYOND INC
COM
075896100
121
2800
SH
DFND
7
2800
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
478
3300
SH
DFND
4
3300
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
384
2652
SH
DFND
7
2652
0
0
BIOGEN INC
COM
09062X103
506
2091
SH
DFND
4
2091
0
0
BIOGEN INC
COM
09062X103
2
10
SH
DFND
7
10
0
424
BIOGEN INC
COM
09062X103
472
1950
SH
DFND
9
0
0
0
BOEING CO
COM
097023105
5372
41362
SH
DFND
4
41362
0
157
BOEING CO
COM
097023105
275
2115
SH
DFND
7
2115
0
0
BOEING CO
COM
097023105
795
6120
SH
DFND
9
0
0
36581
CME GROUP INC
COM
12572Q105
2922
30000
SH
DFND
7
30000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
3879
61078
SH
DFND
4
61078
0
0
CAPITAL ONE FINL CORP
COM
14040H105
2550
40148
SH
DFND
7
40148
0
0
CAPITAL ONE FINL CORP
COM
14040H105
241
3800
SH
DFND
9
0
0
0
CHEVRON CORP NEW
COM
166764100
121
1150
SH
DFND
4
1150
0
1507
CHEVRON CORP NEW
COM
166764100
1489
14200
SH
DFND
7
14200
0
0
CHEVRON CORP NEW
COM
166764100
608
5800
SH
DFND
9
0
0
0
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
583
8100
SH
DFND
9
0
0
955
CISCO SYS INC
COM
17275R102
5556
193664
SH
DFND
4
193664
0
113
CISCO SYS INC
COM
17275R102
1850
64474
SH
DFND
7
64474
0
0
CISCO SYS INC
COM
17275R102
316
11000
SH
DFND
9
0
0
0
CINTAS CORP
COM
172908105
2568
26169
SH
DFND
4
26169
0
0
CINTAS CORP
COM
172908105
481
4904
SH
DFND
7
4904
0
4142
CITIGROUP INC
COM NEW
172967424
36
853
SH
DFND
4
853
0
0
CITIGROUP INC
COM NEW
172967424
708
16698
SH
DFND
7
16698
0
0
COBALT INTL ENERGY INC
COM
19075F106
27
20502
SH
DFND
7
20502
0
142
COCA COLA CO
COM
191216100
25
550
SH
DFND
4
550
0
0
COCA COLA CO
COM
191216100
281
6200
SH
DFND
7
6200
0
0
COEUR MNG INC
COM NEW
192108504
331
31061
SH
DFND
7
31061
0
0
COLGATE PALMOLIVE CO
COM
194162103
3221
43999
SH
DFND
4
43999
0
1206
COLGATE PALMOLIVE CO
COM
194162103
351
4800
SH
DFND
7
4800
0
0
COLGATE PALMOLIVE CO
COM
194162103
678
9260
SH
DFND
9
0
0
0
COMCAST CORP NEW
CL A
20030N101
4108
63011
SH
DFND
4
63011
0
60
COMCAST CORP NEW
CL A
20030N101
237
3638
SH
DFND
7
3638
0
0
COMCAST CORP NEW
CL A
20030N101
815
12500
SH
DFND
9
0
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
203
17024
SH
DFND
7
17024
0
8680
CUMMINS INC
COM
231021106
5835
51897
SH
DFND
4
51897
0
0
CUMMINS INC
COM
231021106
101
900
SH
DFND
7
900
0
0
CUMMINS INC
COM
231021106
553
4920
SH
DFND
9
0
0
736
DISCOVER FINL SVCS
COM
254709108
5415
101045
SH
DFND
7
101045
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
156
1615
SH
DFND
7
1615
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
232
2400
SH
DFND
9
2400
0
135
EOG RES INC
COM
26875P101
92
1108
SH
DFND
4
1108
0
0
EOG RES INC
COM
26875P101
216
2590
SH
DFND
7
2590
0
0
EQUIFAX INC
COM
294429105
6365
49570
SH
DFND
4
49570
0
0
EXXON MOBIL CORP
COM
30231G102
512
5463
SH
DFND
4
5463
0
0
EXXON MOBIL CORP
COM
30231G102
1577
16820
SH
DFND
7
16820
0
0
EXXON MOBIL CORP
COM
30231G102
647
6900
SH
DFND
9
0
0
6840
FLIR SYS INC
COM
302445101
1006
32500
SH
DFND
7
32500
0
0
FEDEX CORP
COM
31428X106
4510
29713
SH
DFND
4
29713
0
0
FEDEX CORP
COM
31428X106
2849
18768
SH
DFND
7
18768
0
0
FEDEX CORP
COM
31428X106
539
3550
SH
DFND
9
0
0
0
F5 NETWORKS INC
COM
315616102
296
2600
SH
DFND
4
2600
0
0
F5 NETWORKS INC
COM
315616102
145
1278
SH
DFND
7
1278
0
0
FLOWSERVE CORP
COM
34354P105
438
9702
SH
DFND
4
9702
0
0
FLOWSERVE CORP
COM
34354P105
90
2000
SH
DFND
7
2000
0
0
GAMESTOP CORP NEW
CL A
36467W109
384
14465
SH
DFND
4
14465
0
1950
GAMESTOP CORP NEW
CL A
36467W109
183
6886
SH
DFND
7
6886
0
0
GAMESTOP CORP NEW
CL A
36467W109
122
4600
SH
DFND
9
0
0
0
GENERAL ELECTRIC CO
COM
369604103
546
17350
SH
DFND
7
17350
0
6120
GENERAL ELECTRIC CO
COM
369604103
31
999
SH
DFND
9
999
0
0
GILEAD SCIENCES INC
COM
375558103
6843
82026
SH
DFND
4
82026
0
0
GILEAD SCIENCES INC
COM
375558103
777
9320
SH
DFND
7
9320
0
0
GILEAD SCIENCES INC
COM
375558103
543
6515
SH
DFND
9
0
0
3800
HECLA MNG CO
COM
422704106
296
57967
SH
DFND
7
57967
0
0
HOME DEPOT INC
COM
437076102
638
5000
SH
DFND
7
5000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
1103
10588
SH
DFND
7
10588
0
5800
ILLINOIS TOOL WKS INC
COM
452308109
40
380
SH
DFND
9
380
0
8100
INTEL CORP
COM
458140100
10428
317941
SH
DFND
4
317941
0
0
INTEL CORP
COM
458140100
2666
81284
SH
DFND
7
81284
0
0
INTEL CORP
COM
458140100
514
15665
SH
DFND
9
0
1120
11000
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
809
3162
SH
DFND
7
3162
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
2023
7905
SH
DFND
9
7905
0
0
INTUIT
COM
461202103
2223
19920
SH
DFND
4
19920
0
0
INTUIT
COM
461202103
166
1489
SH
DFND
7
1489
0
0
IRON MTN INC NEW
COM
46284V101
1215
30496
SH
DFND
7
30496
0
0
ISHARES
MSCI CDA ETF
464286509
294
12000
SH
DFND
4
12000
0
0
ISHARES
MSCI EURZONE ETF
464286608
709
21957
SH
DFND
4
21957
0
0
ISHARES
MSCI EURZONE ETF
464286608
443
13740
SH
DFND
7
13740
0
0
ISHARES
MSCI PAC JP ETF
464286665
1540
39279
SH
DFND
4
39279
0
0
ISHARES
MSCI PAC JP ETF
464286665
43
1085
SH
DFND
7
1085
0
0
ISHARES
MSCI TAIWAN ETF
464286731
435
30926
SH
DFND
4
30926
0
9260
ISHARES
MSCI STH KOR ETF
464286772
260
5000
SH
DFND
4
5000
0
0
ISHARES
MSCI GERMANY ETF
464286806
679
28240
SH
DFND
4
28240
0
0
ISHARES
MSCI GERMANY ETF
464286806
97
4050
SH
DFND
7
4050
0
12500
ISHARES
MSCI JAPAN ETF
464286848
1593
138520
SH
DFND
4
138520
0
0
ISHARES
MSCI JAPAN ETF
464286848
380
33068
SH
DFND
7
33068
0
0
ISHARES TR
S&P 100 ETF
464287101
1005
10820
SH
DFND
4
10820
0
0
ISHARES TR
TIPS BD ETF
464287176
525
4500
SH
DFND
4
4500
0
4920
ISHARES TR
CORE S&P500 ETF
464287200
11295
53659
SH
DFND
4
53659
0
0
ISHARES TR
CORE S&P500 ETF
464287200
629
2990
SH
DFND
7
2990
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
715
20816
SH
DFND
4
20816
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
43727
1272605
SH
DFND
7
1272605
0
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
384
3800
SH
DFND
7
3800
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
1514
13406
SH
DFND
4
13406
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
947
11104
SH
DFND
4
11104
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
77
900
SH
DFND
7
900
0
0
ISHARES TR
MSCI EAFE ETF
464287465
7608
136300
SH
DFND
7
136300
0
6900
ISHARES TR
U.S. FINLS ETF
464287788
602
7000
SH
DFND
4
7000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
503
5935
SH
DFND
7
5935
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
42
330
SH
DFND
4
330
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
229
1800
SH
DFND
7
1800
0
3550
ISHARES TR
CORE US TR BD
46429B267
336
12800
SH
DFND
7
12800
0
0
ISHARES TR
MSCI UTD KNGDM
46434V548
370
24063
SH
DFND
4
24063
0
0
ISHARES TR
MSCI UTD KNGDM
46434V548
242
15760
SH
DFND
7
15760
0
0
JPMORGAN CHASE & CO
COM
46625H100
25007
402434
SH
DFND
4
402434
0
0
JPMORGAN CHASE & CO
COM
46625H100
3706
59639
SH
DFND
7
59639
0
0
JPMORGAN CHASE & CO
COM
46625H100
1181
19009
SH
DFND
9
419
500
0
JABIL CIRCUIT INC
COM
466313103
581
31458
SH
DFND
4
31458
0
4600
JACOBS ENGR GROUP INC DEL
COM
469814107
638
12800
SH
DFND
7
12800
0
0
JOHNSON & JOHNSON
COM
478160104
1171
9650
SH
DFND
7
9650
0
0
JOHNSON CTLS INC
COM
478366107
6564
148303
SH
DFND
4
148303
0
0
JOHNSON CTLS INC
COM
478366107
2379
53740
SH
DFND
7
53740
0
0
JOHNSON CTLS INC
COM
478366107
786
17750
SH
DFND
9
0
0
6515
KKR & CO L P DEL
COM UNITS
48248M102
136
10995
SH
DFND
7
10995
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
4722
52415
SH
DFND
4
52415
0
0
KRAFT HEINZ CO
COM
500754106
1092
12344
SH
DFND
4
12344
0
0
KRAFT HEINZ CO
COM
500754106
331
3739
SH
DFND
7
3739
0
0
KRAFT HEINZ CO
COM
500754106
69
782
SH
DFND
9
782
0
0
KROGER CO
COM
501044101
9407
255687
SH
DFND
4
255687
0
0
KROGER CO
COM
501044101
887
24120
SH
DFND
7
24120
0
14545
KROGER CO
COM
501044101
1199
32600
SH
DFND
9
0
0
0
LILLY ELI & CO
COM
532457108
5361
68081
SH
DFND
4
68081
0
0
LILLY ELI & CO
COM
532457108
326
4140
SH
DFND
7
4140
0
0
LILLY ELI & CO
COM
532457108
798
10130
SH
DFND
9
0
0
0
LUXOTTICA GROUP S P A
SPONSORED ADR
55068R202
458
9380
SH
DFND
7
9380
0
0
MARSH & MCLENNAN COS INC
COM
571748102
770
11247
SH
DFND
9
11247
0
0
MCDONALDS CORP
COM
580135101
156
1300
SH
DFND
4
1300
0
0
MCDONALDS CORP
COM
580135101
361
3000
SH
DFND
7
3000
0
0
MCKESSON CORP
COM
58155Q103
11260
60328
SH
DFND
4
60328
0
0
MCKESSON CORP
COM
58155Q103
703
3766
SH
DFND
7
3766
0
0
MCKESSON CORP
COM
58155Q103
1096
5870
SH
DFND
9
0
0
0
METLIFE INC
COM
59156R108
223
5589
SH
DFND
9
5019
570
0
MICROSOFT CORP
COM
594918104
8532
166730
SH
DFND
4
166730
0
0
MICROSOFT CORP
COM
594918104
1492
29162
SH
DFND
7
29162
0
0
MICROSOFT CORP
COM
594918104
299
5850
SH
DFND
9
0
0
0
MONSANTO CO NEW
COM
61166W101
4022
38896
SH
DFND
7
38896
0
0
MORGAN STANLEY
COM NEW
617446448
11292
434627
SH
DFND
4
434627
0
0
MORGAN STANLEY
COM NEW
617446448
667
25664
SH
DFND
7
25664
0
0
MORGAN STANLEY
COM NEW
617446448
733
28200
SH
DFND
9
0
0
0
NEVSUN RES LTD
COM
64156L101
36
12198
SH
DFND
7
12198
0
0
NIKE INC
CL B
654106103
2313
41909
SH
DFND
4
41909
0
0
NIKE INC
CL B
654106103
723
13105
SH
DFND
7
13105
0
0
NIKE INC
CL B
654106103
497
9000
SH
DFND
9
0
0
0
PAN AMERICAN SILVER CORP
COM
697900108
288
17532
SH
DFND
7
17532
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
29
423
SH
DFND
7
423
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
401
5900
SH
DFND
9
0
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
358
50000
SH
DFND
9
0
0
0
PFIZER INC
COM
717081103
105
2984
SH
DFND
4
2984
0
0
PFIZER INC
COM
717081103
2656
75439
SH
DFND
7
75439
0
0
PHILIP MORRIS INTL INC
COM
718172109
1768
17380
SH
DFND
4
17380
0
0
PHILIP MORRIS INTL INC
COM
718172109
246
2415
SH
DFND
7
2415
0
0
PHILIP MORRIS INTL INC
COM
718172109
594
5840
SH
DFND
9
0
440
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
645
6000
SH
DFND
4
6000
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
212
1970
SH
DFND
7
1970
0
0
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
4548
106314
SH
DFND
7
106314
0
0
QEP RES INC
COM
74733V100
740
42000
SH
DFND
7
42000
0
0
QUESTAR CORP
COM
748356102
1066
42000
SH
DFND
7
42000
0
18090
REPUBLIC SVCS INC
COM
760759100
713
13905
SH
DFND
4
13905
0
0
REPUBLIC SVCS INC
COM
760759100
36
707
SH
DFND
7
707
0
0
REPUBLIC SVCS INC
COM
760759100
111
2170
SH
DFND
9
0
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
2287
28468
SH
DFND
7
28468
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1524
7275
SH
DFND
4
7275
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2382
11370
SH
DFND
7
11370
0
17750
SPDR GOLD TRUST
GOLD SHS
78463V107
259
2050
SH
DFND
7
2050
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
284
4060
SH
DFND
7
4060
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
252
3000
SH
DFND
4
3000
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
154
1830
SH
DFND
7
1830
0
0
SCHLUMBERGER LTD
COM
806857108
3014
38109
SH
DFND
7
38109
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
656
28700
SH
DFND
4
28700
0
0
SILVER STD RES INC
COM
82823L106
405
31179
SH
DFND
7
31179
0
0
SOUTHWEST AIRLS CO
COM
844741108
1206
30769
SH
DFND
4
30769
0
32600
SOUTHWEST AIRLS CO
COM
844741108
631
16105
SH
DFND
7
16105
0
0
SOUTHWEST AIRLS CO
COM
844741108
535
13655
SH
DFND
9
0
0
0
STRYKER CORP
COM
863667101
1426
11900
SH
DFND
7
11900
0
10130
SYSCO CORP
COM
871829107
353
6950
SH
DFND
7
6950
0
0
SYSCO CORP
COM
871829107
47
931
SH
DFND
9
931
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
946
9220
SH
DFND
4
9220
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
128
1250
SH
DFND
7
1250
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
4704
92234
SH
DFND
4
92234
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
910
17841
SH
DFND
7
17841
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
262
1362
SH
DFND
4
1362
0
5870
VERIZON COMMUNICATIONS INC
COM
92343V104
483
8658
SH
DFND
4
8658
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
76
1362
SH
DFND
7
1362
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
283
5070
SH
DFND
9
4829
241
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1311
15743
SH
DFND
7
15743
0
5850
WALGREENS BOOTS ALLIANCE INC
COM
931427108
21
250
SH
DFND
9
250
0
0
WELLS FARGO & CO NEW
COM
949746101
198
4182
SH
DFND
4
4182
0
0
WELLS FARGO & CO NEW
COM
949746101
47
1000
SH
DFND
7
1000
0
0
WILLIAMS COS INC DEL
COM
969457100
562
25989
SH
DFND
4
25989
0
28200
XCEL ENERGY INC
COM
98389B100
6029
134639
SH
DFND
4
134639
0
0
XCEL ENERGY INC
COM
98389B100
77
1710
SH
DFND
7
1710
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
9042
75116
SH
DFND
4
75116
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
150
1250
SH
DFND
7
1250
0
9000
ZIMMER BIOMET HLDGS INC
COM
98956P102
156
1300
SH
DFND
9
0
0
0
LAZARD LTD
SHS A
G54050102
2191
73560
SH
DFND
4
73560
0
0