0000844150-16-000026.txt : 20160216
0000844150-16-000026.hdr.sgml : 20160215
20160216085024
ACCESSION NUMBER: 0000844150-16-000026
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND GROUP PLC
CENTRAL INDEX KEY: 0000844150
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05855
FILM NUMBER: 161423419
BUSINESS ADDRESS:
STREET 1: GOGARBURN
STREET 2: PO BOX 1000
CITY: EDINBURGH, SCOTLAND
STATE: X0
ZIP: EH12 1HQ
BUSINESS PHONE: 441315568555
MAIL ADDRESS:
STREET 1: GOGARBURN
STREET 2: PO BOX 1000
CITY: EDINBURGH, SCOTLAND
STATE: X0
ZIP: EH12 1HQ
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000844150
XXXXXXXX
12-31-2015
12-31-2015
ROYAL BANK OF SCOTLAND GROUP PLC
GOGARBURN
PO BOX 1000
EDINBURGH, SCOTLAND
X0
EH12 1HQ
13F HOLDINGS REPORT
028-05855
N
Aileen Taylor
Head of Group Secretariat
4401316264099
Aileen Taylor Edinburgh, Scotland February 10, 2016
Edinburgh, Scotland
X0
02-10-2016
5
156
497318943
false
10
028-05954
Citizens Bank NA
9
028-01255
National Westminster Bank plc
16
RBSG International Holdings Ltd
15
028-09000
The Royal Bank of Scotland N.V.
7
028-05855
The Royal Bank of Scotland Plc
INFORMATION TABLE
2
Information_table.xml
AETNA INC NEW
COM
00817Y108
10224
94560
SH
DFND
9
72494
0
22066
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
4194
51605
SH
DFND
7
51605
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2597
31959
SH
DFND
9
0
0
31959
ALPHABET INC
CAP STK CL C
02079K107
7458
9827
SH
DFND
9
9392
50
385
ALPHABET INC
CAP STK CL A
02079K305
187
240
SH
DFND
7
240
0
0
ALPHABET INC
CAP STK CL A
02079K305
26263
33756
SH
DFND
9
23136
0
10620
AMBEV SA
SPONSORED ADR
02319V103
929
208202
SH
DFND
7
208202
0
0
APPLE INC
COM
037833100
1176
11172
SH
DFND
7
11172
0
0
APPLE INC
COM
037833100
16111
153062
SH
DFND
9
138037
0
15025
BAIDU INC
SPON ADR REP A
056752108
2401
12701
SH
DFND
7
12701
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
583
121112
SH
DFND
7
121112
0
0
BED BATH & BEYOND INC
COM
075896100
746
15469
SH
DFND
9
11829
0
3640
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
529
4007
SH
DFND
7
4007
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
264
2000
SH
DFND
9
2000
0
0
BIOGEN INC
COM
09062X103
4788
15629
SH
DFND
9
7049
0
8580
BOEING CO
COM
097023105
67
464
SH
DFND
7
464
0
0
BOEING CO
COM
097023105
12143
83981
SH
DFND
9
60394
0
23587
BRF SA
SPONSORED ADR
10552T107
429
31067
SH
DFND
7
31067
0
0
CME GROUP INC
COM
12572Q105
2718
30000
SH
DFND
7
30000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
7098
98341
SH
DFND
9
57680
0
40661
CENTURYLINK INC
COM
156700106
8257
328161
SH
DFND
9
285986
0
42175
CHEVRON CORP NEW
COM
166764100
68
756
SH
DFND
7
756
0
0
CHEVRON CORP NEW
COM
166764100
522
5800
SH
DFND
9
0
0
5800
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
473
8400
SH
DFND
9
0
0
8400
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
486
8100
SH
DFND
9
0
0
8100
CISCO SYS INC
COM
17275R102
6687
246269
SH
DFND
9
199053
0
47216
CINTAS CORP
COM
172908105
544
5978
SH
DFND
9
3500
0
2478
CITIGROUP INC
COM NEW
172967424
1017
19650
SH
DFND
7
19650
0
0
CITIGROUP INC
COM NEW
172967424
36
703
SH
DFND
9
703
0
0
COBALT INTL ENERGY INC
COM
19075F106
61
11340
SH
DFND
7
11340
0
0
COEUR MNG INC
COM NEW
192108504
77
31061
SH
DFND
7
31061
0
0
COLGATE PALMOLIVE CO
COM
194162103
6065
91033
SH
DFND
9
78073
0
12960
COMCAST CORP NEW
CL A
20030N101
61
1073
SH
DFND
7
1073
0
0
COMCAST CORP NEW
CL A
20030N101
7603
134726
SH
DFND
9
102272
0
32454
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
73
17024
SH
DFND
7
17024
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
607
13101
SH
DFND
7
13101
0
0
CUMMINS INC
COM
231021106
9639
109522
SH
DFND
9
98302
0
11220
DISCOVER FINL SVCS
COM
254709108
5553
103560
SH
DFND
7
103560
0
0
DOLLAR TREE INC
COM
256746108
2089
27049
SH
DFND
9
24035
0
3014
EOG RES INC
COM
26875P101
1680
23739
SH
DFND
9
18799
0
4940
EQUIFAX INC
COM
294429105
12898
115813
SH
DFND
9
111123
0
4690
EXXON MOBIL CORP
COM
30231G102
173
2216
SH
DFND
7
2216
0
0
EXXON MOBIL CORP
COM
30231G102
703
9020
SH
DFND
9
2120
0
6900
FLIR SYS INC
COM
302445101
912
32500
SH
DFND
7
32500
0
0
FEDEX CORP
COM
31428X106
9093
61034
SH
DFND
9
35604
0
25430
F5 NETWORKS INC
COM
315616102
2052
21167
SH
DFND
9
18655
0
2512
FIRST SOLAR INC
COM
336433107
507
7689
SH
DFND
7
7689
0
0
FLOWSERVE CORP
COM
34354P105
1724
40959
SH
DFND
9
38689
0
2270
FORD MTR CO DEL
COM PAR $0.01
345370860
240
17000
SH
DFND
9
17000
0
0
GAMESTOP CORP NEW
CL A
36467W109
2814
100344
SH
DFND
9
87204
0
13140
GILEAD SCIENCES INC
COM
375558103
57
567
SH
DFND
7
567
0
0
GILEAD SCIENCES INC
COM
375558103
7138
70537
SH
DFND
9
55659
0
14878
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
1311
21276
SH
DFND
7
21276
0
0
HECLA MNG CO
COM
422704106
110
57967
SH
DFND
7
57967
0
0
HOME DEPOT INC
COM
437076102
661
5000
SH
DFND
7
5000
0
0
HONEYWELL INTL INC
COM
438516106
240
2320
SH
DFND
9
2320
0
0
ICICI BK LTD
ADR
45104G104
598
76318
SH
DFND
7
76318
0
0
ILLINOIS TOOL WKS INC
COM
452308109
987
10651
SH
DFND
7
10651
0
0
ILLINOIS TOOL WKS INC
COM
452308109
35
380
SH
DFND
9
380
0
0
INFOSYS LTD
SPONSORED ADR
456788108
1732
103384
SH
DFND
7
103384
0
0
INTEL CORP
COM
458140100
65
1889
SH
DFND
7
1889
0
0
INTEL CORP
COM
458140100
18636
540953
SH
DFND
9
354188
1120
185645
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
810
3162
SH
DFND
7
3162
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
2026
7905
SH
DFND
9
7905
0
0
INTUIT
COM
461202103
4846
50222
SH
DFND
9
47340
0
2882
IRON MTN INC NEW
COM
46284V101
824
30496
SH
DFND
7
30496
0
0
ISHARES
MSCI CDA ETF
464286509
258
12000
SH
DFND
9
12000
0
0
ISHARES
MSCI EURZONE ETF
464286608
1234
35220
SH
DFND
9
35220
0
0
ISHARES
MSCI PAC JP ETF
464286665
1508
39285
SH
DFND
9
39285
0
0
ISHARES
MSCI TAIWAN ETF
464286731
912
71406
SH
DFND
9
71406
0
0
ISHARES
MSCI STH KOR ETF
464286772
765
15400
SH
DFND
9
15400
0
0
ISHARES
MSCI GERMANY ETF
464286806
229
8740
SH
DFND
9
8740
0
0
ISHARES
MSCI JAPAN ETF
464286848
1565
129106
SH
DFND
9
129106
0
0
ISHARES TR
S&P 100 ETF
464287101
986
10820
SH
DFND
9
10820
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
627
17780
SH
DFND
9
17780
0
0
ISHARES TR
CORE S&P500 ETF
464287200
17954
87638
SH
DFND
9
87638
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
24167
750768
SH
DFND
7
750768
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
821
25516
SH
DFND
9
25516
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
898
8506
SH
DFND
9
8506
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
4875
57783
SH
DFND
9
57783
0
0
ISHARES TR
U.S. FINLS ETF
464287788
619
7000
SH
DFND
9
7000
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
2202
20000
SH
DFND
9
20000
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
622
5750
SH
DFND
9
5750
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
550
20000
SH
DFND
9
20000
0
0
ISHARES TR
MSCI UTD KNGDM
46434V548
941
58313
SH
DFND
9
58313
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
928
142588
SH
DFND
7
142588
0
0
JPMORGAN CHASE & CO
COM
46625H100
104
1581
SH
DFND
7
1581
0
0
JPMORGAN CHASE & CO
COM
46625H100
34917
528806
SH
DFND
9
457003
500
71303
JABIL CIRCUIT INC
COM
466313103
2514
107927
SH
DFND
9
105227
0
2700
JACOBS ENGR GROUP INC DEL
COM
469814107
537
12800
SH
DFND
7
12800
0
0
JD COM INC
SPON ADR CL A
47215P106
1301
40331
SH
DFND
7
40331
0
0
JOHNSON & JOHNSON
COM
478160104
1003
9768
SH
DFND
7
9768
0
0
JOHNSON & JOHNSON
COM
478160104
103
1000
SH
DFND
9
0
0
1000
JOHNSON CTLS INC
COM
478366107
12265
310576
SH
DFND
9
190865
0
119711
KKR & CO L P DEL
COM UNITS
48248M102
176
11295
SH
DFND
7
11295
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
6439
86227
SH
DFND
9
84927
0
1300
KRAFT HEINZ CO
COM
500754106
2466
33887
SH
DFND
9
24285
0
9602
KROGER CO
COM
501044101
14537
347515
SH
DFND
9
271340
0
76175
LILLY ELI & CO
COM
532457108
42
500
SH
DFND
7
500
0
0
LILLY ELI & CO
COM
532457108
13720
162826
SH
DFND
9
116278
0
46548
LUXOTTICA GROUP S P A
SPONSORED ADR
55068R202
608
9380
SH
DFND
7
9380
0
0
MARSH & MCLENNAN COS INC
COM
571748102
624
11247
SH
DFND
9
11247
0
0
MCKESSON CORP
COM
58155Q103
13772
69829
SH
DFND
9
64972
0
4857
METLIFE INC
COM
59156R108
269
5589
SH
DFND
9
5019
570
0
MICROSOFT CORP
COM
594918104
1616
29134
SH
DFND
7
29134
0
0
MICROSOFT CORP
COM
594918104
12559
226372
SH
DFND
9
205702
0
20670
MONSANTO CO NEW
COM
61166W101
6031
61219
SH
DFND
7
61219
0
0
MONSANTO CO NEW
COM
61166W101
0
2
SH
DFND
9
0
0
2
MORGAN STANLEY
COM NEW
617446448
34
1084
SH
DFND
7
1084
0
0
MORGAN STANLEY
COM NEW
617446448
17230
541639
SH
DFND
9
471356
0
70283
NETEASE INC
SPONSORED ADR
64110W102
610
3363
SH
DFND
7
3363
0
0
NIKE INC
CL B
654106103
921
14736
SH
DFND
9
10054
0
4682
PAN AMERICAN SILVER CORP
COM
697900108
114
17532
SH
DFND
7
17532
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
28
423
SH
DFND
7
423
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
387
5900
SH
DFND
9
0
0
5900
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
14
3244
SH
DFND
7
3244
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
301
70000
SH
DFND
9
0
0
70000
PFIZER INC
COM
717081103
60
1857
SH
DFND
7
1857
0
0
PFIZER INC
COM
717081103
201
6224
SH
DFND
9
6224
0
0
PHILIP MORRIS INTL INC
COM
718172109
200
2277
SH
DFND
7
2277
0
0
PHILIP MORRIS INTL INC
COM
718172109
3774
42935
SH
DFND
9
35480
440
7015
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
671
6000
SH
DFND
9
6000
0
0
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
3729
96677
SH
DFND
7
96677
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
71
10241
SH
DFND
7
10241
0
0
RARE ELEMENT RES LTD
COM
75381M102
48
320052
SH
DFND
7
320052
0
0
REPUBLIC SVCS INC
COM
760759100
69
1578
SH
DFND
7
1578
0
0
REPUBLIC SVCS INC
COM
760759100
1582
35966
SH
DFND
9
33796
0
2170
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2039
10000
SH
DFND
7
10000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2286
11215
SH
DFND
9
11215
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1925
18975
SH
DFND
9
18975
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
221
3000
SH
DFND
9
3000
0
0
SCHLUMBERGER LTD
COM
806857108
2735
39207
SH
DFND
7
39207
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1520
35482
SH
DFND
7
35482
0
0
SILVER STD RES INC
COM
82823L106
162
31179
SH
DFND
7
31179
0
0
SOLARCITY CORP
COM
83416T100
391
7663
SH
DFND
7
7663
0
0
SOUTHWEST AIRLS CO
COM
844741108
2976
69104
SH
DFND
9
50757
0
18347
STRYKER CORP
COM
863667101
1106
11900
SH
DFND
7
11900
0
0
SUNEDISON INC
COM
86732Y109
211
41506
SH
DFND
7
41506
0
0
SYSCO CORP
COM
871829107
385
9400
SH
DFND
7
9400
0
0
SYSCO CORP
COM
871829107
38
931
SH
DFND
9
931
0
0
TASMAN METALS LTD
COM
87652B103
6
34101
SH
DFND
7
34101
0
0
ULTRAPAR PARTICIPACOES S A
SP ADR REP COM
90400P101
316
20734
SH
DFND
7
20734
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
64
667
SH
DFND
7
667
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2323
24180
SH
DFND
9
21080
0
3100
VALERO ENERGY CORP NEW
COM
91913Y100
9850
139303
SH
DFND
9
109681
0
29622
VERIZON COMMUNICATIONS INC
COM
92343V104
99
2144
SH
DFND
7
2144
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
271
5871
SH
DFND
9
5630
241
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1341
15743
SH
DFND
7
15743
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
21
250
SH
DFND
9
0
250
0
WILLIAMS COS INC DEL
COM
969457100
1403
54599
SH
DFND
9
41999
0
12600
XCEL ENERGY INC
COM
98389B100
5707
158919
SH
DFND
9
148236
0
10683
ZIMMER BIOMET HLDGS INC
COM
98956P102
13252
129179
SH
DFND
9
125591
0
3588
KOSMOS ENERGY LTD
SHS
G5315B107
65
12566
SH
DFND
7
12566
0
0
LAZARD LTD
SHS A
G54050102
17
375
SH
DFND
7
375
0
0
LAZARD LTD
SHS A
G54050102
4503
100038
SH
DFND
9
100038
0
0
SEADRILL LIMITED
SHS
G7945E105
81
24003
SH
DFND
7
24003
0
0