0001474506-14-000021.txt : 20140219
0001474506-14-000021.hdr.sgml : 20140219
20140219160959
ACCESSION NUMBER: 0001474506-14-000021
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: PATRIOT TRANSPORTATION HOLDING INC
CENTRAL INDEX KEY: 0000844059
STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING & COURIER SERVICES (NO AIR) [4210]
IRS NUMBER: 592924957
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-40400
FILM NUMBER: 14625757
BUSINESS ADDRESS:
STREET 1: 200 W. FORSYTH ST.
STREET 2: 7TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
BUSINESS PHONE: 9043965733
MAIL ADDRESS:
STREET 1: 200 W. FORSYTH ST.
STREET 2: 7TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
FORMER COMPANY:
FORMER CONFORMED NAME: FRP PROPERTIES INC
DATE OF NAME CHANGE: 19920703
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: PATRIOT TRANSPORTATION HOLDING INC
CENTRAL INDEX KEY: 0000844059
STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING & COURIER SERVICES (NO AIR) [4210]
IRS NUMBER: 592924957
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 200 W. FORSYTH ST.
STREET 2: 7TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
BUSINESS PHONE: 9043965733
MAIL ADDRESS:
STREET 1: 200 W. FORSYTH ST.
STREET 2: 7TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
FORMER COMPANY:
FORMER CONFORMED NAME: FRP PROPERTIES INC
DATE OF NAME CHANGE: 19920703
SC 13G
1
sched13g_elbtrst2013.txt
SCHEDULE 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934*
Patriot Transportation Holding, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
70337B102
(CUSIP Number)
December 31, 2013
(Date of Event Which Requires Filing of this Statement)
Daniel B. Nunn, Jr.
Nelson Mullins
50 North Laura Street
Suite 2850
Jacksonville, Florida 32202
(904) 665-3601
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[x] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Exchange Act or
otherwise subject to the liabilities of that section of the Exchange Act but
shall be subject to all other provisions of the Exchange Act (however, see the
Notes).
SCHEDULE 13G
------------------------------------------------------------------------------
CUSIP No.: 70337B102
------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Edward L. Baker and Thompson S. Baker II as trustees of the separate trust
for Edward L. Baker created under the Cynthia L. Baker trust U/A/D
April 30, 1965.
------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
------------------------------------------------------------------------------
3 SEC USE ONLY
------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Florida
------------------------------------------------------------------------------
5 SOLE VOTING POWER
423,274
NUMBER OF SHARES --------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH --------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 423,274
WITH --------------------------------
8 SHARED DISPOSITIVE POWER
0
------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
423,274
------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.42%
------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
00/IN
------------------------------------------------------------------------------
SCHEDULE 13G
------------------------------------------------------------------------------
CUSIP No.: 70337B102
------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Edward L. Baker
------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
------------------------------------------------------------------------------
3 SEC USE ONLY
------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
------------------------------------------------------------------------------
5 SOLE VOTING POWER
290,796
NUMBER OF SHARES --------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 423,274
EACH --------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 290,796
WITH --------------------------------
8 SHARED DISPOSITIVE POWER
423,274
------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
735,070
------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.67%
------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
------------------------------------------------------------------------------
SCHEDULE 13G
------------------------------------------------------------------------------
CUSIP No.: 70337B102
------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Thompson S. Baker II
------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
------------------------------------------------------------------------------
3 SEC USE ONLY
------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
------------------------------------------------------------------------------
5 SOLE VOTING POWER
87,549
NUMBER OF SHARES --------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 429,871
EACH --------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 87,549
WITH --------------------------------
8 SHARED DISPOSITIVE POWER
429,871
------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
129,177
------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.35%
------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
------------------------------------------------------------------------------
Item 1.
(a) The name of the Issuer is Patriot Transportation Holding, Inc.
(b) The Issuer's principal executive offices are located at
200 West Forsyth Street, 7th Floor, Jacksonville, Florida 32202.
Item 2.
(a) This Schedule 13G is filed on behalf of Edward L. Baker and
Thompson S. Baker II, as trustees for the separate trust for Edward L. Baker
created under the Cynthia L. Baker trust U/D/A April 30, 1965 (the "ELB
Trust"), and Edward L. Baker and Thompson S. Baker II, individually (each, a
"Reporting Person").
(b) The principal executive offices of the ELB Trust are located
at Bessemer Trust Company, Attention: Paul Barkus, 630 Fifth Avenue,
New York, NY 10111.
The principal business address for Edward L. Baker, is
200 West Forsyth Street, 7th Floor, Jacksonville, Florida 32202.
The principal business address for Thompson S. Baker II, is 200 West
Forsyth Street, 7th Floor, Jacksonville, Florida 32202.
(c) The Cynthia L. Baker Trust (the "CLB Trust") was organized as
a Florida trust on April 30, 1965. The individual Reporting Persons are
citizens of the United States.
(d) This Schedule 13G relates to the common stock of the Issuer,
par value $.10 per share. The numbers pertaining to ownership of the common
stock contained in this Schedule 13G reflect an adjustment for the Issuer's
3-for-1 stock split effective as of January 17, 2011.
(e) The CUSIP number of the common stock is 70337B102.
Item 3.
Not applicable
Item 4.
(a) Amount beneficially owned:
1) ELB Trust: 423,274
2) Edward L. Baker: 735,070
3) Thompson S. Baker II: 129,177
Total: 864,247 shares
(b) Percent of class:
1) ELB Trust: 4.42%
2) Edward L. Baker: 7.67%
3) Thompson S. Baker II: 1.35%
Total: 9.02%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
1) ELB Trust: 423,274
2) Edward L. Baker: 290,796
3) Thompson S. Baker II: 87,549
Total: 801,619
(ii) Shared power to vote or to direct the vote:
1) ELB Trust: 0
2) Edward L. Baker: 423,274
3) Thompson S. Baker II: 429,871
Total: 429,871
(iii) Sole power to dispose or to direct the disposition of:
1) ELB Trust: 423,274
2) Edward L. Baker: 290,796
3) Thompson S. Baker II: 87,549
Total: 801,619
(iv) Shared power to dispose or to direct the disposition of:
1) ELB Trust: 0
2) Edward L. Baker: 423,274
3) Thompson S. Baker II: 429,871
Total: 429,871
Edward L. Baker - Voting and Dispositive Power
----------------------------------------------
Edward L. Baker has sole voting and dispositive power over 174,597
shares that he holds as trustee of certain trusts for the benefit of the
children of John D. Baker II, 78,573 shares owned by his Living Trust, 7,626
shares that are held in a retirement account and 30,000 shares that he holds
directly.
Mr. Baker has shared voting and dispositive power with respect to
the 423,274 shares held by the ELB Trust.
Edward L. Baker - Beneficial Ownership
--------------------------------------
The beneficial ownership total of Edward L. Baker shown above
includes the 423,274 shares held by the ELB Trust. Mr. Baker's reported
beneficial ownership total also includes (i) 21,000 shares issuable under
options that are exercisable within 60 days of December 31, 2013, (ii) 30,000
shares that he holds directly, (iii) 78,573 shares owned by his Living Trust,
(iv) 7,626 shares held in a retirement account, and (v) 174,597 shares that
he holds as trustee for the benefit of the children of John D. Baker II as to
which he disclaims beneficial ownership.
Thompson S. Baker II - Voting and Dispositive Power
---------------------------------------------------
Thompson S. Baker II has sole voting and dispositive power over
87,510 shares that he holds directly and 39 shares held in retirement
accounts.
Mr. Baker has shared voting and dispositive power with respect to
the 423,274 shares held by the ELB Trust and 6,597 shares held in trust for
the benefit of his children.
Thompson S. Baker II - Beneficial Ownership
-------------------------------------------
The beneficial ownership of Thompson S. Baker II shown above
includes (i) 87,510 shares that he holds directly, (ii) 39 shares held in a
retirement account and (iii) 41,628 shares issuable under options that are
exercisable within 60 days of December 31, 2013. Mr. Baker's reported
beneficial ownership total does not include (i) the 6,597 shares held in
trust for the benefit of his children, (ii) the 423,274 shares held by the
ELB Trust or (iii) 2,199 shares owned by his wife. Mr. Baker disclaims
beneficial ownership of those shares.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
ELB Trust
Edward L. Baker
Thompsons S. Baker II
Each Reporting Person may also be deemed to be members of a group
with John D. Baker II and Edward L. Baker II. Each Reporting Person disclaims
beneficial ownership of the shares owned by such persons.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
Statement is true, correct and complete.
Dated: February 19, 2014.
_________________________________
Edward L. Baker
_________________________________
Thompson S. Baker II
_________________________________
Edward L. Baker, as Trustee of
ELB Trust
_________________________________
Thompson S. Baker II, as Trustee
of ELB Trust