-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MqkgkAdk8YxCFmzFIyp4zQw1Vs613MFSwtTuH4hq5gwN2mQGnI4d/Luqd0+e271p H0hqFwtyV5NAe1iqt9rLOA== 0000950131-98-000635.txt : 19980205 0000950131-98-000635.hdr.sgml : 19980205 ACCESSION NUMBER: 0000950131-98-000635 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980204 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: YORK INTERNATIONAL CORP /DE/ CENTRAL INDEX KEY: 0000842662 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 133473472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41831 FILM NUMBER: 98521059 BUSINESS ADDRESS: STREET 1: 631 S RICHLAND AVE CITY: YORK STATE: PA ZIP: 17403 BUSINESS PHONE: 7177717890 MAIL ADDRESS: STREET 1: 631 SOUTH RICHLAND AVENUE CITY: YORK STATE: PA ZIP: 17403 FORMER COMPANY: FORMER CONFORMED NAME: YORK HOLDINGS CORP DATE OF NAME CHANGE: 19910930 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CHICAGO NBD CORP CENTRAL INDEX KEY: 0000070040 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 381984850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE FIRST NATIONAL PLAZA CITY: CHICAGO STATE: IL ZIP: 60670 BUSINESS PHONE: 3127324000 MAIL ADDRESS: STREET 1: ONE FIRST NATIONAL PLAZA CITY: CHICAGO STATE: IL ZIP: 60670 FORMER COMPANY: FORMER CONFORMED NAME: NBD BANCORP INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL DETROIT CORP DATE OF NAME CHANGE: 19810522 SC 13G/A 1 SCHEDULE 13G/A - YORK INTERNATIONAL CORP SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* York International Corporation Common Stock 986670107 Check the following box if a fee is being paid with their statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of their cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.) - ----------------------- --------------------- CUSIP NO. 986670107 PAGE 2 OF 4 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Chicago NBD Corporation 38-1984850* - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,286,799 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 16,885 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,268,439 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 130,534 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,410,923 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 3.4 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 *Unless otherwise disclosed herein, all holdings of the Reporting Person are indirect through one or more subsidiaries. - ------------------------------------------------------------------------------ HC CO SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 4 SEC 13G SECURITIES AND EXCHANGE COMMISSION SCHEDULE 13G Amendment No. 1 Item 1(a) Name of Issuer: York International Corporation Item 1(b) Address of Issuer's Principal Executive Offices: P.O. Box 1592 York, PA 17405-1592 Item 2(a) Name of Person filing: First Chicago NBD Corporation. ("FCN") Item 2(b) Address of Principal Business Offices: One First National Plaza Chicago, Illinois 60670 Item 2(c) Citizenship Delaware Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP No.: 986670107 Item 3 Type of Person Filing: (g) FCN is a Parent Holding Company in accordance with 240.13d-1(b)(ii)(g). Item 4 Ownership: The shares listed below were held in a fiduciary capacity by one or more subsidiaries of First Chicago NBD Corporation as of December 31, 1997 A.) Amount Beneficially owned: 1,410,923 B.) Percent of Class: 3.4 C.) Number of shares to which the subject Holding company has: 1.) Sole power to vote or direct the vote: 1,286,799 2.) Shared power to vote or to direct the vote: 16,885 3.) Sole power to dispose or to direct the disposition of: 1,268,439 4.) Shares power to dispose or to direct the disposition of: 130,534 Page 4 of 4 Item 5 Ownership of 5 percent or less of a Class: If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than 5 percent of securities, check the following [X]. Item 6 Ownership of More than 5 percent on Behalf of Another Person: Not Applicable Item 7 Identification and Classification of the Subsidiary which Acquired the Security being Reported on By the Parent Holding Company: See Item 3 Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification: By signing below I certify that to the best of my knowledge and belief, the securities referred above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose of effect. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 30, 1998 /s/ Daniel T. Lis -------------------- Daniel T. Lis Assistant Secretary . First Chicago NBD Corporation (313) 225-3154 -----END PRIVACY-ENHANCED MESSAGE-----