SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HECK DAVID R

(Last) (First) (Middle)
631 SOUTH RICHLAND AVENUE

(Street)
YORK PA 17403

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
YORK INTERNATIONAL CORP /DE/ [ YRK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Governance Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/09/2005
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/09/2005 D 3,100 D (1) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Rights $0 12/09/2005 D 709 (2) (2) Common Stock 709 (2) 0 D
Employee Stock Option (right to buy w/tax w/holding right) $28.25 12/09/2005 D 5,000 (3) 03/22/2011 Common Stock 5,000 (4) 0 D
Employee Stock Option (right to buy w/tax w/holding right) $35.22 12/09/2005 D 8,000 (3) 03/27/2012 Common Stock 8,000 (4) 0 D
Employee Stock Option (right to buy w/tax w/holding right) $20.89 12/09/2005 D 4,000 (3) 03/26/2013 Common Stock 4,000 (4) 0 D
Employee Stock Option (right to buy w/tax w/holding right) $37.58 12/09/2005 D 1,800 (3) 03/25/2014 Common Stock 1,800 (4) 0 D
Explanation of Responses:
1. Disposed of pursuant to the merger of YJC Acquisition Corp. with and into issuer (the "Merger") pursuant to an Agreement and Plan of Merger, dated August 24, 2005, by and among issuer, Johnson Controls, Inc. and YJC Acquisition Corp. At the effective time of the Merger, each outstanding share of issuer's common stock was converted into the right to receive $56.50 in cash.
2. Each restricted stock unit became fully vested immediately prior to the effective time of the Merger and was converted into the right to receive $56.50 per unit in cash.
3. Options become exercisable in one-third tranches each of three anniversary dates following grant.
4. This option (whether or not then exercisable or vested) was canceled at the effective time of the Merger and was converted into the right to receive, for each share of stock then subject to the option, cash in an amount equal to the amount, if any, by which $56.50 exceeded the exercise price per share under the option.
Patrick G. Quick, Attorney-in-Fact 12/13/2005
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.