0000950123-20-004616.txt : 20200513
0000950123-20-004616.hdr.sgml : 20200513
20200513101541
ACCESSION NUMBER: 0000950123-20-004616
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
EFFECTIVENESS DATE: 20200513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
CENTRAL INDEX KEY: 0000842180
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 000000000
STATE OF INCORPORATION: U3
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19997
FILM NUMBER: 20871438
BUSINESS ADDRESS:
STREET 1: CALLE AZUL 4
CITY: MADRID
STATE: U3
ZIP: 28050
BUSINESS PHONE: 011 34 91 537 8172
MAIL ADDRESS:
STREET 1: CALLE AZUL 4
CITY: MADRID
STATE: U3
ZIP: 28050
FORMER COMPANY:
FORMER CONFORMED NAME: BANCO BILBAO VIZCAYA ARGENTARIA S A
DATE OF NAME CHANGE: 20000505
FORMER COMPANY:
FORMER CONFORMED NAME: BANCO BILBAO VIZCAYA S A
DATE OF NAME CHANGE: 19991103
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000842180
XXXXXXXX
03-31-2020
03-31-2020
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
CALLE AZUL 4
Madrid
U3
28050
13F COMBINATION REPORT
028-19997
028-12582
BBVA USA BANCSHARES INC
N
Maria Angeles Pelaez Moron
Chief Accounting Officer
34915373764
/s/ Maria Angeles Pelaez Moron
Madrid
U3
05-13-2020
11
678
2809225
false
1
BANCO BILBAO VIZCAYA ARGENTARIA SA
2
BBVA ASSET MANAGEMENT S.A. SGIIC
3
BBVA PENSIONES SOCIEDAD ANONIMA, EGFP
4
BBVA BANCOMER GESTION
5
GARANTI ASSET MANAGEMENT
6
BBVA (SUIZA) SA
7
BBVA FRANCES ASSET MANAGEMENT
8
BBVA ASSET MANAGEMENT CONTINENTAL
9
SEGUROS BBVA BANCOMER SA DE CV GRUPO FINANCIERO B
10
BBVA FIDUCIARIA
11
BILBAO VIZCAYA HOLDING SA
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3D Systems Corp
Common / Ordinary Stock
88554D205
149
19338
SH
DFND
1
19338
0
0
3M Co
Common / Ordinary Stock
88579Y101
2270
16629
SH
DFND
1.2
16629
0
0
Abbott Laboratories
Common / Ordinary Stock
002824100
10737
136071
SH
DFND
1,2,3
136071
0
0
AbbVie Inc
Common / Ordinary Stock
00287Y109
7947
104314
SH
DFND
1,2,4
104314
0
0
ABIOMED Inc
Common / Ordinary Stock
003654100
374
2577
SH
DFND
2.4
2577
0
0
ACADIA Pharmaceuticals Inc
Common / Ordinary Stock
004225108
422
10000
SH
DFND
2
10000
0
0
Activision Blizzard Inc
Common / Ordinary Stock
00507V109
4845
81470
SH
DFND
1,2,3,5
81470
0
0
Adobe Inc
Common / Ordinary Stock
00724F101
19007
59727
SH
DFND
1,2,3,4,5
59727
0
0
Advance Auto Parts Inc
Common / Ordinary Stock
00751Y106
724
7759
SH
DFND
2
7759
0
0
Advanced Energy Industries Inc
Common / Ordinary Stock
007973100
1241
25600
SH
DFND
2.3
25600
0
0
Advanced Micro Devices Inc
Common / Ordinary Stock
007903107
17234
378945
SH
DFND
1,2,3,4,5
378945
0
0
Aflac Inc
Common / Ordinary Stock
001055102
573
16758
SH
DFND
2
16758
0
0
AGCO Corp
Common / Ordinary Stock
001084102
3559
75339
SH
DFND
2.3
75339
0
0
Agilent Technologies Inc
Common / Ordinary Stock
00846U101
1253
17504
SH
DFND
1.2
17504
0
0
AGNC Investment Corp
Closed-end REIT
00123Q104
143
13558
SH
DFND
1
13558
0
0
Agnico Eagle Mines Ltd
Common / Ordinary Stock
008474108
319
8090
SH
DFND
2
8090
0
0
Aileron Therapeutics Inc
Common / Ordinary Stock
00887A105
150
454250
SH
DFND
2
454250
0
0
Air Products and Chemicals Inc
Common / Ordinary Stock
009158106
857
4298
SH
DFND
2
4298
0
0
Akamai Technologies Inc
Common / Ordinary Stock
00971T101
4431
48432
SH
DFND
2.3
48432
0
0
Akebia Therapeutics Inc
Common / Ordinary Stock
00972D105
227
30000
SH
DFND
2
30000
0
0
Aldeyra Therapeutics Inc
Common / Ordinary Stock
01438T106
123
50000
SH
DFND
2
50000
0
0
Alexion Pharmaceuticals Inc
Common / Ordinary Stock
015351109
1274
14191
SH
DFND
1,2,4
14191
0
0
Alibaba Group Holding Ltd
American Depository Receipts ADR
01609W102
90271
464168
SH
DFND
1.2
464168
0
0
Align Technology Inc
Common / Ordinary Stock
016255101
2414
13879
SH
DFND
1.2
13879
0
0
Allena Pharmaceuticals Inc
Common / Ordinary Stock
018119107
336
350099
SH
DFND
2
350099
0
0
Alliance Data Systems Corp
Common / Ordinary Stock
018581108
1766
52482
SH
DFND
1,2,3
52482
0
0
Allstate Corp/The
Common / Ordinary Stock
020002101
456
4977
SH
DFND
1.2
4977
0
0
Ally Financial Inc
Common / Ordinary Stock
02005N100
427
29634
SH
DFND
2
29634
0
0
Alphabet Inc
Common / Ordinary Stock
02079K107
30393
26138
SH
DFND
1,2,3,4,5
26138
0
0
Alphabet Inc
Common / Ordinary Stock
02079K305
61446
52882
SH
DFND
1,2,3,4,5
52882
0
0
Altice USA Inc
Common / Ordinary Stock
02156K103
727
32657
SH
DFND
4
32657
0
0
Altria Group Inc
Common / Ordinary Stock
02209S103
2836
73355
SH
DFND
1.2
73355
0
0
Amarin Corp PLC
American Depository Receipts ADR
023111206
867
216759
SH
DFND
2
216759
0
0
Amazon.com Inc
Common / Ordinary Stock
023135106
68014
34884
SH
DFND
1,2,4,5
34884
0
0
Ambev SA
American Depository Receipts ADR
02319V103
1027
446872
SH
DFND
1
446872
0
0
AMC Entertainment Holdings Inc
Common / Ordinary Stock
00165C104
63
20000
SH
DFND
2
20000
0
0
America Movil SAB de CV
American Depository Receipts ADR
02364W105
154
13132
SH
DFND
1
13132
0
0
American Airlines Group Inc
Common / Ordinary Stock
02376R102
567
46542
SH
DFND
1,2,6
46542
0
0
American Electric Power Co Inc
Common / Ordinary Stock
025537101
439
5494
SH
DFND
1.2
5494
0
0
American Express Co
Common / Ordinary Stock
025816109
1566
18301
SH
DFND
1.2
18301
0
0
American International Group Inc
Common / Ordinary Stock
026874784
1185
48895
SH
DFND
1.2
48895
0
0
American Tower Corp
Closed-end REIT
03027X100
1146
5264
SH
DFND
2
5264
0
0
American Water Works Co Inc
Common / Ordinary Stock
030420103
2097
17540
SH
DFND
2
17540
0
0
Ameriprise Financial Inc
Common / Ordinary Stock
03076C106
757
7396
SH
DFND
2.4
7396
0
0
AmerisourceBergen Corp
Common / Ordinary Stock
03073E105
3400
38421
SH
DFND
2
38421
0
0
Ametek Inc
Common / Ordinary Stock
031100100
4270
59302
SH
DFND
2.3
59302
0
0
Amgen Inc
Common / Ordinary Stock
031162100
2710
13372
SH
DFND
2.5
13372
0
0
Amicus Therapeutics Inc
Common / Ordinary Stock
03152W109
323
35000
SH
DFND
2
35000
0
0
Amphenol Corp
Common / Ordinary Stock
032095101
2433
33393
SH
DFND
2,3,4
33393
0
0
Analog Devices Inc
Common / Ordinary Stock
032654105
3469
38705
SH
DFND
1,2,3,4,5
38705
0
0
ANGI Homeservices Inc
Common / Ordinary Stock
00183L102
78
15000
SH
DFND
2
15000
0
0
ANSYS Inc
Common / Ordinary Stock
03662Q105
7163
30816
SH
DFND
2.3
30816
0
0
Anthem Inc
Common / Ordinary Stock
036752103
7523
33139
SH
DFND
1.2
33139
0
0
Apollo Global Management Inc
Common / Ordinary Stock
03768E105
2783
83094
SH
DFND
2
83094
0
0
Apple Inc
Common / Ordinary Stock
037833100
121146
476412
SH
DFND
1,2,3,4,5
476412
0
0
Applied Materials Inc
Common / Ordinary Stock
038222105
8893
194099
SH
DFND
1,2,3,5
194099
0
0
Aquestive Therapeutics Inc
Common / Ordinary Stock
03843E104
88
40512
SH
DFND
2
40512
0
0
Aramark
Common / Ordinary Stock
03852U106
2132
106768
SH
DFND
2
106768
0
0
Archer-Daniels-Midland Co
Common / Ordinary Stock
039483102
6854
194848
SH
DFND
1,2,3
194848
0
0
Ardmore Shipping Corp
Common / Ordinary Stock
Y0207T100
621
118299
SH
DFND
2
118299
0
0
Arista Networks Inc
Common / Ordinary Stock
040413106
3036
14993
SH
DFND
2
14993
0
0
Arthur J Gallagher & Co
Common / Ordinary Stock
363576109
779
9560
SH
DFND
2.4
9560
0
0
AT&T Inc
Common / Ordinary Stock
00206R102
15367
527178
SH
DFND
1,2,3
527178
0
0
Athersys Inc
Common / Ordinary Stock
04744L106
1200
400000
SH
DFND
2
400000
0
0
Autodesk Inc
Common / Ordinary Stock
052769106
1818
11652
SH
DFND
1,2,3,5
11652
0
0
Automatic Data Processing Inc
Common / Ordinary Stock
053015103
5899
43165
SH
DFND
2,3,5
43165
0
0
AutoZone Inc
Common / Ordinary Stock
053332102
220
261
SH
DFND
2
261
0
0
AvalonBay Communities Inc
Closed-end REIT
053484101
224
1526
SH
DFND
2
1526
0
0
Avis Budget Group Inc
Common / Ordinary Stock
053774105
220
15834
SH
DFND
1
15834
0
0
Azul SA
American Depository Receipts ADR
05501U106
543
53303
SH
DFND
2.4
53303
0
0
Baidu Inc
American Depository Shares - ADS
056752108
8237
81729
SH
DFND
1,2,5
81729
0
0
Ball Corp
Common / Ordinary Stock
058498106
5138
79470
SH
DFND
2.3
79470
0
0
Banco Bradesco SA
American Depository Receipts ADR
059460303
645
158877
SH
DFND
1.2
158877
0
0
Banco Macro SA
American Depository Receipts ADR
05961W105
277
16328
SH
DFND
1.7
16328
0
0
Bank of America Corp
Common / Ordinary Stock
060505104
4881
229937
SH
DFND
1.2
229937
0
0
Bank of Montreal
Common / Ordinary Stock
063671101
436
8743
SH
DFND
1
8743
0
0
Bank of New York Mellon Corp/The
Common / Ordinary Stock
064058100
473
14059
SH
DFND
1.2
14059
0
0
Baozun Inc
American Depository Receipts ADR
06684L103
366
13109
SH
DFND
2
13109
0
0
Barrick Gold Corp
Common / Ordinary Stock
067901108
575
31420
SH
DFND
1.2
31420
0
0
Baxter International Inc
Common / Ordinary Stock
071813109
6417
79040
SH
DFND
1,2,3,4
79040
0
0
Baytex Energy Corp
Common / Ordinary Stock
07317Q105
17
75600
SH
DFND
1
75600
0
0
BCE Inc
Common / Ordinary Stock
05534B760
3186
78567
SH
DFND
1.2
78567
0
0
Becton Dickinson and Co
Common / Ordinary Stock
075887109
1988
8655
SH
DFND
2.3
8655
0
0
Bed Bath & Beyond Inc
Common / Ordinary Stock
075896100
129
30854
SH
DFND
1
30854
0
0
Berkshire Hathaway Inc
Common / Ordinary Stock
084670702
5856
32033
SH
DFND
1.2
32033
0
0
Best Buy Co Inc
Common / Ordinary Stock
086516101
998
17512
SH
DFND
2
17512
0
0
Beyond Meat Inc
Common / Ordinary Stock
08862E109
769
11560
SH
DFND
2
11560
0
0
BioCryst Pharmaceuticals Inc
Common / Ordinary Stock
09058V103
193
96800
SH
DFND
2
96800
0
0
Biogen Inc
Common / Ordinary Stock
09062X103
2184
6905
SH
DFND
1,2,4,5
6905
0
0
BioMarin Pharmaceutical Inc
Common / Ordinary Stock
09061G101
324
3840
SH
DFND
2
3840
0
0
Bioxcel Therapeutics Inc
Common / Ordinary Stock
09075P105
477
21360
SH
DFND
2
21360
0
0
Bitauto Holdings Ltd
American Depository Receipts ADR
091727107
115
11081
SH
DFND
1
11081
0
0
Black Knight Inc
Common / Ordinary Stock
09215C105
3184
54840
SH
DFND
2.3
54840
0
0
Blackberry Ltd
Common / Ordinary Stock
09228F103
131
32555
SH
DFND
1
32555
0
0
BlackRock Inc
Common / Ordinary Stock
09247X101
1107
2517
SH
DFND
1.2
2517
0
0
Blackstone Group Inc/The
Common / Ordinary Stock
09260D107
833
18285
SH
DFND
1.2
18285
0
0
Boeing Co/The
Common / Ordinary Stock
097023105
6840
45863
SH
DFND
1.2
45863
0
0
Booking Holdings Inc
Common / Ordinary Stock
09857L108
7071
5256
SH
DFND
1,2,4,5
5256
0
0
Booz Allen Hamilton Holding Corp
Common / Ordinary Stock
099502106
690
10065
SH
DFND
4
10065
0
0
BorgWarner Inc
Common / Ordinary Stock
099724106
2636
108206
SH
DFND
2
108206
0
0
Borr Drilling Ltd
Common / Ordinary Stock
G1466R207
19
41306
SH
DFND
2
41306
0
0
Boston Scientific Corp
Common / Ordinary Stock
101137107
3720
114010
SH
DFND
1,2,4
114010
0
0
BP PLC
American Depository Receipts ADR
055622104
519
21310
SH
DFND
1
21310
0
0
BRF SA
American Depository Receipts ADR
10552T107
458
158025
SH
DFND
1
158025
0
0
Bristol-Myers Squibb Co
Common / Ordinary Stock
110122108
6503
116668
SH
DFND
1,2,4
116668
0
0
Broadcom Inc
Common / Ordinary Stock
11135F101
11107
46848
SH
DFND
1,2,3,4,5
46848
0
0
Broadridge Financial Solutions Inc
Common / Ordinary Stock
11133T103
566
5971
SH
DFND
2.3
5971
0
0
Brookfield Infrastructure Partners LP
Master Limited Partnership
G16252101
801
22290
SH
DFND
2
22290
0
0
Brown-Forman Corp
Common / Ordinary Stock
115637209
985
17762
SH
DFND
2
17762
0
0
Brunswick Corp/DE
Common / Ordinary Stock
117043109
2536
71716
SH
DFND
2
71716
0
0
CACI International Inc
Common / Ordinary Stock
127190304
2162
10241
SH
DFND
2
10241
0
0
Cadence Design Systems Inc
Common / Ordinary Stock
127387108
957
14501
SH
DFND
2.3
14501
0
0
CAE Inc
Common / Ordinary Stock
124765108
354
28327
SH
DFND
2
28327
0
0
Canadian Imperial Bank of Commerce
Common / Ordinary Stock
136069101
815
14164
SH
DFND
1
14164
0
0
Canadian National Railway Co
Common / Ordinary Stock
136375102
3464
44822
SH
DFND
2
44822
0
0
Canadian Pacific Railway Ltd
Common / Ordinary Stock
13645T100
5417
24831
SH
DFND
2
24831
0
0
Canopy Growth Corp
Common / Ordinary Stock
138035100
986
68602
SH
DFND
1.2
68602
0
0
Capital One Financial Corp
Common / Ordinary Stock
14040H105
3094
61369
SH
DFND
1.2
61369
0
0
Capri Holdings Ltd
Common / Ordinary Stock
G1890L107
859
79695
SH
DFND
1.2
79695
0
0
Caterpillar Inc
Common / Ordinary Stock
149123101
2853
24591
SH
DFND
1.2
24591
0
0
Cboe Global Markets Inc
Common / Ordinary Stock
12503M108
2808
31469
SH
DFND
2.3
31469
0
0
CBRE Group Inc
Common / Ordinary Stock
12504L109
2019
53544
SH
DFND
2
53544
0
0
CDW Corp/DE
Common / Ordinary Stock
12514G108
699
7503
SH
DFND
2.3
7503
0
0
Celanese Corp
Common / Ordinary Stock
150870103
470
6407
SH
DFND
2
6407
0
0
Cemex SAB de CV
American Depository Receipts ADR
151290889
189
89533
SH
DFND
1.8
89533
0
0
Centene Corp
Common / Ordinary Stock
15135B101
378
6377
SH
DFND
2
6377
0
0
CenturyLink Inc
Common / Ordinary Stock
156700106
553
58557
SH
DFND
1,2,3
58557
0
0
Cerner Corp
Common / Ordinary Stock
156782104
1218
19345
SH
DFND
2
19345
0
0
CF Industries Holdings Inc
Common / Ordinary Stock
125269100
3531
129838
SH
DFND
2.3
129838
0
0
CGI Inc
Common / Ordinary Stock
12532H104
534
9981
SH
DFND
2.3
9981
0
0
Charles Schwab Corp/The
Common / Ordinary Stock
808513105
1127
33524
SH
DFND
1,2,4
33524
0
0
Charter Communications Inc
Common / Ordinary Stock
16119P108
8740
20033
SH
DFND
1,2,3,4,5
20033
0
0
Chegg Inc
Common / Ordinary Stock
163092109
2157
60290
SH
DFND
2
60290
0
0
Chevron Corp
Common / Ordinary Stock
166764100
3666
50600
SH
DFND
1.2
50600
0
0
Chipotle Mexican Grill Inc
Common / Ordinary Stock
169656105
660
1009
SH
DFND
2
1009
0
0
Church & Dwight Co Inc
Common / Ordinary Stock
171340102
6306
98257
SH
DFND
2.3
98257
0
0
Cia de Minas Buenaventura SAA
American Depository Receipts ADR
204448104
4288
588289
SH
DFND
1,2,8
588289
0
0
Cidara Therapeutics Inc
Common / Ordinary Stock
171757107
217
87782
SH
DFND
2
87782
0
0
Cigna Corp
Common / Ordinary Stock
125523100
5787
32665
SH
DFND
1,2,4
32665
0
0
Cintas Corp
Common / Ordinary Stock
172908105
471
2724
SH
DFND
2
2724
0
0
Cisco Systems Inc
Common / Ordinary Stock
17275R102
20539
522511
SH
DFND
1,2,3,4,5
522511
0
0
Citigroup Inc
Common / Ordinary Stock
172967424
7739
183741
SH
DFND
1.2
183741
0
0
Citizens Financial Group Inc
Common / Ordinary Stock
174610105
940
49995
SH
DFND
2
49995
0
0
Citrix Systems Inc
Common / Ordinary Stock
177376100
934
6605
SH
DFND
2.3
6605
0
0
Clean Harbors Inc
Common / Ordinary Stock
184496107
2589
50438
SH
DFND
2
50438
0
0
Clorox Co/The
Common / Ordinary Stock
189054109
272
1571
SH
DFND
2
1571
0
0
Cloudera Inc
Common / Ordinary Stock
18914U100
1824
231874
SH
DFND
2
231874
0
0
CME Group Inc
Common / Ordinary Stock
12572Q105
5789
33480
SH
DFND
1,2,3,5
33480
0
0
Coca-Cola Co/The
Common / Ordinary Stock
191216100
22144
500440
SH
DFND
1,2,3,4
500440
0
0
Cognex Corp
Common / Ordinary Stock
192422103
4213
99789
SH
DFND
2.3
99789
0
0
Cognizant Technology Solutions Corp
Common / Ordinary Stock
192446102
6872
147882
SH
DFND
2.3
147882
0
0
Coherent Inc
Common / Ordinary Stock
192479103
4113
38653
SH
DFND
2.3
38653
0
0
Colgate-Palmolive Co
Common / Ordinary Stock
194162103
2793
42098
SH
DFND
1.2
42098
0
0
Comcast Corp
Common / Ordinary Stock
20030N101
11731
341233
SH
DFND
1,2,3,5
341233
0
0
Communication Services Select Sector SPDR Fund
Exchange Traded Fund
81369Y852
354
8020
SH
DFND
1
8020
0
0
Conagra Brands Inc
Common / Ordinary Stock
205887102
2648
90264
SH
DFND
2
90264
0
0
ConocoPhillips
Common / Ordinary Stock
20825C104
1275
41406
SH
DFND
1.2
41406
0
0
Consolidated Edison Inc
Common / Ordinary Stock
209115104
666
8550
SH
DFND
1.2
8550
0
0
Constellation Brands Inc
Common / Ordinary Stock
21036P108
4942
34479
SH
DFND
1,2,4
34479
0
0
Consumer Discretionary Select Sector SPDR Fund
Exchange Traded Fund
81369Y407
2215
22587
SH
DFND
1.2
22587
0
0
Consumer Staples Select Sector SPDR Fund
Exchange Traded Fund
81369Y308
3276
60151
SH
DFND
1.4
60151
0
0
Copart Inc
Common / Ordinary Stock
217204106
1893
27635
SH
DFND
2
27635
0
0
Corning Inc
Common / Ordinary Stock
219350105
826
40226
SH
DFND
2.3
40226
0
0
Costco Wholesale Corp
Common / Ordinary Stock
22160K105
6059
21252
SH
DFND
2.5
21252
0
0
Coty Inc
Common / Ordinary Stock
222070203
608
117995
SH
DFND
2
117995
0
0
Crane Co
Common / Ordinary Stock
224399105
2368
48152
SH
DFND
2
48152
0
0
Credicorp Ltd
Common / Ordinary Stock
G2519Y108
1096
7663
SH
DFND
1.8
7663
0
0
Credit Suisse Group AG
American Depository Receipts ADR
225401108
347
42900
SH
DFND
1
42900
0
0
Crescent Point Energy Corp
Common / Ordinary Stock
22576C101
23
30887
SH
DFND
1
30887
0
0
Cronos Group Inc
Common / Ordinary Stock
22717L101
280
50000
SH
DFND
2
50000
0
0
Crowdstrike Holdings Inc
Common / Ordinary Stock
22788C105
277
4990
SH
DFND
2
4990
0
0
Crown Castle International Corp
Closed-end REIT
22822V101
655
4542
SH
DFND
2
4542
0
0
Crown Holdings Inc
Common / Ordinary Stock
228368106
1742
30026
SH
DFND
2.4
30026
0
0
CSX Corp
Common / Ordinary Stock
126408103
573
10005
SH
DFND
2.5
10005
0
0
Cummins Inc
Common / Ordinary Stock
231021106
720
5328
SH
DFND
2
5328
0
0
Curtiss-Wright Corp
Common / Ordinary Stock
231561101
2548
27578
SH
DFND
2
27578
0
0
CVS Health Corp
Common / Ordinary Stock
126650100
3286
55398
SH
DFND
1.2
55398
0
0
CytomX Therapeutics Inc
Common / Ordinary Stock
23284F105
230
30000
SH
DFND
2
30000
0
0
Danaher Corp
Common / Ordinary Stock
235851102
9730
70305
SH
DFND
1,2,3
70305
0
0
Darden Restaurants Inc
Common / Ordinary Stock
237194105
366
6726
SH
DFND
2
6726
0
0
Dasan Zhone Solutions Inc
Common / Ordinary Stock
23305L206
83
20000
SH
DFND
2
20000
0
0
Deere & Co
Common / Ordinary Stock
244199105
7054
51061
SH
DFND
1,2,3
51061
0
0
Delta Air Lines Inc
Common / Ordinary Stock
247361702
1481
51921
SH
DFND
1.2
51921
0
0
DENTSPLY SIRONA Inc
Common / Ordinary Stock
24906P109
975
25119
SH
DFND
2
25119
0
0
Devon Energy Corp
Common / Ordinary Stock
25179M103
85
12333
SH
DFND
1.2
12333
0
0
DHT Holdings Inc Shs New
Common / Ordinary Stock
Y2065G121
1164
151770
SH
DFND
2
151770
0
0
Diamond S Shipping Inc
Common / Ordinary Stock
Y20676105
996
84350
SH
DFND
2
84350
0
0
Diamondback Energy Inc
Common / Ordinary Stock
25278X109
490
18725
SH
DFND
2.4
18725
0
0
Digital Realty Trust Inc
Closed-end REIT
253868103
398
2871
SH
DFND
2
2871
0
0
Discover Financial Services
Common / Ordinary Stock
254709108
3536
99156
SH
DFND
2.3
99156
0
0
Discovery Inc
Common / Ordinary Stock
25470F104
1736
89333
SH
DFND
2.4
89333
0
0
Discovery Inc
Common / Ordinary Stock
25470F302
1014
57856
SH
DFND
2
57856
0
0
DISH Network Corp
Common / Ordinary Stock
25470M109
475
23799
SH
DFND
1.2
23799
0
0
DocuSign Inc
Common / Ordinary Stock
256163106
732
7932
SH
DFND
2
7932
0
0
Dollar General Corp
Common / Ordinary Stock
256677105
420
2782
SH
DFND
2
2782
0
0
Dominion Resources Inc/VA
Common / Ordinary Stock
25746U109
663
9195
SH
DFND
1.2
9195
0
0
Dorian LPG Ltd
Common / Ordinary Stock
Y2106R110
874
100450
SH
DFND
2
100450
0
0
Dover Corp
Common / Ordinary Stock
260003108
616
7339
SH
DFND
2
7339
0
0
Dow Inc
Common / Ordinary Stock
260557103
281
9643
SH
DFND
1.2
9643
0
0
Dropbox Inc
Common / Ordinary Stock
26210C104
517
28613
SH
DFND
1.2
28613
0
0
Duke Energy Corp
Common / Ordinary Stock
26441C204
1720
21273
SH
DFND
1.2
21273
0
0
Duke Realty Corp
Closed-end REIT
264411505
625
19303
SH
DFND
2
19303
0
0
DuPont de Nemours Inc
Common / Ordinary Stock
26614N102
374
10975
SH
DFND
1,2,4
10975
0
0
Durect Corp
Common / Ordinary Stock
266605104
77
50000
SH
DFND
2
50000
0
0
Dynavax Technologies Corp
Common / Ordinary Stock
268158201
176
50000
SH
DFND
2
50000
0
0
E TRADE Financial Corp
Common / Ordinary Stock
269246401
951
27728
SH
DFND
2.3
27728
0
0
Eastman Chemical Co
Common / Ordinary Stock
277432100
1525
32749
SH
DFND
2.4
32749
0
0
eBay Inc
Common / Ordinary Stock
278642103
2986
99342
SH
DFND
1,2,4
99342
0
0
Ecolab Inc
Common / Ordinary Stock
278865100
434
2790
SH
DFND
1.2
2790
0
0
Edison International
Common / Ordinary Stock
281020107
214
3919
SH
DFND
2
3919
0
0
Edwards Lifesciences Corp
Common / Ordinary Stock
28176E108
4670
24764
SH
DFND
2
24764
0
0
eGain Corp
Common / Ordinary Stock
28225C806
1279
174554
SH
DFND
2
174554
0
0
Electronic Arts Inc
Common / Ordinary Stock
285512109
8312
82980
SH
DFND
1,2,3,4
82980
0
0
Eli Lilly and Co
Common / Ordinary Stock
532457108
9768
70416
SH
DFND
1,2,4
70416
0
0
Embraer SA
American Depository Receipts ADR
29082A107
517
69916
SH
DFND
1.4
69916
0
0
EMCOR Group Inc
Common / Ordinary Stock
29084Q100
2614
42635
SH
DFND
2
42635
0
0
Emerson Electric Co
Common / Ordinary Stock
291011104
544
11425
SH
DFND
1.2
11425
0
0
Energy Select Sector SPDR Fund
Exchange Traded Fund
81369Y506
2128
73233
SH
DFND
1.2
73233
0
0
Energy Transfer LP
Master Limited Partnership
29273V100
77
16900
SH
DFND
2
16900
0
0
Entergy Corp
Common / Ordinary Stock
29364G103
881
9379
SH
DFND
1.2
9379
0
0
EOG Resources Inc
Common / Ordinary Stock
26875P101
983
27379
SH
DFND
1,2,4
27379
0
0
Equifax Inc
Common / Ordinary Stock
294429105
516
4328
SH
DFND
2
4328
0
0
Equinix Inc
Closed-end REIT
29444U700
625
1002
SH
DFND
1,2,5
1002
0
0
Equity Residential
Closed-end REIT
29476L107
235
3814
SH
DFND
2
3814
0
0
Estee Lauder Cos Inc/The
Common / Ordinary Stock
518439104
5768
36201
SH
DFND
1.2
36201
0
0
Eton Pharmaceuticals Inc
Common / Ordinary Stock
29772L108
61
15000
SH
DFND
2
15000
0
0
Etsy Inc
Common / Ordinary Stock
29786A106
1601
41657
SH
DFND
2
41657
0
0
Eversource Energy Com
Common / Ordinary Stock
30040W108
276
3537
SH
DFND
2
3537
0
0
Evofem Biosciences Inc
Common / Ordinary Stock
30048L104
133
25000
SH
DFND
2
25000
0
0
Exelixis Inc
Common / Ordinary Stock
30161Q104
344
20000
SH
DFND
2
20000
0
0
Exelon Corp
Common / Ordinary Stock
30161N101
464
12629
SH
DFND
1,2,5
12629
0
0
Expedia Group Inc
Common / Ordinary Stock
30212P303
2376
42238
SH
DFND
1.2
42238
0
0
Expeditors International of Washington Inc
Common / Ordinary Stock
302130109
375
5628
SH
DFND
2
5628
0
0
Exxon Mobil Corp
Common / Ordinary Stock
30231G102
4061
106956
SH
DFND
1.2
106956
0
0
F5 Networks Inc
Common / Ordinary Stock
315616102
2301
21585
SH
DFND
2
21585
0
0
Facebook Inc
Common / Ordinary Stock
30303M102
41258
247351
SH
DFND
1,2,3,4,5
247351
0
0
FactSet Research Systems Inc
Common / Ordinary Stock
303075105
3078
11811
SH
DFND
2.3
11811
0
0
Fastenal Co
Common / Ordinary Stock
311900104
677
21673
SH
DFND
2
21673
0
0
Fastly Inc
Common / Ordinary Stock
31188V100
1138
60000
SH
DFND
2
60000
0
0
FedEx Corp
Common / Ordinary Stock
31428X106
4536
37413
SH
DFND
1.2
37413
0
0
FibroGen Inc
Common / Ordinary Stock
31572Q808
446
12860
SH
DFND
2
12860
0
0
Fidelity National Information Services Inc
Common / Ordinary Stock
31620M106
11830
97262
SH
DFND
1,2,3,4
97262
0
0
Financial Select Sector SPDR Fund
Exchange Traded Fund
81369Y605
10691
513527
SH
DFND
1.2
513527
0
0
FirstEnergy Corp
Common / Ordinary Stock
337932107
391
9763
SH
DFND
1.2
9763
0
0
Fiserv Inc
Common / Ordinary Stock
337738108
6318
66513
SH
DFND
2,3,5
66513
0
0
FleetCor Technologies Inc
Common / Ordinary Stock
339041105
4249
22780
SH
DFND
2,3,4
22780
0
0
FLEX LNG Ltd
Common / Ordinary Stock
G35947202
612
137733
SH
DFND
2
137733
0
0
FLIR Systems Inc
Common / Ordinary Stock
302445101
4741
148681
SH
DFND
2.3
148681
0
0
Fomento Economico Mexicano SAB de CV
American Depository Receipts ADR
344419106
213
3521
SH
DFND
1
3521
0
0
Foot Locker Inc
Common / Ordinary Stock
344849104
343
15574
SH
DFND
1
15574
0
0
Ford Motor Co
Common / Ordinary Stock
345370860
2424
501974
SH
DFND
1.2
501974
0
0
Fortinet Inc
Common / Ordinary Stock
34959E109
3120
30847
SH
DFND
1,2,3
30847
0
0
Fortis Inc/Canada
Common / Ordinary Stock
349553107
651
17098
SH
DFND
2
17098
0
0
Fortress Biotech Inc
Common / Ordinary Stock
34960Q109
56
30000
SH
DFND
2
30000
0
0
Fortune Brands Home & Security Inc
Common / Ordinary Stock
34964C106
513
11863
SH
DFND
2
11863
0
0
Freeport-McMoRan Inc
Common / Ordinary Stock
35671D857
2687
398136
SH
DFND
1.2
398136
0
0
Gartner Inc
Common / Ordinary Stock
366651107
461
4636
SH
DFND
2.3
4636
0
0
General Dynamics Corp
Common / Ordinary Stock
369550108
2461
18605
SH
DFND
2.4
18605
0
0
General Electric Co
Common / Ordinary Stock
369604103
2554
321764
SH
DFND
1.2
321764
0
0
General Mills Inc
Common / Ordinary Stock
370334104
3740
70876
SH
DFND
1.2
70876
0
0
General Motors Co
Common / Ordinary Stock
37045V100
2659
128002
SH
DFND
1.2
128002
0
0
Gentex Corp
Common / Ordinary Stock
371901109
2082
93993
SH
DFND
2
93993
0
0
Gerdau SA
American Depository Receipts ADR
373737105
893
467801
SH
DFND
1.4
467801
0
0
Gilead Sciences Inc
Common / Ordinary Stock
375558103
5186
69374
SH
DFND
1,2,5
69374
0
0
Global Payments Inc
Common / Ordinary Stock
37940X102
5861
40640
SH
DFND
1,2,3
40640
0
0
Golar LNG Ltd
Common / Ordinary Stock
G9456A100
848
107700
SH
DFND
2
107700
0
0
Goldman Sachs Group Inc/The
Common / Ordinary Stock
38141G104
6118
39579
SH
DFND
1.2
39579
0
0
Goodyear Tire & Rubber Co/The
Common / Ordinary Stock
382550101
801
137751
SH
DFND
1
137751
0
0
GoPro Inc
Common / Ordinary Stock
38268T103
267
102206
SH
DFND
1
102206
0
0
Groupon Inc
Common / Ordinary Stock
399473107
597
609078
SH
DFND
1
609078
0
0
Grupo Financiero Galicia SA
American Depository Receipts ADR
399909100
319
45347
SH
DFND
1,4,7,8
45347
0
0
Grupo Supervielle SA
American Depository Receipts ADR
40054A108
220
141208
SH
DFND
2.7
141208
0
0
GSX Techedu Inc
American Depository Receipts ADR
36257Y109
816
19266
SH
DFND
2
19266
0
0
GW Pharmaceuticals PLC
American Depository Receipts ADR
36197T103
355
4055
SH
DFND
2
4055
0
0
Halliburton Co
Common / Ordinary Stock
406216101
482
70464
SH
DFND
1.2
70464
0
0
Hanesbrands Inc
Common / Ordinary Stock
410345102
240
30590
SH
DFND
2
30590
0
0
Hasbro Inc
Common / Ordinary Stock
418056107
303
4244
SH
DFND
1.2
4244
0
0
HCA Healthcare Inc
Common / Ordinary Stock
40412C101
2069
23033
SH
DFND
1.2
23033
0
0
Health Care Select Sector SPDR Fund
Exchange Traded Fund
81369Y209
4000
45160
SH
DFND
1.2
45160
0
0
HealthEquity Inc
Common / Ordinary Stock
42226A107
2640
52197
SH
DFND
2.3
52197
0
0
Healthpeak Properties Inc
Closed-end REIT
42250P103
498
20919
SH
DFND
1.2
20919
0
0
Hecla Mining Co
Common / Ordinary Stock
422704106
41
22600
SH
DFND
2
22600
0
0
Heron Therapeutics Inc
Common / Ordinary Stock
427746102
241
20600
SH
DFND
2
20600
0
0
Hershey Co/The
Common / Ordinary Stock
427866108
214
1621
SH
DFND
2
1621
0
0
Hewlett Packard Enterprise Co
Common / Ordinary Stock
42824C109
791
81468
SH
DFND
1,2,3
81468
0
0
Hexcel Corp
Common / Ordinary Stock
428291108
1222
32881
SH
DFND
2.3
32881
0
0
Hilton Worldwide Holdings Inc
Common / Ordinary Stock
43300A203
781
11452
SH
DFND
2
11452
0
0
HollyFrontier Corp
Common / Ordinary Stock
436106108
445
18160
SH
DFND
2
18160
0
0
Hologic Inc
Common / Ordinary Stock
436440101
4231
120564
SH
DFND
2.3
120564
0
0
Home Depot Inc/The
Common / Ordinary Stock
437076102
5001
26790
SH
DFND
1,2,4
26790
0
0
Honeywell International Inc
Common / Ordinary Stock
438516106
1436
10738
SH
DFND
2
10738
0
0
Hormel Foods Corp
Common / Ordinary Stock
440452100
9050
194048
SH
DFND
2.3
194048
0
0
HP Inc
Common / Ordinary Stock
40434L105
3445
198473
SH
DFND
1,2,3
198473
0
0
HubSpot Inc
Common / Ordinary Stock
443573100
639
4800
SH
DFND
2
4800
0
0
Humana Inc
Common / Ordinary Stock
444859102
4512
14369
SH
DFND
1.2
14369
0
0
Huntington Bancshares Inc/OH
Common / Ordinary Stock
446150104
1444
175904
SH
DFND
2.4
175904
0
0
IAC/interactivecorp
Common / Ordinary Stock
44919P508
495
2765
SH
DFND
2.3
2765
0
0
iClick Interactive Asia Group Ltd
American Depository Receipts ADR
45113Y104
236
50000
SH
DFND
2
50000
0
0
IDEXX Laboratories Inc
Common / Ordinary Stock
45168D104
226
937
SH
DFND
2
937
0
0
IHS Markit Ltd
Common / Ordinary Stock
G47567105
262
4380
SH
DFND
2
4380
0
0
II-VI Inc
Common / Ordinary Stock
902104108
221
7779
SH
DFND
1.2
7779
0
0
Illinois Tool Works Inc
Common / Ordinary Stock
452308109
930
6550
SH
DFND
2
6550
0
0
Illumina Inc
Common / Ordinary Stock
452327109
561
2057
SH
DFND
2.5
2057
0
0
Incyte Corp
Common / Ordinary Stock
45337C102
1029
14054
SH
DFND
1.2
14054
0
0
Industrial Select Sector SPDR Fund
Exchange Traded Fund
81369Y704
1038
17599
SH
DFND
1.2
17599
0
0
Ingredion Inc
Common / Ordinary Stock
457187102
805
10669
SH
DFND
2
10669
0
0
Intel Corp
Common / Ordinary Stock
458140100
19563
361478
SH
DFND
1,2,3,5
361478
0
0
Intercept Pharmaceuticals Inc
Common / Ordinary Stock
45845P108
629
10000
SH
DFND
2
10000
0
0
Intercontinental Exchange Inc
Common / Ordinary Stock
45866F104
1264
15660
SH
DFND
2.4
15660
0
0
International Business Machines Corp
Common / Ordinary Stock
459200101
9354
84327
SH
DFND
1,2,3
84327
0
0
International Flavors & Fragrances Inc
Common / Ordinary Stock
459506101
3686
36117
SH
DFND
2
36117
0
0
International Paper Co
Common / Ordinary Stock
460146103
525
16883
SH
DFND
2
16883
0
0
International Seaways Inc
Common / Ordinary Stock
Y41053102
1268
53077
SH
DFND
2
53077
0
0
Interpublic Group of Cos Inc/The
Common / Ordinary Stock
460690100
1111
68668
SH
DFND
2
68668
0
0
Intuit Inc
Common / Ordinary Stock
461202103
8876
38592
SH
DFND
2,3,4,5
38592
0
0
Intuitive Surgical Inc
Common / Ordinary Stock
46120E602
9556
19298
SH
DFND
2,3,4,5
19298
0
0
Invesco QQQ Trust Series 1
Exchange Traded Fund
46090E103
39151
205628
SH
DFND
1,2,4,5
205628
0
0
IPG Photonics Corp
Common / Ordinary Stock
44980X109
2900
26303
SH
DFND
2
26303
0
0
IQVIA Holdings Inc
Common / Ordinary Stock
46266C105
212
1971
SH
DFND
2
1971
0
0
iShares 1-3 Year Treasury Bond ETF
Exchange Traded Fund
464287457
78375
904295
SH
DFND
4.9
904295
0
0
iShares 20plus Year Treasury Bond ETF
Exchange Traded Fund
464287432
9687
58722
SH
DFND
1.9
58722
0
0
iShares China Large-Cap ETF
Exchange Traded Fund
464287184
2567
68403
SH
DFND
1.2
68403
0
0
iShares Core S&P 500 ETF
Exchange Traded Fund
464287200
1487
5756
SH
DFND
2,7,8,10
5756
0
0
iShares Core U.S. Aggregate Bond ETF
Exchange Traded Fund
464287226
8351
72387
SH
DFND
9
72387
0
0
iShares Currency Hedged MSCI Eurozone ETF
Exchange Traded Fund
46434V639
406
17221
SH
DFND
4,10
17221
0
0
iShares Currency Hedged MSCI Japan ETF
Exchange Traded Fund
46434V886
2069
76078
SH
DFND
4.9
76078
0
0
iShares Edge MSCI Min Vol Emerging Markets ETF
Exchange Traded Fund
464286533
734
15650
SH
DFND
2
15650
0
0
iShares Emerging Markets Local Currency Bond ETF
Exchange Traded Fund
464286517
1882
50279
SH
DFND
4
50279
0
0
iShares Floating Rate Bond ETF
Exchange Traded Fund
46429B655
47263
969707
SH
DFND
2,4,9
969707
0
0
iShares Global Infrastructure ETF
Exchange Traded Fund
464288372
3049
89300
SH
DFND
4
89300
0
0
iShares Gold Trust
Exchange Traded Fund
464285105
3549
235559
SH
DFND
4
235559
0
0
iShares iBoxx USD Investment Grade Corporate Bond ETF
Exchange Traded Fund
464287242
14957
121106
SH
DFND
9
121106
0
0
iShares JP Morgan USD Emerging Markets Bond ETF
Exchange Traded Fund
464288281
1105
11434
SH
DFND
2.4
11434
0
0
iShares Latin America 40 ETF
Exchange Traded Fund
464287390
726
39765
SH
DFND
4
39765
0
0
iShares MSCI ACWI ETF
Exchange Traded Fund
464288257
26830
428815
SH
DFND
1,4,10
428815
0
0
iShares MSCI All Country Asia ex Japan ETF
Exchange Traded Fund
464288182
5497
92055
SH
DFND
2.4
92055
0
0
iShares MSCI Brazil Capped ETF
Exchange Traded Fund
464286400
15463
656326
SH
DFND
1,2,4,7,8
656326
0
0
iShares MSCI Canada ETF
Exchange Traded Fund
464286509
1936
88621
SH
DFND
1
88621
0
0
iShares MSCI China ETF
Exchange Traded Fund
46429B671
1504
26281
SH
DFND
1.4
26281
0
0
iShares MSCI EAFE ETF
Exchange Traded Fund
464287465
269
5042
SH
DFND
1
5042
0
0
iShares MSCI Emerging Markets ETF
Exchange Traded Fund
464287234
1390
40738
SH
DFND
1,2,8,10
40738
0
0
iShares MSCI Eurozone ETF
Exchange Traded Fund
464286608
5042
165278
SH
DFND
4
165278
0
0
iShares MSCI Hong Kong ETF
Exchange Traded Fund
464286871
1408
70629
SH
DFND
1
70629
0
0
iShares MSCI Japan ETF
Exchange Traded Fund
46434G822
786
15933
SH
DFND
1,2,4,10
15933
0
0
iShares MSCI Mexico Capped ETF
Exchange Traded Fund
464286822
968
34165
SH
DFND
1.7
34165
0
0
iShares MSCI Singapore ETF
Exchange Traded Fund
46434G780
415
23926
SH
DFND
1
23926
0
0
iShares MSCI South Korea Capped ETF
Exchange Traded Fund
464286772
1838
39179
SH
DFND
1
39179
0
0
iShares MSCI Taiwan ETF
Exchange Traded Fund
46434G772
723
21951
SH
DFND
1
21951
0
0
iShares Nasdaq Biotechnology ETF
Exchange Traded Fund
464287556
250
2326
SH
DFND
1
2326
0
0
iShares Preferred & Income Securities ETF
Exchange Traded Fund
464288687
3516
110453
SH
DFND
4
110453
0
0
iShares Russell 1000 Growth ETF
Exchange Traded Fund
464287614
3105
20617
SH
DFND
4
20617
0
0
iShares Russell 2000 ETF
Exchange Traded Fund
464287655
3931
34347
SH
DFND
1.2
34347
0
0
iShares S&P 500 Value ETF
Exchange Traded Fund
464287408
736
7657
SH
DFND
2
7657
0
0
iShares Short Treasury Bond ETF
Exchange Traded Fund
464288679
184097
1658241
SH
DFND
4.9
1658241
0
0
iShares Silver Trust
Exchange Traded Fund
46428Q109
314
24077
SH
DFND
1.2
24077
0
0
iShares TIPS Bond ETF
Exchange Traded Fund
464287176
923
7834
SH
DFND
2
7834
0
0
iShares US Real Estate ETF
Exchange Traded Fund
464287739
4105
59013
SH
DFND
4.9
59013
0
0
iShares US Technology ETF
Exchange Traded Fund
464287721
714
3497
SH
DFND
2
3497
0
0
Itau Unibanco Holding SA
American Depository Receipts ADR
465562106
5792
1290050
SH
DFND
1.7
1290050
0
0
Jacobs Engineering Group Inc
Common / Ordinary Stock
469814107
531
6711
SH
DFND
2
6711
0
0
JB Hunt Transport Services Inc
Common / Ordinary Stock
445658107
2180
23645
SH
DFND
2
23645
0
0
JD.com Inc
American Depository Receipts ADR
47215P106
46606
1150768
SH
DFND
1,2,5
1150768
0
0
Jianpu Technology Inc
American Depository Receipts ADR
47738D101
218
260000
SH
DFND
2
260000
0
0
Johnson & Johnson
Common / Ordinary Stock
478160104
11325
86370
SH
DFND
1.2
86370
0
0
JPMorgan Chase & Co
Common / Ordinary Stock
46625H100
13308
147821
SH
DFND
1,2,4
147821
0
0
Jumia Technologies AG
American Depository Receipts ADR
48138M105
73
25000
SH
DFND
2
25000
0
0
Juniper Networks Inc
Common / Ordinary Stock
48203R104
2333
121925
SH
DFND
2
121925
0
0
Kadmon Holdings Inc
Common / Ordinary Stock
48283N106
348
83290
SH
DFND
2
83290
0
0
Kala Pharmaceuticals Inc
Common / Ordinary Stock
483119103
12315
1401110
SH
DFND
2
1401110
0
0
Kansas City Southern
Common / Ordinary Stock
485170302
663
5219
SH
DFND
2
5219
0
0
Kellogg Co
Common / Ordinary Stock
487836108
2292
38208
SH
DFND
1.2
38208
0
0
KemPharm Inc
Common / Ordinary Stock
488445107
90
400000
SH
DFND
2
400000
0
0
KeyCorp
Common / Ordinary Stock
493267108
2205
212719
SH
DFND
2.4
212719
0
0
Keysight Technologies Inc
Common / Ordinary Stock
49338L103
2191
26194
SH
DFND
2.3
26194
0
0
Kimberly-Clark Corp
Common / Ordinary Stock
494368103
1965
15369
SH
DFND
1.2
15369
0
0
Kinder Morgan Inc
Common / Ordinary Stock
49456B101
666
47915
SH
DFND
1.2
47915
0
0
KLA Corp
Common / Ordinary Stock
482480100
1934
13457
SH
DFND
1,2,3
13457
0
0
Kohl's Corp
Common / Ordinary Stock
500255104
822
56382
SH
DFND
1.2
56382
0
0
Kraft Heinz Co/The
Common / Ordinary Stock
500754106
1754
70930
SH
DFND
1,2,5
70930
0
0
Kroger Co/The
Common / Ordinary Stock
501044101
3625
120357
SH
DFND
1.2
120357
0
0
L Brands Inc
Common / Ordinary Stock
501797104
334
28939
SH
DFND
1.2
28939
0
0
L3Harris Technologies Inc
Common / Ordinary Stock
502431109
2720
15106
SH
DFND
2
15106
0
0
Laboratory Corp of America Holdings
Common / Ordinary Stock
50540R409
1145
9062
SH
DFND
2
9062
0
0
Lam Research Corp
Common / Ordinary Stock
512807108
4475
18648
SH
DFND
1,2,3,5
18648
0
0
Las Vegas Sands Corp
Common / Ordinary Stock
517834107
645
15190
SH
DFND
1,2,4
15190
0
0
Leidos Holdings Inc
Common / Ordinary Stock
525327102
4368
47663
SH
DFND
2,3,4
47663
0
0
LendingTree Inc
Common / Ordinary Stock
52603B107
2026
11052
SH
DFND
2.3
11052
0
0
Liquidia Technologies Inc
Common / Ordinary Stock
53635D202
286
60800
SH
DFND
2
60800
0
0
Lithium Americas Corp
Common / Ordinary Stock
53680Q207
104
40000
SH
DFND
2
40000
0
0
Lockheed Martin Corp
Common / Ordinary Stock
539830109
3398
10027
SH
DFND
1.2
10027
0
0
LogMeIn Inc
Common / Ordinary Stock
54142L109
2498
30000
SH
DFND
2
30000
0
0
Loma Negra Cia Industrial Argentina SA
American Depository Shares - ADS
54150E104
158
44726
SH
DFND
2
44726
0
0
Lowe's Cos Inc
Common / Ordinary Stock
548661107
1839
21372
SH
DFND
1.2
21372
0
0
Lululemon Athletica Inc
Common / Ordinary Stock
550021109
321
1696
SH
DFND
1.2
1696
0
0
Lyft Inc
Common / Ordinary Stock
55087P104
377
14060
SH
DFND
1
14060
0
0
Macy's Inc
Common / Ordinary Stock
55616P104
180
36795
SH
DFND
1.2
36795
0
0
Magna International Inc
Common / Ordinary Stock
559222401
723
22932
SH
DFND
2
22932
0
0
ManpowerGroup Inc
Common / Ordinary Stock
56418H100
1213
22905
SH
DFND
2
22905
0
0
Manulife Financial Corp
Common / Ordinary Stock
56501R106
299
24100
SH
DFND
2
24100
0
0
Marathon Oil Corp
Common / Ordinary Stock
565849106
692
210407
SH
DFND
1.2
210407
0
0
Marathon Petroleum Corp
Common / Ordinary Stock
56585A102
884
37453
SH
DFND
1.2
37453
0
0
Marker Therapeutics Inc
Common / Ordinary Stock
57055L107
108
57042
SH
DFND
2
57042
0
0
MarketAxess Holdings Inc
Common / Ordinary Stock
57060D108
4149
12478
SH
DFND
2.3
12478
0
0
Marriott International Inc/MD
Common / Ordinary Stock
571903202
2484
33216
SH
DFND
2.5
33216
0
0
Marsh & McLennan Cos Inc
Common / Ordinary Stock
571748102
476
5514
SH
DFND
2
5514
0
0
Martin Marietta Materials Inc
Common / Ordinary Stock
573284106
2208
11670
SH
DFND
2
11670
0
0
Marvell Technology Group Ltd
Common / Ordinary Stock
G5876H105
575
25439
SH
DFND
2.3
25439
0
0
Mastercard Inc
Common / Ordinary Stock
57636Q104
23964
99207
SH
DFND
1,2,3,4
99207
0
0
Match Group Inc
Common / Ordinary Stock
57665R106
638
9671
SH
DFND
4
9671
0
0
Materials Select Sector SPDR Fund
Exchange Traded Fund
81369Y100
256
5700
SH
DFND
1
5700
0
0
Mattel Inc
Common / Ordinary Stock
577081102
1611
182973
SH
DFND
1
182973
0
0
Maxim Integrated Products Inc
Common / Ordinary Stock
57772K101
672
13834
SH
DFND
2.3
13834
0
0
McDonald's Corp
Common / Ordinary Stock
580135101
7457
45101
SH
DFND
1,2,4
45101
0
0
McKesson Corp
Common / Ordinary Stock
58155Q103
2451
18123
SH
DFND
2
18123
0
0
Menlo Therapeutics Inc
Common / Ordinary Stock
586858102
130
48576
SH
DFND
2
48576
0
0
MercadoLibre Inc
Common / Ordinary Stock
58733R102
467
956
SH
DFND
1,2,4,8
956
0
0
Merck & Co Inc
Common / Ordinary Stock
58933Y105
9953
129366
SH
DFND
1.2
129366
0
0
MetLife Inc
Common / Ordinary Stock
59156R108
3603
117884
SH
DFND
1.2
117884
0
0
Mettler-Toledo International Inc
Common / Ordinary Stock
592688105
1543
2235
SH
DFND
2
2235
0
0
MGM Resorts International
Common / Ordinary Stock
552953101
503
42668
SH
DFND
1.2
42668
0
0
Microchip Technology Inc
Common / Ordinary Stock
595017104
831
12267
SH
DFND
2.3
12267
0
0
Micron Technology Inc
Common / Ordinary Stock
595112103
6560
155991
SH
DFND
1,2,3,5
155991
0
0
Microsoft Corp
Common / Ordinary Stock
594918104
118376
750595
SH
DFND
1,2,3,4,5
750595
0
0
MKS Instruments Inc
Common / Ordinary Stock
55306N104
2640
32415
SH
DFND
2
32415
0
0
Momo Inc
American Depository Receipts ADR
60879B107
6951
320504
SH
DFND
1.2
320504
0
0
Mondelez International Inc
Common / Ordinary Stock
609207105
3785
75592
SH
DFND
1,2,5
75592
0
0
Monster Beverage Corp
Common / Ordinary Stock
61174X109
4383
77908
SH
DFND
2.5
77908
0
0
Moody's Corp
Common / Ordinary Stock
615369105
2575
12179
SH
DFND
2
12179
0
0
Morgan Stanley
Common / Ordinary Stock
617446448
6721
197691
SH
DFND
1,2,4
197691
0
0
Mosaic Co/The
Common / Ordinary Stock
61945C103
2947
272443
SH
DFND
2
272443
0
0
Motorola Solutions Inc
Common / Ordinary Stock
620076307
1145
8616
SH
DFND
2.3
8616
0
0
MSCI Inc
Common / Ordinary Stock
55354G100
267
925
SH
DFND
2
925
0
0
Nabors Industries Ltd
Common / Ordinary Stock
G6359F103
335
860495
SH
DFND
1
860495
0
0
Navigator Holdings Ltd
Common / Ordinary Stock
Y62132108
61
13801
SH
DFND
2
13801
0
0
Navios Maritime Containers LP
Composite Units
Y62151108
16
23240
SH
DFND
2
23240
0
0
Navios Maritime Partners LP
Common / Ordinary Stock
Y62267409
290
54633
SH
DFND
2
54633
0
0
Neoleukin Therapeutics Inc
Common / Ordinary Stock
64049K104
170
15000
SH
DFND
2
15000
0
0
NetApp Inc
Common / Ordinary Stock
64110D104
517
12422
SH
DFND
2.3
12422
0
0
Netflix Inc
Common / Ordinary Stock
64110L106
16323
43472
SH
DFND
1,2,3,4,5
43472
0
0
Neurocrine Biosciences Inc
Common / Ordinary Stock
64125C109
432
5000
SH
DFND
2
5000
0
0
New Oriental Education & Technology Group Inc
American Depository Receipts ADR
647581107
21702
200500
SH
DFND
1.2
200500
0
0
New Relic Inc
Common / Ordinary Stock
64829B100
924
20000
SH
DFND
2
20000
0
0
New York Times Co/The
Common / Ordinary Stock
650111107
2123
69155
SH
DFND
2
69155
0
0
Newmont Corp
Common / Ordinary Stock
651639106
881
19458
SH
DFND
1.2
19458
0
0
News Corp
Common / Ordinary Stock
65249B109
1498
166913
SH
DFND
2
166913
0
0
NextEra Energy Inc
Common / Ordinary Stock
65339F101
4682
19459
SH
DFND
2.4
19459
0
0
NIKE Inc
Common / Ordinary Stock
654106103
9994
120789
SH
DFND
1,2,3
120789
0
0
Nokia Oyj
American Depository Receipts ADR
654902204
2077
670312
SH
DFND
4
670312
0
0
Nordson Corp
Common / Ordinary Stock
655663102
4634
34313
SH
DFND
2.3
34313
0
0
Nordstrom Inc
Common / Ordinary Stock
655664100
532
34691
SH
DFND
2
34691
0
0
Norfolk Southern Corp
Common / Ordinary Stock
655844108
3154
21606
SH
DFND
2.4
21606
0
0
Northrop Grumman Corp
Common / Ordinary Stock
666807102
6191
20465
SH
DFND
2.4
20465
0
0
NortonLifeLock Inc
Common / Ordinary Stock
668771108
587
31380
SH
DFND
2.3
31380
0
0
Norwegian Cruise Line Holdings Ltd
Common / Ordinary Stock
G66721104
154
14085
SH
DFND
2
14085
0
0
NuCana PLC
American Depository Shares - ADS
67022C106
280
50000
SH
DFND
2
50000
0
0
NVIDIA Corp
Common / Ordinary Stock
67066G104
20003
75884
SH
DFND
1,2,3,4,5
75884
0
0
Occidental Petroleum Corp
Common / Ordinary Stock
674599105
648
56014
SH
DFND
1.2
56014
0
0
Office Depot Inc
Common / Ordinary Stock
676220106
36
22090
SH
DFND
2
22090
0
0
OGE Energy Corp
Common / Ordinary Stock
670837103
442
14392
SH
DFND
2
14392
0
0
Okta Inc
Common / Ordinary Stock
679295105
516
4223
SH
DFND
2.3
4223
0
0
Old Dominion Freight Line Inc
Common / Ordinary Stock
679580100
786
5989
SH
DFND
2
5989
0
0
Omnicom Group Inc
Common / Ordinary Stock
681919106
1672
30473
SH
DFND
2.3
30473
0
0
ON Semiconductor Corp
Common / Ordinary Stock
682189105
1063
85478
SH
DFND
2.3
85478
0
0
Oncolytics Biotech Inc
Common / Ordinary Stock
682310875
40
30000
SH
DFND
2
30000
0
0
ONEOK Inc
Common / Ordinary Stock
682680103
327
15019
SH
DFND
2
15019
0
0
Open Text Corp
Common / Ordinary Stock
683715106
1319
38164
SH
DFND
2
38164
0
0
Oracle Corp
Common / Ordinary Stock
68389X105
9857
203952
SH
DFND
1,2,3
203952
0
0
O'Reilly Automotive Inc
Common / Ordinary Stock
67103H107
3989
13253
SH
DFND
2,4,5
13253
0
0
Ormat Technologies Inc
Common / Ordinary Stock
686688102
2814
41594
SH
DFND
2
41594
0
0
Owens Corning
Common / Ordinary Stock
690742101
529
13656
SH
DFND
2
13656
0
0
PACCAR Inc
Common / Ordinary Stock
693718108
762
12475
SH
DFND
2
12475
0
0
Packaging Corp of America
Common / Ordinary Stock
695156109
509
5863
SH
DFND
2
5863
0
0
Palo Alto Networks Inc
Common / Ordinary Stock
697435105
1437
8765
SH
DFND
1,2,3
8765
0
0
Paratek Pharmaceuticals Inc
Common / Ordinary Stock
699374302
236
75000
SH
DFND
2
75000
0
0
Parker Hannifin Corp
Common / Ordinary Stock
701094104
302
2335
SH
DFND
2
2335
0
0
Paychex Inc
Common / Ordinary Stock
704326107
1045
16624
SH
DFND
2.3
16624
0
0
Paycom Software Inc
Common / Ordinary Stock
70432V102
1665
8245
SH
DFND
2.3
8245
0
0
PayPal Holdings Inc
Common / Ordinary Stock
70450Y103
22842
238591
SH
DFND
1,2,3,4,5
238591
0
0
Pembina Pipeline Corp
Common / Ordinary Stock
706327103
373
20132
SH
DFND
2
20132
0
0
Penn National Gaming Inc
Common / Ordinary Stock
707569109
2396
189473
SH
DFND
2
189473
0
0
Penumbra Inc
Common / Ordinary Stock
70975L107
2342
14520
SH
DFND
2
14520
0
0
PepsiCo Inc
Common / Ordinary Stock
713448108
7710
64197
SH
DFND
1,2,5
64197
0
0
Petroleo Brasileiro SA
American Depository Receipts ADR
71654V408
5031
914799
SH
DFND
1,2,4,8
914799
0
0
Pfizer Inc
Common / Ordinary Stock
717081103
6932
212385
SH
DFND
1.2
212385
0
0
Philip Morris International Inc
Common / Ordinary Stock
718172109
5128
70295
SH
DFND
1,2,3
70295
0
0
Phillips 66
Common / Ordinary Stock
718546104
1510
28161
SH
DFND
1.2
28161
0
0
Pioneer Natural Resources Co
Common / Ordinary Stock
723787107
1022
14581
SH
DFND
2.4
14581
0
0
PNC Financial Services Group Inc/The
Common / Ordinary Stock
693475105
458
4787
SH
DFND
2
4787
0
0
Portland General Electric Co
Common / Ordinary Stock
736508847
2670
55700
SH
DFND
2
55700
0
0
PPG Industries Inc
Common / Ordinary Stock
693506107
215
2583
SH
DFND
2
2583
0
0
PPL Corp
Common / Ordinary Stock
69351T106
357
14492
SH
DFND
1.2
14492
0
0
Precision Drilling Corp
Common / Ordinary Stock
74022D308
15
50000
SH
DFND
2
50000
0
0
Premier Inc
Common / Ordinary Stock
74051N102
3347
102312
SH
DFND
2
102312
0
0
Procter & Gamble Co/The
Common / Ordinary Stock
742718109
9488
86259
SH
DFND
1.2
86259
0
0
Progressive Corp/The
Common / Ordinary Stock
743315103
2141
29007
SH
DFND
2.4
29007
0
0
Prologis Inc
Closed-end REIT
74340W103
5851
72807
SH
DFND
2.4
72807
0
0
Proofpoint Inc
Common / Ordinary Stock
743424103
541
5274
SH
DFND
2
5274
0
0
ProShares S&P 500 Dividend Aristocrats ETF
Exchange Traded Fund
74348A467
236
4100
SH
DFND
2
4100
0
0
Prudential Financial Inc
Common / Ordinary Stock
744320102
279
5368
SH
DFND
1.2
5368
0
0
Prudential PLC
American Depository Receipts ADR
74435K204
2044
82514
SH
DFND
4
82514
0
0
PTC Inc
Common / Ordinary Stock
69370C100
387
6328
SH
DFND
4
6328
0
0
Public Service Enterprise Group Inc
Common / Ordinary Stock
744573106
252
5624
SH
DFND
1.2
5624
0
0
Public Storage
Closed-end REIT
74460D109
326
1642
SH
DFND
2
1642
0
0
Qorvo Inc
Common / Ordinary Stock
74736K101
492
6110
SH
DFND
2.3
6110
0
0
Qualcomm Inc
Common / Ordinary Stock
747525103
10369
153280
SH
DFND
1,2,3,5
153280
0
0
Qualys Inc
Common / Ordinary Stock
74758T303
2722
31299
SH
DFND
2
31299
0
0
Quest Diagnostics Inc
Common / Ordinary Stock
74834L100
1323
16478
SH
DFND
2.4
16478
0
0
Ralph Lauren Corp
Common / Ordinary Stock
751212101
283
4243
SH
DFND
1.2
4243
0
0
Raytheon Co
Common / Ordinary Stock
755111507
7287
55565
SH
DFND
2
55565
0
0
Realty Income Corp
Closed-end REIT
756109104
432
8676
SH
DFND
2
8676
0
0
Regency Centers Corp
Closed-end REIT
758849103
287
7483
SH
DFND
2
7483
0
0
Regeneron Pharmaceuticals Inc
Common / Ordinary Stock
75886F107
465
953
SH
DFND
2.5
953
0
0
Regions Financial Corp
Common / Ordinary Stock
7591EP100
1052
117309
SH
DFND
2
117309
0
0
RenaissanceRe Holdings Ltd
Common / Ordinary Stock
G7496G103
372
2492
SH
DFND
2
2492
0
0
ResMed Inc
Common / Ordinary Stock
761152107
1340
9101
SH
DFND
2
9101
0
0
Rio Tinto PLC
American Depository Receipts ADR
767204100
202
4436
SH
DFND
1
4436
0
0
Robert Half International Inc
Common / Ordinary Stock
770323103
354
9382
SH
DFND
2
9382
0
0
Rockwell Automation Inc
Common / Ordinary Stock
773903109
4854
32168
SH
DFND
2.3
32168
0
0
Rockwell Medical Inc
Common / Ordinary Stock
774374102
246
120000
SH
DFND
2
120000
0
0
Rogers Communications Inc
Common / Ordinary Stock
775109200
518
12572
SH
DFND
1,2,3
12572
0
0
Roku Inc
Common / Ordinary Stock
77543R102
272
3120
SH
DFND
1
3120
0
0
Roper Technologies Inc
Common / Ordinary Stock
776696106
4682
15016
SH
DFND
2.3
15016
0
0
Ross Stores Inc
Common / Ordinary Stock
778296103
2935
33749
SH
DFND
2,4,5
33749
0
0
Royal Dutch Shell PLC
American Depository Receipts ADR
780259206
3313
94972
SH
DFND
1.4
94972
0
0
S&P Global Inc
Common / Ordinary Stock
78409V104
5471
22327
SH
DFND
2
22327
0
0
salesforce.com Inc
Common / Ordinary Stock
79466L302
15725
109217
SH
DFND
1,2,3,4
109217
0
0
SandRidge Permian Trust
Master Limited Partnership
80007A102
6
15000
SH
DFND
2
15000
0
0
Sarepta Therapeutics Inc
Common / Ordinary Stock
803607100
293
3000
SH
DFND
2
3000
0
0
SBA Communications Corp
Closed-end REIT
78410G104
332
1230
SH
DFND
2
1230
0
0
Schlumberger Ltd
Common / Ordinary Stock
806857108
324
24079
SH
DFND
1.2
24079
0
0
Scorpio Tankers Inc
Common / Ordinary Stock
Y7542C130
705
36890
SH
DFND
2
36890
0
0
SCYNEXIS Inc
Common / Ordinary Stock
811292101
361
500000
SH
DFND
2
500000
0
0
Sempra Energy
Common / Ordinary Stock
816851109
912
8077
SH
DFND
1.2
8077
0
0
ServiceNow Inc
Common / Ordinary Stock
81762P102
6372
22236
SH
DFND
1,2,3
22236
0
0
Sherwin-Williams Co/The
Common / Ordinary Stock
824348106
412
898
SH
DFND
2
898
0
0
Shopify Inc
Common / Ordinary Stock
82509L107
1843
4451
SH
DFND
2.3
4451
0
0
Simon Property Group Inc
Closed-end REIT
828806109
202
3687
SH
DFND
2
3687
0
0
Skyworks Solutions Inc
Common / Ordinary Stock
83088M102
793
8879
SH
DFND
2.3
8879
0
0
SLM Corp
Common / Ordinary Stock
78442P106
1888
262658
SH
DFND
2
262658
0
0
SmileDirectClub Inc
Common / Ordinary Stock
83192H106
156
33525
SH
DFND
2
33525
0
0
Snap Inc
Common / Ordinary Stock
83304A106
290
24453
SH
DFND
1
24453
0
0
Sociedad Quimica y Minera de Chile SA
American Depository Receipts ADR
833635105
777
34464
SH
DFND
1,2,8
34464
0
0
Soleno Therapeutics Inc
Common / Ordinary Stock
834203200
119
50000
SH
DFND
2
50000
0
0
Sony Corp
American Depository Receipts ADR
835699307
2071
35000
SH
DFND
2
35000
0
0
Southern Co/The
Common / Ordinary Stock
842587107
2719
50230
SH
DFND
1.2
50230
0
0
Southern Copper Corp
Common / Ordinary Stock
84265V105
429
15242
SH
DFND
8
15242
0
0
SPDR Bloomberg Barclays 1-3 Month T-Bill ETF
Exchange Traded Fund
78468R663
12813
139835
SH
DFND
4.9
139835
0
0
SPDR Dow Jones Industrial Average ETF Trust
Exchange Traded Fund
78467X109
473
2159
SH
DFND
1.2
2159
0
0
SPDR Euro STOXX 50 ETF
Exchange Traded Fund
78463X202
7352
249144
SH
DFND
1.9
249144
0
0
SPDR Gold Shares
Exchange Traded Fund
78463V107
9287
62730
SH
DFND
1.2
62730
0
0
SPDR S&P 500 ETF Trust
Exchange Traded Fund
78462F103
72922
282921
SH
DFND
1.2
282921
0
0
SPDR S&P Biotech ETF
Exchange Traded Fund
78464A870
399
5159
SH
DFND
1
5159
0
0
SPDR S&P Regional Banking ETF
Exchange Traded Fund
78464A698
1416
43449
SH
DFND
1
43449
0
0
Spectrum Pharmaceuticals Inc
Common / Ordinary Stock
84763A108
46
20000
SH
DFND
2
20000
0
0
Spirit AeroSystems Holdings Inc
Common / Ordinary Stock
848574109
2341
97859
SH
DFND
2
97859
0
0
Splunk Inc
Common / Ordinary Stock
848637104
973
7713
SH
DFND
1,2,3
7713
0
0
Square Inc
Common / Ordinary Stock
852234103
7404
141360
SH
DFND
1,2,3
141360
0
0
SS&C Technologies Holdings Inc
Common / Ordinary Stock
78467J100
3686
84131
SH
DFND
2.3
84131
0
0
Stanley Black & Decker Inc
Common / Ordinary Stock
854502101
998
9988
SH
DFND
2.4
9988
0
0
Star Bulk Carriers Corp
Common / Ordinary Stock
Y8162K204
323
57386
SH
DFND
2
57386
0
0
Starbucks Corp
Common / Ordinary Stock
855244109
3676
55930
SH
DFND
1,2,5
55930
0
0
State Street Corp
Common / Ordinary Stock
857477103
824
15470
SH
DFND
2
15470
0
0
Steel Dynamics Inc
Common / Ordinary Stock
858119100
354
15708
SH
DFND
2
15708
0
0
Stryker Corp
Common / Ordinary Stock
863667101
4584
27537
SH
DFND
2.3
27537
0
0
Sun Life Financial Inc
Common / Ordinary Stock
866796105
346
10892
SH
DFND
2
10892
0
0
Suncor Energy Inc
Common / Ordinary Stock
867224107
429
27233
SH
DFND
2
27233
0
0
SVB Financial Group
Common / Ordinary Stock
78486Q101
2626
17386
SH
DFND
2.4
17386
0
0
Synchrony Financial
Common / Ordinary Stock
87165B103
1273
79161
SH
DFND
1.2
79161
0
0
Synopsys Inc
Common / Ordinary Stock
871607107
2493
19363
SH
DFND
2.3
19363
0
0
Sysco Corp
Common / Ordinary Stock
871829107
2552
55942
SH
DFND
1.2
55942
0
0
T Rowe Price Group Inc
Common / Ordinary Stock
74144T108
939
9620
SH
DFND
2
9620
0
0
Taiwan Semiconductor Manufacturing Co Ltd
American Depository Receipts ADR
874039100
4973
104063
SH
DFND
1,2,4
104063
0
0
Take-Two Interactive Software Inc
Common / Ordinary Stock
874054109
1636
13801
SH
DFND
2
13801
0
0
TAL Education Group
American Depository Receipts ADR
874080104
32622
612514
SH
DFND
1.2
612514
0
0
Talend SA
American Depository Receipts ADR
874224207
1247
55600
SH
DFND
2
55600
0
0
Tapestry Inc
Common / Ordinary Stock
876030107
632
48856
SH
DFND
1.2
48856
0
0
Target Corp
Common / Ordinary Stock
87612E106
4290
46150
SH
DFND
1.2
46150
0
0
Tata Motors Ltd
American Depository Receipts ADR
876568502
121
25701
SH
DFND
1
25701
0
0
TC Energy Corp
Common / Ordinary Stock
87807B107
656
14939
SH
DFND
1.2
14939
0
0
Technology Select Sector SPDR Fund
Exchange Traded Fund
81369Y803
1536
19124
SH
DFND
1.2
19124
0
0
Teekay Corp
Common / Ordinary Stock
Y8564W103
886
280591
SH
DFND
2
280591
0
0
Teekay LNG Partners LP
Master Limited Partnership
Y8564M105
690
70515
SH
DFND
2
70515
0
0
Teekay Tankers Ltd
Common / Ordinary Stock
Y8565N300
1204
54160
SH
DFND
2
54160
0
0
Teladoc Health Inc
Common / Ordinary Stock
87918A105
251
1620
SH
DFND
2
1620
0
0
Tellurian Inc
Common / Ordinary Stock
87968A104
30
33369
SH
DFND
2
33369
0
0
TELUS Corp
Common / Ordinary Stock
87971M103
788
50438
SH
DFND
2
50438
0
0
Tencent Music Entertainment Group
American Depository Receipts ADR
88034P109
11066
1100000
SH
DFND
1
1100000
0
0
Teradyne Inc
Common / Ordinary Stock
880770102
2894
53426
SH
DFND
2
53426
0
0
Tesla Inc
Common / Ordinary Stock
88160R101
10085
19248
SH
DFND
1,2,4,5
19248
0
0
Teva Pharmaceutical Industries Ltd
American Depository Receipts ADR
881624209
1766
196686
SH
DFND
1
196686
0
0
Texas Instruments Inc
Common / Ordinary Stock
882508104
9219
92255
SH
DFND
1,2,3,4,5
92255
0
0
TherapeuticsMD Inc
Common / Ordinary Stock
88338N107
42
40000
SH
DFND
2
40000
0
0
Thermo Fisher Scientific Inc
Common / Ordinary Stock
883556102
9373
33051
SH
DFND
1,2,3,4
33051
0
0
Tiffany & Co
Common / Ordinary Stock
886547108
1467
11329
SH
DFND
2
11329
0
0
TJX Cos Inc/The
Common / Ordinary Stock
872540109
874
18288
SH
DFND
2
18288
0
0
T-Mobile US Inc
Common / Ordinary Stock
872590104
1354
16149
SH
DFND
1,2,3
16149
0
0
Tractor Supply Co
Common / Ordinary Stock
892356106
6303
74550
SH
DFND
2.3
74550
0
0
Trade Desk Inc/The
Common / Ordinary Stock
88339J105
1474
7642
SH
DFND
2
7642
0
0
Travelers Cos Inc/The
Common / Ordinary Stock
89417E109
361
3640
SH
DFND
1.2
3640
0
0
Trevena Inc
Common / Ordinary Stock
89532E109
255
450000
SH
DFND
2
450000
0
0
Trevi Therapeutics Inc
Common / Ordinary Stock
89532M101
230
70000
SH
DFND
2
70000
0
0
Trex Co Inc
Common / Ordinary Stock
89531P105
2685
33512
SH
DFND
2
33512
0
0
Trimble Inc
Common / Ordinary Stock
896239100
5246
164838
SH
DFND
2.3
164838
0
0
Trip Com Grp Ltd Spon Ads Each Rep 0.125 ORD SHS
American Depository Receipts ADR
89677Q107
20466
872782
SH
DFND
1
872782
0
0
Truist Financial Corp
Common / Ordinary Stock
89832Q109
2213
71778
SH
DFND
2.4
71778
0
0
Twilio Inc
Common / Ordinary Stock
90138F102
1012
11310
SH
DFND
2.11
11310
0
0
Twitter Inc
Common / Ordinary Stock
90184L102
2620
106680
SH
DFND
1,2,3
106680
0
0
Tyson Foods Inc
Common / Ordinary Stock
902494103
2858
49388
SH
DFND
1.2
49388
0
0
Uber Technologies Inc
Common / Ordinary Stock
90353T100
2202
78869
SH
DFND
1
78869
0
0
Ultrapar Participacoes SA
American Depository Receipts ADR
90400P101
236
97267
SH
DFND
1
97267
0
0
Under Armour Inc
Common / Ordinary Stock
904311107
843
91586
SH
DFND
1.2
91586
0
0
Union Pacific Corp
Common / Ordinary Stock
907818108
2773
19667
SH
DFND
2
19667
0
0
United Airlines Holdings Inc
Common / Ordinary Stock
910047109
854
27088
SH
DFND
1.2
27088
0
0
United Parcel Service Inc
Common / Ordinary Stock
911312106
1883
20163
SH
DFND
1.2
20163
0
0
United Rentals Inc
Common / Ordinary Stock
911363109
717
6968
SH
DFND
1.2
6968
0
0
United States Steel Corp
Common / Ordinary Stock
912909108
2186
346525
SH
DFND
1
346525
0
0
UnitedHealth Group Inc
Common / Ordinary Stock
91324P102
10427
41812
SH
DFND
1,2,4
41812
0
0
Universal Display Corp
Common / Ordinary Stock
91347P105
2787
21150
SH
DFND
2
21150
0
0
Universal Health Services Inc
Common / Ordinary Stock
913903100
3986
40239
SH
DFND
2
40239
0
0
Upwork Inc
Common / Ordinary Stock
91688F104
96
15000
SH
DFND
2
15000
0
0
US Bancorp
Common / Ordinary Stock
902973304
816
23704
SH
DFND
1.2
23704
0
0
Utilities Select Sector SPDR Fund
Exchange Traded Fund
81369Y886
1292
23328
SH
DFND
1.2
23328
0
0
Vale SA
American Depository Receipts ADR
91912E105
9169
1106122
SH
DFND
1,2,4,7
1106122
0
0
Valero Energy Corp
Common / Ordinary Stock
91913Y100
1402
30911
SH
DFND
1.2
30911
0
0
Vanguard FTSE Emerging Markets ETF
Exchange Traded Fund
922042858
5816
173372
SH
DFND
1,4,8
173372
0
0
Vanguard FTSE Europe ETF
Exchange Traded Fund
922042874
14141
326733
SH
DFND
1.4
326733
0
0
Vanguard FTSE Pacific ETF
Exchange Traded Fund
922042866
989
17946
SH
DFND
4
17946
0
0
Vanguard Information Technology ETF
Exchange Traded Fund
92204A702
212
1005
SH
DFND
2
1005
0
0
Vanguard Short-Term Corporate Bond ETF
Exchange Traded Fund
92206C409
4043
51123
SH
DFND
9
51123
0
0
Varian Medical Systems Inc
Common / Ordinary Stock
92220P105
6190
60305
SH
DFND
2.3
60305
0
0
VBI Vaccines Inc
Common / Ordinary Stock
91822J103
338
100000
SH
DFND
2
100000
0
0
Veeva Systems Inc
Common / Ordinary Stock
922475108
1393
8914
SH
DFND
2
8914
0
0
VEON Ltd
American Depository Receipts ADR
91822M106
22
15000
SH
DFND
2
15000
0
0
VeriSign Inc
Common / Ordinary Stock
92343E102
989
5495
SH
DFND
2.3
5495
0
0
Verisk Analytics Inc
Common / Ordinary Stock
92345Y106
1085
7790
SH
DFND
2
7790
0
0
Veritone Inc
Common / Ordinary Stock
92347M100
256
110000
SH
DFND
2
110000
0
0
Verizon Communications Inc
Common / Ordinary Stock
92343V104
18012
335241
SH
DFND
1,2,3,4
335241
0
0
Vertex Pharmaceuticals Inc
Common / Ordinary Stock
92532F100
2606
10956
SH
DFND
2,4,5
10956
0
0
VF Corp
Common / Ordinary Stock
918204108
431
7981
SH
DFND
2
7981
0
0
ViacomCBS Inc
Common / Ordinary Stock
92556H206
425
30353
SH
DFND
2
30353
0
0
Vipshop Holdings Ltd
American Depository Receipts ADR
92763W103
769
49383
SH
DFND
1
49383
0
0
Visa Inc
Common / Ordinary Stock
92826C839
33864
210184
SH
DFND
1,2,3,4
210184
0
0
VMware Inc
Common / Ordinary Stock
928563402
1012
8360
SH
DFND
2.3
8360
0
0
Vonage Holdings Corp
Common / Ordinary Stock
92886T201
2422
335000
SH
DFND
2
335000
0
0
Voya Financial Inc
Common / Ordinary Stock
929089100
506
12502
SH
DFND
2
12502
0
0
Walgreens Boots Alliance Inc
Common / Ordinary Stock
931427108
2965
64816
SH
DFND
1,2,5
64816
0
0
Walmart Inc
Common / Ordinary Stock
931142103
6042
53184
SH
DFND
1,2,4
53184
0
0
Walt Disney Co/The
Common / Ordinary Stock
254687106
14239
147405
SH
DFND
1,2,3
147405
0
0
Waste Management Inc
Common / Ordinary Stock
94106L109
1800
19453
SH
DFND
2
19453
0
0
Wayfair Inc
Common / Ordinary Stock
94419L101
213
3999
SH
DFND
1
3999
0
0
Wec Energy Group Inc
Common / Ordinary Stock
92939U106
303
3446
SH
DFND
2
3446
0
0
Weibo Corp
American Depository Receipts ADR
948596101
560
16943
SH
DFND
1
16943
0
0
Wells Fargo & Co
Common / Ordinary Stock
949746101
4333
150987
SH
DFND
1.2
150987
0
0
Welltower Inc
Closed-end REIT
95040Q104
806
17626
SH
DFND
1.2
17626
0
0
Western Digital Corp
Common / Ordinary Stock
958102105
1180
28353
SH
DFND
1,2,3
28353
0
0
Western Union Co/The
Common / Ordinary Stock
959802109
1349
74451
SH
DFND
1.2
74451
0
0
Westrock Co
Common / Ordinary Stock
96145D105
954
33782
SH
DFND
2.3
33782
0
0
WEX Inc
Common / Ordinary Stock
96208T104
2693
25765
SH
DFND
2.3
25765
0
0
Whirlpool Corp
Common / Ordinary Stock
963320106
213
2493
SH
DFND
1.2
2493
0
0
Williams Cos Inc/The
Common / Ordinary Stock
969457100
187
13242
SH
DFND
2
13242
0
0
Workday Inc
Common / Ordinary Stock
98138H101
882
6780
SH
DFND
2,3,5
6780
0
0
WR Berkley Corp
Common / Ordinary Stock
084423102
444
8529
SH
DFND
2
8529
0
0
Xcel Energy Inc
Common / Ordinary Stock
98389B100
2803
46487
SH
DFND
1,2,4,5
46487
0
0
Xilinx Inc
Common / Ordinary Stock
983919101
1072
13766
SH
DFND
1,2,3
13766
0
0
XPO Logistics Inc
Common / Ordinary Stock
983793100
1797
36869
SH
DFND
1.2
36869
0
0
Xylem Inc/NY
Common / Ordinary Stock
98419M100
762
11712
SH
DFND
2
11712
0
0
Yamana Gold Inc
Common / Ordinary Stock
98462Y100
179
65505
SH
DFND
1
65505
0
0
YPF SA
American Depository Receipts ADR
984245100
2015
483419
SH
DFND
1.7
483419
0
0
Yum! Brands Inc
Common / Ordinary Stock
988498101
1431
20883
SH
DFND
1.2
20883
0
0
Zebra Technologies Corp
Common / Ordinary Stock
989207105
510
2782
SH
DFND
2.3
2782
0
0
Zimmer Biomet Holdings Inc
Common / Ordinary Stock
98956P102
842
8331
SH
DFND
2.4
8331
0
0
Zions Bancorp NA
Common / Ordinary Stock
989701107
1085
40576
SH
DFND
2
40576
0
0
Zix Corp
Common / Ordinary Stock
98974P100
215
50000
SH
DFND
2
50000
0
0
Zoetis Inc
Common / Ordinary Stock
98978V103
10156
86302
SH
DFND
2,3,4
86302
0
0
Zoom Video Communications Inc
Common / Ordinary Stock
98980L101
1922
13160
SH
DFND
2
13160
0
0
Zosano Pharma Corp
Common / Ordinary Stock
98979H202
83
147839
SH
DFND
2
147839
0
0
Zscaler Inc
Common / Ordinary Stock
98980G102
365
6000
SH
DFND
2
6000
0
0
Zuora Inc
Common / Ordinary Stock
98983V106
837
104000
SH
DFND
2
104000
0
0