0001171520-16-000715.txt : 20160120 0001171520-16-000715.hdr.sgml : 20160120 20160120112730 ACCESSION NUMBER: 0001171520-16-000715 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160120 DATE AS OF CHANGE: 20160120 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Dominion Diamond Corp CENTRAL INDEX KEY: 0000841071 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56591 FILM NUMBER: 161350165 BUSINESS ADDRESS: STREET 1: PO BOX 4569 STREET 2: STATION A CITY: TORONTO STATE: A6 ZIP: M5W 4T9 BUSINESS PHONE: 4163622237 MAIL ADDRESS: STREET 1: PO BOX 4569 STREET 2: STATION A CITY: TORONTO STATE: A6 ZIP: M5W 4T9 FORMER COMPANY: FORMER CONFORMED NAME: HARRY WINSTON DIAMOND CORP DATE OF NAME CHANGE: 20071113 FORMER COMPANY: FORMER CONFORMED NAME: ABER DIAMOND CORP DATE OF NAME CHANGE: 19950606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PICTON MAHONEY ASSET MANAGEMENT CENTRAL INDEX KEY: 0001539041 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 33 YONGE STREET, SUITE 830 CITY: TORONTO STATE: A6 ZIP: M5E 1G4 BUSINESS PHONE: 416-955-4108 MAIL ADDRESS: STREET 1: 33 YONGE STREET, SUITE 830 CITY: TORONTO STATE: A6 ZIP: M5E 1G4 SC 13G/A 1 eps6612.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

DOMINION DIAMOND CORPORATION
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
257287102
(CUSIP Number)
 
DECEMBER 31, 2015
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  Rule 13d-1(b)
     
  Rule 13d-1(c)
     
  Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 

 

 

 

 

 

CUSIP No 257287102   Page 2 of 5

 

 

1

 

NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY) 

PICTON MAHONEY ASSET MANAGEMENT

 

2

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

 

3

 

SEC USE ONLY

 

 

 

4

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

TORONTO
NUMBER OF
SHARES
5 SOLE VOTING POWER 6007518
BENEFICIALLY
OWNED BY
6 SHARED VOTING POWER 0
EACH
REPORTING
7 SOLE DISPOSITIVE POWER 6007518
PERSON
WITH:
8 SHARED DISPOSITIVE POWER 0

 

9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6007518

 

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES

 

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.0%

 

12

 

TYPE OF REPORTING PERSON

 

IA
         

 

 

 

 

 

CUSIP No 257287102   Page 3 of 5

 

Item 1(a).   Name of Issuer:
     
    DOMINION DIAMOND CORPORATION
     
Item 1(b).   Address of Issuer’s Principal Executive Offices:
     
    PO BOX 4569, STATION A, TORONTO, ONTARIo, M5W 4T9, CANADA
     
Item 2(a).   Name of Person Filing:
     
    PICTON MAHONEY ASSET MANAGEMENT
     
Item 2(b).   Address of Principal Business Office or, if None, Residence:
     
    33 YONGE STREET, SUITE 830, TORONTO, ONTARIO,  M5E 1G4
     
Item 2(c).   Citizenship:
     
    CANADA
     
Item 2(d).   Title of Class of Securities:
     
    COMMON STOCK
     
Item 2(e).   CUSIP Number:
     
    257287102
     
Item 3. If This Statement is Filed Pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), Check Whether the Person Filing is a:

 

  (a) o Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
       
  (b) o Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
       
  (c) o Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
       
  (d) o Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
  (e) An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

 

 

 

CUSIP No 257287102   Page 4 of 5

 

  (f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
  (g) o A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G);
       
  (h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
  (i) o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
       
  (j) o Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Item 4. Ownership.
   
  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount beneficially owned:
     
    6007518
     
  (b) Percent of class:
     
    7.0%
     
  (c) Number of shares as to which such person has:
     
    (i) Sole power to vote or to direct the vote
       
      6007518
       
    (ii) Shared power to vote or to direct the vote
       
      0
       
    (iii) Sole power to dispose or to direct the disposition of
       
      6007518
       
    (iv) Shared power to dispose or to direct the disposition of
       
      0

 

 

 

 

CUSIP No . 257287102   Page 5 of 5

 

Item 5. Ownership of Five Percent or Less of a Class.
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following
   
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
   
  Various persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of the common stock of Dominion Diamond Corporation.  No one person's interest in the common stock of Dominion Diamond Corporation is more than five percent of the total outstanding common shares.
   
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
   
  NOT APPLICABLE
   
Item 8. Identification and Classification of Members of the Group.
   
  NOT APPLICABLE
   
Item 9. Notice of Dissolution of Group.
   
  NOT APPLICABLE
   
Item 10. Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  Date: JANUARY 19, 2016  
       
  Signature: /s/ ANDREW MA  
  Name: ANDREW MA  
  Title: CHIEF COMPLIANCE OFFICER