485BPOS 1 d645072d485bpos.htm WRL FREEDOM PREMIER VA WRL Freedom Premier VA

As filed with the Securities and Exchange Commission on December 7, 2018

Registration No.         333- 199071

811- 05672

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM N-4

REGISTRATION STATEMENT UNDER THE

          SECURITIES ACT OF 1933  
  Pre-Effective Amendment No.            
  Post-Effective Amendment No. 7  

and

REGISTRATION STATEMENT UNDER

THE INVESTMENT COMPANY ACT OF 1940

  Amendment No. 209  

WRL SERIES ANNUITY ACCOUNT

(Exact Name of Registrant)

TRANSAMERICA PREMIER LIFE INSURANCE COMPANY

(Name of Depositor)

(Former Depositor, Western Reserve Life Assurance Co. of Ohio)

4333 Edgewood Road NE

Cedar Rapids, IA 52499

(Address of Depositor’s Principal Executive Offices)

Depositor’s Telephone Number: (319) 355-8511

Alison Ryan, Esquire

Brian Stallworth, Esquire

Transamerica Premier Life Insurance Company

c/o Office of the General Counsel

4333 Edgewood Road, N.E.

Cedar Rapids, IA 52499

(Name and Address of Agent for Service)

Title of Securities Being Registered:         Units of interest in a separate account under flexible premium individual deferred variable annuity contracts

It is proposed that this filing become effective:

   X    immediately upon filing pursuant to paragraph (b) of Rule 485

         on May 1, 2018 pursuant to paragraph (b) of Rule 485

         60 days after filing pursuant to paragraph (a)(1) of Rule 485

         on                      pursuant to paragraph (a)(1) of Rule 485

If appropriate, check the following box:

         This post-effective amendment designates a new effective date for a previously filed post-effective amendment


Registrant is filing this post-effective amendment (the “Amendment”) for the sole purpose of adding a supplement to the prospectus dated May 1, 2018 for the WRL Freedom Premier Annuity policy included in the Registration Statement. The Amendment is not intended to amend or delete any part of the Registration Statement, except as specifically noted herein. Parts A and B included in Post-Effective Amendment No. 4 to the Registration Statement (File No. 333-199071/ 811-05672) are hereby incorporated by reference to the extent required by applicable law.


WRL FREEDOM PREMIER®

Issued by

TRANSAMERICA PREMIER LIFE INSURANCE COMPANY

WRL SERIES ANNUITY ACCOUNT

Supplement Dated December 7, 2018

to the

Prospectus dated May 1, 2018

Effective on or about December 7, 2018 the current fee for the Guaranteed Minimum Income Benefit Rider will change to 0.45%. As a result, the following sections of the current Prospectus are amended.

Except as modified by this supplement, all other terms of the current prospectus and the Policy remain in full force and effect. No other changes have been made.

I. The ANNUITY POLICY FEE TABLE section of the current Prospectus is hereby deleted in its entirety and replaced with the following:

ANNUITY POLICY FEE TABLE (1)

The following tables describes the fees and expenses that you will pay when buying, owning, and surrendering the policy. The first table describes the fees and charges that you will pay at the time that you buy the policy, take a loan from the policy, partially withdraw or fully surrender the policy, transfer annuity value between subaccounts and /or the fixed account or request special services. State premium taxes may also apply.

 

Owner Transaction Expenses:

    

Sales Load On Premium Payments

   None

Maximum Surrender Charge (as a % of premium payments)(2)(3)(4)

   7%

Transfer Charge(5)

   $10 after 12 per year

Loan Processing Fee(6)

   $30 per loan

Special Service Fee

   $0-$25

The next table describes the fees and expenses that you will pay periodically during the time that you own the policy, not including portfolio fees and expenses. This table also includes the charges you would pay if you added optional riders to your policy.

 

 

This Prospectus Supplement must be accompanied or preceded

by the Prospectus for the

WRL Freedom Premier® dated May 1, 2018


Annual Policy Charge(3)(7)   $30 per policy yearly        
Separate Account Annual Expenses (as a % of average separate account value during the accumulation period)(8)    
   
Under Standard Death Benefit:    
   

Mortality and Expense Risk Charge

  0.85%
   

Administrative Charge

  0.40%
   
Total Separate Account Annual Expenses   1.25%
   
With Compounding Minimum Death Benefit Rider Added (optional):    
   

Mortality and Expense Risk Charge

  1.25%
   

Administrative Charge

  0.40%
   
Total Separate Account Annual Expenses   1.65%
   
With Annual Step-Up Death Benefit Rider Added (optional):    
   

Mortality and Expense Risk Charge

  1.25%
   

Administrative Charge

  0.40%
   
Total Separate Account Annual Expenses   1.65%
 
Annual Optional Rider Fees:    
   

Additional Earnings Rider Charge(9)

  0.35%
   

Guaranteed Minimum Income Benefit Rider(10) (No Longer Available)

   
   

Current

  0.45%
   

Maximum

  0.50%

The next table shows the lowest and highest total operating expenses charged by the underlying fund portfolios for the fiscal year ended December 31, 2017. Expenses of the underlying fund portfolios may be higher or lower in the future. More detail concerning each portfolio’s fees and expenses is contained in the prospectus for each underlying fund portfolio.

 

Total Annual Portfolio Operating Expenses(11)(12)

   Lowest               Highest            
Expenses that are deducted from portfolio assets, including management fees, 12b-1 fees, and other expenses    0.33%   3.09%

Example(13)

The following Example is intended to help you compare the cost of investing in the policy with the cost of investing in other variable annuity policies. The Example shows the highest costs of investing in the policy, including policy owner transaction expenses, the annual policy charge, separate account charges (assuming the compounding minimum death benefit rider or annual step-up death benefit rider has been added), the highest charge for the optional Additional Earnings Rider, the Guaranteed Minimum Income Benefit Rider fee and highest Annual Portfolio Operating Expenses.

 

 

This Prospectus Supplement must be accompanied or preceded

by the Prospectus for the

WRL Freedom Premier® dated May 1, 2018


The Example assumes that you invest $10,000 in the policy for the time periods indicated. The Example also assumes that your policy has a 5% return each year.

 

Example(13)

   1 Year        3 Years        5 Years        10 Years    
If you surrender the policy at the end of the applicable time period.    $1261    $2283    $3202    $5591
If you annuitize* or remain invested in the policy at the end of the applicable time period.    $561    $1683    $2802    $5591

*You cannot annuitize your policy before your policy’s fifth anniversary.

Please remember that the Example is an illustration and does not represent past or future expenses. Your actual expenses may be lower or higher than those reflected in the Example. Similarly, your rate of return may be more or less than the 5% assumed in the Example.

For information concerning compensation paid for the sale of the policies, see OTHER INFORMATION – Distribution of the Policies.

NOTES TO FEE TABLE AND EXPENSE TABLE

(1)The Fee Table applies only to the accumulation period. During the income phase, the fees may be different than those described in the fee table. See EXPENSES.

(2)We may deduct a charge for special services, including overnight delivery, duplicate policies, non-sufficient checks on new business, duplicate 1099 and 5498 tax forms, duplicate disclosure documents and semi-annual reports, check copies, printing and mailing previously submitted forms and asset verification requests from mortgage companies. In addition we may consider as special services customer initiated changes, modifications and transactions which are submitted in such a manner as to require the Company to incur additional processing costs.

(3)The surrender charge decreases based on the number of years since each premium payment was made, from 7% in the first two years after the premium payment was made grading down to 0% in the eighth year after the premium payment was made. To calculate surrender charges, the first premium payment made is considered to come out first. This charge is waived under certain circumstances.

(4)We may reduce or waive the surrender charge and the annual policy charge for policies sold to groups of employees with the same employer, including our directors, officers and full-time employees, or other groups where sales to the group reduce our administrative expenses.

(5)There is no charge for transfers from the fixed account. We do not currently charge for Internet transfers, although we reserve the right to do so in the future.

(6)Loans are available only for certain qualified policies. The loan processing fee is not applicable in all states.

(7)We currently waive this charge if either the annuity value, or the total premium payments, minus all partial surrenders, including any surrender charges, equals or exceeds $50,000 on the policy anniversary for which the charge is payable. However we will deduct this charge from your annuity value if you surrender your policy completely.

(8)These charges are assessed on your assets in each subaccount. They do not apply to the fixed account. The mortality and expense risk charge of 0.85% applies when you have selected the standard death benefit. If you select the compounding minimum death benefit rider or the annual step-up death benefit rider, then the mortality and expense risk charge will increase to 1.25%. These charges apply only during the accumulation period. After the maturity date, if you elect a

 

 

This Prospectus Supplement must be accompanied or preceded

by the Prospectus for the

WRL Freedom Premier® dated May 1, 2018


variable annuity payment option, we will deduct a daily separate account annuitization charge from your subaccount assets equal to an annual rate of 1.40% in place of the mortality and expense risk and administrative charges.

(9)This rider is optional. You may not add this rider if you have already purchased one of the optional death benefit riders. If you add the rider, we will impose during the accumulation period an annual rider charge equal to 0.35% of your policy’s annuity value on each rider anniversary and pro rata on the termination date of the rider, including policy surrender. The charge will not increase once the rider has been issued. We deduct the rider charge from the fixed account and from each subaccount in proportion to the amount of the annuity value in each account. We do not assess this charge during the income phase. This rider is not available in all states.

(10)This rider is no longer available. The annual rider charge is a percentage of the minimum annuitization value. Once the rider is issued, the rider charge will not change. If you choose to upgrade the rider, the charge for the rider after the upgrade is currently 0.45%, but, we reserve the right to increase the rider charge after upgrade to 0.50%. Keep in mind that the current rider charge (0.45%) may be higher if you upgrade the rider at a later date because we may increase the rider charge after upgrade up to the maximum (0.50%). We deduct the rider charge from the fixed account and from each subaccount in proportion to the amount of the annuity value in each account. If the annuity value on any rider anniversary exceeds the rider charge threshold (guaranteed 2.0) times the minimum annuitization value, we will waive the rider charge otherwise payable on that rider anniversary. If you later choose to annuitize under a variable annuity payment option of this rider, we will impose a guaranteed minimum payment fee equal to an annual rate of 1.10% of the daily net asset values in the subaccounts. This charge is assessed in addition to the mortality and expense risk charge of 1.40% annually that is set on the date you annuitize under the rider. We may change the guaranteed minimum payment fee in the future if you choose to upgrade the minimum annuitization value, or for future issues of the rider, but it will never be greater than 2.10%. See “Appendix D.”

(11)The portfolio expenses used to prepare this table were provided to us by the fund(s). We have not independently verified such information from funds that are not affiliated with us. The expenses shown are those incurred for the year ended December 31, 2017. Current or future expenses may be greater or less than those shown. “Gross” expense figures do not reflect any fee waivers or expense reimbursements. Actual expenses may have been lower than those shown in the ANNUITY POLICY FEE TABLE.

(12)The table showing the range of expenses for the portfolios takes into account the expenses of several asset allocation portfolios that are “fund of funds.” A “fund of funds” portfolio typically allocates its assets, within predetermined percentage ranges, among certain other portfolios of the TST fund. Each “fund of funds” has its own set of operating expenses, as does each of the portfolios in which it invests. In determining the range of portfolio expenses, we took into account the combined actual expenses for each of the “fund of funds” and for the portfolios in which it invests, assuming a constant allocation by each “fund of funds” of its assets among the portfolios identical to its actual allocation at December 31, 2017.

(13)The Example does not reflect transfer fees or premium taxes (which may range up to 3.5%, depending on the jurisdiction). The annual policy charge of $30 is reflected as an annual charge that is determined by dividing the total annual policy charges collected during the previous calendar year by the total average net assets attributable to the policy during that year. Different fees and expenses not reflected in the Example may be assessed after you annuitize under a variable annuity payout option.

 

 

This Prospectus Supplement must be accompanied or preceded

by the Prospectus for the

WRL Freedom Premier® dated May 1, 2018


II. Appendix C to the current prospectus is hereby amended as follows:

The following hereby amends, and to the extent inconsistent replaces, the corresponding ANNUITY POLICY FEE TABLE section of the prospectus:

Periodic Charges other than Portfolio Expenses

 

Annual Policy Charge

   $30 per policy yearly

Special Service Fee

   $0-$25

Separate Account Annual Expenses (as a % of average separate account value during the accumulation period)

    

Under Standard Death Benefit:

    

Mortality and Expense Risk Charge(1)

         1.00%

Administrative Charge(1)

         0.40%

Total Separate Account Annual Expenses

         1.40%

With Compounding/Monthly Step-Up Death Benefit Rider Added:

       

Mortality and Expense Risk Charge

         1.25%

Administrative Charge(1)

         0.40%

Total Separate Account Annual Expenses

         1.65%

Additional Earnings Rider Charge (optional)

         0.35%

Guaranteed Minimum Income Benefit Rider(2) (No Longer Available)

    

Current

         0.45%

Maximum

         0.50%

(1)These charges are assessed on your assets in each subaccount. They do not apply to the fixed account. The mortality and expense risk charge of 1.00% applies when you have selected the standard death benefit. If you select the compounding/monthly step-up death benefit, then the mortality and expense risk charge will increase to 1.25%. These charges apply only during the accumulation period. After the maturity date, if you elect a variable annuity payment option, we will deduct a daily separate account annuitization charge from your subaccount assets equal to an annual rate of 1.40% in place of the mortality and expense risk and administrative charges.

(2)This rider is no longer available. The annual rider charge is a percentage of the minimum annuitization value. Once the rider is issued, the rider charge will not change. If you choose to upgrade the rider, the charge for the rider after the upgrade is currently 0.45%, but, we reserve the right to increase the rider charge after upgrade to 0.50%. Keep in mind that the current rider charge (0.45%) may be higher if you upgrade the rider at a later date because we may increase the rider charge after upgrade up to the maximum (0.50%). We deduct the rider charge from the fixed account and from each subaccount in proportion to the amount of the annuity value in each account. If the annuity value on any rider anniversary exceeds the rider charge threshold (guaranteed 2.0) times the minimum annuitization value, we will waive the rider charge otherwise payable on that rider anniversary. If you later choose to annuitize under a variable annuity payment option of this rider, we will impose a guaranteed minimum payment fee equal to an annual rate of 1.10% of the daily net asset values in the subaccounts. This charge is assessed in addition to the mortality and expense risk charge of 1.40% annually that is set on the date you annuitize under the rider. We may change the guaranteed minimum payment fee in the future if you choose to upgrade the minimum annuitization value, or for future issues of the rider, but it will never be greater than 2.10%. See “Appendix D.”

 

 

This Prospectus Supplement must be accompanied or preceded

by the Prospectus for the

WRL Freedom Premier® dated May 1, 2018


The next table shows the lowest and highest total operating expenses charged by the underlying fund portfolios for the fiscal year ended December 31, 2017. Expenses of the underlying fund portfolios may be higher or lower in the future. More detail concerning each portfolio’s fees and expenses is contained in the prospectus for each underlying fund portfolio.

 

Total Annual Portfolio Operating Expenses

    Lowest      Highest  
Total of all expenses that are deducted from portfolio assets, including management fees, 12b-1 fees, and other expenses    0.33%   3.09%

 

Example of Highest Charges(1)

   1
  Year  
   3
  Years  
   5
  Years  
     10 Years  
If you surrender the policy at the end of the applicable time period.    $1,258    $2,273    $3,186    $5,566
If you annuitize* or remain invested in the policy at the end of the applicable time period.    $   558    $1,673    $2,786    $5,566

*You cannot annuitize your policy before your policy’s fifth anniversary.

For information concerning compensation paid for the sale of the policies, see OTHER INFORMATION – Distribution of the Policies.

(1)The Example does not reflect transfer fees or premium taxes (which may range up to 3.5%, depending on the jurisdiction). The annual policy charge of $30 is reflected as an annual charge that is determined by dividing the total annual policy charges collected during the previous calendar year by the total average net assets attributable to the policy during that year. Different fees and expenses not reflected in the Example may be assessed after you annuitize under a variable annuity payout option.

Please remember that the Example is an illustration and does not represent past or future expenses. Your actual expenses may be higher or lower than those shown. Similarly, your rate of return may be more or less than the 5% assumed in the Example.

Appendix D to the current prospectus is hereby amended as follows:,

Rider Charge Before Annuitization. Prior to annuitization, a rider charge, currently 0.45% annually of the minimum annuitization value, is deducted from the annuity value on each rider anniversary and pro rata on the termination date of the rider (including policy surrender and upgrades of the minimum annuitization value). Once the rider is issued, the rider charge will not change. The annual rider charge after an upgrade is currently 0.45%, but we reserve the right to increase the rider charge after upgrade to 0.50%.. Keep in mind that the current rider charge (0.45%) may be higher if you upgrade the rider at a later date because we may increase the rider charge after upgrade up to the maximum (0.50%). We deduct the rider charge from the fixed account and from each subaccount in proportion to the amount of annuity value in each account. This charge is deducted even if the annuity value exceeds the minimum annuitization value.

We will waive the rider charge on any rider anniversary if the annuity value exceeds the rider charge waiver threshold (guaranteed 2.0) times the minimum annuitization value. For instance, if your annuity value on the seventh rider anniversary is $100,000, your minimum annuitization value is $45,000 and the rider charge waiver threshold is 2.0, we will waive the rider charge on that anniversary because $100,000 is greater than $90,000 ($45,000 X 2.0). We may, at our discretion, change the rider charge waiver threshold in the future if you choose to upgrade the minimum annuitization value, or for future issues of the rider, but it will never be greater than 2.5.

 

 

This Prospectus Supplement must be accompanied or preceded

by the Prospectus for the

WRL Freedom Premier® dated May 1, 2018


PART C     OTHER INFORMATION
Item 24.     Financial Statements and Exhibits
  (a)           Financial Statements
              All required financial statements are included in this Part B of this registration.
  (b)   Exhibits:    
    (1)   (a)           Resolution of the Board of Directors establishing the WRL Series Annuity Account. Note 1
      (b)   Resolution of Board of Directors of Transamerica Premier Life Insurance Company re-domesticating WRL Series Annuity Account. Note 17
      (c)   Resolution of Board of Directors of Transamerica Premier Life Insurance Company Approving Plan of Merger with Western Reserve Life Assurance Co. of Ohio. Note 17
      (d)   Resolution of Board of Directors of Western Reserve Life Assurance Co. of Ohio Approving Plan of Merger with Transamerica Premier Life Insurance Company. Note 17
    (2)     Not Applicable.
    (3)   (a)   Amended and Restated Principal Underwriting Agreement - Monumental Life Insurance Company and Transamerica Capital, Inc. Note 2
      (b)   Amendment to Amended and Restated Principal Underwriting Agreement. Note 17
      (c)   Form of Broker/Dealer Life Insurance Company Product Sales Agreement by and between TCI Securities Corporation and the Broker/Dealer. Note 3
    (4)   (a)   Specimen Flexible Payment Variable Accumulation Deferred Annuity contract (WL18). Note 4
      (b)   Specimen Flexible Payment Variable Accumulation Deferred Annuity contract (VA30). Note 5
      (c)   Death Benefit Rider (Annual Step-Up Death Benefit - GDB10). Note 5
      (d)   Death Benefit Rider (Compounding Minimum Death Benefit - GDB11). Note 5
      (e)   Guaranteed Minimum Income Benefit Rider (GIB01). Note 4
      (f)   Guaranteed Minimum Income Benefit Rider (GIB02). Note 6
      (g)   Terminal Illness Rider (EA132). Note 4
      (h)   Nursing Care Facility Waiver Endorsement (EA133). Note 4
      (i)   Tax Sheltered Annuity Endorsement (EA125). Note 7
      (j)   Contract Loan Provisions Endorsement (EA 126). Note 7
      (k)   Dollar Cost Averaging Endorsement (EA134). Note 7
      (l)   Asset Rebalancing Program Endorsement (EA135). Note 7


      (m)   Additional Earnings Rider (AER01). Note 6
      (n)   Additional Earnings Rider (AER02). Note 8
      (o)   Split Contract Endorsement (EA141). Note 8
      (p)   Guaranteed Minimum Death Benefit Endorsement (EA138A, EA139A, EA139B EA140). Note 6
      (q)   Guaranteed Minimum Death Benefit Endorsement (EA142, EA145). Note 8
    (5)   (a)   Form of Application (APP00500). Note 9
      (b)   Form of Application (APP00601). Note 8
    (6)   (a)   Restated Articles of Incorporation and Articles of Re-domestication of Transamerica Premier Life Insurance Company. Note 17
      (b)   Amended and Restated Bylaws Transamerica Premier Life Insurance Company. Note 17
    (7)     Reinsurance Aggreement (TIRe). Note 10
      (a)   Assignment, Transfer, And Novation. Note 21
      (b)   First Amended and Restated Reinsurance Agreement. Note 21
    (8)   (a)   Participation Agreement (Access One and ProFunds). Note 11
      (a)(1)   Amendment No. 1 to Participation Agreement (Access One and ProFunds). Note 17
      (a)(2)   Amendment No. 2 to Participation Agreement (Access One and ProFunds). Note 12
      (a)(3)   Amendment to Agreements (Confidential Information Access One and ProFunds). Note 13
      (a)(4)   Amendment No. 6 to Participation Agreement (Access One and ProFunds). Note 14
    (8)   (b)   Participation Agreement (Fidelity). Note 15
      (b)(1)   Amendment No. 4 to Participation Agreement (Fidelity). Note 18
      (b)(2)   Amendment No. 5 to Participation Agreement (Fidelity). Note 2
      (b)(3)   Amendment No. 6 to Participation Agreement (Fidelity). Note 19
      (b)(4)   Amendment No. 7 to Participation Agreement (Fidelity). Note 20
    (8)   (c)   Participation Agreement (TST). Note 16
      (c)(1)   Amendment No. 1 to Participation Agreement (TST). Note 14
      (c)(2)   Amended Schedule A 07-01-14 to Participation Agreement (TST). Note 17
      (c)(3)   Amendment No. 2 to Participation Agreement (TST). Note 20
      (c)(4)   Schedule A Revision 5-1-2015 (TST). Note 20
      (c)(5)   Schedule A Revision 7-1-2015 (TST). Note 21
      (c)(6)   Schedule A Revision 12-18-2015 (TST). Note 21
      (c)(7)   Schedule A Revision 3-21-2016 (TST). Note 21
      (c)(8)   Schedule A Revision 5-1-2016 (TST). Note 21
      (c)(9)   Schedule A Revision 12-16-2016 (TST). Note 22
      (c)(10)   Schedule A Revision 5-1-2017 (TST). Note 23
      (c)(11)   Schedule A Revision 9-29-2017 (TST). Note 24.
      (c)(12)   Schedule A Revision 5-1-2018 (TST) Note 25
      (c)(13)   Schedule A Revision 11-1-2018 (TST) Note 25
    (9)     Opinion of Counsel. Note 25.
    (10)     Consent of Independent Registered Public Accounting Firm will be filed by amendment. Note 25
    (11)     Not applicable.
    (12)     Not applicable.
    (13)     Powers of Attorney. Blake S. Bostwick, David Schulz, Eric J. Martin, Mark W. Mullin, Jay Orlandi, C. Michiel van Katwijk. Note 24.

 

Note 1.                  Incorporated herein by reference to Post-Effective Amendment No. 11 to Form N-4 Registration Statement (File No. 033-49556) filed on April 20, 1998.


Note 2.                  Incorporated herein by reference to Post-Effective Amendment No. 9 to Form N-4 Registration Statement (File No. 333-146323) filed on April 25, 2013.
Note 3.    Incorporated herein by reference to the Initial Filing to Form N-4 Registration Statement (File No. 333-185574) filed on December 20, 2012.
Note 4.    Incorporated herein by reference to the Initial Filing to Form N-4 Registration Statement (File No. 333-82705) filed on July 12, 1999.
Note 5.    Incorporated herein by reference to Post-Effective Amendment No. 7 to Form N-4 Registration Statement (File No. 333-82705) filed on February 19, 2003
Note 6.    Incorporated herein by reference to Post-Effective Amendment No. 3 to Form N-4 Registration Statement (File No. 333-82705) filed on February 19, 2002.
Note 7.    Incorporated herein by reference to Pre-Effective Amendment No. 1 to Form N-4 Registration Statement (File No. 333-93169) filed on April 10, 2000.
Note 8.    Incorporated herein by reference to Post-Effective Amendment No. 5 to Form N-4 Registration Statement (File No. 333-93169) filed on April 14, 2003.
Note 9.    Incorporated herein by reference to Pre-Effective Amendment No. 1 to Form N-4 Registration Statement (File No. 333-82705) filed on September 24, 1999.
Note 10.                Incorporated herein by reference to Post-Effective Amendment No. 27 to Form N-4 Registration Statement (File No. 33-24856) filed on April 27, 2009.
Note 11.    Incorporated herein by reference to Post-Effective Amendment No. 8 to Form N-4 Registration Statement (File No. 333-108525) filed on February 13, 2007.
Note 12.    Incorporated herein by reference to Pre-Effective Amendment No. 1 to Form N-4 Registration Statement (File No. 333-145461) filed on October 23, 2007.
Note 13.    Incorporated herein by reference to Post-Effective Amendment No. 23 to Form N-4 Registration Statement (File No. 333-108525) filed on April 22, 2013.
Note 14.    Incorporated herein by reference to Post-Effective Amendment No. 24 to Form N-4 Registration Statement (File No. 333-108525) filed on August 16, 2013.
Note 15.    Incorporated herein by reference to Post-Effective Amendment No. 24 to Form N-4 Registration Statement (Filed No. 033-80958) filed on April 27, 2005.
Note 16.    Incorporated herein by reference to Pre-Effective Amendment No. 1 to Form N-4 Registration Statement (File No. 333-185573) filed on April 10, 2013.
Note 17.    Incorporated herein by reference to the Initial Filing to Form N-4 Registration Statement (File No. 333-199071) filed on October 1, 2014.
Note 18.    Incorporated herein by reference to Post-Effective Amendment No. 4 to Form N-4 Registration Statement (File No. 333-146323) filed on April 29, 2008.
Note 19.    Incorporated herein by reference to Post-Effective Amendment No. 10 to Form N-4 Registration Statement (File No. 333-146323) filed on April 30, 2014.
Note 20.    Incorporated herein by reference to Post-Effective Amendment No. 1 to Form N-4 Registration Statement (File No. 333-199071) filed on April 28, 2015.
Note 21.    Incorporated herein by reference to Post-Effective Amendment No. 2 to Form N-4 Registration Statement (File No. 333-199071) filed on April 26, 2016.
Note 22    Incorporated herein by reference to the Initial Filing to Form N-4 Registration Statement (File No. 333-215598) filed on January 18, 2017.
Note 23    Incorporated herein by reference to Post-Effective Amendment No.3 to Form N-4 Registration Statement (File No. 333-199071) filed on April 27, 2017.
Note 24    Incorporated herein by reference to Post-Effective Amendment No.4 to Form N-4 Registration Statement (File No. 333-199071) filed on April 26, 2018.
Note 25   

Filed herewith


Item 25. Directors and Officers of the Depositor (Transamerica Premier Life Insurance Company)

 

 

Name and Business Address

 

  

 

Principal Positions and Offices with Depositor

 

 

Blake S. Bostwick

1801 California St. Suite 5200

Denver, CO 80202

  

 

Director and President

 

Mark W. Mullin

100 Light Street

Baltimore, MD 21202

  

 

Director and Chairman of the Board

 

Jay Orlandi

100 Light Street

Baltimore, MD 21202

  

 

Director, Executive Vice President, Secretary, General Counsel and Chief Legal and Administrative Office

 

David Schulz

4333 Edgewood Road, N.E.

Cedar Rapids, IA 52499

  

 

Director, Chief Tax Officer, and Senior Vice President

 

C. Michiel van Katwijk

100 Light Street

Baltimore, MD 21202

  

 

Director, Executive Vice President, Chief Financial Officer and Treasurer


Item 26. Persons Controlled by or under Common Control with the Depositor or Registrant.

 

Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
25 East 38th Street, LLC   Delaware  

Sole Member: Yarra Rapids, LLC

 

  Real estate investments
239 West 20th Street, LLC   Delaware  

Sole Member: Yarra Rapids, LLC

 

  Real estate investments
313 East 95th Street, LLC   Delaware  

Sole Member: Yarra Rapids, LLC

 

  Real estate investments
319 East 95th Street, LLC   Delaware  

Sole Member: Yarra Rapids, LLC

 

  Real estate investments
AEGON Affordable Housing Debt Fund I, LLC   Delaware  

Members: AHDF Manager I, LLC (0.01%), Mangaging Member; Transamerica Life Insurance Company (5%); non-AEGON affiliates: Dominium Taxable Fund I, LLC (94.99%)

 

  Affordable housing loans
Aegon Affordable Housing Debt Fund II, LLC   Delaware  

Members: Manager Member - AHDF Manager II, LLC (0.01%); Transamerica Life Insurance Company (99.99%)

 

  Affordable housing loans
AEGON AM Funds, LLC   Delaware  

AEGON USA Investment Management, LLC is the Manager; equity will be owned by clients/investors of AEGON USA Investment Management, LLC

 

  To serve as a fund for a client and offer flexilbility to accommodate other similarly situated clients.
AEGON Asset Management Services, Inc.   Delaware  

100% AUSA Holding, LLC

 

  Registered investment advisor
Aegon Community Investments 50, LLC   Delaware  

Members: Aegon Community Investments 50, LLC (0.10%); Transamerica Financial Life Insurance Company (25.49750%); Transamerica Premier Life Insurance Company (25.49750%); non-AEGON affiliate, Citibank, N.A. (48.9950%)

 

  Investments
Aegon Community Investments 51, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments
Aegon Community Investments 52, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments
Aegon Community Investments 53, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments
Aegon Community Investments 54, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments
Aegon Community Investments 55, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
AEGON Direct Marketing Services, Inc.   Maryland  

Transamerica Premier Life Insurance Company owns 103,324 shares; Commonwealth General Corporation owns 37,161 shares

 

  Marketing company
AEGON Direct Marketing Services International, LLC   Maryland   100% AUSA Holding, LLC  

Marketing arm for sale of mass marketed insurance coverage

 

AEGON Direct Marketing Services Mexico, S.A. de C.V.   Mexico   100% AEGON DMS Holding B.V.  

Provide management advisory and technical consultancy services.

 

AEGON Direct Marketing Services Mexico Servicios, S.A. de C.V.   Mexico   100% AEGON DMS Holding B.V.  

Provide marketing, trading, telemarketing and advertising services in favor of any third party, particularly in favor of insurance and reinsurance companies.

 

AEGON Financial Services Group, Inc.   Minnesota  

100% Transamerica Life Insurance Company

 

  Marketing


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
AEGON Funding Company, LLC.   Delaware   Sole Member: Transamerica Corporation  

Issue debt securities-net proceeds used to make loans to affiliates

 

Aegon Global Services, LLC   Iowa  

Sole Member: Commonwealth General Corporation

 

  Holding company
AEGON Institutional Markets, Inc.   Delaware   100% Commonwealth General Corporation  

Provider of investment, marketing and administrative services to insurance companies

 

AEGON Life Insurance Agency Inc.   Taiwan  

100% AEGON Direct Marketing Services, Inc. (Taiwan Domiciled)

 

  Life insurance
Aegon LIHTC Fund 50, LLC   Delaware  

Members: Aegon Community Investments 50, LLC (0.01%); Transamerica Financial Life Insurance Company (25.49750%); Transamerica Premier Life Insurance Company (25.49750%); non-affiliate of AEGON, Citibank, N.A. (48.9950%)

 

  Investments
Aegon LIHTC Fund 51, LLC   Delaware  

Members: Aegon Community Investments 51, LLC (.01%) as Managing Member; non-affiliate of AEGON, Citibank, N.A. (99.99%)

 

  Investments
Aegon LIHTC Fund 52, LLC   Delaware  

Members: Transamerica Financial Life Insurance Company (10.18%); Transamerica Life Insurance Company (1%); Managing Member - Aegon Community Investments 52, LLC (0.01%); non-affiliates of AEGON, Citibank, N.A. (49%); California Bank & Trust (5.21%); Pacific West Bank (7.58%); Ally Bank (11.35%); US Bank (7.58%); Bank of the West (7.46%)

 

  Investments
Aegon LIHTC Fund 54, LLC   Delaware  

Sole Member: Aegon Community Investments 54, LLC

 

  Investments
Aegon LIHTC Fund 55, LLC   Delaware  

Members: Investor Member - Transamerica Premier Life Insurance Company (99.99%); Managing Member - Aegon Community Investments 55, LLC.

 

  Investments
AEGON Managed Enhanced Cash, LLC   Delaware   Members: Transamerica Life Insurance Company (85.1798%); Transamerica Premier Life Insurance Company (14.8202%)   Investment vehicle for securities lending cash collateral
AEGON Management Company   Indiana  

100% Transamerica Corporation

 

  Holding company
Aegon Multi-Family Equity Fund, LLC   Delaware  

Members: Transamerica Life Insurance Company (63%); Transamerica Financial Life Insurance Company (20%); Transamerica Premier Life Insurance Company (17%); Non-Member Manager - AMFETF Manager, LLC (0%)

 

  Investments
AEGON N.V.   Netherlands  

22.446% of Vereniging AEGON Netherlands Membership Association

 

  Holding company
AEGON USA Asset Management Holding, LLC   Iowa  

Sole Member: AUSA Holding, LLC

 

  Holding company
AEGON USA Investment Management, LLC   Iowa  

Sole Member: AEGON USA Asset Management Holding, LLC

 

  Investment advisor


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business

AEGON USA Real Estate Services, Inc.

  Delaware  

100% AEGON USA Realty Advisors, Inc.

 

  Real estate and mortgage holding company

AEGON USA Realty Advisors, LLC

  Iowa  

Sole Member: AEGON USA Asset Management Holding, LLC

 

  Administrative and investment services

AEGON USA Realty Advisors of California, Inc.

  Iowa  

100% AEGON USA Realty Advisors, Inc.

 

  Investments

AFSG Securities Corporation

  Pennsylvania  

100% Commonwealth General Corporation

 

  Inactive

AHDF Manager I, LLC

  Delaware  

Sole Member: AEGON USA Realty Advisors, LLC

 

  Investments

AHDF Manager II, LLC

  Delaware  

Sole Member: AEGON USA Realty Advisors, LLC

 

  Investments

ALH Properties Eight LLC

  Delaware  

Sole Member: FGH USA LLC

 

  Real estate

ALH Properties Eleven LLC

  Delaware  

Sole Member: FGH USA LLC

 

  Real estate

ALH Properties Four LLC

  Delaware  

Sole Member: FGH USA LLC

 

  Real estate

ALH Properties Nine LLC

  Delaware  

Sole Member: FGH USA LLC

 

  Real estate

ALH Properties Seven LLC

  Delaware  

Sole Member: FGH USA LLC

 

  Real estate

ALH Properties Seventeen LLC

  Delaware  

Sole Member: FGH USA LLC

 

  Real estate

ALH Properties Sixteen LLC

  Delaware  

Sole Member: FGH USA LLC

 

  Real estate

ALH Properties Ten LLC

  Delaware  

Sole Member: FGH USA LLC

 

  Real estate

ALH Properties Twelve LLC

  Delaware  

Sole Member: FGH USA LLC

 

  Real estate

ALH Properties Two LLC

  Delaware  

Sole Member: FGH USA LLC

 

  Real estate

AMFETF Manager, LLC

  Delaware  

Sole Member: AEGON USA Realty Advisors, LLC

 

  Investments

AMTAX HOLDINGS 308, LLC

  Ohio  

TAHP Fund II, LLC - 100% member; TAH Pentagon Funds LLC - non-owner manager

 

  Affordable housing

AMTAX HOLDINGS 347, LLC

  Ohio  

TAHP Fund II, LLC - 100% member; TAH Pentagon Funds LLC - non-owner manager

 

  Affordable housing

AMTAX HOLDINGS 388, LLC

  Ohio  

TAHP Fund II, LLC - 100% member; TAH Pentagon Funds LLC - non-owner manager

 

  Affordable housing

AMTAX HOLDINGS 483, LLC

  Ohio  

TAHP Fund I, LLC - 100% MEMBER; TAH Pentagon Funds LLC - non-owner manager

 

  Affordable housing

AMTAX HOLDINGS 546, LLC

  Ohio  

TAHP Fund II, LLC - 100% member; TAH Pentagon Funds LLC - non-owner manager

 

  Affordable housing

AMTAX HOLDINGS 559, LLC

  Ohio  

TAHP Fund I, LLC - 100% MEMBER; TAH Pentagon Funds LLC - non-owner manager

 

  Affordable housing

AMTAX HOLDINGS 561, LLC

  Ohio  

TAHP Fund VII, LLC - 100% member; TAH Pentagon Funds LLC - non-owner manager

 

  Affordable housing


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
AMTAX HOLDINGS 567, LLC   Ohio  

TAHP Fund I, LLC - 100% MEMBER; TAH Pentagon Funds LLC - non-owner manager

 

  Affordable housing
AMTAX HOLDINGS 588, LLC   Ohio  

TAHP Fund I, LLC - 100% MEMBER; TAH Pentagon Funds LLC - non-owner manager

 

  Affordable housing
AMTAX HOLDINGS 613, LLC   Ohio  

Garnet LIHTC Fund VII, LLC - 99% member; Cupples State LIHTC Investors, LLC - 1% member; TAH Pentagon Funds, LLC - non-owner manager

 

  Affordable housing
AMTAX HOLDINGS 639, LLC   Ohio  

TAHP Fund I, LLC - 100% MEMBER; TAH Pentagon Funds LLC - non-owner manager

 

  Affordable housing
AMTAX HOLDINGS 649, LLC   Ohio  

TAHP Fund I, LLC - 100% MEMBER; TAH Pentagon Funds LLC - non-owner manager

 

  Affordable housing
AMTAX HOLDINGS 672, LLC   Ohio  

TAHP Fund I, LLC - 100% MEMBER; TAH Pentagon Funds LLC - non-owner manager

 

  Affordable housing
AMTAX HOLDINGS 713, LLC   Ohio  

TAHP Fund II, LLC - 100% member; TAH Pentagon Funds LLC - non-owner manager

 

  Affordable housing
Apollo Housing Capital Arrowhead Gardens, LLC   Delaware  

Sole Member: Garnet LIHTC Fund XXXV, LLC

 

  Affordable housing
AUIM Credit Opportunities Fund, Ltd.   Delaware  

100% AEGON USA Investment Management, LLC

 

  Investment vehicle
AUSA Holding, LLC   Maryland  

Sole Member: 100% Transamerica Corporation

 

  Holding company
AUSA Properties, Inc.   Iowa  

100% AEGON USA Realty Advisors, LLC

 

  Own, operate and manage real estate
AXA Equitable AgriFinance, LLC   Delaware  

Members: AEGON USA Realty Advisors, LLC (50%); AXA Equitable Life Insurance Company, a non-affiliate of AEGON (50%)

 

  Agriculturally-based real estate advisory services
Barfield Ranch Associates, LLC   Florida  

Members: Mitigation Manager, LLC (50%); non-affiliate of AEGON, OBPFL-Barfield, LLC (50%)

 

  Investments
Bay Area Community Investments I, LP   California  

Partners: 69.995% Transamerica Life Insurance Company; 29.995% Transamerica Premier Life Insurance Company; 0.01% Transamerica Affordable housing, Inc.

 

  Investments in low income housing tax credit properties
Bay State Community Investments I, LLC   Delaware  

Sole Member: Transamerica Premier Life Insurance Company

 

  Investments in low income housing tax credit properties
Bay State Community Investments II, LLC   Delaware  

Sole Member: Transamerica Premier Life Insurance Company

 

  Investments in low income housing tax credit properties
Carle Place Leasehold SPE, LLC   Delaware  

Sole Member: Transamerica Financial Life Insurance Company

 

  Lease holder
Cedar Funding, Ltd.   Cayman Islands  

100% Transamerica Life Insurance Company

 

  Investments


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
Commonwealth General Corporation   Delaware  

100% Transamerica Corporation

 

  Holding company
Creditor Resources, Inc.   Michigan  

100% AUSA Holding, LLC

 

  Credit insurance
CRI Solutions Inc.   Maryland  

100% Creditor Resources, Inc.

 

  Sales of reinsurance and credit insurance
Cupples State LIHTC Investors, LLC   Delaware  

Sole Member: Garnet LIHTC Fund VIII, LLC

 

  Investments
FD TLIC, Limited Liability Company   New York  

100% Transamerica Life Insurance Company

 

  Broadway production
FGH Realty Credit LLC   Delaware  

Sole Member: FGH USA, LLC

 

  Real estate
FGH USA LLC   Delaware  

Sole Member: RCC North America LLC

 

  Real estate
FGP 90 West Street LLC   Delaware  

Sole Member: FGH USA LLC

 

  Real estate
FGP West Street LLC   Delaware  

Sole Member: FGP West Mezzanine LLC

 

  Real estate
Fifth FGP LLC   Delaware  

Sole Member: FGH USA LLC

 

  Real estate
Financial Planning Services, Inc.  

District of Columbia

 

  100% Commonwealth General Corporation   Management services
Firebird Re Corp.   Arizona  

100% Transamerica Corporation

 

  Captive insurance company
First FGP LLC   Delaware  

Sole Member: FGH USA LLC

 

  Real estate
Fourth FGP LLC   Delaware  

Sole Member: FGH USA LLC

 

  Real estate
Garnet Assurance Corporation   Kentucky  

100% Transamerica Life Insurance Company

 

  Investments
Garnet Assurance Corporation II   Iowa  

100% Commonwealth General Corporation

 

  Business investments
Garnet Assurance Corporation III   Iowa  

100% Transamerica Life Insurance Company

 

 

  Business investments
Garnet Community Investments, LLC   Delaware  

Sole Member: Transamerica Premier Life Insurance Company

 

  Investments
Garnet Community Investments III, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Business investments
Garnet Community Investments IV, LLC   Delaware  

Sole Member: Transamerica Premier Life Insurance Company

 

  Investments
Garnet Community Investments V, LLC   Delaware  

Sole Member: Transamerica Premier Life Insurance Company

 

  Investments
Garnet Community Investments VI, LLC   Delaware  

Sole Member: Transamerica Premier Life Insurance Company

 

  Investments
Garnet Community Investments VII, LLC   Delaware  

Sole Member: Transamerica Premier Life Insurance Company

 

  Investments
Garnet Community Investments VIII, LLC   Delaware  

Sole Member: Transamerica Premier Life Insurance Company

 

  Investments
Garnet Community Investments IX, LLC   Delaware  

Sole Member: Transamerica Premier Life Insurance Company

 

  Investments
Garnet Community Investments X, LLC   Delaware  

Sole Member: Transamerica Premier Life Insurance Company

 

  Investments


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
Garnet Community Investments XI, LLC   Delaware  

Sole Member: Transamerica Premier Life Insurance Company

 

  Investments
Garnet Community Investments XII, LLC   Delaware  

Sole Member: Transamerica Premier Life Insurance Company

 

  Investments
Garnet Community Investments XVIII, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XX, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XXIV, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XXV, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investment XXVI, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XXVII, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investment XXVIII, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XXIX, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XXX, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XXXI, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XXXII, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XXXIII, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XXXIV, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XXXV, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XXXVI, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XXXVII, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XXXVIII, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XXXIX, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XL, LLC   Delaware  

Sole Member - Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XLI, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XLII, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
Garnet Community Investments XLIII, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XLIV, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XLVI, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XLVII, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XLVIII, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments
Garnet Community Investments XLIX, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments
Garnet ITC Fund XLIII, LLC   Delaware  

Members: Garnet Community Investments XLIII, LLC (0%) asset manager: non-affiliate of AEGON, Solar TC Corp. (100%) investor member

 

  Investments
Garnet LIHTC Fund III, LLC   Delaware  

Members: Garnet Community Investments III, LLC (0.01%); Jefferson-Pilot Life Insurance Company, a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund IV, LLC   Delaware  

Members: Garnet Community Investments IV, LLC (0.01%); Goldenrod Asset Management, Inc., a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund V, LLC   Delaware  

Members: Garnet Community Investments V, LLC (0.01%); Lease Plan North America, Inc., a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund VI, LLC   Delaware  

Members: Garnet Community Investments VI, LLC (99.99%); Transamerica Life Insurance Company (0.01%)

 

  Investments
Garnet LIHTC Fund VII, LLC   Delaware  

Members: Garnet Community Investments VII, LLC (0.01%); J.P. Morgan Chase Bank, N.A., a non-AEGON affiliate(99.99%)

 

  Investments
Garnet LIHTC Fund VIII, LLC   Delaware  

Members: Garnet Community Investments VIII, LLC (99.99%); Transamerica Life Insurance Company (0.01%) J.P. Morgan Chase Bank, N.A., a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund IX, LLC   Delaware  

Members: Garnet Community Investments IX, LLC (99.99%); Transamerica Life Insurance Company (0.01%)

 

  Investments
Garnet LIHTC Fund X, LLC   Delaware  

Members: Garnet Community Investments X, LLC (0.01%); Goldenrod Asset Management, a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund XI, LLC   Delaware  

Members: Garnet Community Investments XI, LLC (0.01%); NorLease, Inc., a non-AEGON affiliate (99.99%)

 

  Investments


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
Garnet LIHTC Fund XII, LLC   Delaware  

Members: Garnet Community Investments XII, LLC (.01%); and the following non-AEGON affiliates: Bank of America, N.A.( 73.39%); J.P. Morgan Chase Bank, N.A. (13.30%); NorLease, Inc. (13.30%)

 

  Investments
Garnet LIHTC Fund XII-A, LLC   Delaware  

Members: Garnet Community Investments XII, LLC (0.01%); Bank of America, N.A., a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund XII-B, LLC   Delaware  

Members: Garnet Community Investments XII, LLC (0.01%); J.P. Morgan Chase Bank, N.A., a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund XII-C, LLC   Delaware  

Members: Garnet Community Investments XII, LLC (.01%); NorLease, Inc., a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund XIII, LLC   Delaware  

Members: Garnet Community Investments XII, LLC (.01%); and the following non-AEGON affiliates: Bank of America, N.A.( 73.39%); J.P. Morgan Chase Bank, N.A. (13.30%); NorLease, Inc. (13.30%)

 

  Investments
Garnet LIHTC Fund XIII-A, LLC   Delaware  

Members: Garnet Community Investments XII, LLC (.01%); J.P. Morgan Chase Bank, N.A., a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund XIII-B, LLC   Delaware  

Members: Garnet Community Investments XII, LLC (.01%); NorLease, Inc., a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund XIV, LLC   Delaware  

Members: 0.01% Garnet Community Investments, LLC (0.01%); Wells Fargo Bank, N.A. (49.995%); and Goldenrod Asset Management, Inc.(49.995%), both non-AEGON affiliates

 

  Investments
Garnet LIHTC Fund XV, LLC   Delaware  

Members: Garnet Community Investments, LLC (0.01%); Bank of America, N.A., a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund XVI, LLC   Delaware  

Members: Garnet Community Investments, LLC (0.01%); FNBC Leasing Corporation, a non-AEGON entity (99.99%)

 

  Investments
Garnet LIHTC Fund XVII, LLC   Delaware  

Members: Garnet Community Investments, LLC (0.01%); Special Situations Investing Group II, LLC, a non-affiliate of AEGON (99.99%)

 

  Investments
Garnet LIHTC Fund XVIII, LLC   Delaware  

Members: Garnet Community Investments XVIII, LLC (0.01%); Verizon Capital Corp., a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund XIX, LLC   Delaware  

Members: Garnet Community Investments, LLC (0.01%); Bank of America, N.A., a non-AEGON affiliate (99.99%)

 

  Investments


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
Garnet LIHTC Fund XX, LLC   Delaware  

Sole Member - Garnet Community Investments XX, LLC

 

  Investments
Garnet LIHTC Fund XXI, LLC   Delaware  

Sole Member: Garnet Community Investments, LLC

 

  Investments
Garnet LIHTC Fund XXII, LLC   Delaware  

Members: Garnet Community Investments, LLC (0.01%); NorLease, Inc., a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund XXIII, LLC   Delaware  

Members: Garnet Community Investments, LLC (0.01%); Idacorp Financial Services, Inc., a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund XXIV, LLC   Delaware  

Members: Garnet Community Investments XXIV, LLC (0.01% as Managing Member); Transamerica Life Insurance Company (21.26%); non-affiliates of AEGON: New York Life Insurance Company (25.51%), New York Life Insurance and Annuity Corporation (21.73%) and Principal Life Insurance Company (31.49%)

 

  Investments
Garnet LIHTC Fund XXV, LLC   Delaware  

Members: Garnet Community Investment XXV, LLC (0.01%); Garnet LIHTC Fund XXVIII LLC (1%); non-affiliates of AEGON: Mt. Hamilton Fund, LLC (97.99%); Google Affordable housing I LLC (1%)

 

  Investments
Garnet LIHTC Fund XXVI, LLC   Delaware  

Members: Garnet Community Investments XXVI, LLC (0.01%); American Income Life Insurance Company, a non-affiliate of AEGON (99.99%)

 

  Investments
Garnet LIHTC Fund XXVII, LLC   Delaware  

Members: Garnet Community Investments XXVII, LLC (0.01%); Transamerica Life Insurance Company (16.7045%); non-affiliates of AEGON: Aetna Life Insurance Company (30.2856%); New York Life Insurance Company (22.7142%); ProAssurance Casualty Company (3.6343%); ProAssurance Indemnity Company (8.4800%); State Street Bank and Trust Company (18.1714%)

 

  Investments
Garnet LIHTC Fund XXVIII, LLC   Delaware  

Members: Garnet Community Investments XXVIII LLC (0.01%); non-affiliates of AEGON: USAA Casualty Insurance Company (17.998%); USAA General Indemnity Company (19.998%); USAA Life Insurance Company (3.999%); United Services Automobile Association (57.994%)

 

  Investments
Garnet LIHTC Fund XXIX, LLC   Delaware  

Members: Garnet Community Investments XXIX, LLC (.01%); non-affiliate of AEGON: Bank of America, N.A. (99.99%)

 

  Investments


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
Garnet LIHTC Fund XXX, LLC   Delaware  

Members: Garnet Community Investments XXX, LLC (0.01%); non-affiliate of AEGON, New York Life Insurance Company (99.99%)

 

  Investments
Garnet LIHTC Fund XXXI, LLC   Delaware  

Members: Garnet Community Investments XXXI, LLC (0.1%); non-affiliates of AEGON: Thunderbolt Peak Fund, LLC (98.99%); Google Affordable housing I, LLC (1%)

 

  Investments
Garnet LIHTC Fund XXXII, LLC   Delaware  

Sole Member: Garnet Community Investments XXXVII, LLC.

 

  Investments
Garnet LIHTC Fund XXXIII, LLC   Delaware  

Members: Garnet Community Investment XXXIII, LLC (0.01%); non-affiliate of AEGON, NorLease, Inc. (99.99%)

 

  Investments
Garnet LIHTC Fund XXXIV, LLC   Delaware  

Members: non-AEGON affiliate, U.S. Bancorp Community Development Corporation (99.99%); Garnet Community Investments XXXIV, LLC (.01%)

 

  Investments
Garnet LIHTC Fund XXXV, LLC   Delaware  

Members: Garnet Community Investment XXXV, LLC (0.01%); non-affiliate of AEGON, Microsoft Corporation (99.99%)

 

  Investments
Garnet LIHTC Fund XXXVI, LLC   Delaware  

Members: Garnet Community Investments XXXVI, LLC (1%) as managing member; JPM Capital Corporation, a non-AEGON affiliate (99%) as investor member

 

  Investments
Garnet LIHTC Fund XXXVII, LLC   Delaware  

Members: Garnet Community Investments XXXVII, LLC (.01%); LIH Realty Corporation, a non-AEGON affiliate (99.99%)

 

  Investments
Garnet LIHTC Fund XXXVIII, LLC   Delaware  

Members: Garnet Community Investments XXXVIII, LLC, non-member manager; non-affiliate of AEGON, Norlease, Inc. (100%)

 

  Investments
Garnet LIHTC Fund XXXIX, LLC   Delaware  

Members: Garnet Community Investments XXXIX, LLC at 1% managing member and non-AEGON affiliate, FNBC Leasing Corporation as the 99% investor member.

 

  Investments
Garnet LIHTC Fund XL, LLC   Delaware  

Members: Garnet Community Investments XL, LLC as a .01% member and non-AEGON affiliate, Partner Reinsurance Company of the U.S. as the 99.99% member.

 

  Investments


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
Garnet LIHTC Fund XLI, LLC   Delaware  

Members: Transamerica Life Insurance Company (9.990%) and Garnet Community Investments XLI, LLC (.01% managing member); non-AEGON affiliates : BBCN Bank (1.2499%), East West Bank (12.4988%), Opus Bank (12.4988%), Standard Insurance Company (24.9975%), Mutual of Omaha (12.4988%), Pacific Western Bank (7.4993%) and Principal Life Insurance Company (18.7481%).

 

  Investments
Ganet LIHTC Fund XLII, LLC   Delaware  

Members: Garnet Community Investments XLII, LLC (.01%) managing member; non-affiliates of AEGON: Community Trust Bank (83.33%) investor member; Metropolitan Bank (16.66%) investor member.

 

  Investments
Garnet LIHTC Fund XLIV-A, LLC   Delaware  

Sole Member: ING Capital, LLC; Asset Manager: Garnet Community Investments XLIV, LLC (0% interest)

 

  Investments
Garnet LIHTC Fund XLIV-B, LLC   Delaware  

Sole Member: Lion Capital Delaware, Inc.; Asset Manager: Garnet Community Investments XLIV, LLC (0% interest)

 

  Investments
Garnet LIHTC Fund XLVI, LLC   Delaware  

Members: Garnet Community Investments XLVI, LLC (0.01%) managing member; non-affiliate of AEGON, Standard Life Insurance Company (99.99%) investor member

 

  Investments
Garnet LIHTC Fund XLVII, LLC   Delaware  

Members: Garnet Community Investments XLVII, LLC (1%) managing member; Transamerica Premire Life Insurance Company (14%) investor member; non-affiliate of AEGON: Citibank, N.A. (49%) investor member; New York Life Insurance Company (20.5%) investor member and New York Life Insurance and Annuity Corporation (15.5%) investor member.

 

  Investments
Garnet LIHTC Fund XLVIII, LLC   Delaware  

Members: Transamerica Financial Life Insurance Company (75.18%) and Garnet Community Investments XXXLVIII, LLC (.01%); non-affiliates of AEGON: U.S. Bancorp Community Development Corporation (21.04%), American Republic Insurance Company (2.84%), Bank of Hope (.93%)

 

  Investments
Harbor View Re Corp.   Hawaii  

100% Commonwealth General Corporation

 

  Captive insurance company
Horizons Acquisition 5, LLC   Florida  

Sole Member - PSL Acquisitions Operating, LLC

 

  Development company
Horizons St. Lucie Development, LLC   Florida  

Sole Member - PSL Acquisitions Operating, LLC

 

  Development company


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
Imani Fe, LP   California  

Partners: Garnet LIHTC Fund XIV, LL (99.99% investor limited partner); Transamerica Affordable housing, Inc. (non-owner manager); non-affiliates of AEGON: ABS Imani Fe, LLC (.0034% class A limited partner); Central Valley Coalition for Affordable housing (.0033% co-managing general partner); Grant Housing and Economic Development Corporation (.0033% managing partner)

 

  Affordable housing
InterSecurities Insurance Agency, Inc.   California  

100% Transamerica Premier Life Insurance Company

 

  Insurance agency
Interstate North Office Park GP, LLC   Delaware  

Sole Member: Interstate North Office Park Owner, LLC

 

  Investments
Interstate North Office Park, LP   Delaware  

100% Interstate North Office Park Owner, LLC

 

  Investments
Interstate North Office Park Owner, LLC   Delaware  

Sole Member: RCC North America LLC

 

  Investments
Interstate North Office Park (Land) GP, LLC   Delaware  

Sole Member: Interstate North Office Park Owner, LLC

 

  Investments
Interstate North Office Park (Land) LP   Delaware  

100% Interstate North Office Park Owner, LLC

 

  Investments
Investors Warranty of America, LLC   Iowa  

Sole Member: RCC North America LLC

 

  Leases business equipment
Ironwood Re Corp.   Hawaii  

100% Transamerica Corporation

 

  Captive insurance company
LCS Associates, LLC   Delaware  

Sole Member: RCC North America LLC

 

  Investments
Life Investors Alliance LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Purchase, own, and hold the equity interest of other entities
LIHTC Fund 53, LLC   Delaware  

Non-Member Manager, AEGON Community Investments 53, LLC (0%); non-affiliates of AEGON: Bank of America, National Association (98%); MUFG Union Bank, N.A. (2%)

 

  Investments
LIHTC Fund XLV, LLC   Delaware  

Non-Member Manager: Garnet Community Investments XLV, LLC (0%)

 

  Investments
LIHTC Fund XLIX, LLC   Delaware  

Sole Member: Garnet Community Investments XLIX, LLC

 

  Investments
LIICA Re II, Inc.   Vermont  

100% Transamerica Life Insurance Company

 

  Captive insurance company
Massachusetts Fidelity Trust Company   Iowa  

100% AUSA Holding, LLC

 

  Trust company
Mitigation Manager, LLC   Delaware  

Sole Member: RCC North America LLC

 

  Investments
MLIC Re I, Inc.   Vermont  

100% Transamerica Life Insurance Company

 

  Captive insurance company


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
Money Services, Inc.   Delaware   100% AUSA Holding, LLC  

Provides certain financial services for affiliates including, but not limited to, certain intellectual property, computer and computer-related software and hardware services, including procurement and contract services to some or all of the members of the AEGON Group in the United States and Canada.

 

Monumental Financial Services, Inc.   Maryland   100% Transamerica Corporation  

DBA in the State of West Virginia for United Financial Services, Inc.

 

Monumental General Administrators, Inc.   Maryland   100% AUSA Holding, LLC  

Provides management services to unaffiliated third party administrator

 

Natural Resources Alternatives Portfolio I, LLC   Delaware  

Members: Transamerica Life Insurance Company (64%); Transamerica Premier Life Insurance Company (32%); Transamerica Financial Life Insurance Company (4%); Managing Member: AEGON USA Realty Advisors, LLC

 

  Investment vehicle - to invest in Natural Resources
New Markets Community Investment Fund, LLC   Iowa  

Members: AEGON Institutional Markets, Inc.(50%); AEGON USA Realty Advisors, Inc. (50%)

 

  Community development entity
Oncor Insurance Services, LLC   Iowa  

Sole Member - Life Investors Financial Group, Inc.

 

  Direct sales of term life insurance
Osceola Mitigation Partners, LLC   Florida  

Members: Mitigation Manager, LLC (50%); non-affiliate of AEGON, OBPFL-MITBK, LLC (50%)

 

  Investmetns
Pearl Holdings, Inc. I   Delaware  

100% AEGON USA Asset Management Holding, LLC

 

  Holding company
Pearl Holdings, Inc. II   Delaware  

100% AEGON USA Asset Management Holding, LLC

 

  Holding company
Peoples Benefit Services, LLC   Pennsylvania  

Sole Member - Transamerica Life Insurance Company

 

  Marketing non-insurance products
Pine Falls Re, Inc.   Vermont  

100% Transamerica Life Insurance Company

 

  Captive insurance company
Placer 400 Investors, LLC   California  

Members: RCC North Amerivca LLC (50%); non-affiliate of AEGON, AKT Placer 400 Investors, LLC (50%)

 

  Investments
Primus Guaranty, Ltd.   Bermuda  

Members: Transamerica Life Insurance Company (20% 13.1%) and non-affiliates of AEGON and the public holders own the remainder.

 

  Provides protection from default risk of investment grade corporate and sovereign issues of financial obligations.
PSL Acquisitions Operating, LLC   Iowa  

Sole Member: RCC North America LLC

 

  Owner of Core subsidiary entities
RCC North America LLC   Delaware  

Sole Member: Transamerica Corporation

 

  Real estate
Real Estate Alternatives Portfolio 2 LLC   Delaware  

Members are: Transamerica Life Insurance Company (92.%); Transamerica Financial Life Insurance Company (7.5%). Manager: AEGON USA Realty Advisors, Inc.

 

  Real estate alternatives investment


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
Real Estate Alternatives Portfolio 3 LLC   Delaware  

Members are: Transamerica Life Insurance Company (74.4% ); Transamerica Premier Life Insurance Company (25.6%). Manager: AEGON USA Realty Advisors, Inc.

 

  Real estate alternatives investment
Real Estate Alternatives Portfolio 3A, Inc.   Delaware  

Members: Transamerica Premier Life Insurance Company (37%); Transamerica Financial Life Insurance Company (9.4%); Transamerica Life Insurance Company (53.6%).

 

  Real estate alternatives investment
Real Estate Alternatives Portfolio 4 HR, LLC   Delaware  

Members: Transamerica Life Insurance Company (64%); Transamerica Premier Life Insurance Company (32%); Transamerica Financial Life Insurance Company (4%). Manager: AEGON USA Realty Advisors, Inc.

 

  Investment vehicle for alternative real estate investments that are established annually for our affiliated companies common investment
Real Estate Alternatives Portfolio 4 MR, LLC   Delaware  

Members: Transamerica Life Insurance Company (64%); Transamerica Premier Life Insurance Company (32%); Transamerica Financial Life Insurance Company (4%). Manager: AEGON USA Realty Advisors, Inc.

 

  Investment vehicle for alternative real estate investments that are established annually for our affiliated companies common investment
River Ridge Insurance Company   Vermont  

100% AEGON Management Company

 

  Captive insurance company
Rock Springs Drive, LLC   Maryland  

Members: RCC North America LLC (98%); non-affiliate of AEGON, Longshore Ventures, LLC (2%)

 

  Investments
SB Frazer Owner, LLC   Delaware  

Sole Member: Transamerica Life Insurance Company

 

  Investments
Second FGP LLC   Delaware  

Sole Member: FGH USA LLC

 

  Real estate
Seventh FGP LLC   Delaware  

Sole Member: FGH USA LLC

 

  Real estate
Short Hills Management Company   New Jersey  

100% Transamerica Corporation

 

  Dormant
Southwest Equity General Company   Arizona  

Sole Shareholder: AEGON Direct Marketing Services International, LLC

 

  General corporation
St. Lucie West Development Company, LLC   Florida  

Sole Member - PSL Acquisitions Operating, LLC

 

  Development company
Stonebridge Benefit Services, Inc.   Delaware  

100% Commonwealth General Corporation

 

  Health discount plan
Stonebridge Reinsurance Company   Vermont  

100% Transamerica Life Insurance Company

 

  Captive insurance company
TAH-MCD IV, LLC   Iowa   Sole Member - Transamerica Affordable housing, Inc.  

Serve as the general partner for McDonald Corporate Tax Credit Fund IV Limited Partnership.

 

TAH Pentagon Funds, LLC   Iowa  

Sole Member - Transamerica Affordable housing, Inc.

 

  Serve as a general partner in a lower-tier tax credit entity
TAHP Fund 1, LLC   Delaware  

Sole Member - Garnet LIHTC Fund IX, LLC

 

  Real estate investments


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
TAHP Fund 2, LLC   Delaware  

Sole Member - Garnet LIHTC Fund VIII, LLC

 

  Low incoming housing tax credit
TAHP Fund VII, LLC   Delaware  

Investor Member: Garnet LIHTC Fund XIX, LLC

 

  Real estate investments
TCF Asset Management Corporation   Colorado   100% TCFC Asset Holdings, Inc.   A depository for foreclosed real and personal property.
TCFC Air Holdings, Inc.   Delaware  

100% Transamerica Commercial Finance Corporation, I

 

  Holding company
TCFC Asset Holdings, Inc.   Delaware  

100% Transamerica Commercial Finance Corporation, I

 

  Holding company

The AEGON Trust Advisory Board: Mark W. Mullin, Alexander R. Wynaendts, and Jay Orlandi

 

  Delaware   100% AEGON International B.V.   Voting Trust
THH Acquisitions, LLC   Iowa   Sole Member - Transamerica Life Insurance Company  

Acquirer of Core South Carolina mortgage loans from Investors Warranty of America, LLC and holder of foreclosed real estate.

 

TLIC Oakbrook Reinsurance, Inc.   Iowa  

100% Transamerica Life Insurance Company

 

  Limited purpose subsidiary life insurance company
TLIC Riverwood Reinsurance, Inc.   Iowa  

100% Transamerica Life Insurance Company

 

  Limited purpose subsidiary life insurance company
TLIC Watertree Reinsurance Inc.   Iowa  

100% Transamerica Life Insurance Company

 

  Limited purpose subsidiary life insurance company
Tradition Development Company, LLC   Florida  

Sole Member - PSL Acquisitions Operating, LLC

 

  Development company
Tradition Irrigation Company, LLC   Florida  

Sole Member - PSL Acquisitions Operating, LLC

 

  Irrigation company
Tradition Land Company, LLC   Iowa   Sole Member: RCC North America LLC  

Acquirer of Core Florida mortgage loans from Investors Warranty and holder of foreclosed real estate.

 

Transamerica Accounts Holding Corporation

 

  Delaware   100% TCFC Asset Holdings, Inc.   Holding company

Transamerica Advisors Life Insurance Company

 

  Arkansas   100% Transamerica Corporation   Insurance company
Transamerica Affinity Marketing Corretora de Seguros Ltda.   Brazil  

749,000 quota shares owned by AEGON DMS Holding B.V.; 1 quota share owned by AEGON International B.V.

 

  Brokerage company
Transamerica Affinity Services, Inc.   Maryland  

100% AEGON Direct Marketing Services, Inc.

 

  Marketing company
Transamerica Affordable housing, Inc.   California  

100% Transamerica Realty Services, LLC

 

  General partner LHTC Partnership
Transamerica Agency Network, Inc.   Iowa  

100% AUSA Holding, LLC

 

  Special purpose subsidiary
Transamerica Asset Management, Inc.   Florida  

Transamerica Premier Life Insurance Company owns 77%; AUSA Holding, LLC owns 23%.

 

  Fund advisor

Transamerica Aviation LLC

 

  Delaware  

Sole Member: TCFC Air Holdings, Inc.

 

  Special purpose corporation


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business

Transamerica (Bermuda) Services Center, Ltd.

 

  Bermuda   100% AEGON International B.V.   Special purpose corporation

Transamerica Capital, Inc.

 

  California   100% AUSA Holding, LLC   Broker/Dealer

Transamerica Casualty Insurance Company

 

  Ohio   100% Transamerica Corporation   Insurance company

Transamerica Commercial Finance Corporation, I

 

  Delaware   100% Transamerica Finance Corporation   Holding company

Transamerica Consumer Finance Holding Company

 

  Delaware   100% TCFC Asset Holdings, Inc.   Consumer finance holding company
Transamerica Corporation   Delaware   100% The AEGON Trust  

Major interest in insurance and finance

 

Transamerica Corporation   Oregon  

100% Transamerica Corporation

 

  Holding company

Transamerica Distribution Finance - Overseas, Inc.

 

  Delaware   100% TCFC Asset Holdings, Inc.   Commercial Finance
Transamerica Finance Corporation   Delaware   100% Transamerica Corporation  

Commercial & Consumer Lending & equipment leasing

 

Transamerica Financial Advisors, Inc.   Delaware  

1,000 shares owned by AUSA Holding, LLC; 209 shares owned by Commonwealth General Corporation; 729 shares owned by AEGON Asset Management Services, Inc.

 

  Broker/Dealer
Transamerica Financial Life Insurance Company   New York  

88% Transamerica Corporation; 12% Transamerica Life Insurance Company

 

  Insurance
Transamerica Fund Services, Inc.   Florida  

Transamerica Premier Life Insurance Company owns 44%; AUSA Holding, LLC owns 56%

 

  Mutual fund
Transamerica Funding LP   U.K.  

99% Transamerica Leasing Holdings, Inc.; 1% Transamerica Commercial Finance Corporation, I

 

  Dormant
Transamerica Home Loan   California  

100% Transamerica Consumer Finance Holding Company

 

  Consumer mortgages
Transamerica Insurance Marketing Asia Pacific Pty Ltd.   Australia  

100% Transamerica Direct Marketing Asia Pacific Pty Ltd.

 

  Insurance intermediary
Transamerica International Direct Marketing Consultants, LLC   Maryland  

Members: 51% Beth Lewellyn; 49% AEGON Direct Marketing Services, Inc.

 

  Provide consulting services ancillary to the marketing of insurance products overseas.

Transamerica International RE (Bermuda) Ltd.

 

  Bermuda   100% Transamerica Corporation   Reinsurance
Transamerica International Re Escritório de Representação no Brasil Ltd   Brazil  

95% Transamerica International Re(Bermuda) Ltd.; 5% Commonwealth General Corporation

 

  Insurance and reinsurance consulting
Transamerica Investment Management, LLC   Delaware  

Sole Member - AEGON USA Asset Management Holding, LLC

 

  Investment advisor
Transamerica Investors Securities Corporation   Delaware  

100% Transamerica Retirement Solutions, LLC

 

  Broker/Dealer
Transamerica Leasing Holdings Inc.   Delaware  

100% Transamerica Finance Corporation

 

  Holding company


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
Transamerica Life Insurance Company   Iowa  

100% - Commonwealth General Corporation

 

  Insurance
Transamerica Life (Bermuda) Ltd.   Bermuda   100% Transamerica Life Insurance Company  

Long-term life insurer in Bermuda - - will primarily write fixed universal life and term insurance

 

Transamerica Pacific Insurance Company, Ltd.   Hawaii  

100% Commonwealth General Corporation

 

  Life insurance
Transamerica Premier Life Insurance Company   Iowa  

100% Commonwealth General Corporation

 

  Insurance Company
Transamerica Pyramid Properties LLC   Iowa  

Sole Member: Transamerica Premier Life Insurance Company

 

  Realty limited liability company
Transamerica Realty Investment Properties LLC   Delaware  

Sole Member: Transamerica Premier Life Insurance Company

 

  Realty limited liability company
TABR Realty Services, LLC   Delaware  

Sole Member: AUSA Holding, LLC

 

  Real estate investments
Transamerica Resources, Inc.   Maryland   100% Monumental General Administrators, Inc.  

Provides education and information regarding retirement and economic issues.

 

Transamerica Retirement Advisors, LLC   Delaware  

Sole Member: Transamerica Retirement Solutions, LLC

 

  Investment advisor
Transamerica Retirement Insurance Agency, LLC   Delaware  

Sole Member: Transamerica Retirement Solutions, LLC

 

  Conduct business as an insurance agency.
Transamerica Retirement Solutions, LLC   Delaware  

Sole Member: AUSA Holding, LLC

 

  Retirement plan services.
Transamerica Small Business Capital, Inc.   Delaware  

100% TCFC Asset Holdings, Inc.

 

  Holding company
Transamerica Stable Value Solutions Inc.   Delaware   100% Commonwealth General Corporation  

Principle Business: Provides management services to the stable value division of AEGON insurers who issue synthetic GIC contracts.

 

Transamerica Travel and Conference Services, LLC

 

  Iowa  

Sole Member: Money Services, Inc.

 

  Travel and conference services

Transamerica Vendor Financial Services Corporation

 

  Delaware   100% TCFC Asset Holdings, Inc.   Provides commercial leasing
Transamerica Ventures, LLC   Delaware  

Sole Member: AUSA Holding, LLC

 

  Investments
Transamerica Ventures Fund, LLC   Delaware  

100% AUSA Holding, LLC

 

  Investments
United Financial Services, Inc.   Maryland  

100% Transamerica Corporation

 

  General agency
Universal Benefits, LLC   Iowa  

Sole Member: AUSA Holding, LLC

 

  Third party administrator
US PENG, INC.   Delaware  

Sole Member: AEGON Levensverzekering N.V.

 

  Energy investment strategy
WFG China Holdings, Inc.   Delaware   100% World Financial Group, Inc.  

Hold interest in Insurance Agency located in Peoples Republic of China

 

WFG Insurance Agency of Puerto Rico, Inc.   Puerto Rico  

100% World Financial Group Insurance Agency, Inc.

 

  Insurance agency
WFG Properties Holdings, LLC   Georgia  

Sole Member: World Financial Group, Inc.

 

  Marketing


Name  

Jurisdiction

of
Incorporation

 

  Percent of Voting
Securities Owned
  Business
WFG Reinsurance Limited   Hawaii  

51% owned by World Financial Group, Inc.; remaining 49% is annually offered to independent contractors associated with WFG Reinsurance Ltd.

 

  Reinsurance
WFG Securities Inc.   Canada  

100% World Financial Group Holding Company of Canada, Inc.

 

  Mutual fund dealer
World Financial Group Canada Inc.   Canada  

100% World Financial Group Holding Company of Canada Inc.

 

  Marketing

World Financial Group Holding Company of Canada Inc.

 

  Canada  

100% Commonwealth General Corporation

 

  Holding company
World Financial Group, Inc.   Delaware  

100% AEGON Asset Management Services, Inc.

 

  Marketing
World Financial Group Insurance Agency of Canada Inc.   Ontario  

50% World Financial Group Holding Co. of Canada Inc.; 50% World Financial Group Subholding Co. of Canada Inc.

 

  Insurance agency
World Financial Group Insurance Agency of Hawaii, Inc.   Hawaii  

100% World Financial Group Insurance Agency, Inc.

 

  Insurance agency
World Financial Group Insurance Agency of Massachusetts, Inc.   Massachusetts  

100% World Financial Group Insurance Agency, Inc.

 

  Insurance agency
World Financial Group Insurance Agency of Wyoming, Inc.   Wyoming  

100% World Financial Group Insurance Agency, Inc.

 

  Insurance agency
World Financial Group Insurance Agency, Inc.   California  

100% Transamerica Premier Life Insurance Company

 

  Insurance agency
World Financial Group Subholding Company of Canada Inc.   Canada  

100% World Financial Group Holding Company of Canada, Inc.

 

  Holding company
Yarra Rapids, LLC   Delaware  

Members are: Real Estate Alternatives Portfolio 4MR, LLC (49%) and non-AEGON affiliate (51%)

 

  Real estate investments
Zahorik Company, Inc.   California  

100% AUSA Holding, LLC

 

  Inactive
Zero Beta Fund, LLC   Delaware  

Members are: Transamerica Life Insurance Company (44.17%); Transamerica Premier Life Insurance Company (36.40%); Transamerica Financial Life Insurance Company (18.13%); Firebird Re Corp. (1.30%). Manager: AEGON USA Investment Management LLC

 

  Aggregating vehicle formed to hold various fund investments.


Item 27.   Number of Contract Owners

As of September 30, 2018, there were 9,091 Contract owners for the WRL Freedom Premier and 377 Contract owners for the WRL Freedom Premier II.

Item 28.   Indemnification

The Iowa Code (Sections 490.850 et. seq.) provides for permissive indemnification in certain situations, mandatory indemnification in other situations, and prohibits indemnification in certain situations. The Code also specifies producers for determining when indemnification payments can be made.

Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the Depositor pursuant to the foregoing provisions, or otherwise, the Depositor has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Depositor of expenses incurred or paid by a director, officer or controlling person in connection with the securities being registered), the Depositor will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.


Item 29. Principal Underwriters

 

(a)

Transamerica Capital, Inc. serves as the principal underwriter for:

Transamerica Capital, Inc. serves as the principal underwriter for the Retirement Builder Variable Annuity Account, Separate Account VA B, Separate Account VA Q, Separate Account VA FF, Separate Account VA HH, Separate Account VA-1, Separate Account VA-2L, Separate Account VA-5, Separate Account VA-6, Separate Account VA-7, Separate Account VA-8, Separate Account Fund B, Separate Account Fund C, Transamerica Corporate Separate Account Sixteen, Transamerica Separate Account R3, Separate Account VL, Separate Account VUL-1; Separate Account VUL-2, Separate Account VUL-3, Separate Account VUL-4, Separate Account VUL-5, Separate Account VUL-6, Separate Account VUL-A, and Variable Life Account A. These accounts are separate accounts of Transamerica Life Insurance Company.

Transamerica Capital, Inc. serves as principal underwriter for Separate Account VA BNY, Separate Account VA QNY, TFLIC Separate Account VNY, Separate Account VA-2LNY, TFLIC Separate Account C, Separate Account VA-5NLNY, Separate Account VA-6NY, TFLIC Series Annuity Account, TFLIC Series Life Account, TFLIC Pooled Account No. 44, Transamerica Variable Funds, ML of New York Variable Annuity Separate Account, ML of New York Variable Annuity Separate Account A, ML of New York Variable Annuity Separate Account B, ML of New York Variable Annuity Separate Account C, ML of New York Variable Annuity Separate Account D, ML of New York Variable Life Separate Account, and ML of New York Variable Life Separate Account II. These accounts are separate accounts of Transamerica Financial Life Insurance Company.

Transamerica Capital, Inc. also serves as principal underwriter for Separate Account VA BB, Separate Account VA CC, Separate Account VA U, Separate Account VA V, Separate Account VA AA, WRL Series Annuity Account, WRL Series Annuity Account B, WRL Series Life Account, WRL Series Life Account G, WRL Series Life Corporate Account and Separate Account VL E. This account is a separate account of Transamerica Premier Life Insurance Company.

Transamerica Capital, Inc. also serves as principal underwriter for Merrill Lynch Life Variable Annuity Separate Account, Merrill Lynch Life Variable Annuity Separate Account A, Merrill Lynch Life Variable Annuity Separate Account B, Merrill Lynch Life Variable Annuity Separate Account C, Merrill Lynch Life Variable Annuity Separate Account D, Merrill Lynch Variable Life Separate Account, and Merrill Lynch Life Variable Life Separate Account II. These accounts are separate accounts of Transamerica Advisors Life Insurance Company.

Transamerica Capital, Inc. also serves as principal underwriter for Transamerica Series Trust, Transamerica Funds, Transamerica Investors, Inc., and Transamerica Asset Allocation Variable Funds.


(b)

Directors and Officers of Transamerica Capital, Inc.:

 

Name

  

Principal

Business Address

 

Position and Offices with Underwriter

Brian Beitzel

   (2)   Director, Treasurer and Chief Financial Officer

Joe Boan

   (1)   Director and Vice President

David R. Paulsen

   (3)   Director, Chief Executive Officer, President and Chairman of the Board

Mike Curran

   (3)   Chief Compliance Officer

Gregory E. Miller-Breetz

   (1)   Secretary

Vincent J. Toner

   (3)   Vice President

John Koehler

   (3)   Vice President

Alison Ryan

   (3)   Assistant Secretary

 

(1)

100 Light Street, Floor B1, Baltimore, MD 21202

(2)

4333 Edgewood Road N.E., Cedar Rapids, IA 52499-0001

(3)

1801 California Street, Suite 5200, Denver, CO 80202


(c)     Compensation to Principal Underwriter:

 

Name of Principal Underwriter

                

Net Underwriting
Discounts and
Commissions(1)

                

Compensation on
Redemption

                

Brokerage
Commissions

                

Compensation

   
Transamerica Capital, Inc.     $ 5,453,283     0     0     0       

(1)     Fiscal Year 2017

Item 30. Location of Accounts and Records

The records required to be maintained by Section 31(a) of the Investment Company Act of 1940 and Rules 31a-1 to 31a-3 promulgated thereunder, are maintained by Manager Regulatory Filing Unit, Transamerica Premier Life Insurance Company at 4333 Edgewood Road, N.E., Cedar Rapids, Iowa 52499-0001.

Item 31. Management Services.

All management Contracts are discussed in Part A or Part B.

Item 32. Undertakings

 

(a)

Registrant undertakes that it will file a post-effective amendment to this registration statement as frequently as necessary to ensure that the audited financial statements in the registration statement are never more than 16 months old for so long as Premiums under the Contract may be accepted.

 

(b)

Registrant undertakes that it will include either (i) a postcard or similar written communication affixed to or included in the Prospectus that the applicant can remove to send for a Statement of Additional Information or (ii) a space in the Policy application that an applicant can check to request a Statement of Additional Information.

 

(c)

Registrant undertakes to deliver any Statement of Additional Information and any financial statements required to be made available under this Form promptly upon written or oral request to Transamerica at the address or phone number listed in the Prospectus.

 

(d)

Transamerica Premier Life Insurance Company hereby represents that the fees and charges deducted under the policies, in the aggregate, are reasonable in relation to the services rendered, the expenses expected to be incurred, and the risks assumed by Transamerica Premier Life Insurance Company.

SECTION 403(B) REPRESENTATIONS

Transamerica Premier Life Insurance Comapny represents that it is relying on a no-action letter dated November 28, 1988, to the American Council of Life Insurance (Ref. No. IP-6-88), regarding Sections 22(e), 27(c)(1), and 27(d) of the Investment Company Act of 1940, in connection with redeemability restrictions on Section 403(b) Policies, and that paragraphs numbered (1) through (4) of that letter will be complied with.

TEXAS ORP REPRESENTATION

The Registrant intends to offer policies to participants in the Texas Option Retirement Program. In connection with that offering, the Registrant is relying on Rule 6c-7 under the Investment Company Act of 1940 and is complying with, or shall comply with, paragraphs (a) – (d) of that Rule.


SIGNATURES

As required by the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant hereby certifies that this Amendment to the Registration Statement meets the requirements for effectiveness pursuant to paragraph (b) of Rule 485 and has caused this Registration Statement to be signed on its behalf, in the City of Denver and State of Colorado, on this 7th day of December, 2018.

 

WRL Series Annuity Account Registrant  
TRANSAMERICA PREMIER LIFE INSURANCE COMPANY  
Depositor  

*

 
Blake S. Bostwick  
Director and President  

As required by the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signatures      Title   Date

*

 Blake S. Bostwick

     Director and President   December 7, 2018

*

 Mark W. Mullin

     Director and Chairman of the Board   December 7, 2018

*

 Jay Orlandi

     Director, Executive Vice President, Secretary and General Counsel   December 7, 2018

*

 David Schulz

     Director, Chief Tax Officer and Senior Vice President.   December 7, 2018

*

 C. Michiel van Katwijk

     Director, Executive Vice President, Chief Financial Officer and Treasurer   December 7, 2018

/s/ Brian Stallworth

 Brian Stallworth

     Assistant Secretary   December 7, 2018

*By: Brian Stallworth – Attorney-in-Fact pursuant to Powers of Attorney filed herewith.


Registration No. 333-199071

811-05672

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

EXHIBITS

TO

FORM N-4

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

FOR

WRL SERIES ANNUITY ACCOUNT

 

 


EXHIBIT INDEX

 

Exhibit No.

  

Description of Exhibit

 

Page No.*

 

(8)(c)(12)

   Schedule A Revision 5-1-2018 (TST)  

(8)(c)(13)

   Schedule A Revision 11-1-2018 (TST)  

(9)

   Opinion and Consent of Counsel  

(10)

   Consent of Independent Registered Public Accounting Firm  

 

 

* Page numbers included only in manually executed original.