-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OWgUXPHeFLa6uffSsWwq/Bxtz592eDy6hMTupMjkPa0yc0t8CEkIZRwHkL6qcePg 2fiVdDXv8HEbqVU6px/7bg== 0001005477-96-000385.txt : 19961106 0001005477-96-000385.hdr.sgml : 19961106 ACCESSION NUMBER: 0001005477-96-000385 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961105 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KOLL REAL ESTATE GROUP INC CENTRAL INDEX KEY: 0000840216 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 020426634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39991 FILM NUMBER: 96654454 BUSINESS ADDRESS: STREET 1: 4343 VON KARMAN AVENUE STREET 2: NULL CITY: NEWPORT BEACH STATE: CA ZIP: 92660- BUSINESS PHONE: 7148333030 MAIL ADDRESS: STREET 1: 4343 VON KARMAN AVENUE CITY: NEWPORT BEACH STATE: CA ZIP: 92660- FORMER COMPANY: FORMER CONFORMED NAME: BOLSA CHICA CO/ DATE OF NAME CHANGE: 19921229 FORMER COMPANY: FORMER CONFORMED NAME: HENLEY GROUP INC/DE/ DATE OF NAME CHANGE: 19910415 FORMER COMPANY: FORMER CONFORMED NAME: HENLEY NEWCO INC DATE OF NAME CHANGE: 19900109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MENTOR PARTNERS LP CENTRAL INDEX KEY: 0000904197 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 061260469 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 500 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-935-7640 MAIL ADDRESS: STREET 1: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - ------------------------------------------------------------------------------ SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)1 Koll Real Estate Group, Inc. - ------------------------------------------------------------------------------ (Name of Issuer) Class A Common Stock, par value $.05 per share - ------------------------------------------------------------------------------ (Title of Class of Securities) 500434105 - ------------------------------------------------------------------------------ (Cusip Number) Daniel R. Tisch Mentor Partners, L.P. 500 Park Avenue New York, New York 10022 (212) 935-7640 - ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 31, 1996 - ------------------------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box []. Check the following box if a fee is being paid with the statement []. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. - ---------- 1The remainder of this cover page shall be filled out for a reporting persons's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.). Page 1 of 5 Pages SCHEDULE 13D CUSIP No. 500434105 Page 2 of 5 Pages ----------- --- --- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mentor Partners, L.P. Employer I.D.# 06-126-0469 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [] (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 3,162,500 SHARES -------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY -------------------------------------------------- 9 SOLE DOSPOSITIVE POWER EACH 3,162,500 REPORTING -------------------------------------------------- 10 SHARED DISPOOSITIVE POWER PERSON 0 WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,162,500 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.2% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! This Amendment No. 3 amends the Schedule 13D filed with the Securities and Exchange Commission (the "Commission") on June 13, 1994 (the "Schedule 13D") as amended by Amendments dated December 6, 1994 and August 3, 1995, by Mentor Partners, L.P., a Delaware limited partnership (the "Partnership"), relating to the Class A Common Stock, par value $.05 per share (the "Shares"), of Koll Real Estate Group Inc., a Delaware corporation (the "Company"). Capitalized terms used and not defined herein shall have the meanings assigned such terms in the Schedule 13D. Item 5. Interest in Securities of the Issuer. --------------------------------------------- The information set forth in Item 5 ("Interest in Securities of the Issuer") of the Schedule 13D is hereby amended and supplemented by adding the following information to the respective paragraphs thereof. (a) As of the close of business on November 1, 1996, the Partnership beneficially owns an aggregate of 3,162,500 Shares, including 530,000 Shares owned directly by the Partnership and 2,632,500 shares of Preferred Stock owned directly by the Partnership which became convertible into Shares on July 16, 1994. The Shares and Preferred Stock beneficially owned by the Partnership are approximately 6.2% of the Shares outstanding on August 1, 1996, including for purposes of this calculation 48,462,791 Shares outstanding as reported in the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 1996 filed with the Commission and dated August 1, 1996 and, pursuant to Securities and Exchange Commission Rule 13d-3(d)(1)(i), 17 C.F.R. ss. 240.13d-3(d)(1)(i), the Preferred Stock owned by the Partnership. (c) Transactions in the Shares and the Preferred Stock in the past 60 days by the Partnership are set forth on Schedule A attached hereto and hereby incorporated herein by reference. Except for such transactions, no other transactions in the Shares or the Preferred Stock have been effected during the past sixty days by the Partnership or, to its best knowledge, any Control Person. Page 3 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 4, 1996 MENTOR PARTNERS, L.P. By: /s/Daniel R. Tisch ------------------ Daniel R. Tisch Authorized Signature Page 4 of 5 Pages SCHEDULE A2 Transaction Price per Date Security Purchase/Sale No. Shares Share3 - ----------- -------- ------------- ---------- --------- 10/31/96 Pfrd Stock Sale 460,000 $.2677 11/1/96 Pfrd Stock Sale 7,500 $.2813 - ---------- 2 The transaction was effected over the National Association of Securities Dealer Automated Quotation System. 3 Exclusive of commissions, if any. Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----