Chief Compliance Officer

0000838618-21-000001.txt : 20210121 0000838618-21-000001.hdr.sgml : 20210121 20210120183207 ACCESSION NUMBER: 0000838618-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210121 DATE AS OF CHANGE: 20210120 EFFECTIVENESS DATE: 20210121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PDS Planning, Inc CENTRAL INDEX KEY: 0000838618 IRS NUMBER: 311255560 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18459 FILM NUMBER: 21539910 BUSINESS ADDRESS: STREET 1: 2200 W FIFTH AVE, SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 6144818449 MAIL ADDRESS: STREET 1: 2200 W FIFTH AVE, SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: PDS PLANNING INC /ADV DATE OF NAME CHANGE: 19880829 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000838618 XXXXXXXX 12-31-2020 12-31-2020 PDS Planning, Inc

2200 W FIFTH AVE, SUITE 200 COLUMBUS OH 43215

13F HOLDINGS REPORT 028-18459 N Kurt M. Brown Chief Compliance Officer 614-481-8449 Kurt M. Brown Columbus OH 01-20-2021 0 162 302806 false INFORMATION TABLE 2 pds4q20.xml ISHARES TR CORE S&P500 ETF 464287200 11851 31569 SH SOLE 0 0 31569 ISHARES TR RUS 1000 VAL ETF 464287598 247 1808 SH SOLE 0 0 1808 ISHARES TR RUSSELL 2000 ETF 464287655 151 770 SH SOLE 0 0 770 ISHARES TR RUS 2000 VAL ETF 464287630 1017 7716 SH SOLE 0 0 7716 ISHARES TR U.S. REAL ES ETF 464287739 233 2715 SH SOLE 0 0 2715 SPDR S&P 500 ETF TR TR UNIT 78462F103 1117 2989 SH SOLE 0 0 2989 ADOBE SYSTEMS INCORPORATED COM 00724F101 436 871 SH SOLE 0 0 871 AMAZON COM INC COM 023135106 2879 884 SH SOLE 0 0 884 BRISTOL-MYERS SQUIBB CO COM 110122108 224 3611 SH SOLE 0 0 3611 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3814 16451 SH SOLE 0 0 16451 EMERSON ELEC CO COM 291011104 256 3180 SH SOLE 0 0 3180 BOEING CO COM 097023105 313 1461 SH SOLE 0 0 1461 NISOURCE INC COM 65473P105 285 12436 SH SOLE 0 0 12436 INVESCO QQQ TR UNIT SER 1 46090E103 323 1030 SH SOLE 0 0 1030 ABBOTT LABS COM 002824100 9960 90964 SH SOLE 0 0 90964 ALTRIA GROUP INC COM 02209S103 293 7136 SH SOLE 0 0 7136 INTEL CORP COM 458140100 371 7457 SH SOLE 0 0 7457 ORACLE CORP COM 68389X105 484 7483 SH SOLE 0 0 7483 QUALCOMM INC COM 747525103 284 1867 SH SOLE 0 0 1867 DISNEY WALT CO COM 254687106 833 4600 SH SOLE 0 0 4600 SHERWIN WILLIAMS CO COM 824348106 343 467 SH SOLE 0 0 467 US BANCORP DEL COM NEW 902973304 367 7877 SH SOLE 0 0 7877 JOHNSON & JOHNSON COM 478160104 1158 7360 SH SOLE 0 0 7360 MEDTRONIC PLC SHS G5960L103 205 1752 SH SOLE 0 0 1752 PFIZER INC COM 717081103 610 16566 SH SOLE 0 0 16566 LOWES COS INC COM 548661107 408 2540 SH SOLE 0 0 2540 CHEVRON CORP NEW COM 166764100 376 4447 SH SOLE 0 0 4447 MICROSOFT CORP COM 594918104 2872 12913 SH SOLE 0 0 12913 UNITED PARCEL SERVICE INC CL B 911312106 5924 35181 SH SOLE 0 0 35181 AT&T INC COM 00206R102 408 14181 SH SOLE 0 0 14181 CISCO SYS INC COM 17275R102 449 10036 SH SOLE 0 0 10036 INTERNATIONAL BUSINESS MACHS COM 459200101 278 2212 SH SOLE 0 0 2212 COCA COLA CO COM 191216100 3008 54843 SH SOLE 0 0 54843 LOCKHEED MARTIN CORP COM 539830109 265 746 SH SOLE 0 0 746 PEPSICO INC COM 713448108 574 3873 SH SOLE 0 0 3873 VERIZON COMMUNICATIONS INC COM 92343V104 574 9767 SH SOLE 0 0 9767 SPDR SER TR S&P 600 SMCP VAL 78464A300 281 4244 SH SOLE 0 0 4244 ISHARES TR RUS MD CP GR ETF 464287481 213 2076 SH SOLE 0 0 2076 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 20997 148735 SH SOLE 0 0 148735 DEERE & CO COM 244199105 1503 5585 SH SOLE 0 0 5585 BK OF AMERICA CORP COM 060505104 317 10459 SH SOLE 0 0 10459 STARBUCKS CORP COM 855244109 389 3640 SH SOLE 0 0 3640 AUTOMATIC DATA PROCESSING IN COM 053015103 186 1053 SH SOLE 0 0 1053 EXXON MOBIL CORP COM 30231G102 485 11769 SH SOLE 0 0 11769 WALMART INC COM 931142103 321 2227 SH SOLE 0 0 2227 ANTHEM INC COM 036752103 202 628 SH SOLE 0 0 628 UNION PAC CORP COM 907818108 300 1441 SH SOLE 0 0 1441 UNILEVER PLC SPON ADR NEW 904767704 230 3814 SH SOLE 0 0 3814 ASTRAZENECA PLC SPONSORED ADR 046353108 212 4243 SH SOLE 0 0 4243 TEXAS INSTRS INC COM 882508104 301 1831 SH SOLE 0 0 1831 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 677 6205 SH SOLE 0 0 6205 CARDINAL HEALTH INC COM 14149Y108 278 5197 SH SOLE 0 0 5197 COSTCO WHSL CORP NEW COM 22160K105 281 746 SH SOLE 0 0 746 LILLY ELI & CO COM 532457108 337 1997 SH SOLE 0 0 1997 CVS HEALTH CORP COM 126650100 234 3432 SH SOLE 0 0 3432 DOMINION ENERGY INC COM 25746U109 237 3151 SH SOLE 0 0 3151 DANAHER CORPORATION COM 235851102 377 1695 SH SOLE 0 0 1695 MERCK & CO. INC COM 58933Y105 436 5328 SH SOLE 0 0 5328 NOVARTIS AG SPONSORED ADR 66987V109 228 2416 SH SOLE 0 0 2416 PROCTER AND GAMBLE CO COM 742718109 3265 23468 SH SOLE 0 0 23468 GENERAL ELECTRIC CO COM 369604103 118 10911 SH SOLE 0 0 10911 KIMBERLY-CLARK CORP COM 494368103 230 1709 SH SOLE 0 0 1709 HOME DEPOT INC COM 437076102 741 2790 SH SOLE 0 0 2790 MCDONALDS CORP COM 580135101 339 1580 SH SOLE 0 0 1580 JPMORGAN CHASE & CO COM 46625H100 3473 27330 SH SOLE 0 0 27330 WENDYS CO COM 95058W100 309 14099 SH SOLE 0 0 14099 UNITEDHEALTH GROUP INC COM 91324P102 938 2675 SH SOLE 0 0 2675 3M CO COM 88579Y101 430 2460 SH SOLE 0 0 2460 COMCAST CORP NEW CL A 20030N101 502 9572 SH SOLE 0 0 9572 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4133 21237 SH SOLE 0 0 21237 HUNTINGTON BANCSHARES INC COM 446150104 371 29383 SH SOLE 0 0 29383 NEXTERA ENERGY INC COM 65339F101 755 9789 SH SOLE 0 0 9789 CONOCOPHILLIPS COM 20825C104 311 7783 SH SOLE 0 0 7783 APPLE INC COM 037833100 5716 43079 SH SOLE 0 0 43079 ISHARES TR MSCI EMG MKT ETF 464287234 165 3196 SH SOLE 0 0 3196 L BRANDS INC COM 501797104 702 18877 SH SOLE 0 0 18877 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 111 17999 SH SOLE 0 0 17999 WORTHINGTON INDS INC COM 981811102 663 12915 SH SOLE 0 0 12915 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 11753 234553 SH SOLE 0 0 234553 CIGNA CORP NEW COM 125523100 216 1036 SH SOLE 0 0 1036 ISHARES TR CORE US AGGBD ET 464287226 12677 107256 SH SOLE 0 0 107256 PROLOGIS INC. COM 74340W103 201 2013 SH SOLE 0 0 2013 NVIDIA CORPORATION COM 67066G104 429 821 SH SOLE 0 0 821 AMERICAN ELEC PWR CO INC COM 025537101 668 8018 SH SOLE 0 0 8018 EATON CORP PLC SHS G29183103 663 5520 SH SOLE 0 0 5520 WIPRO LTD SPON ADR 1 SH 97651M109 91 16173 SH SOLE 0 0 16173 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 301 1947 SH SOLE 0 0 1947 CINCINNATI FINL CORP COM 172062101 1662 19022 SH SOLE 0 0 19022 ALPHABET INC CAP STK CL A 02079K305 741 423 SH SOLE 0 0 423 SPDR GOLD TR GOLD SHS 78463V107 1000 5604 SH SOLE 0 0 5604 VANGUARD WORLD FDS ENERGY ETF 92204A306 212 4091 SH SOLE 0 0 4091 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 256 1145 SH SOLE 0 0 1145 VANGUARD INDEX FDS MID CAP ETF 922908629 4700 22729 SH SOLE 0 0 22729 VANGUARD INDEX FDS SM CP VAL ETF 922908611 17628 123960 SH SOLE 0 0 123960 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3077 36232 SH SOLE 0 0 36232 VANGUARD INDEX FDS SMALL CP ETF 922908751 3871 19882 SH SOLE 0 0 19882 LG DISPLAY CO LTD SPONS ADR REP 50186V102 86 10136 SH SOLE 0 0 10136 ASML HOLDING N V N Y REGISTRY SHS N07059210 224 459 SH SOLE 0 0 459 SPDR SER TR S&P DIVID ETF 78464A763 2522 23811 SH SOLE 0 0 23811 ISHARES GOLD TRUST ISHARES 464285105 439 24239 SH SOLE 0 0 24239 SALESFORCE COM INC COM 79466L302 263 1180 SH SOLE 0 0 1180 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 208 24682 SH SOLE 0 0 24682 VANGUARD WORLD FDS INF TECH ETF 92204A702 366 1034 SH SOLE 0 0 1034 MASTERCARD INCORPORATED CL A 57636Q104 359 1005 SH SOLE 0 0 1005 ULTRAPAR PARTICIPACOES SA SP ADR REP COM 90400P101 50 10953 SH SOLE 0 0 10953 GREIF INC CL A 397624107 495 10563 SH SOLE 0 0 10563 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3791 64966 SH SOLE 0 0 64966 ISHARES TR ISHS 1-5YR INVS 464288646 6385 115732 SH SOLE 0 0 115732 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 7108 85748 SH SOLE 0 0 85748 MIZUHO FINANCIAL GROUP INC. SPONSORED ADR 60687Y109 50 19587 SH SOLE 0 0 19587 INVESCO EXCHANGE TRADED FD T DWA BASIC MATL 46137V704 345 4823 SH SOLE 0 0 4823 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 301 3287 SH SOLE 0 0 3287 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 25826 547039 SH SOLE 0 0 547039 ISHARES TR NATIONAL MUN ETF 464288414 2870 24492 SH SOLE 0 0 24492 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 4035 33119 SH SOLE 0 0 33119 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 486 11440 SH SOLE 0 0 11440 VISA INC COM CL A 92826C839 581 2657 SH SOLE 0 0 2657 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 564 12690 SH SOLE 0 0 12690 ISHARES TR MSCI ACWI ETF 464288257 210 2320 SH SOLE 0 0 2320 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2049 22132 SH SOLE 0 0 22132 ISHARES TR SHRT NAT MUN ETF 464288158 3794 35090 SH SOLE 0 0 35090 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 641 6599 SH SOLE 0 0 6599 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 227 2494 SH SOLE 0 0 2494 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 80 896 SH SOLE 0 0 896 TESLA INC COM 88160R101 558 791 SH SOLE 0 0 791 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 828 2409 SH SOLE 0 0 2409 ISHARES TR CORE HIGH DV ETF 46429B663 239 2729 SH SOLE 0 0 2729 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 188 2936 SH SOLE 0 0 2936 ISHARES TR MSCI USA MIN VOL 46429B697 668 9839 SH SOLE 0 0 9839 ISHARES TR MSCI EAFE MIN VL 46429B689 734 10003 SH SOLE 0 0 10003 ISHARES INC MSCI GBL MIN VOL 464286525 806 8316 SH SOLE 0 0 8316 ISHARES INC MSCI EMERG MRKT 464286533 307 5032 SH SOLE 0 0 5032 PHILLIPS 66 COM 718546104 309 4425 SH SOLE 0 0 4425 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 387 10303 SH SOLE 0 0 10303 FACEBOOK INC CL A 30303M102 765 2801 SH SOLE 0 0 2801 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 3874 90646 SH SOLE 0 0 90646 ISHARES INC CORE MSCI EMKT 46434G103 3999 64457 SH SOLE 0 0 64457 ISHARES TR CORE MSCI EAFE 46432F842 6544 94724 SH SOLE 0 0 94724 ISHARES TR CORE 1 5 YR USD 46432F859 1626 31496 SH SOLE 0 0 31496 ABBVIE INC COM 00287Y109 8810 82220 SH SOLE 0 0 82220 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 9549 163092 SH SOLE 0 0 163092 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 254 8668 SH SOLE 0 0 8668 AMBEV SA SPONSORED ADR 02319V103 70 23004 SH SOLE 0 0 23004 ALPHABET INC CAP STK CL C 02079K107 823 470 SH SOLE 0 0 470 ISHARES TR YLD OPTIM BD 46434V787 220 8500 SH SOLE 0 0 8500 VANECK MERK GOLD TR GOLD TRUST 921078101 3113 168095 SH SOLE 0 0 168095 ISHARES TR GLOBAL REIT ETF 46434V647 5019 209755 SH SOLE 0 0 209755 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 720 3092 SH SOLE 0 0 3092 PAYPAL HLDGS INC COM 70450Y103 414 1767 SH SOLE 0 0 1767 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 592 10725 SH SOLE 0 0 10725 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 3840 47181 SH SOLE 0 0 47181 MEDPACE HLDGS INC COM 58506Q109 384 2758 SH SOLE 0 0 2758 ISHARES TR ESG AW MSCI EAFE 46435G516 360 4933 SH SOLE 0 0 4933 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 230 1500 SH SOLE 0 0 1500 ISHARES TR ESG AWR MSCI USA 46435G425 216 2507 SH SOLE 0 0 2507 ISHARES TR ESG AWRE 1 5 YR 46435G243 317 12100 SH SOLE 0 0 12100 ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS 00215W100 59 10023 SH SOLE 0 0 10023 DOCUSIGN INC COM 256163106 263 1185 SH SOLE 0 0 1185 WORLD GOLD TR SPDR GLD MINIS 98149E204 103 5433 SH SOLE 0 0 5433 NIO INC SPON ADS 62914V106 3919 80412 SH SOLE 0 0 80412 JUMIA TECHNOLOGIES AG SPONSORED ADS 48138M105 246 6100 SH SOLE 0 0 6100