0000837286-16-000007.txt : 20160815
0000837286-16-000007.hdr.sgml : 20160815
20160815092355
ACCESSION NUMBER: 0000837286-16-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAY GERALD L & ASSOCIATES LTD
CENTRAL INDEX KEY: 0000837286
IRS NUMBER: 751567129
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02345
FILM NUMBER: 161830371
BUSINESS ADDRESS:
STREET 1: 1445 ROSS AVE
STREET 2: SUITE 5600
CITY: DALLAS
STATE: TX
ZIP: 75202
BUSINESS PHONE: 2149541900
MAIL ADDRESS:
STREET 1: 1445 ROSS AVE
STREET 2: SUITE 5600
CITY: DALLAS
STATE: TX
ZIP: 75202
FORMER COMPANY:
FORMER CONFORMED NAME: RAY GERALD L & ASSOCIATES INC
DATE OF NAME CHANGE: 19990407
13F-HR
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06-30-2016
06-30-2016
RAY GERALD L & ASSOCIATES LTD
1445 ROSS AVE
SUITE 5600
DALLAS
TX
75202
13F HOLDINGS REPORT
028-02345
N
Joseph Ray
President
2149541900
Joseph H Ray
Dallas
TX
08-15-2016
0
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COM
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COM
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COM
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17942
SH
SOLE
17042
0
900
HEWLETT PACKARD ENTERP COM
COM
42824C109
13
720
SH
DFND
720
0
0
HIGHWOODS PPTYS INC COM
COM
431284108
211
4000
SH
SOLE
4000
0
0
HILLTOP HOLDINGS INC COM
COM
432748101
320
15230
SH
SOLE
5730
0
9500
HOLOGIC INC COM
COM
436440101
552
15950
SH
SOLE
13450
0
2500
HOME DEPOT INC
COM
437076102
2913
22810
SH
SOLE
22410
0
400
HOME DEPOT INC
COM
437076102
51
400
SH
DFND
400
0
0
HONEYWELL INTL INC COM
COM
438516106
9960
85624
SH
SOLE
73989
0
11635
HOWARD HUGHES CORP COM
COM
44267D107
804
7035
SH
SOLE
6535
0
500
HOWARD HUGHES CORP COM
COM
44267D107
63
549
SH
DFND
300
0
249
HP INC COM
COM
40434L105
213
16955
SH
SOLE
16055
0
900
HP INC COM
COM
40434L105
9
720
SH
DFND
720
0
0
INTEL CORP
COM
458140100
5983
182423
SH
SOLE
163340
0
19083
INTEL CORP
COM
458140100
1115
34000
SH
DFND
25000
0
9000
INTERCEPT PHARMACEUTIC COM
COM
45845P108
518
3630
SH
SOLE
3530
0
100
INTERNATIONAL BUSINESS M
COM
459200101
2917
19216
SH
SOLE
17086
0
2130
INTERNATIONAL BUSINESS M
COM
459200101
1429
9418
SH
DFND
9418
0
0
J & J SNACK FOODS CORP COM
COM
466032109
358
3000
SH
SOLE
3000
0
0
J P MORGAN CHASE & CO COM
COM
46625H100
11335
182407
SH
SOLE
167980
0
14427
J P MORGAN CHASE & CO COM
COM
46625H100
1651
26562
SH
DFND
24562
0
2000
JOHNSON & JOHNSON
COM
478160104
9115
75147
SH
SOLE
67447
0
7700
JOHNSON & JOHNSON
COM
478160104
1856
15300
SH
DFND
12740
0
2560
KANSAS CITY SOUTHERN COM NEW
COM
485170302
3359
37280
SH
SOLE
34980
0
2300
KELLOGG CO
COM
487836108
292
3575
SH
SOLE
3575
0
0
KELLOGG CO
COM
487836108
702
8600
SH
DFND
6000
0
2600
KIMBERLY CLARK CORP
COM
494368103
2175
15820
SH
SOLE
12670
0
3150
KIMBERLY CLARK CORP
COM
494368103
632
4600
SH
DFND
1600
0
3000
KINDER MORGAN INC DEL COM
COM
49456B101
2161
115428
SH
SOLE
105386
0
10042
KINDER MORGAN INC DEL COM
COM
49456B101
109
5840
SH
DFND
3440
0
2400
KRAFT HEINZ CO COM
COM
500754106
2412
27257
SH
SOLE
24807
0
2450
KRAFT HEINZ CO COM
COM
500754106
747
8439
SH
DFND
6287
0
2152
LAS VEGAS SANDS CORP COM
COM
517834107
1829
42050
SH
SOLE
40350
0
1700
LAUDER ESTEE COS INC CL A
COM
518439104
1095
12034
SH
SOLE
12034
0
0
LAUDER ESTEE COS INC CL A
COM
518439104
3022
33200
SH
DFND
27600
0
5600
LIBERTY INTERACTIVE INT COM SE
COM
53071M104
7
260
SH
SOLE
260
0
0
LIBERTY INTERACTIVE INT COM SE
COM
53071M104
303
11938
SH
DFND
7906
0
4032
LITHIA MTRS INC CL A
COM
536797103
371
5225
SH
SOLE
5075
0
150
LOCKHEED MARTIN CORP COM
COM
539830109
1665
6709
SH
SOLE
5559
0
1150
LOWES COS INC COM
COM
548661107
7670
96878
SH
SOLE
96178
0
700
LOWES COS INC COM
COM
548661107
85
1075
SH
DFND
700
0
375
MACERICH CO COM
COM
554382101
110
1291
SH
SOLE
1291
0
0
MACERICH CO COM
COM
554382101
2242
26259
SH
DFND
24727
0
1532
MAGELLAN MIDSTREAM PRT COM UNI
COM
559080106
3290
43291
SH
SOLE
35341
0
7950
MAGELLAN MIDSTREAM PRT COM UNI
COM
559080106
3091
40670
SH
DFND
36142
0
4528
MALLINCKRODT PUB LTD C SHS
COM
G5785G107
39
646
SH
SOLE
646
0
0
MALLINCKRODT PUB LTD C SHS
COM
G5785G107
196
3220
SH
DFND
2815
0
405
MANPOWERGROUP GROUP INC
COM
56418H100
1049
16300
SH
SOLE
15750
0
550
MARRIOTT INTL
COM
571903202
775
11668
SH
SOLE
11668
0
0
MARRIOTT INTL
COM
571903202
792
11914
SH
DFND
11914
0
0
MASTERCARD INC CL A
COM
57636Q104
753
8556
SH
SOLE
7006
0
1550
MASTERCARD INC CL A
COM
57636Q104
704
8000
SH
DFND
4000
0
4000
MCDONALDS CORP
COM
580135101
759
6308
SH
SOLE
6308
0
0
MCDONALDS CORP
COM
580135101
60
500
SH
DFND
0
0
500
MEAD JOHNSON NUTRI CO COM CL A
COM
582839106
510
5624
SH
SOLE
4400
0
1224
MEAD JOHNSON NUTRI CO COM CL A
COM
582839106
579
6375
SH
DFND
5625
0
750
MEDTRONIC INC COM
COM
G5960L103
515
5939
SH
SOLE
5939
0
0
MEDTRONIC INC COM
COM
G5960L103
247
2847
SH
DFND
1626
0
1221
MERCK & CO INC NEW COM
COM
58933Y105
2889
50146
SH
SOLE
43506
0
6640
MERCK & CO INC NEW COM
COM
58933Y105
1716
29779
SH
DFND
24089
0
5690
METLIFE INC COM
COM
59156R108
1264
31737
SH
SOLE
29137
0
2600
METLIFE INC COM
COM
59156R108
255
6400
SH
DFND
4000
0
2400
MGM RESORTS INTERNATIO COM
COM
552953101
1363
60250
SH
SOLE
60050
0
200
MICROSOFT CORP COM
COM
594918104
5956
116395
SH
SOLE
107470
0
8925
MICROSOFT CORP COM
COM
594918104
143
2800
SH
DFND
1200
0
1600
MONDELEZ INTL INC CL A
COM
609207105
1345
29552
SH
SOLE
28752
0
800
MONDELEZ INTL INC CL A
COM
609207105
1016
22324
SH
DFND
18866
0
3458
MONSANTO CO NEW COM
COM
61166W101
1235
11945
SH
SOLE
11945
0
0
MONSANTO CO NEW COM
COM
61166W101
348
3366
SH
DFND
2004
0
1362
MORGAN STANLEY COM NEW
COM
617446448
57
2200
SH
SOLE
2200
0
0
MORGAN STANLEY COM NEW
COM
617446448
172
6616
SH
DFND
5816
0
800
NATIONAL GRID PLC SPON ADR NEW
COM
636274300
299
4029
SH
SOLE
3779
0
250
NEXTERA ENERGY INC COM
COM
65339F101
983
7537
SH
SOLE
6837
0
700
NEXTERA ENERGY INC COM
COM
65339F101
479
3676
SH
DFND
2576
0
1100
NIKE INC CL B
COM
654106103
621
11257
SH
SOLE
10257
0
1000
NIKE INC CL B
COM
654106103
55
1000
SH
DFND
0
0
1000
NIPPON TELEG & TEL SPONSORED A
COM
654624105
330
7000
SH
SOLE
7000
0
0
NOODLES & CO CL A
COM
65540B105
202
20700
SH
SOLE
19700
0
1000
NORDSTROM INC COM
COM
655664100
335
8800
SH
SOLE
8800
0
0
NORFOLK SOUTHERN CORP
COM
655844108
678
7963
SH
SOLE
7163
0
800
NORFOLK SOUTHERN CORP
COM
655844108
260
3050
SH
DFND
1950
0
1100
NORTHROP GRUMMAN CORP COM
COM
666807102
276
1241
SH
SOLE
1241
0
0
NRG YIELD INC CL A NEW
COM
62942X306
247
16200
SH
SOLE
16200
0
0
NVIDIA CORP COM
COM
67066G104
1124
23900
SH
SOLE
23900
0
0
ONEOK PARTNERS LP UNIT LTD PAR
COM
68268N103
931
23242
SH
SOLE
21242
0
2000
ONEOK PARTNERS LP UNIT LTD PAR
COM
68268N103
577
14400
SH
DFND
12400
0
2000
ORACLE CORP COM
COM
68389X105
494
12066
SH
SOLE
10066
0
2000
ORACLE CORP COM
COM
68389X105
82
2000
SH
DFND
0
0
2000
PALO ALTO NETWORKS INC COM
COM
697435105
212
1725
SH
SOLE
225
0
1500
PENTAIR PLC F SHS
COM
G7S00T104
106
1826
SH
SOLE
1148
0
678
PENTAIR PLC F SHS
COM
G7S00T104
99
1701
SH
DFND
1418
0
283
PEPSICO INC
COM
713448108
8880
83825
SH
SOLE
70525
0
13300
PEPSICO INC
COM
713448108
1962
18520
SH
DFND
15080
0
3440
PETRA DIAMONDS LIMITED SHS
COM
G70278109
15
10000
SH
SOLE
10000
0
0
PFIZER INC
COM
717081103
5907
167754
SH
SOLE
149910
0
17844
PFIZER INC
COM
717081103
719
20420
SH
DFND
18600
0
1820
PHILIP MORRIS INTL INC COM
COM
718172109
4627
45483
SH
SOLE
45358
0
125
PHILIP MORRIS INTL INC COM
COM
718172109
2930
28800
SH
DFND
22800
0
6000
PHILLIPS 66 COM
COM
718546104
78
985
SH
SOLE
985
0
0
PHILLIPS 66 COM
COM
718546104
202
2550
SH
DFND
1650
0
900
PIONEER NAT RES CO COM
COM
723787107
219
1450
SH
SOLE
1450
0
0
PLAINS ALL AM PIPELINE UNIT LT
COM
726503105
669
24324
SH
SOLE
24016
0
308
PNC FINL SVCS GROUP COM
COM
693475105
117
1432
SH
SOLE
1432
0
0
PNC FINL SVCS GROUP COM
COM
693475105
358
4400
SH
DFND
3700
0
700
PPL CORP COM
COM
69351T106
208
5500
SH
SOLE
5500
0
0
PRAXAIR INC COM
COM
74005P104
704
6263
SH
SOLE
6263
0
0
PRAXAIR INC COM
COM
74005P104
191
1700
SH
DFND
1700
0
0
PROCTER & GAMBLE CO
COM
742718109
6137
72484
SH
SOLE
67064
0
5420
PROCTER & GAMBLE CO
COM
742718109
2206
26050
SH
DFND
18210
0
7840
PROLOGIS INC COM
COM
74340W103
333
6800
SH
SOLE
6800
0
0
PROLOGIS INC COM
COM
74340W103
74
1500
SH
DFND
1500
0
0
PULTE GROUP INC COM
COM
745867101
380
19481
SH
SOLE
19481
0
0
QUALCOMM INC COM
COM
747525103
1884
35165
SH
SOLE
32415
0
2750
QUALCOMM INC COM
COM
747525103
80
1500
SH
DFND
1000
0
500
REGENERON PHARMACEUTICALS
COM
75886F107
20054
57423
SH
SOLE
51973
0
5450
REGENERON PHARMACEUTICALS
COM
75886F107
279
800
SH
DFND
0
0
800
RELYPSA INC COM
COM
759531106
361
19500
SH
SOLE
18700
0
800
REPUBLIC SVCS INC COM
COM
760759100
210
4100
SH
SOLE
4100
0
0
REPUBLIC SVCS INC COM
COM
760759100
51
1000
SH
DFND
0
0
1000
S&P GLOBAL INC COM
COM
78409V104
215
2000
SH
SOLE
2000
0
0
S&P GLOBAL INC COM
COM
78409V104
64
600
SH
DFND
600
0
0
SALESFORCE COM INC COM
COM
79466L302
423
5325
SH
SOLE
3325
0
2000
SANOFI AVENTIS SPONSORED ADR
COM
80105N105
586
13992
SH
SOLE
11742
0
2250
SBA COMMUNICATIONS CRP COM
COM
78388J106
830
7690
SH
SOLE
6340
0
1350
SCHLUMBERGER LTD
COM
806857108
2235
28267
SH
SOLE
27317
0
950
SCHLUMBERGER LTD
COM
806857108
142
1800
SH
DFND
800
0
1000
SCHOLASTIC CORP COM
COM
807066105
388
9800
SH
DFND
7800
0
2000
SEALED AIR CORP NEW COM
COM
81211K100
432
9400
SH
SOLE
9400
0
0
SHIRE PLC SPONSORED ADR
COM
82481R106
275
1496
SH
SOLE
1496
0
0
SIMON PPTY GROUP NEW COM
COM
828806109
682
3143
SH
SOLE
3143
0
0
SIMON PPTY GROUP NEW COM
COM
828806109
4535
20908
SH
DFND
17433
0
3475
SKYWORKS SOLUTIONS INC COM
COM
83088M102
660
10433
SH
SOLE
9583
0
850
SONOCO PRODS CO COM
COM
835495102
248
5000
SH
SOLE
5000
0
0
SOUTHERN CO COM
COM
842587107
333
6204
SH
SOLE
6204
0
0
SOUTHERN CO COM
COM
842587107
102
1900
SH
DFND
500
0
1400
SOUTHWEST AIRLS CO
COM
844741108
34265
873881
SH
SOLE
832336
0
41544
SOUTHWEST AIRLS CO
COM
844741108
690
17605
SH
DFND
17605
0
0
SPECTRA ENERGY CORP COM
COM
847560109
290
7918
SH
SOLE
7918
0
0
SPECTRA ENERGY CORP COM
COM
847560109
385
10500
SH
DFND
7000
0
3500
ST JUDE MED INC COM
COM
790849103
172
2200
SH
SOLE
1400
0
800
ST JUDE MED INC COM
COM
790849103
47
600
SH
DFND
600
0
0
STANLEY BLACK & DECKER COM
COM
854502101
1338
12031
SH
SOLE
12031
0
0
STARBUCKS CORP COM
COM
855244109
2703
47319
SH
SOLE
45469
0
1850
STARWOOD HOTELS&RESORT COM
COM
85590A401
1038
14041
SH
SOLE
12691
0
1350
STARWOOD HOTELS&RESORT COM
COM
85590A401
52
700
SH
DFND
0
0
700
STATE STR CORP COM
COM
857477103
216
4000
SH
DFND
4000
0
0
SYMANTEC CORP COM
COM
871503108
946
46067
SH
SOLE
41067
0
5000
SYNCHRONY FINL COM
COM
87165B103
258
10200
SH
SOLE
10200
0
0
SYSCO CORP COM
COM
871829107
418
8235
SH
SOLE
8235
0
0
TARGET CORP COM
COM
87612E106
663
9491
SH
SOLE
9116
0
375
TARGET CORP COM
COM
87612E106
70
1000
SH
DFND
1000
0
0
TAUBMAN CTRS INC COM
COM
876664103
742
10000
SH
DFND
10000
0
0
TE CONNECTIVITY LTD REG SHS
COM
H84989104
171
3000
SH
SOLE
3000
0
0
TE CONNECTIVITY LTD REG SHS
COM
H84989104
419
7331
SH
DFND
6051
0
1280
TEXAS INSTRS INC COM
COM
882508104
774
12355
SH
SOLE
12355
0
0
TEXAS INSTRS INC COM
COM
882508104
110
1750
SH
DFND
1250
0
500
THERMO FISHER SCIENTIF COM
COM
883556102
4054
27437
SH
SOLE
25662
0
1775
THERMO FISHER SCIENTIF COM
COM
883556102
1016
6875
SH
DFND
5375
0
1500
TIFFANY & CO NEW COM
COM
886547108
91
1500
SH
SOLE
1500
0
0
TIFFANY & CO NEW COM
COM
886547108
121
2000
SH
DFND
2000
0
0
TIME WARNER INC COM
COM
887317303
1161
15790
SH
SOLE
13490
0
2300
TIME WARNER INC COM
COM
887317303
88
1200
SH
DFND
1200
0
0
TOYOTA MOTOR CORP SP ADR REP2C
COM
892331307
635
6354
SH
SOLE
6354
0
0
TWENTY FIRST CENTY FOX CL A
COM
90130A101
6
205
SH
SOLE
205
0
0
TWENTY FIRST CENTY FOX CL A
COM
90130A101
270
10000
SH
DFND
10000
0
0
TWITTER INC COM
COM
90184L102
1099
64990
SH
SOLE
63690
0
1300
TYCO INTL PLC SHS
COM
G91442106
1283
30125
SH
SOLE
26650
0
3475
TYCO INTL PLC SHS
COM
G91442106
286
6704
SH
DFND
5424
0
1280
UNDER ARMOUR INC CL A
COM
904311107
4723
117685
SH
SOLE
110385
0
7300
UNDER ARMOUR INC CL A
COM
904311107
32
800
SH
DFND
800
0
0
UNDER ARMOUR INC CL C
COM
904311206
4137
113664
SH
SOLE
106314
0
7350
UNDER ARMOUR INC CL C
COM
904311206
29
806
SH
DFND
806
0
0
UNION PAC CORP COM
COM
907818108
715
8199
SH
SOLE
4199
0
4000
UNITED PARCEL SERVICE CL B
COM
911312106
513
4766
SH
SOLE
4766
0
0
UNITED PARCEL SERVICE CL B
COM
911312106
140
1300
SH
DFND
500
0
800
UNITED TECHNOLOGIES CORP
COM
913017109
4125
40228
SH
SOLE
36428
0
3800
UNITED TECHNOLOGIES CORP
COM
913017109
385
3750
SH
DFND
2650
0
1100
UNITEDHEALTH GROUP INC
COM
91324P102
4009
28395
SH
SOLE
28295
0
100
UNITEDHEALTH GROUP INC
COM
91324P102
4151
29400
SH
DFND
25400
0
4000
US BANCORP DEL COM NEW
COM
902973304
579
14357
SH
SOLE
14357
0
0
VERIZON COMMUNICATIONS COM
COM
92343V104
1928
34528
SH
SOLE
29945
0
4583
VERIZON COMMUNICATIONS COM
COM
92343V104
167
2995
SH
DFND
2297
0
698
VERTEX PHARMACEUTICALS COM
COM
92532F100
3223
37470
SH
SOLE
33370
0
4100
VERTEX PHARMACEUTICALS COM
COM
92532F100
129
1500
SH
DFND
1500
0
0
VIACOM INC NEW CL B
COM
92553P201
370
8928
SH
DFND
6174
0
2754
VISA INC COM CL A
COM
92826C839
5584
75284
SH
SOLE
75084
0
200
VISA INC COM CL A
COM
92826C839
4409
59440
SH
DFND
48240
0
11200
VISEON INC COM
COM
928297100
0
12000
SH
SOLE
12000
0
0
VODAFONE GROUP PLC NEW SPONS A
COM
92857W308
631
20412
SH
SOLE
17812
0
2600
VODAFONE GROUP PLC NEW SPONS A
COM
92857W308
203
6573
SH
DFND
5126
0
1447
VORNADO RLTY TR SH BEN INT
COM
929042109
771
7700
SH
DFND
6900
0
800
WAL MART STORES INC
COM
931142103
6898
94461
SH
SOLE
84161
0
10300
WAL MART STORES INC
COM
931142103
102
1400
SH
DFND
0
0
1400
WALGREENS BOOTS ALLIAN COM
COM
931427108
820
9843
SH
SOLE
4043
0
5800
WALGREENS BOOTS ALLIAN COM
COM
931427108
266
3200
SH
DFND
3200
0
0
WELLS FARGO & COMPANY
COM
949746101
2369
50056
SH
SOLE
47656
0
2400
WELLS FARGO & COMPANY
COM
949746101
757
15984
SH
DFND
13984
0
2000
WELLTOWER INC COM
COM
95040Q104
499
6554
SH
SOLE
6554
0
0
WELLTOWER INC COM
COM
95040Q104
381
5000
SH
DFND
5000
0
0
WESTERN DIGITAL CORP COM
COM
958102105
355
7516
SH
SOLE
7397
0
119
WEYERHAEUSER CO COM
COM
962166104
1244
41798
SH
SOLE
40698
0
1100
WEYERHAEUSER CO COM
COM
962166104
45
1500
SH
DFND
0
0
1500
WILLIAMS COS INC DEL COM
COM
969457100
213
9841
SH
SOLE
6441
0
3400
WILLIAMS COS INC DEL COM
COM
969457100
227
10500
SH
DFND
8000
0
2500
WINDSTREAM HLDGS INC
COM
97382A101
140
15156
SH
SOLE
0
0
15156
XEROX CORP COM
COM
984121103
469
49410
SH
SOLE
49410
0
0
YAHOO INC COM
COM
984332106
1365
36350
SH
SOLE
36000
0
350
YELP INC CL A
COM
985817105
361
11905
SH
SOLE
11905
0
0
YUM BRANDS INC
COM
988498101
1853
22343
SH
SOLE
19943
0
2400
YUM BRANDS INC
COM
988498101
8
100
SH
DFND
100
0
0
ZIMMER BIOMET HLDGS IN COM
COM
98956P102
593
4925
SH
SOLE
4925
0
0
ZIMMER BIOMET HLDGS IN COM
COM
98956P102
246
2040
SH
DFND
1360
0
680
ZIOPHARM ONCOLOGY INC COM
COM
98973P101
137
25009
SH
SOLE
21412
0
3597
ALPS ETF TR ALERIAN MLP
ETF
00162Q866
164
12900
SH
SOLE
12900
0
0
ETF MANAGERS TR PUREFUNDS ISE
ETF
26924G201
516
21610
SH
SOLE
19610
0
2000
FLEXSHARES TR MORNSTAR USMKT
ETF
33939L100
335
3900
SH
SOLE
3900
0
0
ISHARES TR COHEN&ST RLTY
ETF
464287564
537
4964
SH
SOLE
4864
0
100
ISHARES TR DJ HOME CONSTN
ETF
464288752
822
29735
SH
SOLE
29635
0
100
ISHARES TR DJ OIL EQUIP
ETF
464288844
220
5710
SH
SOLE
5710
0
0
ISHARES TR DJ OIL&GAS EXP
ETF
464288851
1239
21845
SH
SOLE
21145
0
700
ISHARES TR DJ OIL&GAS EXP
ETF
464288851
17
300
SH
DFND
300
0
0
ISHARES TR DJ US FINL SVC
ETF
464287770
2338
29000
SH
SOLE
28450
0
550
ISHARES TR DJ US FINL SVC
ETF
464287770
16
200
SH
DFND
200
0
0
ISHARES TR EPRA/NAR DEV R/E
ETF
464288489
675
23140
SH
SOLE
23140
0
0
ISHARES TR MSCI EAFE IDX
ETF
464287465
1314
23546
SH
SOLE
19596
0
3950
ISHARES TR MSCI EAFE IDX
ETF
464287465
111
1988
SH
DFND
0
0
1988
ISHARES TR MSCI EMERG MKT
ETF
464287234
965
28090
SH
SOLE
28090
0
0
ISHARES TR NASDQ BIO INDX
ETF
464287556
2744
10664
SH
SOLE
10244
0
420
ISHARES TR NASDQ BIO INDX
ETF
464287556
219
850
SH
DFND
650
0
200
ISHARES TR PHLX SOX SEMICND
ETF
464287523
237
2530
SH
SOLE
2530
0
0
ISHARES TR RUSSELL MIDCAP
ETF
464287499
778
4623
SH
SOLE
4623
0
0
ISHARES TR S&P GBL TELCM
ETF
464287275
265
4200
SH
SOLE
4200
0
0
ISHARES TR S&P500 GRW
ETF
464287309
772
6619
SH
SOLE
6619
0
0
ISHARES TR TRANSP AVE IDX
ETF
464287192
237
1764
SH
SOLE
1764
0
0
ISHARES TR US PFD STK IDX
ETF
464288687
214
5356
SH
SOLE
5356
0
0
ISHARES US HLTHCR PR ETF
ETF
464288828
481
3780
SH
SOLE
3680
0
100
POWERSHARES ETF TRUST AERSPC D
ETF
73935X690
648
17320
SH
SOLE
17320
0
0
POWERSHARES ETF TRUST FTSE RAF
ETF
73935X583
378
4180
SH
SOLE
4180
0
0
POWERSHARES ETF TRUST FTSE US1
ETF
73935X567
292
2999
SH
SOLE
2999
0
0
POWERSHARES ETF TRUST WATER RE
ETF
73935X575
686
29020
SH
SOLE
27670
0
1350
POWERSHARES INDIA ETF INDIA PO
ETF
73935L100
266
13630
SH
SOLE
13130
0
500
POWERSHARES QQQ TRUST UNIT SER
ETF
73935A104
3242
30145
SH
SOLE
29395
0
750
POWERSHARES QQQ TRUST UNIT SER
ETF
73935A104
290
2700
SH
DFND
2400
0
300
SELECT SECTOR SPDR TR SBI INT-
ETF
81369y605
556
24324
SH
SOLE
24324
0
0
SELECT SECTOR SPDR TR SBI MATE
ETF
81369Y100
213
4586
SH
SOLE
3786
0
800
SPDR INDEX SHS FDS ASIA PACIF
ETF
78463X301
886
11834
SH
SOLE
11834
0
0
SPDR INDEX SHS FDS DJWS INTL R
ETF
78463X863
385
9300
SH
SOLE
9300
0
0
SPDR SERIES TRUST S&P BIOTECH
ETF
78464A870
587
10850
SH
SOLE
10700
0
150
SPDR SERIES TRUST S&P BIOTECH
ETF
78464A870
181
3350
SH
DFND
3150
0
200
SPDR SERIES TRUST S&P REGL BKG
ETF
78464A698
708
18435
SH
SOLE
18435
0
0
VANGUARD INDEX FDS MID CAP ETF
ETF
922908629
1839
14875
SH
SOLE
14875
0
0
VANGUARD INDEX FDS MID CAP ETF
ETF
922908629
124
1000
SH
DFND
0
0
1000
VANGUARD INDEX FDS REIT ETF
ETF
922908553
218
2463
SH
SOLE
2463
0
0
VANGUARD INDEX FDS REIT ETF
ETF
922908553
44
500
SH
DFND
0
0
500
VANGUARD INDEX FDS SMALL CP ET
ETF
922908751
1723
14895
SH
SOLE
14895
0
0
VANGUARD INDEX FDS SMALL CP ET
ETF
922908751
116
1000
SH
DFND
0
0
1000
VANGUARD INDEX FDS SML CP GRW
ETF
922908595
657
5306
SH
SOLE
5306
0
0
VANGUARD INDEX FDS STK MRK ETF
ETF
922908769
178
1665
SH
SOLE
1665
0
0
VANGUARD INDEX FDS STK MRK ETF
ETF
922908769
96
900
SH
DFND
900
0
0
VANGUARD INDEX FDS VALUE ETF
ETF
922908744
325
3828
SH
SOLE
3828
0
0
VANGUARD INTL EQTY IDX EMR MKT
ETF
922042858
187
5303
SH
SOLE
5303
0
0
VANGUARD INTL EQTY IDX EMR MKT
ETF
922042858
137
3900
SH
DFND
100
0
3800
VANGUARD INTL EQTY IDX FTSE EU
ETF
922042874
537
11510
SH
SOLE
9510
0
2000
VANGUARD INTL EQTY IDX GLB EX
ETF
922042676
1072
19836
SH
SOLE
19836
0
0
VANGUARD INTL EQTY IDX GLB EX
ETF
922042676
49
900
SH
DFND
0
0
900
VANGUARD SPECIALIZED DIV APP E
ETF
921908844
457
5486
SH
SOLE
5486
0
0
VANGUARD SPECIALIZED DIV APP E
ETF
921908844
350
4200
SH
DFND
4200
0
0
VANGUARD TAX-MANAGED EUROPE PA
ETF
921943858
1311
37071
SH
SOLE
37071
0
0
VANGUARD WORLD FDS FINANCIALS
ETF
92204A405
341
7200
SH
SOLE
7200
0
0
WISDOMTREE TR EUROPE HEDGED EQ
ETF
97717X701
1430
28300
SH
SOLE
25900
0
2400
WISDOMTREE TR EUROPE HEDGED EQ
ETF
97717X701
5
100
SH
DFND
100
0
0
WISDOMTREE TR JAPN HEDGE EQT
ETF
97717W851
304
7850
SH
SOLE
6850
0
1000
WISDOMTREE TRUST DEFA FD
ETF
97717W703
468
10448
SH
SOLE
9748
0
700
WISDOMTREE TRUST EMG MKTS SMCA
ETF
97717W281
283
7310
SH
SOLE
7210
0
100
WISDOMTREE TRUST INDIA ERNGS F
ETF
97717W422
594
29423
SH
SOLE
29223
0
200
WISDOMTREE TRUST MIDCAP DIVI F
ETF
97717W505
537
6000
SH
SOLE
6000
0
0
WISDOMTREE TRUST SMALLCAP DIVI
ETF
97717W604
279
3892
SH
SOLE
3892
0
0
WISDOMTREE TRUST SMLCAP EARN F
ETF
97717W562
274
3473
SH
SOLE
3273
0
200
BANK OF AMERICA CORP PFD 1/120
PFD
060505583
1015
44650
SH
SOLE
44650
0
0
BANK OF AMERICA CORP PFD 1/120
PFD
060505583
45
2000
SH
DFND
0
0
2000
BANK OF AMERICA CORP PFD PER1/
PFD
060505815
682
28000
SH
SOLE
28000
0
0
GOLDMAN SACHS GROUP IN PFD 1/1
PFD
38144X609
540
25600
SH
SOLE
25600
0
0
GOLDMAN SACHS GROUP IN SHS D 1
PFD
38144G804
753
36350
SH
SOLE
35550
0
800
GOLDMAN SACHS GROUP PFD A 1/10
PFD
38143Y665
1792
86900
SH
SOLE
84400
0
2500
GOLDMAN SACHS GROUP PFD A 1/10
PFD
38143Y665
79
3842
SH
DFND
0
0
3842
METLIFE INC PFD A FLT RATE
PFD
59156R504
1055
41100
SH
SOLE
41100
0
0
METLIFE INC PFD A FLT RATE
PFD
59156R504
54
2100
SH
DFND
200
0
1900
MORGAN STANLEY PFD A 1/1000
PFD
61747S504
1471
71050
SH
SOLE
70250
0
800