0000837286-14-000006.txt : 20141103 0000837286-14-000006.hdr.sgml : 20141103 20141103123824 ACCESSION NUMBER: 0000837286-14-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141103 DATE AS OF CHANGE: 20141103 EFFECTIVENESS DATE: 20141103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAY GERALD L & ASSOCIATES LTD CENTRAL INDEX KEY: 0000837286 IRS NUMBER: 751567129 STATE OF INCORPORATION: TX FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02345 FILM NUMBER: 141188632 BUSINESS ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 2149541900 MAIL ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 FORMER COMPANY: FORMER CONFORMED NAME: RAY GERALD L & ASSOCIATES INC DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000837286 XXXXXXXX 09-30-2014 09-30-2014 RAY GERALD L & ASSOCIATES LTD

1445 ROSS AVE SUITE 5600 DALLAS TX 75202

13F HOLDINGS REPORT 028-02345 N Joseph Ray 214-954-1900 Joseph Ray Dallas TX 09-30-2014 0 464 614502 false INFORMATION TABLE 2 o13f093014.txt.xml 093014 13F SUBMITTED 3M CO COM COM 88579y101 656 4633 SH SOLE 3533 0 1100 3M CO COM COM 88579y101 85 600 SH DFND 0 0 600 ABBOTT LABS COM 002824100 275 6620 SH SOLE 6620 0 0 ABBOTT LABS COM 002824100 832 20000 SH DFND 16000 0 4000 ABBVIE INC. COM COM 00287Y109 837 14486 SH SOLE 14486 0 0 ABBVIE INC. 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1500 0 0 TIFFANY & CO NEW COM COM 886547108 193 2000 SH DFND 2000 0 0 TIME WARNER CABLE INC COM COM 88732J207 238 1658 SH SOLE 1658 0 0 TIME WARNER INC COM COM 887317303 1033 13733 SH SOLE 11263 0 2470 TIME WARNER INC COM COM 887317303 90 1200 SH DFND 1200 0 0 TOYOTA MOTOR CORP SP ADR REP2C COM 892331307 761 6475 SH SOLE 6475 0 0 TRINITY INDS INC COM 896522109 322 6900 SH SOLE 6900 0 0 TWENTY FIRST CENTY FOX CL A COM 90130A101 254 7400 SH SOLE 7400 0 0 TWENTY FIRST CENTY FOX CL A COM 90130A101 343 10000 SH DFND 10000 0 0 TWITTER INC COM COM 90184L102 778 15075 SH SOLE 14675 0 400 TYCO INTERNATIONAL LTD SHS COM H89128104 984 22087 SH SOLE 18262 0 3825 TYCO INTERNATIONAL LTD SHS COM H89128104 384 8625 SH DFND 7345 0 1280 UNDER ARMOUR INC CL A COM 904311107 8332 120585 SH SOLE 113285 0 7300 UNDER ARMOUR INC CL A COM 904311107 55 800 SH DFND 800 0 0 UNION PAC CORP COM COM 907818108 511 4714 SH SOLE 714 0 4000 UNITED HEALTHCARE CORP COM 91324P102 2574 29845 SH SOLE 28895 0 950 UNITED HEALTHCARE CORP COM 91324P102 2631 30500 SH DFND 26500 0 4000 UNITED PARCEL SERVICE CL B COM 911312106 422 4290 SH SOLE 4290 0 0 UNITED PARCEL SERVICE CL B COM 911312106 128 1300 SH DFND 500 0 800 UNITED TECHNOLOGIES CORP COM 913017109 2787 26388 SH SOLE 22888 0 3500 UNITED TECHNOLOGIES CORP COM 913017109 375 3550 SH DFND 2650 0 900 US BANCORP DEL COM NEW COM 902973304 206 4917 SH SOLE 4917 0 0 VERIZON COMMUNICATIONS COM COM 92343V104 1875 37503 SH SOLE 32545 0 4958 VERIZON COMMUNICATIONS COM COM 92343V104 158 3167 SH DFND 2469 0 698 VERTEX PHARMACEUTICALS COM COM 92532F100 4799 42730 SH SOLE 38730 0 4000 VERTEX PHARMACEUTICALS COM COM 92532F100 168 1500 SH DFND 1500 0 0 VIACOM INC CL B COM 92553P201 687 8928 SH DFND 6174 0 2754 VISA INC COM CL A COM 92826C839 4102 19226 SH SOLE 19026 0 200 VISA INC COM CL A COM 92826C839 3190 14950 SH DFND 12150 0 2800 VISEON INC COM COM 928297100 0 12000 SH SOLE 12000 0 0 VODAFONE GROUP PLC NEW SPONS A COM 92857W308 682 20750 SH SOLE 18950 0 1800 VODAFONE GROUP PLC NEW SPONS A COM 92857W308 216 6573 SH DFND 5126 0 1447 VORNADO RLTY TR SH BEN INT COM 929042109 810 8100 SH DFND 7300 0 800 WAL MART STORES INC COM 931142103 8078 105640 SH SOLE 93890 0 11750 WAL MART STORES INC COM 931142103 107 1400 SH DFND 0 0 1400 WALGREEN CO COM COM 931422109 459 7743 SH SOLE 1943 0 5800 WALGREEN CO COM COM 931422109 190 3200 SH DFND 3200 0 0 WASHINGTON PRIME GROUP COM COM 939647103 1 50 SH SOLE 50 0 0 WASHINGTON PRIME GROUP COM COM 939647103 183 10451 SH DFND 8714 0 1737 WELLPOINT HEALTH NETWK (NEW) COM 94973V107 473 3953 SH SOLE 3253 0 700 WELLPOINT HEALTH NETWK (NEW) COM 94973V107 120 1000 SH DFND 0 0 1000 WELLS FARGO & COMPANY COM 949746101 2210 42604 SH SOLE 42604 0 0 WELLS FARGO & COMPANY COM 949746101 829 15984 SH DFND 13984 0 2000 WEYERHAEUSER CO COM COM 962166104 610 19154 SH SOLE 17654 0 1500 WEYERHAEUSER CO COM COM 962166104 48 1500 SH DFND 0 0 1500 WHOLE FOODS MKT INC COM COM 966837106 204 5340 SH SOLE 5340 0 0 WILLIAMS COS INC DEL COM COM 969457100 1800 32521 SH SOLE 26421 0 6100 WILLIAMS COS INC DEL COM COM 969457100 587 10600 SH DFND 8000 0 2600 WILLIAMS PARTNERS L P COM UNIT COM 96950F104 989 18640 SH SOLE 15340 0 3300 WINDSTREAM HLDGS INC COM 97382A101 1047 97101 SH SOLE 6162 0 90939 XEROX CORP COM COM 984121103 1112 84030 SH SOLE 82530 0 1500 YAHOO INC COM COM 984332106 1247 30610 SH SOLE 30510 0 100 YELP INC CL A COM 985817105 2118 31027 SH SOLE 30087 0 940 YUM BRANDS INC COM 988498101 1559 21658 SH SOLE 19346 0 2312 YUM BRANDS INC COM 988498101 7 100 SH DFND 100 0 0 ZIMMER HLDGS INC COM COM 98956p102 344 3420 SH SOLE 3420 0 0 ZIMMER HLDGS INC COM COM 98956p102 205 2040 SH DFND 1360 0 680 ISHARES INC MSCI AUSTRALIA ETF 464286103 168 7018 SH SOLE 7018 0 0 ISHARES INC MSCI AUSTRALIA ETF 464286103 60 2500 SH DFND 0 0 2500 ISHARES RUS 1000 GRW ETF ETF 464287614 202 2208 SH SOLE 2208 0 0 ISHARES TR COHEN&ST RLTY ETF 464287564 390 4620 SH SOLE 4520 0 100 ISHARES TR DJ HOME CONSTN ETF 464288752 773 34374 SH SOLE 34274 0 100 ISHARES TR DJ OIL EQUIP ETF 464288844 364 5490 SH SOLE 5490 0 0 ISHARES TR DJ OIL&GAS EXP ETF 464288851 1366 15715 SH SOLE 14415 0 1300 ISHARES TR DJ OIL&GAS EXP ETF 464288851 26 300 SH DFND 300 0 0 ISHARES TR DJ US FINL SVC ETF 464287770 2493 28948 SH SOLE 28398 0 550 ISHARES TR DJ US FINL SVC ETF 464287770 17 200 SH DFND 200 0 0 ISHARES TR EPRA/NAR DEV R/E ETF 464288489 418 13905 SH SOLE 13905 0 0 ISHARES TR FTSE XNHUA IDX ETF 464287184 461 12053 SH SOLE 11853 0 200 ISHARES TR HGH DIV EQT FD ETF 46429B663 472 6270 SH SOLE 6270 0 0 ISHARES TR MSCI EAFE IDX ETF 464287465 577 8994 SH SOLE 7494 0 1500 ISHARES TR MSCI EAFE IDX ETF 464287465 121 1880 SH DFND 0 0 1880 ISHARES TR MSCI EMERG MKT ETF 464287234 333 8010 SH SOLE 8010 0 0 ISHARES TR MSCI EMERG MKT ETF 464287234 8 200 SH DFND 200 0 0 ISHARES TR NASDQ BIO INDX ETF 464287556 2061 7532 SH SOLE 7172 0 360 ISHARES TR NASDQ BIO INDX ETF 464287556 233 850 SH DFND 650 0 200 ISHARES TR PHLX SOX SEMICND ETF 464287523 433 4990 SH SOLE 4990 0 0 ISHARES TR RUSSELL MIDCAP ETF 464287499 751 4741 SH SOLE 4741 0 0 ISHARES TR S&P LTN AM 40 ETF 464287390 679 18399 SH SOLE 18399 0 0 ISHARES TR S&P MIDCAP 400 ETF 464287507 206 1508 SH SOLE 1508 0 0 ISHARES TR S&P500 GRW ETF 464287309 723 6765 SH SOLE 6765 0 0 POWERSHARES ETF TRUST FTSE RAF ETF 73935X583 430 4895 SH SOLE 4895 0 0 POWERSHARES ETF TRUST WATER RE ETF 73935X575 409 16633 SH SOLE 16283 0 350 POWERSHARES INDIA ETF INDIA PO ETF 73935L100 298 13730 SH SOLE 13230 0 500 POWERSHARES QQQ TRUST UNIT SER ETF 73935A104 2809 28435 SH SOLE 27685 0 750 POWERSHARES QQQ TRUST UNIT SER ETF 73935A104 158 1600 SH DFND 1400 0 200 SELECT SECTOR SPDR TR SBI INT- ETF 81369y605 569 24554 SH SOLE 24554 0 0 SELECT SECTOR SPDR TR SBI MATE ETF 81369Y100 314 6324 SH SOLE 5524 0 800 SPDR GOLD TRUST GOLD SHS ETF 78463V107 384 3303 SH SOLE 3303 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 1174 14006 SH SOLE 14006 0 0 SPDR INDEX SHS FDS DJWS INTL R ETF 78463X863 437 10543 SH SOLE 10543 0 0 SPDR SERIES TRUST S&P BIOTECH ETF 78464A870 368 2360 SH SOLE 2210 0 150 SPDR SERIES TRUST S&P BIOTECH ETF 78464A870 164 1050 SH DFND 1050 0 0 SPDR SERIES TRUST S&P DIVID ET ETF 78464A763 289 3862 SH SOLE 3862 0 0 SPDR SERIES TRUST S&P REGL BKG ETF 78464A698 651 17205 SH SOLE 17205 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 883 7525 SH SOLE 7525 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 70 600 SH DFND 0 0 600 VANGUARD INDEX FDS REIT ETF ETF 922908553 208 2891 SH SOLE 2891 0 0 VANGUARD INDEX FDS REIT ETF ETF 922908553 36 500 SH DFND 0 0 500 VANGUARD INDEX FDS S&P 500 ETF ETF 922908363 369 2046 SH SOLE 2046 0 0 VANGUARD INDEX FDS SM CP VAL E ETF 922908611 439 4399 SH SOLE 4399 0 0 VANGUARD INDEX FDS SMALL CP ET ETF 922908751 982 8872 SH SOLE 8872 0 0 VANGUARD INDEX FDS SMALL CP ET ETF 922908751 66 600 SH DFND 0 0 600 VANGUARD INDEX FDS SML CP GRW ETF 922908595 832 6916 SH SOLE 6916 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 545 6713 SH SOLE 6713 0 0 VANGUARD INTL EQTY IDX ALLWRLD ETF 922042775 125 2548 SH SOLE 2548 0 0 VANGUARD INTL EQTY IDX ALLWRLD ETF 922042775 98 2000 SH DFND 300 0 1700 VANGUARD INTL EQTY IDX EMR MKT ETF 922042858 2353 56410 SH SOLE 55860 0 550 VANGUARD INTL EQTY IDX EMR MKT ETF 922042858 163 3900 SH DFND 100 0 3800 VANGUARD INTL EQTY IDX GLB EX ETF 922042676 1013 18600 SH SOLE 18600 0 0 VANGUARD INTL EQTY IDX GLB EX ETF 922042676 49 900 SH DFND 0 0 900 VANGUARD SPECIALIZED DIV APP E ETF 921908844 88 1143 SH SOLE 1143 0 0 VANGUARD SPECIALIZED DIV APP E ETF 921908844 323 4200 SH DFND 4200 0 0 VANGUARD TAX-MANAGED EUROPE PA ETF 921943858 1444 36325 SH SOLE 36025 0 300 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 334 7200 SH SOLE 7200 0 0 WISDOMTREE TR EUROPE HEDGED EQ ETF 97717X701 790 13678 SH SOLE 13528 0 150 WISDOMTREE TR EUROPE HEDGED EQ ETF 97717X701 6 100 SH DFND 100 0 0 WISDOMTREE TRUST DEFA FD ETF 97717W703 611 11684 SH SOLE 10984 0 700 WISDOMTREE TRUST EMG MKTS SMCA ETF 97717W281 457 9878 SH SOLE 9778 0 100 WISDOMTREE TRUST INDIA ERNGS F ETF 97717W422 312 14220 SH SOLE 14020 0 200 WISDOMTREE TRUST MIDCAP DIVI F ETF 97717W505 352 4500 SH SOLE 4500 0 0 WISDOMTREE TRUST SMLCAP EARN F ETF 97717W562 255 3350 SH SOLE 3150 0 200 BANK OF AMERICA CORP PFD 1/120 PFD 060505583 833 39200 SH SOLE 38600 0 600 BANK OF AMERICA CORP PFD 1/120 PFD 060505583 21 1000 SH DFND 0 0 1000 BANK OF AMERICA CORP PFD PER1/ PFD 060505815 559 25000 SH SOLE 25000 0 0 GOLDMAN SACHS GROUP IN PFD 1/1 PFD 38144X609 614 30150 SH SOLE 29850 0 300 GOLDMAN SACHS GROUP IN SHS D 1 PFD 38144G804 678 33850 SH SOLE 33850 0 0 GOLDMAN SACHS GROUP PFD A 1/10 PFD 38143Y665 2067 105800 SH SOLE 103300 0 2500 GOLDMAN SACHS GROUP PFD A 1/10 PFD 38143Y665 75 3842 SH DFND 0 0 3842 HSBC USA INC NEW PFD DEP 1/40 PFD 40428H888 756 32900 SH SOLE 32200 0 700 HSBC USA INC NEW PFD DEP 1/40 PFD 40428H888 23 1000 SH DFND 0 0 1000 METLIFE INC PFD A FLT RATE PFD 59156R504 1052 44000 SH SOLE 43750 0 250 METLIFE INC PFD A FLT RATE PFD 59156R504 50 2100 SH DFND 200 0 1900 MORGAN STANLEY PFD A 1/1000 PFD 61747S504 1091 54800 SH SOLE 54800 0 0