0000837286-14-000002.txt : 20140205 0000837286-14-000002.hdr.sgml : 20140205 20140205152002 ACCESSION NUMBER: 0000837286-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140205 DATE AS OF CHANGE: 20140205 EFFECTIVENESS DATE: 20140205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAY GERALD L & ASSOCIATES LTD CENTRAL INDEX KEY: 0000837286 IRS NUMBER: 751567129 STATE OF INCORPORATION: TX FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02345 FILM NUMBER: 14575978 BUSINESS ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 2149541900 MAIL ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 FORMER COMPANY: FORMER CONFORMED NAME: RAY GERALD L & ASSOCIATES INC DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000837286 XXXXXXXX 12-31-2013 12-31-2013 RAY GERALD L & ASSOCIATES LTD

1445 ROSS AVE SUITE 5600 DALLAS TX 75202

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ISHARES TR MSCI EMERG MKT ETF 464287234 431 10310 SH SOLE 10210 0 100 ISHARES TR MSCI EMERG MKT ETF 464287234 8 200 SH DFND 200 0 0 ISHARES TR NASDQ BIO INDX ETF 464287556 1348 5935 SH SOLE 5575 0 360 ISHARES TR PHLX SOX SEMICND ETF 464287523 436 5990 SH SOLE 5990 0 0 ISHARES TR RUSSELL MIDCAP ETF 464287499 704 4695 SH SOLE 4695 0 0 ISHARES TR S&P LTN AM 40 ETF 464287390 354 9548 SH SOLE 9548 0 0 ISHARES TR S&P500 GRW ETF 464287309 561 5685 SH SOLE 5685 0 0 POWERSHARES ETF TRUST WATER RE ETF 73935X575 238 9060 SH SOLE 8710 0 350 POWERSHARES INDIA ETF INDIA PO ETF 73935L100 307 17430 SH SOLE 15930 0 1500 POWERSHARES QQQ TRUST UNIT SER ETF 73935A104 2335 26548 SH SOLE 25798 0 750 POWERSHARES QQQ TRUST UNIT SER ETF 73935A104 53 600 SH DFND 600 0 0 SELECT SECTOR SPDR TR SBI INT- ETF 81369y605 437 20000 SH SOLE 20000 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 864 11200 SH SOLE 11200 0 0 SPDR INDEX SHS FDS DJWS INTL R ETF 78463X863 441 10700 SH SOLE 10700 0 0 SPDR SERIES TRUST S&P BIOTECH ETF 78464A870 286 2200 SH SOLE 2050 0 150 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 993 9025 SH SOLE 9025 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 66 600 SH DFND 0 0 600 VANGUARD INDEX FDS SM CP VAL E ETF 922908611 355 3649 SH SOLE 3649 0 0 VANGUARD INDEX FDS SMALL CP ET ETF 922908751 973 8845 SH SOLE 8845 0 0 VANGUARD INDEX FDS SMALL CP ET ETF 922908751 66 600 SH DFND 0 0 600 VANGUARD INDEX FDS SML CP GRW ETF 922908595 889 7266 SH SOLE 7266 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 408 5337 SH SOLE 5337 0 0 VANGUARD INTL EQTY IDX ALLWRLD ETF 922042775 127 2500 SH SOLE 2500 0 0 VANGUARD INTL EQTY IDX ALLWRLD ETF 922042775 101 2000 SH DFND 300 0 1700 VANGUARD INTL EQTY IDX EMR MKT ETF 922042858 2384 57957 SH SOLE 57407 0 550 VANGUARD INTL EQTY IDX EMR MKT ETF 922042858 160 3900 SH DFND 100 0 3800 VANGUARD INTL EQTY IDX GLB EX ETF 922042676 1013 18600 SH SOLE 18600 0 0 VANGUARD INTL EQTY IDX GLB EX ETF 922042676 49 900 SH DFND 0 0 900 VANGUARD SPECIALIZED DIV APP E ETF 921908844 61 809 SH SOLE 809 0 0 VANGUARD SPECIALIZED DIV APP E ETF 921908844 316 4200 SH DFND 4200 0 0 VANGUARD TAX-MANAGED EUROPE PA ETF 921943858 1485 35630 SH SOLE 35330 0 300 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 320 7200 SH SOLE 7200 0 0 WISDOMTREE TRUST DEFA FD ETF 97717W703 723 13284 SH SOLE 12584 0 700 WISDOMTREE TRUST INDIA ERNGS F ETF 97717W422 306 17550 SH SOLE 17350 0 200 WISDOMTREE TRUST MIDCAP DIVI F ETF 97717W505 261 3500 SH SOLE 3500 0 0 BANK OF AMERICA CORP PFD 1/120 PFD 060505583 820 41900 SH SOLE 41300 0 600 BANK OF AMERICA CORP PFD 1/120 PFD 060505583 20 1000 SH DFND 0 0 1000 BANK OF AMERICA CORP PFD PER1/ PFD 060505815 503 25000 SH SOLE 25000 0 0 GOLDMAN SACHS GROUP IN PFD 1/1 PFD 38144X609 581 30650 SH SOLE 30350 0 300 GOLDMAN SACHS GROUP IN SHS D 1 PFD 38144G804 623 33850 SH SOLE 33850 0 0 GOLDMAN SACHS GROUP PFD A 1/10 PFD 38143Y665 2727 151100 SH SOLE 148600 0 2500 GOLDMAN SACHS GROUP PFD A 1/10 PFD 38143Y665 87 4842 SH DFND 1000 0 3842 HSBC USA INC NEW PFD DEP 1/40 PFD 40428H888 546 26900 SH SOLE 26200 0 700 HSBC USA INC NEW PFD DEP 1/40 PFD 40428H888 20 1000 SH DFND 0 0 1000 METLIFE INC PFD A FLT RATE PFD 59156R504 827 39300 SH SOLE 39050 0 250 METLIFE INC PFD A FLT RATE PFD 59156R504 44 2100 SH DFND 200 0 1900 MORGAN STANLEY PFD A 1/1000 PFD 61747S504 424 22550 SH SOLE 22550 0 0