0000837286-14-000004.txt : 20140507 0000837286-14-000004.hdr.sgml : 20140507 20140506184854 ACCESSION NUMBER: 0000837286-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140507 DATE AS OF CHANGE: 20140506 EFFECTIVENESS DATE: 20140507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAY GERALD L & ASSOCIATES LTD CENTRAL INDEX KEY: 0000837286 IRS NUMBER: 751567129 STATE OF INCORPORATION: TX FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02345 FILM NUMBER: 14818490 BUSINESS ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 2149541900 MAIL ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 FORMER COMPANY: FORMER CONFORMED NAME: RAY GERALD L & ASSOCIATES INC DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000837286 XXXXXXXX 03-31-2014 03-31-2014 RAY GERALD L & ASSOCIATES LTD

1445 ROSS AVE SUITE 5600 DALLAS TX 75202

13F HOLDINGS REPORT 028-02345 N Lynette Heil 214-954-1907 Joseph H Ray Dallas TX 05-06-2014 0 442 551883 false INFORMATION TABLE 2 o13f033114.xml 033114 13F 3M CO COM COM 88579y101 647 4766 SH SOLE 3466 0 1300 3M CO COM COM 88579y101 81 600 SH DFND 0 0 600 ABBOTT LABS COM 002824100 241 6252 SH SOLE 6252 0 0 ABBOTT LABS COM 002824100 770 20000 SH DFND 16000 0 4000 ABBVIE INC. COM COM 00287Y109 604 11752 SH SOLE 11752 0 0 ABBVIE INC. 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SOUTHERN CO COM COM 842587107 101 2300 SH DFND 500 0 1800 SOUTHWEST AIRLS CO COM 844741108 20846 882934 SH SOLE 841290 0 41644 SOUTHWEST AIRLS CO COM 844741108 522 22105 SH DFND 22105 0 0 SPECTRA ENERGY CORP COM COM 847560109 301 8146 SH SOLE 8146 0 0 SPECTRA ENERGY CORP COM COM 847560109 388 10500 SH DFND 7000 0 3500 ST JUDE MED INC COM COM 790849103 177 2700 SH SOLE 1400 0 1300 ST JUDE MED INC COM COM 790849103 39 600 SH DFND 600 0 0 STANLEY BLACK & DECKER COM COM 854502101 888 10931 SH SOLE 10931 0 0 STARBUCKS CORP COM COM 855244109 1507 20535 SH SOLE 19085 0 1450 STARWOOD HOTELS&RESORT COM COM 85590A401 470 5901 SH SOLE 4251 0 1650 STATE STR CORP COM COM 857477103 278 4000 SH DFND 4000 0 0 SYMANTEC CORP COM COM 871503108 1124 56290 SH SOLE 50290 0 6000 TARGET CORP COM COM 87612E106 279 4616 SH SOLE 3241 0 1375 TARGET CORP COM COM 87612E106 61 1000 SH DFND 1000 0 0 TAUBMAN CTRS INC COM COM 876664103 708 10000 SH DFND 10000 0 0 TE CONNECTIVITY LTD REG SHS COM H84989104 441 7331 SH DFND 6051 0 1280 TEREX CORP NEW COM COM 880779103 1384 31250 SH SOLE 29950 0 1300 TEXAS INSTRS INC COM COM 882508104 753 15971 SH SOLE 15971 0 0 TEXAS INSTRS INC COM COM 882508104 83 1750 SH DFND 1250 0 500 THE ADT CORPORATION COM COM 00101J106 143 4768 SH SOLE 2281 0 2487 THE ADT CORPORATION COM COM 00101J106 111 3711 SH DFND 3071 0 640 THERMO FISHER SCIENTIF COM COM 883556102 3208 26680 SH SOLE 24290 0 2390 THERMO FISHER SCIENTIF COM COM 883556102 827 6875 SH DFND 5375 0 1500 TIFFANY & CO NEW COM COM 886547108 129 1500 SH SOLE 1500 0 0 TIFFANY & CO NEW COM COM 886547108 172 2000 SH DFND 2000 0 0 TIME WARNER CABLE INC COM COM 88732J207 294 2144 SH SOLE 1642 0 502 TIME WARNER INC COM COM 887317303 743 11366 SH SOLE 8896 0 2470 TIME WARNER INC COM COM 887317303 78 1200 SH DFND 1200 0 0 TOYOTA MOTOR CORP SP ADR REP2C COM 892331307 742 6575 SH SOLE 6575 0 0 TRINITY INDS INC COM 896522109 321 4450 SH SOLE 4450 0 0 TWENTY FIRST CENTY FOX CL A COM 90130A101 141 4400 SH SOLE 4400 0 0 TWENTY FIRST CENTY FOX CL A COM 90130A101 320 10000 SH DFND 10000 0 0 TWITTER INC COM COM 90184L102 410 8775 SH SOLE 8375 0 400 TYCO INTERNATIONAL LTD SHS COM H89128104 784 18487 SH SOLE 14662 0 3825 TYCO INTERNATIONAL LTD SHS COM H89128104 366 8625 SH DFND 7345 0 1280 UNDER ARMOUR INC CL A COM 904311107 6741 58800 SH SOLE 55050 0 3750 UNDER ARMOUR INC CL A COM 904311107 46 400 SH DFND 400 0 0 UNION PAC CORP COM COM 907818108 433 2307 SH SOLE 307 0 2000 UNITED HEALTHCARE CORP COM 91324P102 2447 29845 SH SOLE 28895 0 950 UNITED HEALTHCARE CORP COM 91324P102 2583 31500 SH DFND 27500 0 4000 UNITED PARCEL SERVICE CL B COM 911312106 390 4000 SH SOLE 4000 0 0 UNITED PARCEL SERVICE CL B COM 911312106 127 1300 SH DFND 500 0 800 UNITED TECHNOLOGIES CORP COM 913017109 2901 24827 SH SOLE 21527 0 3300 UNITED TECHNOLOGIES CORP COM 913017109 216 1850 SH DFND 950 0 900 US BANCORP DEL COM NEW COM 902973304 211 4917 SH SOLE 4917 0 0 VERIZON COMMUNICATIONS COM COM 92343V104 1682 35367 SH SOLE 29491 0 5876 VERIZON COMMUNICATIONS COM COM 92343V104 151 3167 SH DFND 2469 0 698 VERTEX PHARMACEUTICALS COM COM 92532F100 3144 44450 SH SOLE 40350 0 4100 VERTEX PHARMACEUTICALS COM COM 92532F100 106 1500 SH DFND 1500 0 0 VIACOM INC CL B COM 92553P201 759 8928 SH DFND 6174 0 2754 VISA INC COM CL A COM 92826C839 4143 19191 SH SOLE 18991 0 200 VISA INC COM CL A COM 92826C839 3227 14950 SH DFND 12150 0 2800 VISEON INC COM COM 928297100 0 12000 SH SOLE 12000 0 0 VODAFONE GROUP PLC NEW SPONS A COM 92857W308 537 14599 SH SOLE 12419 0 2180 VODAFONE GROUP PLC NEW SPONS A COM 92857W308 242 6573 SH DFND 5126 0 1447 VORNADO RLTY TR SH BEN INT COM 929042109 493 5000 SH DFND 4500 0 500 WABCO HLDGS INC COM COM 92927K102 211 2000 SH DFND 2000 0 0 WAL MART STORES INC COM 931142103 8229 107673 SH SOLE 95023 0 12650 WAL MART STORES INC COM 931142103 107 1400 SH DFND 0 0 1400 WALGREEN CO COM COM 931422109 495 7493 SH SOLE 1693 0 5800 WELLPOINT HEALTH NETWK (NEW) COM 94973V107 403 4053 SH SOLE 3353 0 700 WELLPOINT HEALTH NETWK (NEW) COM 94973V107 100 1000 SH DFND 0 0 1000 WELLS FARGO & COMPANY COM 949746101 2076 41737 SH SOLE 41737 0 0 WELLS FARGO & COMPANY COM 949746101 795 15984 SH DFND 13984 0 2000 WESTERN UN CO COM COM 959802109 301 18420 SH DFND 18420 0 0 WEYERHAEUSER CO COM COM 962166104 630 21454 SH SOLE 17954 0 3500 WEYERHAEUSER CO COM COM 962166104 29 1000 SH DFND 0 0 1000 WILLIAMS COS INC DEL COM COM 969457100 1340 33015 SH SOLE 26515 0 6500 WILLIAMS COS INC DEL COM COM 969457100 430 10600 SH DFND 8000 0 2600 WILLIAMS PARTNERS L P COM UNIT COM 96950F104 784 15390 SH SOLE 12090 0 3300 WINDSTREAM HLDGS INC COM 97382A101 749 90939 SH SOLE 0 0 90939 XEROX CORP COM COM 984121103 1082 95730 SH SOLE 94230 0 1500 YAHOO INC COM COM 984332106 398 11090 SH SOLE 11090 0 0 YELP INC CL A COM 985817105 1542 20050 SH SOLE 19150 0 900 YUM BRANDS INC COM 988498101 1662 22046 SH SOLE 19734 0 2312 YUM BRANDS INC COM 988498101 8 100 SH DFND 100 0 0 ZIMMER HLDGS INC COM COM 98956p102 323 3420 SH SOLE 3420 0 0 ZIMMER HLDGS INC COM COM 98956p102 193 2040 SH DFND 1360 0 680 ISHARES INC MSCI AUSTRALIA ETF 464286103 163 6300 SH SOLE 6300 0 0 ISHARES INC MSCI AUSTRALIA ETF 464286103 65 2500 SH DFND 0 0 2500 ISHARES SILVER TRUST ISHARES ETF 46428Q109 271 14215 SH SOLE 14215 0 0 ISHARES TR COHEN&ST RLTY ETF 464287564 380 4620 SH SOLE 4520 0 100 ISHARES TR DJ HOME CONSTN ETF 464288752 718 29633 SH SOLE 29533 0 100 ISHARES TR DJ OIL EQUIP ETF 464288844 379 5540 SH SOLE 5540 0 0 ISHARES TR DJ OIL&GAS EXP ETF 464288851 1447 17015 SH SOLE 15715 0 1300 ISHARES TR DJ OIL&GAS EXP ETF 464288851 26 300 SH DFND 300 0 0 ISHARES TR DJ US FINL SVC ETF 464287770 2295 27040 SH SOLE 25690 0 1350 ISHARES TR DJ US FINL SVC ETF 464287770 17 200 SH DFND 200 0 0 ISHARES TR EPRA/NAR DEV R/E ETF 464288489 413 13740 SH SOLE 13740 0 0 ISHARES TR FTSE XNHUA IDX ETF 464287184 515 14394 SH SOLE 14194 0 200 ISHARES TR MSCI EAFE IDX ETF 464287465 554 8244 SH SOLE 6744 0 1500 ISHARES TR MSCI EAFE IDX ETF 464287465 123 1835 SH DFND 0 0 1835 ISHARES TR MSCI EMERG MKT ETF 464287234 423 10310 SH SOLE 10310 0 0 ISHARES TR MSCI EMERG MKT ETF 464287234 8 200 SH DFND 200 0 0 ISHARES TR NASDQ BIO INDX ETF 464287556 1485 6280 SH SOLE 5920 0 360 ISHARES TR PHLX SOX SEMICND ETF 464287523 477 5990 SH SOLE 5990 0 0 ISHARES TR RUSSELL MIDCAP ETF 464287499 812 5245 SH SOLE 5245 0 0 ISHARES TR S&P LTN AM 40 ETF 464287390 667 18253 SH SOLE 18253 0 0 ISHARES TR S&P500 GRW ETF 464287309 717 7185 SH SOLE 7185 0 0 POWERSHARES ETF TRUST FTSE RAF ETF 73935X583 281 3320 SH SOLE 3320 0 0 POWERSHARES ETF TRUST WATER RE ETF 73935X575 351 13160 SH SOLE 12810 0 350 POWERSHARES INDIA ETF INDIA PO ETF 73935L100 331 17730 SH SOLE 16230 0 1500 POWERSHARES QQQ TRUST UNIT SER ETF 73935A104 2456 28014 SH SOLE 27264 0 750 POWERSHARES QQQ TRUST UNIT SER ETF 73935A104 140 1600 SH DFND 1400 0 200 SELECT SECTOR SPDR TR SBI INT- ETF 81369y605 447 20000 SH SOLE 20000 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 1095 14204 SH SOLE 14204 0 0 SPDR INDEX SHS FDS DJWS INTL R ETF 78463X863 441 10700 SH SOLE 9300 0 1400 SPDR SERIES TRUST S&P BIOTECH ETF 78464A870 351 2460 SH SOLE 2310 0 150 SPDR SERIES TRUST S&P REGL BKG ETF 78464A698 297 7185 SH SOLE 7185 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 1031 9075 SH SOLE 7475 0 1600 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 68 600 SH DFND 0 0 600 VANGUARD INDEX FDS SM CP VAL E ETF 922908611 443 4399 SH SOLE 4399 0 0 VANGUARD INDEX FDS SMALL CP ET ETF 922908751 1005 8895 SH SOLE 7295 0 1600 VANGUARD INDEX FDS SMALL CP ET ETF 922908751 68 600 SH DFND 0 0 600 VANGUARD INDEX FDS SML CP GRW ETF 922908595 983 7916 SH SOLE 7916 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 409 5237 SH SOLE 5237 0 0 VANGUARD INTL EQTY IDX ALLWRLD ETF 922042775 126 2500 SH SOLE 2500 0 0 VANGUARD INTL EQTY IDX ALLWRLD ETF 922042775 101 2000 SH DFND 300 0 1700 VANGUARD INTL EQTY IDX EMR MKT ETF 922042858 2157 53157 SH SOLE 49207 0 3950 VANGUARD INTL EQTY IDX EMR MKT ETF 922042858 158 3900 SH DFND 100 0 3800 VANGUARD INTL EQTY IDX GLB EX ETF 922042676 1006 18600 SH SOLE 18600 0 0 VANGUARD INTL EQTY IDX GLB EX ETF 922042676 49 900 SH DFND 0 0 900 VANGUARD SPECIALIZED DIV APP E ETF 921908844 61 810 SH SOLE 810 0 0 VANGUARD SPECIALIZED DIV APP E ETF 921908844 316 4200 SH DFND 4200 0 0 VANGUARD TAX-MANAGED EUROPE PA ETF 921943858 1470 35630 SH SOLE 32530 0 3100 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 328 7200 SH SOLE 7200 0 0 WISDOMTREE TRUST DEFA FD ETF 97717W703 726 13284 SH SOLE 12584 0 700 WISDOMTREE TRUST EMG MKTS SMCA ETF 97717W281 309 6625 SH SOLE 6525 0 100 WISDOMTREE TRUST INDIA ERNGS F ETF 97717W422 328 17320 SH SOLE 17120 0 200 WISDOMTREE TRUST MIDCAP DIVI F ETF 97717W505 270 3500 SH SOLE 3500 0 0 BANK OF AMERICA CORP PFD 1/120 PFD 060505583 861 41600 SH SOLE 38600 0 3000 BANK OF AMERICA CORP PFD 1/120 PFD 060505583 21 1000 SH DFND 0 0 1000 BANK OF AMERICA CORP PFD PER1/ PFD 060505815 538 25000 SH SOLE 25000 0 0 GOLDMAN SACHS GROUP IN PFD 1/1 PFD 38144X609 618 30650 SH SOLE 30350 0 300 GOLDMAN SACHS GROUP IN SHS D 1 PFD 38144G804 671 33850 SH SOLE 33850 0 0 GOLDMAN SACHS GROUP PFD A 1/10 PFD 38143Y665 2885 150800 SH SOLE 146300 0 4500 GOLDMAN SACHS GROUP PFD A 1/10 PFD 38143Y665 93 4842 SH DFND 1000 0 3842 HSBC USA INC NEW PFD DEP 1/40 PFD 40428H888 615 26900 SH SOLE 24200 0 2700 HSBC USA INC NEW PFD DEP 1/40 PFD 40428H888 23 1000 SH DFND 0 0 1000 METLIFE INC PFD A FLT RATE PFD 59156R504 858 37000 SH SOLE 34750 0 2250 METLIFE INC PFD A FLT RATE PFD 59156R504 49 2100 SH DFND 200 0 1900 MORGAN STANLEY PFD A 1/1000 PFD 61747S504 449 22550 SH SOLE 22550 0 0