0000837286-11-000006.txt : 20110726 0000837286-11-000006.hdr.sgml : 20110726 20110726095830 ACCESSION NUMBER: 0000837286-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110726 DATE AS OF CHANGE: 20110726 EFFECTIVENESS DATE: 20110726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAY GERALD L & ASSOCIATES LTD CENTRAL INDEX KEY: 0000837286 IRS NUMBER: 751567129 STATE OF INCORPORATION: TX FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02345 FILM NUMBER: 11986104 BUSINESS ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 2149541900 MAIL ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 FORMER COMPANY: FORMER CONFORMED NAME: RAY GERALD L & ASSOCIATES INC DATE OF NAME CHANGE: 19990407 13F-HR 1 o13f063011.txt U.S.SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment ( ) This Amendment (Check only one.): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gerald L. Ray & Associates, Ltd. Address: 1445 Ross Ave. Suite 5600 Dallas, TX 75202 13F File Number: 028-02345 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Joseph H. Ray Title: President Phone: 214-954-1900 Signature, Place, and Date of Signing: Gerald L. Ray Dallas, TX July 26, 2011 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM COM 88579y101 499 5266 SH Sole 3066 2200 ABBOTT LABS COM 002824100 366 6952 SH Sole 5352 1600 1052 20000 SH Defined 16000 4000 AFLAC INC COM COM 001055102 163 3499 SH Sole 499 3000 89 1900 SH Defined 1200 700 ALCOA INC COM 013817101 229 14415 SH Sole 14215 200 ALLOS THERAPEUTICS INC COM COM 019777101 612 286150 SH Sole 261400 24750 53 25000 SH Defined 25000 ALLSTATE CORP COM 020002101 95 3114 SH Sole 1774 1340 326 10662 SH Defined 9862 800 ALTRIA GROUP INC COM COM 02209S103 1746 66111 SH Sole 42627 23484 726 27500 SH Defined 22500 5000 AMERICA MOVIL SAB CV SPON ADR COM 02364W105 210 3901 SH Sole 901 3000 AMERICAN CAMPUS CMNTYS COM COM 024835100 433 12200 SH Sole 12200 89 2500 SH Defined 2500 AMERICAN EXPRESS CO COM 025816109 772 14930 SH Sole 13420 1510 523 10125 SH Defined 10125 AMERICAN TOWER CORP CL A COM 029912201 212 4050 SH Sole 1600 2450 AMGEN COM 031162100 7278 124733 SH Sole 108733 16000 1344 23040 SH Defined 23040 ANADARKO PETE CORP COM COM 032511107 492 6415 SH Sole 6115 300 APACHE CORP COM COM 037411105 3683 29850 SH Sole 25350 4500 370 3000 SH Defined 3000 APPLE INC COM COM 037833100 6368 18971 SH Sole 17156 1815 1544 4600 SH Defined 4600 AT&T INC COM COM 00206R102 2069 65858 SH Sole 54774 11084 BANCFIRST CORP COM COM 05945F103 232 6000 SH Sole 6000 BANK OF AMERICA CORP COM COM 060505104 3445 314285 SH Sole 283673 30612 759 69245 SH Defined 67048 2197 BAXTER INTL INC COM 071813109 125 2100 SH Sole 2100 478 8000 SH Defined 8000 BELO CORP COM SER B COM 080555204 84 12000 SH Defined 8000 4000 BLACKSTONE GROUP L P COM UNIT COM 09253U108 224 13500 SH Sole 13500 89 5350 SH Defined 3850 1500 BOEING CO COM 097023105 2043 27633 SH Sole 24508 3125 559 7560 SH Defined 7560 BOSTON PROPERTIES INC COM COM 101121101 478 4500 SH Sole 3000 1500 1645 15500 SH Defined 11000 4500 BRISTOL MYERS SQUIBB COM 110122108 2261 78057 SH Sole 61249 16808 1599 55200 SH Defined 48400 6800 BUCKEYE PARTNERS L P UNIT LTD COM 118230101 362 5600 SH Sole 2300 3300 BUILD A BEAR WORKSHOP COM COM 120076104 133 20500 SH Sole 20500 CAMPBELL SOUP CO COM 134429109 2 53 SH Sole 53 415 12000 SH Defined 9400 2600 CAPITAL & COUNTIES PROPERTIES COM 9EQ2DO0I4 54 27200 SH Sole 27200 CAPITAL SHOPPING CENTRES GROUP COM 486799000 109 27200 SH Sole 27200 CARNIVAL CORP PAIRED CTF COM 143658300 120 3200 SH Sole 3200 384 10200 SH Defined 7200 3000 CATERPILLAR INC DEL COM COM 149123101 5661 53177 SH Sole 47177 6000 21 200 SH Defined 200 CBL & ASSOC PPTYS INC COM 124830100 291 16054 SH Sole 14954 1100 2702 149018 SH Defined 121336 27682 CBS CORP NEW CL B COM 124857202 211 7403 SH Defined 6362 1041 CELGENE CORP COM COM 151020104 8634 143130 SH Sole 129080 14050 1261 20900 SH Defined 20900 CENTURYLINK INC COM COM 156700106 741 18325 SH Sole 13925 4400 CHEVRON CORP COM COM 166764100 2555 24841 SH Sole 15620 9221 869 8454 SH Defined 8146 308 CIENA CORP COM COM 171779309 295 16042 SH Sole 15042 1000 CIGNA CORP COM COM 125509109 914 17775 SH Defined 17775 CISCO SYS INC COM 17275R102 2846 182318 SH Sole 163918 18400 94 6000 SH Defined 6000 CITIGROUP INC COM NEW COM 172967424 3737 89736 SH Sole 82993 6743 316 7596 SH Defined 7538 58 COACH INC COM COM 189754104 216 3375 SH Sole 1375 2000 COCA COLA CO COM 191216100 2409 35804 SH Sole 26942 8862 3364 50000 SH Defined 41000 9000 COLGATE PALMOLIVE CO COM 194162103 5739 65659 SH Sole 52480 13179 2998 34300 SH Defined 27500 6800 COMMERCIAL METALS CO COM COM 201723103 705 49132 SH Sole 45132 4000 316 22000 SH Defined 22000 CONOCOPHILLIPS COM COM 20825C104 758 10075 SH Sole 6050 4025 383 5100 SH Defined 3300 1800 CORNING INC COM 219350105 1379 75996 SH Sole 68996 7000 COVIDIEN PLC SHS COM G2554F113 65 1225 SH Sole 1225 452 8485 SH Defined 7205 1280 CVS CAREMARK CORP COM COM 126650100 1172 31199 SH Sole 18467 12732 75 2000 SH Defined 2000 CYTOKINETICS INC COM COM 23282W100 17 13300 SH Sole 13300 DANAHER CORP DEL COM COM 235851102 325 6134 SH Sole 6134 DEERE & CO COM COM 244199105 327 3969 SH Sole 1574 2395 DELL INC COM COM 24702R101 180 10770 SH Sole 10770 840 50400 SH Defined 27000 23400 DENDREON CORP COM COM 24823Q107 777 19695 SH Sole 17545 2150 118 3000 SH Defined 3000 DEVON ENERGY CORP NEW COM COM 25179M103 215 2730 SH Sole 1930 800 DIRECTV COM CL A COM 25490A101 13 246 SH Sole 246 484 9529 SH Defined 6312 3217 DISNEY COM STK COM 254687106 2582 66145 SH Sole 55389 10756 1089 27900 SH Defined 21300 6600 DOMINION RES INC VA COM 25746u109 757 15691 SH Sole 7991 7700 502 10400 SH Defined 7900 2500 DOW CHEMICAL CO COM 260543103 156 4330 SH Sole 1400 2930 56 1546 SH Defined 1546 DRYSHIPS INC SHS COM Y2109Q101 133 31700 SH Sole 28700 3000 DU PONT E I DE NEMOURS COM 263534109 4892 90505 SH Sole 78505 12000 443 8200 SH Defined 8200 DUKE ENERGY CORP COM 26441C105 536 28491 SH Sole 21107 7384 282 15000 SH Defined 11500 3500 E M C CORP MASS COM COM 268648102 763 27700 SH Sole 27700 275 10000 SH Defined 10000 EL PASO CORP COM COM 28336L109 4 200 SH Sole 200 311 15400 SH Defined 15200 200 ELAN PLC ADR COM 284131208 161 14200 SH Sole 12200 2000 ELECTRONIC ARTS INC COM COM 285512109 126 5320 SH Sole 4820 500 118 5000 SH Defined 5000 ELI LILLY & COMPANY COM 532457108 8 200 SH Sole 200 1231 32800 SH Defined 24000 8800 EMERSON ELEC CO COM COM 291011104 228 4047 SH Sole 2247 1800 ENBRIDGE ENERGY MNGMT (STK DIV COM 29250X103 462 14943 SH Sole 2838 12104 ENBRIDGE ENERGY PRTNRS COM COM 29250R106 748 24890 SH Sole 18690 6200 226 7500 SH Defined 6500 1000 ENERGY TRANSFER EQUITY COM UT COM 29273V100 207 4600 SH Sole 1200 3400 ENERGY VISION INTL INC COM COM 29276A103 0 13200 SH Sole 13200 ENTERGY CORP NEW COM COM 29364G103 369 5398 SH Sole 4498 900 ENTERPRISE PRODS PARTN COM COM 293792107 2846 65871 SH Sole 51253 14618 864 20000 SH Defined 17647 2353 EOG RES INC COM COM 26875P101 1178 11265 SH Sole 10565 700 ERICSSON L M TEL CO ADR B SEK COM 294821608 151 10504 SH Sole 10504 EXXON MOBIL CORP COM COM 30231G102 6001 73743 SH Sole 52193 21549 419 5154 SH Defined 5154 F5 NETWORKS INC COM COM 315616102 339 3075 SH Sole 3075 FEDEX CORP COM 31428X106 741 7810 SH Sole 6510 1300 567 5975 SH Defined 4175 1800 FIRST FINL BANKSHARES COM COM 32020R109 305 8851 SH Sole 5362 3489 FIRST HORIZON NATL CP COM COM 320517105 120 12597 SH Sole 12597 FORD MTR CO DEL COM 345370860 179 12973 SH Sole 12973 GENERAL ELEC CO COM 369604103 6841 362718 SH Sole 314719 47999 766 40600 SH Defined 40200 400 GENERAL GROWTH PPTYS I COM COM 370023103 209 12512 SH Sole 12512 61 3653 SH Defined 3132 521 GENERAL MLS INC COM 370334104 480 12892 SH Sole 11392 1500 GENERAL MTRS CO COM COM 37045V100 45 1466 SH Sole 1330 136 216 7100 SH Defined 4500 2600 GLAXOSMITHKLINE PLC SPONSORED COM 37733W105 30 702 SH Sole 702 472 11000 SH Defined 9000 2000 GLENCORE INTERNATIONAL PLC COM 00B4T3BW6 106 13500 SH Defined 13500 GOLDMAN SACHS GROUP COM COM 38141G104 1574 11828 SH Sole 11278 550 599 4500 SH Defined 3600 900 GOODRICH CORP COM COM 382388106 1795 18792 SH Sole 18292 500 GOOGLE INC CL A COM 38259P508 555 1096 SH Sole 953 143 HALLIBURTON CO COM COM 406216101 744 14593 SH Sole 14593 HCA HOLDINGS INC COM COM 40412C101 297 9000 SH Defined 9000 HEALTHSPORTS INC COM COM 42223C106 1 15000 SH Sole 15000 HERSHEY CO COM COM 427866108 527 9266 SH Sole 2991 6275 216 3800 SH Defined 3800 HEWLETT PACKARD CO COM COM 428236103 3677 101022 SH Sole 88319 12703 26 720 SH Defined 720 HOLOGIC INC COM COM 436440101 305 15100 SH Sole 10300 4800 HOME DEPOT INC COM 437076102 874 24135 SH Sole 23735 400 HONEYWELL INTL INC COM COM 438516106 7146 119923 SH Sole 107173 12750 HSBC HLDGS PLC SPON ADR NEW COM 404280406 218 4401 SH Sole 23 4378 INTEL CORP COM 458140100 4716 212830 SH Sole 183597 29233 731 33000 SH Defined 26600 6400 INTERNATIONAL BUSINESS M COM 459200101 5585 32554 SH Sole 28554 4000 2024 11800 SH Defined 11800 J P MORGAN CHASE & CO COM COM 46625H100 7016 171363 SH Sole 156133 15230 1440 35162 SH Defined 35162 JOHNSON & JOHNSON COM 478160104 4744 71317 SH Sole 52657 18660 1942 29200 SH Defined 27240 1960 JUNIPER NETWORKS INC COM COM 48203R104 215 6825 SH Sole 2325 4500 KANSAS CITY SOUTHERN COM NEW COM 485170302 2806 47300 SH Sole 45300 2000 297 5000 SH Defined 5000 KELLOGG CO COM 487836108 664 12000 SH Defined 9400 2600 KIMBERLY CLARK CORP COM 494368103 439 6591 SH Sole 4591 2000 572 8600 SH Defined 5600 3000 KINDER MORGAN ENERGY UT LTD PA COM 494550106 2192 30190 SH Sole 24890 5300 711 9800 SH Defined 7800 2000 KINDER MORGAN MGMT (STK DIV) COM 49455U100 867 13225 SH Sole 6355 6870 30 452 SH Defined 452 KRAFT FOODS INC CL A COM 50075N104 1814 51492 SH Sole 33779 17713 808 22931 SH Defined 19473 3458 L-3 COMMUNICATNS HLDGS COM COM 502424104 880 10066 SH Sole 7991 2075 LAS VEGAS SANDS CORP COM COM 517834107 2186 51800 SH Sole 47800 4000 422 10000 SH Defined 10000 LAUDER ESTEE COS INC CL A COM 518439104 643 6117 SH Sole 6117 1746 16600 SH Defined 13800 2800 LIBERTY MEDIA HLDG CRP CAP COM COM 53071M302 204 2384 SH Defined 1579 805 LIBERTY MEDIA HLDG CRP INT COM COM 53071M104 4 260 SH Sole 260 200 11938 SH Defined 7906 4032 LOWES COS INC COM COM 548661107 550 23600 SH Sole 20600 3000 MACERICH CO COM COM 554382101 144 2691 SH Sole 2152 539 1054 19704 SH Defined 18172 1532 MAGELLAN MIDSTREAM PRT COM UNI COM 559080106 1350 22598 SH Sole 16166 6432 1244 20835 SH Defined 18571 2264 MANITOWOC INC COM COM 563571108 1066 63300 SH Sole 60800 2500 253 15000 SH Defined 15000 MANULIFE FINL CORP COM COM 56501R106 196 11072 SH Sole 6122 4950 MARRIOTT INTL COM 571903202 419 11816 SH Sole 11816 430 12126 SH Defined 12126 MASTERCARD INC CL A COM 57636Q104 121 400 SH Sole 400 241 800 SH Defined 400 400 MEAD JOHNSON NUTRI CO COM CL A COM 582839106 298 4418 SH Sole 4418 338 5000 SH Defined 4500 500 MEDCO HEALTH SOLUTIONS COM COM 58405U102 1350 23881 SH Sole 22579 1302 1681 29742 SH Defined 27502 2240 MERCK & CO INC NEW COM COM 58933Y105 498 14125 SH Sole 5985 8140 1721 48779 SH Defined 44089 4690 METLIFE INC COM COM 59156R108 592 13504 SH Sole 11004 2500 237 5400 SH Defined 4000 1400 MGM RESORTS INTERNATIO COM COM 552953101 1262 95550 SH Sole 88650 6900 198 15000 SH Defined 15000 MICROSOFT CORP COM COM 594918104 2934 112842 SH Sole 98092 14750 322 12400 SH Defined 12400 MIRANT CORP ESCROW COM 604675991 0 14500 SH Sole 14500 MONSANTO CO NEW COM COM 61166W101 1367 18844 SH Sole 17574 1270 233 3216 SH Defined 1854 1362 MORGAN STANLEY COM NEW COM 617446448 229 9960 SH Sole 9960 170 7408 SH Defined 6608 800 NEWTEK BUSINESS SVCS COM COM 652526104 17 10000 SH Sole 10000 NEXTERA ENERGY INC COM COM 65339F101 375 6520 SH Sole 3220 3300 185 3220 SH Defined 3220 NORDSTROM INC COM COM 655664100 484 10310 SH Sole 9410 900 NORFOLK SOUTHERN CORP COM 655844108 821 10955 SH Sole 8155 2800 146 1950 SH Defined 1950 NVIDIA CORP COM COM 67066G104 703 44100 SH Sole 41800 2300 191 12000 SH Defined 12000 OCCIDENTAL PETRO CORP DEL COM 674599105 303 2912 SH Sole 2912 ONEOK PARTNERS LP UNIT LTD PAR COM 68268N103 1357 15908 SH Sole 13508 2400 682 8000 SH Defined 7000 1000 ORACLE CORP COM COM 68389X105 501 15209 SH Sole 11709 3500 PEABODY ENERGY CORP COM COM 704549104 295 5000 SH Sole 2800 2200 PEPSICO INC COM 713448108 6615 93928 SH Sole 71794 22134 1931 27420 SH Defined 25580 1840 PFIZER INC COM 717081103 3285 159467 SH Sole 144551 14916 670 32520 SH Defined 32100 420 PHILIP MORRIS INTL INC COM COM 718172109 4786 71675 SH Sole 48991 22684 1856 27800 SH Defined 22800 5000 PHOENIX ASSOCIATES LND COM COM 719005100 0 1250000 SH Sole 1250000 PLAINS ALL AM PIPELINE UNIT LT COM 726503105 1146 17908 SH Sole 15208 2700 PNC FINL SVCS GROUP COM COM 693475105 408 6852 SH Sole 6852 280 4700 SH Defined 4000 700 PRAXAIR INC COM COM 74005P104 653 6022 SH Sole 6022 184 1700 SH Defined 1700 PROCTER & GAMBLE CO COM 742718109 4923 77450 SH Sole 39650 37800 1567 24650 SH Defined 18410 6240 PULTE HOMES INC COM COM 745867101 184 24033 SH Sole 24033 QUICKSILVER RESOURCES COM COM 74837R104 287 19470 SH Sole 16470 3000 REGENERON PHARMACEUTICALS COM 75886F107 4452 78505 SH Sole 69005 9500 227 4000 SH Defined 4000 REPUBLIC SVCS INC COM COM 760759100 514 16670 SH Sole 11270 5400 RETRACTABLE TECHNOLS COM COM 76129W105 23 15000 SH Sole 15000 SABINE ROYALTY TR COM 785688102 229 3600 SH Sole 3600 191 3000 SH Defined 3000 SAN JUAN BASIN RTY TR UNIT BEN COM 798241105 400 16600 SH Sole 16600 SANDISK CORP COM COM 80004C101 5492 132340 SH Sole 121390 10950 257 6200 SH Defined 6200 SANGAMO BIOSCIENCES COM COM 800677106 511 86824 SH Sole 83324 3500 29 5000 SH Defined 5000 SCHLUMBERGER LTD COM 806857108 1989 23023 SH Sole 21123 1900 SCHOLASTIC CORP COM COM 807066105 293 11000 SH Defined 9000 2000 SEALED AIR CORP NEW COM COM 81211K100 224 9400 SH Sole 9400 SIMON PPTY GROUP NEW COM COM 828806109 622 5353 SH Sole 3558 1795 2326 20008 SH Defined 17433 2575 SOUTHERN CO COM COM 842587107 238 5900 SH Sole 3600 2300 20 500 SH Defined 500 SOUTHERN UN CO NEW COM COM 844030106 96 2390 SH Sole 2390 485 12076 SH Defined 9976 2100 SOUTHWEST AIRLS CO COM 844741108 10769 942968 SH Sole 895559 47409 765 66980 SH Defined 66980 SPECTRA ENERGY CORP COM COM 847560109 223 8146 SH Sole 7146 1000 288 10500 SH Defined 7000 3500 ST JUDE MED INC COM COM 790849103 86 1800 SH Sole 1800 114 2400 SH Defined 2400 STANLEY BLACK & DECKER COM COM 854502101 43 600 SH Sole 600 735 10200 SH Defined 10200 STARBUCKS CORP COM COM 855244109 527 13350 SH Sole 13350 SYMANTEC CORP COM COM 871503108 877 44470 SH Sole 38470 6000 TAUBMAN CTRS INC COM COM 876664103 592 10000 SH Defined 10000 TE CONNECTIVITY LTD REG SHS COM H84989104 51 1386 SH Sole 1386 296 8052 SH Defined 6772 1280 TEREX CORP NEW COM COM 880779103 409 14380 SH Sole 13380 1000 TEVA PHARMACEUTCL INDS ADR COM 881624209 405 8408 SH Sole 8208 200 TEXAS INSTRS INC COM COM 882508104 741 22571 SH Sole 20267 2305 57 1750 SH Defined 1250 500 THERMO FISHER SCIENTIF COM COM 883556102 2116 32865 SH Sole 25315 7550 378 5875 SH Defined 5375 500 TIME WARNER CABLE INC COM COM 88732J207 141 1807 SH Sole 1226 581 121 1556 SH Defined 1556 TIME WARNER INC COM COM 887317303 474 13030 SH Sole 10410 2620 225 6200 SH Defined 6200 TOYOTA MOTOR CORP SP ADR REP2C COM 892331307 579 7026 SH Sole 7026 TYCO INTERNATIONAL LTD SHS COM H89128104 796 16113 SH Sole 12363 3750 463 9364 SH Defined 8084 1280 ULTRA PETROLEUM CORP COM COM 903914109 215 4700 SH Sole 4700 UNDER ARMOUR INC CL A COM 904311107 3442 44525 SH Sole 41075 3450 UNITED HEALTHCARE CORP COM 91324P102 2295 44485 SH Sole 39085 5400 1831 35500 SH Defined 31500 4000 UNITED PARCEL SERVICE CL B COM 911312106 281 3851 SH Sole 3251 600 51 700 SH Defined 500 200 UNITED TECHNOLOGIES CORP COM 913017109 2225 25140 SH Sole 19340 5800 40 450 SH Defined 450 VERIZON COMMUNICATIONS COM COM 92343V104 379 10169 SH Sole 5994 4175 VERTEX PHARMACEUTICALS COM COM 92532F100 218 4200 SH Sole 4200 VIACOM INC CL B COM 92553P201 5 100 SH Sole 100 455 8928 SH Defined 6174 2754 VISA INC COM CL A COM 92826C839 1691 20063 SH Sole 18913 1150 1302 15450 SH Defined 12650 2800 VISEON INC COM COM 928297100 0 12000 SH Sole 12000 VODAFONE GROUP PLC NEW SPONS A COM 92857W209 5 189 SH Sole 189 269 10059 SH Defined 9403 656 WAL MART STORES INC COM 931142103 6488 122099 SH Sole 111999 10100 329 6200 SH Defined 6000 200 WALGREEN CO COM COM 931422109 356 8393 SH Sole 1793 6600 WEATHERFORD INTL LTD REG COM H27013103 447 23850 SH Sole 21450 2400 WELLPOINT HEALTH NETWK (NEW) COM 94973V107 437 5554 SH Sole 3854 1700 WELLS FARGO & COMPANY COM 949746101 1260 44921 SH Sole 44121 800 398 14183 SH Defined 14183 WESTERN UN CO COM COM 959802109 10 500 SH Sole 500 399 19920 SH Defined 19920 WILLIAMS COS INC DEL COM COM 969457100 884 29234 SH Sole 21234 8000 3 100 SH Defined 100 WILLIAMS PARTNERS L P COM UNIT COM 96950F104 402 7415 SH Sole 5815 1600 WINDSTREAM CORP COM COM 97381W104 233 18010 SH Sole 2895 15115 XEROX CORP COM COM 984121103 2033 195330 SH Sole 180930 14400 125 12000 SH Defined 12000 YAHOO INC COM COM 984332106 173 11525 SH Sole 11525 YUM BRANDS INC COM 988498101 269 4862 SH Sole 2250 2612 ZIMMER HLDGS INC COM COM 98956p102 58 920 SH Sole 920 319 5040 SH Defined 4360 680 ISHARES TR DJ HOME CONSTN 464288752 391 30790.000 SH Sole 30790.000 ISHARES TR DJ OIL&GAS EXP 464288851 871 12557.000 SH Sole 11357.000 1200.000 ISHARES TR DJ US FINL SVC 464287770 1576 28900.000 SH Sole 27550.000 1350.000 11 200.000 SH Defined 200.000 ISHARES TR FTSE XNHUA IDX 464287184 220 5120.000 SH Sole 5120.000 ISHARES TR MSCI EAFE IDX 464287465 1135 18880.029 SH Sole 15674.000 3206.029 ISHARES TR MSCI EMERG MKT 464287234 1195 25105.000 SH Sole 25005.000 100.000 14 300.000 SH Defined 300.000 ISHARES TR NASDQ BIO INDX 464287556 923 8650.000 SH Sole 8390.000 260.000 ISHARES TR PHLX SOX SEMICND 464287523 310 5580.000 SH Sole 5480.000 100.000 ISHARES TR RUSSELL MIDCAP 464287499 512 4682.000 SH Sole 4682.000 ISHARES TR S&P500 GRW 464287309 478 6884.000 SH Sole 6884.000 ISHARES TR US PFD STK IDX 464288687 216 5450.000 SH Sole 5450.000 POWERSHARES ETF TRUST WATER RE 73935X575 391 20190.000 SH Sole 20190.000 6 300.000 SH Defined 300.000 POWERSHARES INDIA ETF INDIA PO 73935L100 446 19005.000 SH Sole 18005.000 1000.000 POWERSHARES QQQ TRUST UNIT SER 73935A104 1589 27845.000 SH Sole 27245.000 600.000 34 600.000 SH Defined 600.000 SELECT SECTOR SPDR TR SBI MATE 81369Y100 427 10835.000 SH Sole 10035.000 800.000 SPDR INDEX SHS FDS ASIA PACIF 78463X301 605 7155.000 SH Sole 7155.000 SPDR INDEX SHS FDS DJWS INTL R 78463X863 1343 33250.000 SH Sole 33250.000 UNITED STATES NATL GAS UNIT NE 912318110 124 11225.000 SH Sole 11225.000 VANGUARD INDEX FDS MID CAP ETF 922908629 346 4300.000 SH Sole 3100.000 1200.000 VANGUARD INDEX FDS SM CP VAL E 922908611 272 3886.000 SH Sole 3886.000 VANGUARD INDEX FDS SMALL CP ET 922908751 353 4517.000 SH Sole 3317.000 1200.000 VANGUARD INDEX FDS SML CP GRW 922908595 728 8479.000 SH Sole 8479.000 VANGUARD INDEX FDS VALUE ETF 922908744 318 5673.000 SH Sole 5673.000 VANGUARD INTL EQTY IDX ALLWRLD 922042775 286 5750.000 SH Sole 3450.000 2300.000 15 300.000 SH Defined 300.000 VANGUARD INTL EQTY IDX EMR MKT 922042858 2014 41420.000 SH Sole 33820.000 7600.000 4 75.000 SH Defined 75.000 VANGUARD TAX-MANAGED EUROPE PA 921943858 363 9530.000 SH Sole 7930.000 1600.000 WISDOMTREE TRUST AUSTRALIA DIV 97717W810 216 3490.000 SH Sole 3190.000 300.000 WISDOMTREE TRUST DEFA FD 97717W703 898 17900.000 SH Sole 12300.000 5600.000 BANK OF AMERICA CORP PFD 1/120 060505583 794 41700 SH Sole 39300 2400 BANK OF AMERICA CORP PFD PER1/ 060505815 477 25000 SH Sole 25000 BANK OF AMERICA CORP PFD1/1200 060505633 189 11000 SH Sole 9000 2000 GOLDMAN SACHS GROUP IN PFD 1/1 38144X609 1166 48450 SH Sole 48450 GOLDMAN SACHS GROUP IN SHS D 1 38144G804 603 27100 SH Sole 27100 GOLDMAN SACHS GROUP PFD A 1/10 38143Y665 3681 172742 SH Sole 157300 15442 21 1000 SH Defined 1000 METLIFE INC PFD A FLT RATE 59156R504 644 26482 SH Sole 19482 7000 5 200 SH Defined 200
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 363 Form 13F Information Table Value Total: $357,241 (x1000) List of Other Included Managers: N/A