0000837286-11-000006.txt : 20110726
0000837286-11-000006.hdr.sgml : 20110726
20110726095830
ACCESSION NUMBER: 0000837286-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110726
DATE AS OF CHANGE: 20110726
EFFECTIVENESS DATE: 20110726
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAY GERALD L & ASSOCIATES LTD
CENTRAL INDEX KEY: 0000837286
IRS NUMBER: 751567129
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02345
FILM NUMBER: 11986104
BUSINESS ADDRESS:
STREET 1: 1445 ROSS AVE
STREET 2: SUITE 5600
CITY: DALLAS
STATE: TX
ZIP: 75202
BUSINESS PHONE: 2149541900
MAIL ADDRESS:
STREET 1: 1445 ROSS AVE
STREET 2: SUITE 5600
CITY: DALLAS
STATE: TX
ZIP: 75202
FORMER COMPANY:
FORMER CONFORMED NAME: RAY GERALD L & ASSOCIATES INC
DATE OF NAME CHANGE: 19990407
13F-HR
1
o13f063011.txt
U.S.SECURITIES AND EXCHANGE COMMISSION
FORM 13F-HR
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment ( )
This Amendment (Check only one.): ( ) is a restatement.
( ) adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gerald L. Ray & Associates, Ltd.
Address: 1445 Ross Ave.
Suite 5600
Dallas, TX 75202
13F File Number: 028-02345
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Person signing this Report on Behalf of Reporting Manager:
Name: Joseph H. Ray
Title: President
Phone: 214-954-1900
Signature, Place, and Date of Signing:
Gerald L. Ray Dallas, TX July 26, 2011
Report Type (Check only one.):
(X) 13F HOLDINGS REPORT.
( ) 13F NOTICE.
( ) 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: N/A
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM COM 88579y101 499 5266 SH Sole 3066 2200
ABBOTT LABS COM 002824100 366 6952 SH Sole 5352 1600
1052 20000 SH Defined 16000 4000
AFLAC INC COM COM 001055102 163 3499 SH Sole 499 3000
89 1900 SH Defined 1200 700
ALCOA INC COM 013817101 229 14415 SH Sole 14215 200
ALLOS THERAPEUTICS INC COM COM 019777101 612 286150 SH Sole 261400 24750
53 25000 SH Defined 25000
ALLSTATE CORP COM 020002101 95 3114 SH Sole 1774 1340
326 10662 SH Defined 9862 800
ALTRIA GROUP INC COM COM 02209S103 1746 66111 SH Sole 42627 23484
726 27500 SH Defined 22500 5000
AMERICA MOVIL SAB CV SPON ADR COM 02364W105 210 3901 SH Sole 901 3000
AMERICAN CAMPUS CMNTYS COM COM 024835100 433 12200 SH Sole 12200
89 2500 SH Defined 2500
AMERICAN EXPRESS CO COM 025816109 772 14930 SH Sole 13420 1510
523 10125 SH Defined 10125
AMERICAN TOWER CORP CL A COM 029912201 212 4050 SH Sole 1600 2450
AMGEN COM 031162100 7278 124733 SH Sole 108733 16000
1344 23040 SH Defined 23040
ANADARKO PETE CORP COM COM 032511107 492 6415 SH Sole 6115 300
APACHE CORP COM COM 037411105 3683 29850 SH Sole 25350 4500
370 3000 SH Defined 3000
APPLE INC COM COM 037833100 6368 18971 SH Sole 17156 1815
1544 4600 SH Defined 4600
AT&T INC COM COM 00206R102 2069 65858 SH Sole 54774 11084
BANCFIRST CORP COM COM 05945F103 232 6000 SH Sole 6000
BANK OF AMERICA CORP COM COM 060505104 3445 314285 SH Sole 283673 30612
759 69245 SH Defined 67048 2197
BAXTER INTL INC COM 071813109 125 2100 SH Sole 2100
478 8000 SH Defined 8000
BELO CORP COM SER B COM 080555204 84 12000 SH Defined 8000 4000
BLACKSTONE GROUP L P COM UNIT COM 09253U108 224 13500 SH Sole 13500
89 5350 SH Defined 3850 1500
BOEING CO COM 097023105 2043 27633 SH Sole 24508 3125
559 7560 SH Defined 7560
BOSTON PROPERTIES INC COM COM 101121101 478 4500 SH Sole 3000 1500
1645 15500 SH Defined 11000 4500
BRISTOL MYERS SQUIBB COM 110122108 2261 78057 SH Sole 61249 16808
1599 55200 SH Defined 48400 6800
BUCKEYE PARTNERS L P UNIT LTD COM 118230101 362 5600 SH Sole 2300 3300
BUILD A BEAR WORKSHOP COM COM 120076104 133 20500 SH Sole 20500
CAMPBELL SOUP CO COM 134429109 2 53 SH Sole 53
415 12000 SH Defined 9400 2600
CAPITAL & COUNTIES PROPERTIES COM 9EQ2DO0I4 54 27200 SH Sole 27200
CAPITAL SHOPPING CENTRES GROUP COM 486799000 109 27200 SH Sole 27200
CARNIVAL CORP PAIRED CTF COM 143658300 120 3200 SH Sole 3200
384 10200 SH Defined 7200 3000
CATERPILLAR INC DEL COM COM 149123101 5661 53177 SH Sole 47177 6000
21 200 SH Defined 200
CBL & ASSOC PPTYS INC COM 124830100 291 16054 SH Sole 14954 1100
2702 149018 SH Defined 121336 27682
CBS CORP NEW CL B COM 124857202 211 7403 SH Defined 6362 1041
CELGENE CORP COM COM 151020104 8634 143130 SH Sole 129080 14050
1261 20900 SH Defined 20900
CENTURYLINK INC COM COM 156700106 741 18325 SH Sole 13925 4400
CHEVRON CORP COM COM 166764100 2555 24841 SH Sole 15620 9221
869 8454 SH Defined 8146 308
CIENA CORP COM COM 171779309 295 16042 SH Sole 15042 1000
CIGNA CORP COM COM 125509109 914 17775 SH Defined 17775
CISCO SYS INC COM 17275R102 2846 182318 SH Sole 163918 18400
94 6000 SH Defined 6000
CITIGROUP INC COM NEW COM 172967424 3737 89736 SH Sole 82993 6743
316 7596 SH Defined 7538 58
COACH INC COM COM 189754104 216 3375 SH Sole 1375 2000
COCA COLA CO COM 191216100 2409 35804 SH Sole 26942 8862
3364 50000 SH Defined 41000 9000
COLGATE PALMOLIVE CO COM 194162103 5739 65659 SH Sole 52480 13179
2998 34300 SH Defined 27500 6800
COMMERCIAL METALS CO COM COM 201723103 705 49132 SH Sole 45132 4000
316 22000 SH Defined 22000
CONOCOPHILLIPS COM COM 20825C104 758 10075 SH Sole 6050 4025
383 5100 SH Defined 3300 1800
CORNING INC COM 219350105 1379 75996 SH Sole 68996 7000
COVIDIEN PLC SHS COM G2554F113 65 1225 SH Sole 1225
452 8485 SH Defined 7205 1280
CVS CAREMARK CORP COM COM 126650100 1172 31199 SH Sole 18467 12732
75 2000 SH Defined 2000
CYTOKINETICS INC COM COM 23282W100 17 13300 SH Sole 13300
DANAHER CORP DEL COM COM 235851102 325 6134 SH Sole 6134
DEERE & CO COM COM 244199105 327 3969 SH Sole 1574 2395
DELL INC COM COM 24702R101 180 10770 SH Sole 10770
840 50400 SH Defined 27000 23400
DENDREON CORP COM COM 24823Q107 777 19695 SH Sole 17545 2150
118 3000 SH Defined 3000
DEVON ENERGY CORP NEW COM COM 25179M103 215 2730 SH Sole 1930 800
DIRECTV COM CL A COM 25490A101 13 246 SH Sole 246
484 9529 SH Defined 6312 3217
DISNEY COM STK COM 254687106 2582 66145 SH Sole 55389 10756
1089 27900 SH Defined 21300 6600
DOMINION RES INC VA COM 25746u109 757 15691 SH Sole 7991 7700
502 10400 SH Defined 7900 2500
DOW CHEMICAL CO COM 260543103 156 4330 SH Sole 1400 2930
56 1546 SH Defined 1546
DRYSHIPS INC SHS COM Y2109Q101 133 31700 SH Sole 28700 3000
DU PONT E I DE NEMOURS COM 263534109 4892 90505 SH Sole 78505 12000
443 8200 SH Defined 8200
DUKE ENERGY CORP COM 26441C105 536 28491 SH Sole 21107 7384
282 15000 SH Defined 11500 3500
E M C CORP MASS COM COM 268648102 763 27700 SH Sole 27700
275 10000 SH Defined 10000
EL PASO CORP COM COM 28336L109 4 200 SH Sole 200
311 15400 SH Defined 15200 200
ELAN PLC ADR COM 284131208 161 14200 SH Sole 12200 2000
ELECTRONIC ARTS INC COM COM 285512109 126 5320 SH Sole 4820 500
118 5000 SH Defined 5000
ELI LILLY & COMPANY COM 532457108 8 200 SH Sole 200
1231 32800 SH Defined 24000 8800
EMERSON ELEC CO COM COM 291011104 228 4047 SH Sole 2247 1800
ENBRIDGE ENERGY MNGMT (STK DIV COM 29250X103 462 14943 SH Sole 2838 12104
ENBRIDGE ENERGY PRTNRS COM COM 29250R106 748 24890 SH Sole 18690 6200
226 7500 SH Defined 6500 1000
ENERGY TRANSFER EQUITY COM UT COM 29273V100 207 4600 SH Sole 1200 3400
ENERGY VISION INTL INC COM COM 29276A103 0 13200 SH Sole 13200
ENTERGY CORP NEW COM COM 29364G103 369 5398 SH Sole 4498 900
ENTERPRISE PRODS PARTN COM COM 293792107 2846 65871 SH Sole 51253 14618
864 20000 SH Defined 17647 2353
EOG RES INC COM COM 26875P101 1178 11265 SH Sole 10565 700
ERICSSON L M TEL CO ADR B SEK COM 294821608 151 10504 SH Sole 10504
EXXON MOBIL CORP COM COM 30231G102 6001 73743 SH Sole 52193 21549
419 5154 SH Defined 5154
F5 NETWORKS INC COM COM 315616102 339 3075 SH Sole 3075
FEDEX CORP COM 31428X106 741 7810 SH Sole 6510 1300
567 5975 SH Defined 4175 1800
FIRST FINL BANKSHARES COM COM 32020R109 305 8851 SH Sole 5362 3489
FIRST HORIZON NATL CP COM COM 320517105 120 12597 SH Sole 12597
FORD MTR CO DEL COM 345370860 179 12973 SH Sole 12973
GENERAL ELEC CO COM 369604103 6841 362718 SH Sole 314719 47999
766 40600 SH Defined 40200 400
GENERAL GROWTH PPTYS I COM COM 370023103 209 12512 SH Sole 12512
61 3653 SH Defined 3132 521
GENERAL MLS INC COM 370334104 480 12892 SH Sole 11392 1500
GENERAL MTRS CO COM COM 37045V100 45 1466 SH Sole 1330 136
216 7100 SH Defined 4500 2600
GLAXOSMITHKLINE PLC SPONSORED COM 37733W105 30 702 SH Sole 702
472 11000 SH Defined 9000 2000
GLENCORE INTERNATIONAL PLC COM 00B4T3BW6 106 13500 SH Defined 13500
GOLDMAN SACHS GROUP COM COM 38141G104 1574 11828 SH Sole 11278 550
599 4500 SH Defined 3600 900
GOODRICH CORP COM COM 382388106 1795 18792 SH Sole 18292 500
GOOGLE INC CL A COM 38259P508 555 1096 SH Sole 953 143
HALLIBURTON CO COM COM 406216101 744 14593 SH Sole 14593
HCA HOLDINGS INC COM COM 40412C101 297 9000 SH Defined 9000
HEALTHSPORTS INC COM COM 42223C106 1 15000 SH Sole 15000
HERSHEY CO COM COM 427866108 527 9266 SH Sole 2991 6275
216 3800 SH Defined 3800
HEWLETT PACKARD CO COM COM 428236103 3677 101022 SH Sole 88319 12703
26 720 SH Defined 720
HOLOGIC INC COM COM 436440101 305 15100 SH Sole 10300 4800
HOME DEPOT INC COM 437076102 874 24135 SH Sole 23735 400
HONEYWELL INTL INC COM COM 438516106 7146 119923 SH Sole 107173 12750
HSBC HLDGS PLC SPON ADR NEW COM 404280406 218 4401 SH Sole 23 4378
INTEL CORP COM 458140100 4716 212830 SH Sole 183597 29233
731 33000 SH Defined 26600 6400
INTERNATIONAL BUSINESS M COM 459200101 5585 32554 SH Sole 28554 4000
2024 11800 SH Defined 11800
J P MORGAN CHASE & CO COM COM 46625H100 7016 171363 SH Sole 156133 15230
1440 35162 SH Defined 35162
JOHNSON & JOHNSON COM 478160104 4744 71317 SH Sole 52657 18660
1942 29200 SH Defined 27240 1960
JUNIPER NETWORKS INC COM COM 48203R104 215 6825 SH Sole 2325 4500
KANSAS CITY SOUTHERN COM NEW COM 485170302 2806 47300 SH Sole 45300 2000
297 5000 SH Defined 5000
KELLOGG CO COM 487836108 664 12000 SH Defined 9400 2600
KIMBERLY CLARK CORP COM 494368103 439 6591 SH Sole 4591 2000
572 8600 SH Defined 5600 3000
KINDER MORGAN ENERGY UT LTD PA COM 494550106 2192 30190 SH Sole 24890 5300
711 9800 SH Defined 7800 2000
KINDER MORGAN MGMT (STK DIV) COM 49455U100 867 13225 SH Sole 6355 6870
30 452 SH Defined 452
KRAFT FOODS INC CL A COM 50075N104 1814 51492 SH Sole 33779 17713
808 22931 SH Defined 19473 3458
L-3 COMMUNICATNS HLDGS COM COM 502424104 880 10066 SH Sole 7991 2075
LAS VEGAS SANDS CORP COM COM 517834107 2186 51800 SH Sole 47800 4000
422 10000 SH Defined 10000
LAUDER ESTEE COS INC CL A COM 518439104 643 6117 SH Sole 6117
1746 16600 SH Defined 13800 2800
LIBERTY MEDIA HLDG CRP CAP COM COM 53071M302 204 2384 SH Defined 1579 805
LIBERTY MEDIA HLDG CRP INT COM COM 53071M104 4 260 SH Sole 260
200 11938 SH Defined 7906 4032
LOWES COS INC COM COM 548661107 550 23600 SH Sole 20600 3000
MACERICH CO COM COM 554382101 144 2691 SH Sole 2152 539
1054 19704 SH Defined 18172 1532
MAGELLAN MIDSTREAM PRT COM UNI COM 559080106 1350 22598 SH Sole 16166 6432
1244 20835 SH Defined 18571 2264
MANITOWOC INC COM COM 563571108 1066 63300 SH Sole 60800 2500
253 15000 SH Defined 15000
MANULIFE FINL CORP COM COM 56501R106 196 11072 SH Sole 6122 4950
MARRIOTT INTL COM 571903202 419 11816 SH Sole 11816
430 12126 SH Defined 12126
MASTERCARD INC CL A COM 57636Q104 121 400 SH Sole 400
241 800 SH Defined 400 400
MEAD JOHNSON NUTRI CO COM CL A COM 582839106 298 4418 SH Sole 4418
338 5000 SH Defined 4500 500
MEDCO HEALTH SOLUTIONS COM COM 58405U102 1350 23881 SH Sole 22579 1302
1681 29742 SH Defined 27502 2240
MERCK & CO INC NEW COM COM 58933Y105 498 14125 SH Sole 5985 8140
1721 48779 SH Defined 44089 4690
METLIFE INC COM COM 59156R108 592 13504 SH Sole 11004 2500
237 5400 SH Defined 4000 1400
MGM RESORTS INTERNATIO COM COM 552953101 1262 95550 SH Sole 88650 6900
198 15000 SH Defined 15000
MICROSOFT CORP COM COM 594918104 2934 112842 SH Sole 98092 14750
322 12400 SH Defined 12400
MIRANT CORP ESCROW COM 604675991 0 14500 SH Sole 14500
MONSANTO CO NEW COM COM 61166W101 1367 18844 SH Sole 17574 1270
233 3216 SH Defined 1854 1362
MORGAN STANLEY COM NEW COM 617446448 229 9960 SH Sole 9960
170 7408 SH Defined 6608 800
NEWTEK BUSINESS SVCS COM COM 652526104 17 10000 SH Sole 10000
NEXTERA ENERGY INC COM COM 65339F101 375 6520 SH Sole 3220 3300
185 3220 SH Defined 3220
NORDSTROM INC COM COM 655664100 484 10310 SH Sole 9410 900
NORFOLK SOUTHERN CORP COM 655844108 821 10955 SH Sole 8155 2800
146 1950 SH Defined 1950
NVIDIA CORP COM COM 67066G104 703 44100 SH Sole 41800 2300
191 12000 SH Defined 12000
OCCIDENTAL PETRO CORP DEL COM 674599105 303 2912 SH Sole 2912
ONEOK PARTNERS LP UNIT LTD PAR COM 68268N103 1357 15908 SH Sole 13508 2400
682 8000 SH Defined 7000 1000
ORACLE CORP COM COM 68389X105 501 15209 SH Sole 11709 3500
PEABODY ENERGY CORP COM COM 704549104 295 5000 SH Sole 2800 2200
PEPSICO INC COM 713448108 6615 93928 SH Sole 71794 22134
1931 27420 SH Defined 25580 1840
PFIZER INC COM 717081103 3285 159467 SH Sole 144551 14916
670 32520 SH Defined 32100 420
PHILIP MORRIS INTL INC COM COM 718172109 4786 71675 SH Sole 48991 22684
1856 27800 SH Defined 22800 5000
PHOENIX ASSOCIATES LND COM COM 719005100 0 1250000 SH Sole 1250000
PLAINS ALL AM PIPELINE UNIT LT COM 726503105 1146 17908 SH Sole 15208 2700
PNC FINL SVCS GROUP COM COM 693475105 408 6852 SH Sole 6852
280 4700 SH Defined 4000 700
PRAXAIR INC COM COM 74005P104 653 6022 SH Sole 6022
184 1700 SH Defined 1700
PROCTER & GAMBLE CO COM 742718109 4923 77450 SH Sole 39650 37800
1567 24650 SH Defined 18410 6240
PULTE HOMES INC COM COM 745867101 184 24033 SH Sole 24033
QUICKSILVER RESOURCES COM COM 74837R104 287 19470 SH Sole 16470 3000
REGENERON PHARMACEUTICALS COM 75886F107 4452 78505 SH Sole 69005 9500
227 4000 SH Defined 4000
REPUBLIC SVCS INC COM COM 760759100 514 16670 SH Sole 11270 5400
RETRACTABLE TECHNOLS COM COM 76129W105 23 15000 SH Sole 15000
SABINE ROYALTY TR COM 785688102 229 3600 SH Sole 3600
191 3000 SH Defined 3000
SAN JUAN BASIN RTY TR UNIT BEN COM 798241105 400 16600 SH Sole 16600
SANDISK CORP COM COM 80004C101 5492 132340 SH Sole 121390 10950
257 6200 SH Defined 6200
SANGAMO BIOSCIENCES COM COM 800677106 511 86824 SH Sole 83324 3500
29 5000 SH Defined 5000
SCHLUMBERGER LTD COM 806857108 1989 23023 SH Sole 21123 1900
SCHOLASTIC CORP COM COM 807066105 293 11000 SH Defined 9000 2000
SEALED AIR CORP NEW COM COM 81211K100 224 9400 SH Sole 9400
SIMON PPTY GROUP NEW COM COM 828806109 622 5353 SH Sole 3558 1795
2326 20008 SH Defined 17433 2575
SOUTHERN CO COM COM 842587107 238 5900 SH Sole 3600 2300
20 500 SH Defined 500
SOUTHERN UN CO NEW COM COM 844030106 96 2390 SH Sole 2390
485 12076 SH Defined 9976 2100
SOUTHWEST AIRLS CO COM 844741108 10769 942968 SH Sole 895559 47409
765 66980 SH Defined 66980
SPECTRA ENERGY CORP COM COM 847560109 223 8146 SH Sole 7146 1000
288 10500 SH Defined 7000 3500
ST JUDE MED INC COM COM 790849103 86 1800 SH Sole 1800
114 2400 SH Defined 2400
STANLEY BLACK & DECKER COM COM 854502101 43 600 SH Sole 600
735 10200 SH Defined 10200
STARBUCKS CORP COM COM 855244109 527 13350 SH Sole 13350
SYMANTEC CORP COM COM 871503108 877 44470 SH Sole 38470 6000
TAUBMAN CTRS INC COM COM 876664103 592 10000 SH Defined 10000
TE CONNECTIVITY LTD REG SHS COM H84989104 51 1386 SH Sole 1386
296 8052 SH Defined 6772 1280
TEREX CORP NEW COM COM 880779103 409 14380 SH Sole 13380 1000
TEVA PHARMACEUTCL INDS ADR COM 881624209 405 8408 SH Sole 8208 200
TEXAS INSTRS INC COM COM 882508104 741 22571 SH Sole 20267 2305
57 1750 SH Defined 1250 500
THERMO FISHER SCIENTIF COM COM 883556102 2116 32865 SH Sole 25315 7550
378 5875 SH Defined 5375 500
TIME WARNER CABLE INC COM COM 88732J207 141 1807 SH Sole 1226 581
121 1556 SH Defined 1556
TIME WARNER INC COM COM 887317303 474 13030 SH Sole 10410 2620
225 6200 SH Defined 6200
TOYOTA MOTOR CORP SP ADR REP2C COM 892331307 579 7026 SH Sole 7026
TYCO INTERNATIONAL LTD SHS COM H89128104 796 16113 SH Sole 12363 3750
463 9364 SH Defined 8084 1280
ULTRA PETROLEUM CORP COM COM 903914109 215 4700 SH Sole 4700
UNDER ARMOUR INC CL A COM 904311107 3442 44525 SH Sole 41075 3450
UNITED HEALTHCARE CORP COM 91324P102 2295 44485 SH Sole 39085 5400
1831 35500 SH Defined 31500 4000
UNITED PARCEL SERVICE CL B COM 911312106 281 3851 SH Sole 3251 600
51 700 SH Defined 500 200
UNITED TECHNOLOGIES CORP COM 913017109 2225 25140 SH Sole 19340 5800
40 450 SH Defined 450
VERIZON COMMUNICATIONS COM COM 92343V104 379 10169 SH Sole 5994 4175
VERTEX PHARMACEUTICALS COM COM 92532F100 218 4200 SH Sole 4200
VIACOM INC CL B COM 92553P201 5 100 SH Sole 100
455 8928 SH Defined 6174 2754
VISA INC COM CL A COM 92826C839 1691 20063 SH Sole 18913 1150
1302 15450 SH Defined 12650 2800
VISEON INC COM COM 928297100 0 12000 SH Sole 12000
VODAFONE GROUP PLC NEW SPONS A COM 92857W209 5 189 SH Sole 189
269 10059 SH Defined 9403 656
WAL MART STORES INC COM 931142103 6488 122099 SH Sole 111999 10100
329 6200 SH Defined 6000 200
WALGREEN CO COM COM 931422109 356 8393 SH Sole 1793 6600
WEATHERFORD INTL LTD REG COM H27013103 447 23850 SH Sole 21450 2400
WELLPOINT HEALTH NETWK (NEW) COM 94973V107 437 5554 SH Sole 3854 1700
WELLS FARGO & COMPANY COM 949746101 1260 44921 SH Sole 44121 800
398 14183 SH Defined 14183
WESTERN UN CO COM COM 959802109 10 500 SH Sole 500
399 19920 SH Defined 19920
WILLIAMS COS INC DEL COM COM 969457100 884 29234 SH Sole 21234 8000
3 100 SH Defined 100
WILLIAMS PARTNERS L P COM UNIT COM 96950F104 402 7415 SH Sole 5815 1600
WINDSTREAM CORP COM COM 97381W104 233 18010 SH Sole 2895 15115
XEROX CORP COM COM 984121103 2033 195330 SH Sole 180930 14400
125 12000 SH Defined 12000
YAHOO INC COM COM 984332106 173 11525 SH Sole 11525
YUM BRANDS INC COM 988498101 269 4862 SH Sole 2250 2612
ZIMMER HLDGS INC COM COM 98956p102 58 920 SH Sole 920
319 5040 SH Defined 4360 680
ISHARES TR DJ HOME CONSTN 464288752 391 30790.000 SH Sole 30790.000
ISHARES TR DJ OIL&GAS EXP 464288851 871 12557.000 SH Sole 11357.000 1200.000
ISHARES TR DJ US FINL SVC 464287770 1576 28900.000 SH Sole 27550.000 1350.000
11 200.000 SH Defined 200.000
ISHARES TR FTSE XNHUA IDX 464287184 220 5120.000 SH Sole 5120.000
ISHARES TR MSCI EAFE IDX 464287465 1135 18880.029 SH Sole 15674.000 3206.029
ISHARES TR MSCI EMERG MKT 464287234 1195 25105.000 SH Sole 25005.000 100.000
14 300.000 SH Defined 300.000
ISHARES TR NASDQ BIO INDX 464287556 923 8650.000 SH Sole 8390.000 260.000
ISHARES TR PHLX SOX SEMICND 464287523 310 5580.000 SH Sole 5480.000 100.000
ISHARES TR RUSSELL MIDCAP 464287499 512 4682.000 SH Sole 4682.000
ISHARES TR S&P500 GRW 464287309 478 6884.000 SH Sole 6884.000
ISHARES TR US PFD STK IDX 464288687 216 5450.000 SH Sole 5450.000
POWERSHARES ETF TRUST WATER RE 73935X575 391 20190.000 SH Sole 20190.000
6 300.000 SH Defined 300.000
POWERSHARES INDIA ETF INDIA PO 73935L100 446 19005.000 SH Sole 18005.000 1000.000
POWERSHARES QQQ TRUST UNIT SER 73935A104 1589 27845.000 SH Sole 27245.000 600.000
34 600.000 SH Defined 600.000
SELECT SECTOR SPDR TR SBI MATE 81369Y100 427 10835.000 SH Sole 10035.000 800.000
SPDR INDEX SHS FDS ASIA PACIF 78463X301 605 7155.000 SH Sole 7155.000
SPDR INDEX SHS FDS DJWS INTL R 78463X863 1343 33250.000 SH Sole 33250.000
UNITED STATES NATL GAS UNIT NE 912318110 124 11225.000 SH Sole 11225.000
VANGUARD INDEX FDS MID CAP ETF 922908629 346 4300.000 SH Sole 3100.000 1200.000
VANGUARD INDEX FDS SM CP VAL E 922908611 272 3886.000 SH Sole 3886.000
VANGUARD INDEX FDS SMALL CP ET 922908751 353 4517.000 SH Sole 3317.000 1200.000
VANGUARD INDEX FDS SML CP GRW 922908595 728 8479.000 SH Sole 8479.000
VANGUARD INDEX FDS VALUE ETF 922908744 318 5673.000 SH Sole 5673.000
VANGUARD INTL EQTY IDX ALLWRLD 922042775 286 5750.000 SH Sole 3450.000 2300.000
15 300.000 SH Defined 300.000
VANGUARD INTL EQTY IDX EMR MKT 922042858 2014 41420.000 SH Sole 33820.000 7600.000
4 75.000 SH Defined 75.000
VANGUARD TAX-MANAGED EUROPE PA 921943858 363 9530.000 SH Sole 7930.000 1600.000
WISDOMTREE TRUST AUSTRALIA DIV 97717W810 216 3490.000 SH Sole 3190.000 300.000
WISDOMTREE TRUST DEFA FD 97717W703 898 17900.000 SH Sole 12300.000 5600.000
BANK OF AMERICA CORP PFD 1/120 060505583 794 41700 SH Sole 39300 2400
BANK OF AMERICA CORP PFD PER1/ 060505815 477 25000 SH Sole 25000
BANK OF AMERICA CORP PFD1/1200 060505633 189 11000 SH Sole 9000 2000
GOLDMAN SACHS GROUP IN PFD 1/1 38144X609 1166 48450 SH Sole 48450
GOLDMAN SACHS GROUP IN SHS D 1 38144G804 603 27100 SH Sole 27100
GOLDMAN SACHS GROUP PFD A 1/10 38143Y665 3681 172742 SH Sole 157300 15442
21 1000 SH Defined 1000
METLIFE INC PFD A FLT RATE 59156R504 644 26482 SH Sole 19482 7000
5 200 SH Defined 200
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 363
Form 13F Information Table Value Total: $357,241 (x1000)
List of Other Included Managers: N/A