-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jiu0W6gLVmetLZ1TFlMzE7jnatDWEnEvctdFtsrvWmB0uTsdM0zoB4Q8WlM8q7My RuateiG5Uc36JAg1/ertYQ== 0000837286-10-000004.txt : 20100422 0000837286-10-000004.hdr.sgml : 20100422 20100422132108 ACCESSION NUMBER: 0000837286-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100422 DATE AS OF CHANGE: 20100422 EFFECTIVENESS DATE: 20100422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAY GERALD L & ASSOCIATES LTD CENTRAL INDEX KEY: 0000837286 IRS NUMBER: 751567129 STATE OF INCORPORATION: TX FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02345 FILM NUMBER: 10763997 BUSINESS ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 2149541900 MAIL ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 FORMER COMPANY: FORMER CONFORMED NAME: RAY GERALD L & ASSOCIATES INC DATE OF NAME CHANGE: 19990407 13F-HR 1 o13f033110.txt U.S.SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment ( ) This Amendment (Check only one.): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gerald L. Ray & Associates, Ltd. Address: 1445 Ross Ave. Suite 5600 Dallas, TX 75202 13F File Number: 028-02345 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Joseph H. Ray Title: President Phone: 214-954-1900 Signature, Place, and Date of Signing: Gerald L. Ray Dallas, TX April 22, 2010 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 1762 33450 SH Sole 25450 8000 AFTERSOFT GROUP INC COM COM 00831R105 1 17161 SH Sole 17161 ALCOA INC COM 013817101 258 18115 SH Sole 17915 200 14 1000 SH Defined 1000 ALLIANCEBERNSTEIN HLDG UNIT LT COM 01881G106 243 7925 SH Sole 7425 500 ALLOS THERAPEUTICS INC COM COM 019777101 1471 197950 SH Sole 184450 13500 123 16500 SH Defined 16500 ALLSTATE CORP COM 020002101 536 16600 SH Sole 12066 4534 ALTRIA GROUP INC COM COM 02209S103 1406 68514 SH Sole 34630 33884 AMAG PHARMACEUTICALS COM COM 00163U106 213 6100 SH Sole 6100 AMERICAN CAMPUS CMNTYS COM COM 024835100 429 15500 SH Sole 15500 AMERICAN EXPRESS CO COM 025816109 1172 28413 SH Sole 24803 3610 AMGEN COM 031162100 10514 175717 SH Sole 155087 20630 1281 21400 SH Defined 21400 ANADARKO PETE CORP COM COM 032511107 594 8150 SH Sole 8150 APACHE CORP COM COM 037411105 3614 35605 SH Sole 30305 5300 345 3400 SH Defined 3400 APPLE INC COM COM 037833100 5464 23253 SH Sole 20603 2650 47 200 SH Defined 200 APPLIED MATLS INC COM 038222105 147 10891 SH Sole 10891 AT&T INC COM COM 00206R102 1430 55330 SH Sole 46386 8944 AUTO DATA NETWORK INC COM COM 05270Q104 0 25000 SH Sole 25000 BANCFIRST CORP COM COM 05945F103 251 6000 SH Sole 6000 BANK NEW YORK MELLON COM COM 064058100 239 7749 SH Sole 6948 801 BANK OF AMERICA CORP COM COM 060505104 6087 341021 SH Sole 300730 40291 404 22630 SH Defined 22630 BAXTER INTL INC COM 071813109 122 2100 SH Sole 2100 466 8000 SH Defined 8000 BELO CORP COM SER B COM 080555204 93 16000 SH Sole 8000 8000 BLACKSTONE GROUP L P COM UNIT COM 09253U108 277 19800 SH Sole 18050 1750 BOEING CO COM 097023105 1592 21920 SH Sole 20770 1150 436 6000 SH Defined 6000 BOSTON PROPERTIES INC COM COM 101121101 1765 23400 SH Sole 14600 8800 BOSTON SCIENTIFIC CORP COM COM 101137107 136 18820 SH Sole 15520 3300 BP PLC SPONSORED ADR COM 055622104 559 9788 SH Sole 2960 6828 BRINKER INTL INC COM 109641100 233 12066 SH Sole 12066 BRISTOL MYERS SQUIBB COM 110122108 3693 138326 SH Sole 109418 28908 1169 43800 SH Defined 43800 BUCKEYE PARTNERS L P UNIT LTD COM 118230101 228 3800 SH Sole 1700 2100 BUILD A BEAR WORKSHOP COM COM 120076104 146 20500 SH Sole 20500 CAMPBELL SOUP CO COM 134429109 567 16053 SH Sole 11453 4600 CARNIVAL CORP PAIRED CTF COM 143658300 599 15400 SH Sole 10400 5000 CATERPILLAR INC DEL COM COM 149123101 3701 58885 SH Sole 52885 6000 CBL & ASSOC PPTYS INC COM 124830100 2618 191068 SH Sole 137298 53770 CELGENE CORP COM COM 151020104 10274 165810 SH Sole 146885 18925 1580 25500 SH Defined 25500 CEPHALON INC COM COM 156708109 446 6575 SH Sole 5975 600 CHEVRON CORP COM COM 166764100 2863 37758 SH Sole 27358 10400 CIENA CORP COM COM 171779309 316 20692 SH Sole 19692 1000 CIGNA CORP COM COM 125509109 790 21600 SH Sole 19125 2475 CISCO SYS INC COM 17275R102 4755 182676 SH Sole 159876 22800 182 7000 SH Defined 7000 CITIGROUP INC COM 172967101 3201 790286 SH Sole 742734 47552 161 39638 SH Defined 39638 COCA COLA CO COM 191216100 5825 105914 SH Sole 74152 31762 275 5000 SH Defined 5000 COLGATE PALMOLIVE CO COM 194162103 7731 90673 SH Sole 67744 22929 1910 22400 SH Defined 22400 COMMERCIAL METALS CO COM COM 201723103 903 59964 SH Sole 54500 5464 75 5000 SH Defined 5000 COMMSCOPE INC COM COM 203372107 294 10500 SH Sole 9900 600 17 600 SH Defined 600 CONOCOPHILLIPS COM COM 20825C104 867 16943 SH Sole 9818 7125 CONSOLIDATED EDISON COM COM 209115104 227 5100 SH Sole 3700 1400 CORNING INC COM 219350105 1792 88656 SH Sole 80656 8000 26 1300 SH Defined 1300 COVIDIEN PLC SHS COM G2554F105 495 9842 SH Sole 7362 2480 73 1442 SH Defined 1442 CVS CAREMARK CORP COM COM 126650100 1378 37704 SH Sole 26172 11532 CYTOKINETICS INC COM COM 23282W100 63 19800 SH Sole 19800 DANAHER CORP DEL COM COM 235851102 253 3167 SH Sole 3167 DELL INC COM COM 24702R101 1212 80706 SH Sole 40406 40300 75 5000 SH Defined 5000 DILLARD DEPT STORES CL A COM 254067101 344 14580 SH Sole 14580 DIRECTV COM CL A COM 25490A101 454 13436 SH Sole 7196 6240 DISNEY COM STK COM 254687106 2990 85650 SH Sole 64194 21456 377 10800 SH Defined 10800 DOMINION RES INC VA COM 25746u109 1612 39214 SH Sole 25114 14100 DOW CHEMICAL CO COM 260543103 337 11398 SH Sole 8646 2752 DRYSHIPS INC SHS COM Y2109Q101 112 19100 SH Sole 16100 3000 DU PONT E I DE NEMOURS COM 263534109 3002 80600 SH Sole 71000 9600 350 9400 SH Defined 9400 DUKE ENERGY CORP COM 26441C105 887 54356 SH Sole 39380 14976 E M C CORP MASS COM COM 268648102 560 31050 SH Sole 30050 1000 180 10000 SH Defined 10000 ELAN PLC ADR COM 284131208 618 81500 SH Sole 79500 2000 ELECTRONIC ARTS INC COM COM 285512109 1907 102220 SH Sole 96820 5400 ELI LILLY & COMPANY COM 532457108 1605 44300 SH Sole 27500 16800 ENBRIDGE ENERGY MNGMT (STK DIV COM 29250X103 571 11188 SH Sole 5565 5623 ENBRIDGE ENERGY PRTNRS COM COM 29250R106 747 14770 SH Sole 12570 2200 ENERGY VISION INTL INC COM COM 29276A103 0 13200 SH Sole 13200 ENTERGY CORP NEW COM COM 29364G103 522 6418 SH Sole 4625 1793 ENTERPRISE PRODS PARTN COM COM 293792107 3080 89078 SH Sole 70063 19015 EOG RES INC COM COM 26875P101 1099 11825 SH Sole 10225 1600 ERICSSON L M TEL CO ADR B SEK COM 294821608 108 10329 SH Sole 10329 EXXON MOBIL CORP COM COM 30231G102 5826 86989 SH Sole 65576 21413 536 8000 SH Defined 8000 FEDEX CORP COM 31428X106 1397 14960 SH Sole 11160 3800 FIRST FINL BANKSHARES COM COM 32020R109 304 5901 SH Sole 5901 FIRST HORIZON NATL CP COM COM 320517105 169 12019 SH Sole 12019 FORD MTR CO DEL COM 345370860 151 11973 SH Sole 11973 FPL GROUP INC COM COM 302571104 774 16012 SH Sole 10280 5732 FUEL TECH INC COM COM 359523107 140 17400 SH Sole 17400 GENERAL DYNAMICS CORP COM COM 369550108 355 4600 SH Sole 4100 500 GENERAL ELEC CO COM 369604103 6978 383394 SH Sole 330913 52481 766 42100 SH Defined 42100 GENERAL GROWTH PPTYS COM COM 370021107 256 15931 SH Sole 15423 508 GENERAL MLS INC COM 370334104 241 3408 SH Sole 2808 600 GLAXOSMITHKLINE PLC SPONSORED COM 37733W105 329 8547 SH Sole 4547 4000 193 5000 SH Defined 5000 GOLDMAN SACHS GROUP COM COM 38141G104 2157 12641 SH Sole 10991 1650 GOODRICH CORP COM COM 382388106 1465 20770 SH Sole 20570 200 HALLIBURTON CO COM COM 406216101 509 16893 SH Sole 16893 HERSHEY CO COM COM 427866108 581 13566 SH Sole 13366 200 HEWLETT PACKARD CO COM COM 428236103 4287 80666 SH Sole 67487 13179 70 1316 SH Defined 1316 HOLOGIC INC COM COM 436440101 252 13600 SH Sole 11800 1800 HOME DEPOT INC COM 437076102 970 29988 SH Sole 29588 400 23 700 SH Defined 700 HONEYWELL INTL INC COM COM 438516106 5874 129745 SH Sole 115545 14200 81 1800 SH Defined 1800 HSBC HLDGS PLC SPON ADR NEW COM 404280406 223 4401 SH Sole 23 4378 INTEL CORP COM 458140100 5180 232372 SH Sole 197739 34633 INTERNATIONAL BUSINESS M COM 459200101 5862 45704 SH Sole 38990 6714 641 5000 SH Defined 5000 J P MORGAN CHASE & CO COM COM 46625H100 8861 198015 SH Sole 181665 16350 886 19792 SH Defined 19792 JOHNSON & JOHNSON COM 478160104 6599 101207 SH Sole 77827 23380 1324 20300 SH Defined 20300 KELLOGG CO COM 487836108 695 13000 SH Sole 9600 3400 KIMBERLY CLARK CORP COM 494368103 749 11916 SH Sole 6916 5000 252 4000 SH Defined 4000 KINDER MORGAN ENERGY UT LTD PA COM 494550106 2917 44590 SH Sole 33790 10800 KINDER MORGAN MGMT (STK DIV) COM 49455U100 997 17007 SH Sole 11638 5369 KRAFT FOODS INC CL A COM 50075N104 1749 57831 SH Sole 33217 24614 L-3 COMMUNICATNS HLDGS COM COM 502424104 1225 13366 SH Sole 9916 3450 LAS VEGAS SANDS CORP COM COM 517834107 1190 56250 SH Sole 53050 3200 211 10000 SH Defined 10000 LAUDER ESTEE COS INC CL A COM 518439104 1623 25017 SH Sole 20217 4800 LIBERTY INTL PLC COM COM G8995Y108 210 27200 SH Sole 27200 LIBERTY MEDIA HLDG CRP INT COM COM 53071M104 260 17011 SH Sole 9191 7820 LL & E RTY TR UNIT BEN INT COM 502003106 18 23000 SH Sole 23000 LOCKHEED MARTIN CORP COM COM 539830109 207 2493 SH Sole 2043 450 LOWES COS INC COM COM 548661107 606 25000 SH Sole 22000 3000 MACERICH CO COM COM 554382101 668 17446 SH Sole 16853 593 MAGELLAN MIDSTREAM PRT COM UNI COM 559080106 2192 46108 SH Sole 33137 12971 MANULIFE FINL CORP COM COM 56501R106 219 11117 SH Sole 11117 MARRIOTT INTL COM 571903202 802 25459 SH Sole 24450 1009 MASTERCARD INC CL A COM 57636Q104 381 1500 SH Sole 400 1100 MCGRAW HILL COS INC COM COM 580645109 285 8000 SH Sole 8000 MEAD JOHNSON NUTRI CO COM CL A COM 582839106 518 9950 SH Sole 8950 1000 MEDCO HEALTH SOLUTIONS COM COM 58405U102 3409 52811 SH Sole 48359 4452 1582 24509 SH Defined 24509 MEDTRONIC INC COM COM 585055106 557 12370 SH Sole 12070 300 MERCK & CO INC NEW COM COM 58933Y105 2040 54627 SH Sole 39127 15500 1120 30000 SH Defined 30000 MICROSOFT CORP COM COM 594918104 4312 147235 SH Sole 129585 17650 451 15400 SH Defined 15400 MIRANT CORP ESCROW COM 604675991 0 14500 SH Sole 14500 MONSANTO CO NEW COM COM 61166W101 1521 21292 SH Sole 17318 3974 14 200 SH Defined 200 MORGAN STANLEY COM NEW COM 617446448 561 19145 SH Sole 16481 2664 MOTOROLA INC COM 620076109 791 112640 SH Sole 106861 5779 173 24686 SH Defined 24686 NEWTEK BUSINESS SVCS COM COM 652526104 12 10000 SH Sole 10000 NORDSTROM INC COM COM 655664100 376 9200 SH Sole 8300 900 NORFOLK SOUTHERN CORP COM 655844108 668 11960 SH Sole 8660 3300 NVIDIA CORP COM COM 67066G104 396 22750 SH Sole 21550 1200 ONEOK PARTNERS LP UNIT LTD PAR COM 68268N103 1631 26618 SH Sole 21718 4900 ORACLE CORP COM COM 68389X105 401 15609 SH Sole 13609 2000 PEPSICO INC COM 713448108 7466 112843 SH Sole 88449 24394 1522 23000 SH Defined 23000 PFIZER INC COM 717081103 3918 228483 SH Sole 193606 34877 580 33800 SH Defined 33800 PHILIP MORRIS INTL INC COM COM 718172109 3871 74212 SH Sole 41128 33084 PHOENIX ASSOCIATES LND COM COM 719005100 1 1250000 SH Sole 1250000 PLAINS ALL AM PIPELINE UNIT LT COM 726503105 1002 17616 SH Sole 14466 3150 PNC FINL SVCS GROUP COM COM 693475105 760 12737 SH Sole 11037 1700 PRAXAIR INC COM COM 74005P104 699 8422 SH Sole 8022 400 PROCTER & GAMBLE CO COM 742718109 7604 120176 SH Sole 71196 48980 QUICKSILVER RESOURCES COM COM 74837R104 478 33970 SH Sole 31970 2000 REGENERON PHARMACEUTICALS COM 75886F107 1086 41000 SH Sole 40600 400 RESEARCH IN MOTION LTD COM COM 760975102 578 7810 SH Sole 7410 400 SABINE ROYALTY TR COM 785688102 164 3600 SH Sole 3600 137 3000 SH Defined 3000 SAN JUAN BASIN RTY TR UNIT BEN COM 798241105 383 18400 SH Sole 18400 SANDISK CORP COM COM 80004C101 5233 151115 SH Sole 138715 12400 229 6600 SH Defined 6600 SANGAMO BIOSCIENCES COM COM 800677106 433 79824 SH Sole 76324 3500 5 1000 SH Defined 1000 SCHLUMBERGER LTD COM 806857108 1729 27250 SH Sole 24950 2300 SCHOLASTIC CORP COM COM 807066105 364 13000 SH Sole 9000 4000 SEALED AIR CORP NEW COM COM 81211K100 295 14000 SH Sole 14000 SILVER DRAGON RES INC COM COM 827692104 3 12000 SH Sole 12000 SIMON PPTY GROUP NEW COM COM 828806109 2763 32930 SH Sole 26443 6487 SOUTHERN CO COM COM 842587107 395 11900 SH Sole 6900 5000 SOUTHERN UN CO NEW COM COM 844030106 500 19716 SH Sole 16566 3150 SOUTHWEST AIRLS CO COM 844741108 13415 1014750 SH Sole 956416 58334 1034 78198 SH Defined 78198 SPECTRA ENERGY CORP COM COM 847560109 856 37997 SH Sole 30951 7046 STANLEY BLACK & DECKER COM COM 854502101 263 4580 SH Sole 3050 1530 586 10200 SH Defined 10200 STARBUCKS CORP COM COM 855244109 332 13700 SH Sole 13700 SYMANTEC CORP COM COM 871503108 970 57305 SH Sole 48905 8400 TAUBMAN CTRS INC COM COM 876664103 719 18000 SH Sole 18000 TD AMERITRADE HLDG CP COM COM 87236Y108 198 10400 SH Sole 10400 TEREX CORP NEW COM COM 880779103 465 20480 SH Sole 19480 1000 TEVA PHARMACEUTCL INDS ADR COM 881624209 754 11961 SH Sole 11561 400 TEXAS INSTRS INC COM COM 882508104 936 38271 SH Sole 26967 11305 THERMO FISHER SCIENTIF COM COM 883556102 2142 41640 SH Sole 32540 9100 TIME WARNER CABLE INC COM COM 88732J207 179 3360 SH Sole 2668 692 83 1556 SH Defined 1556 TIME WARNER INC COM COM 887317303 534 17087 SH Sole 14018 3069 200 6400 SH Defined 6400 TYCO ELECTRONICS LTD S SHS COM H8912P106 257 9346 SH Sole 6866 2480 40 1442 SH Defined 1442 TYCO INTERNATIONAL LTD SHS COM H89128104 513 13401 SH Sole 10071 3330 55 1442 SH Defined 1442 ULTRA PETROLEUM CORP COM COM 903914109 258 5525 SH Sole 5350 175 UNDER ARMOUR INC CL A COM 904311107 1477 50225 SH Sole 47725 2500 UNITED HEALTHCARE CORP COM 91324P102 3210 98240 SH Sole 82840 15400 245 7500 SH Defined 7500 UNITED PARCEL SERVICE CL B COM 911312106 306 4751 SH Sole 3751 1000 UNITED TECHNOLOGIES CORP COM 913017109 1939 26337 SH Sole 20537 5800 VALERO ENERGY CORP NEW COM COM 91913Y100 407 20680 SH Sole 20180 500 VERIZON COMMUNICATIONS COM COM 92343V104 434 13989 SH Sole 9714 4275 VIACOM INC CL B COM 92553P201 361 10513 SH Sole 7559 2954 VISA INC COM CL A COM 92826C839 3866 42475 SH Sole 34825 7650 VISEON INC COM COM 928297100 0 12000 SH Sole 12000 VODAFONE GROUP PLC NEW SPONS A COM 92857W209 317 13616 SH Sole 11867 1749 WAL MART STORES INC COM 931142103 8107 145808 SH Sole 132157 13651 534 9600 SH Defined 9600 WALGREEN CO COM COM 931422109 311 8393 SH Sole 1793 6600 WEATHERFORD INTL LTD REG COM H27013103 418 26350 SH Sole 24450 1900 WELLPOINT HEALTH NETWK (NEW) COM 94973V107 448 6953 SH Sole 4753 2200 WELLS FARGO & COMPANY COM 949746101 1885 60558 SH Sole 56626 3932 WESTERN UN CO COM COM 959802109 748 44110 SH Sole 37880 6230 WET SEAL INC CL A COM 961840105 48 10000 SH Sole 10000 WILLIAMS PARTNERS L P COM UNIT COM 96950F104 235 5850 SH Sole 5850 WORLD HEALTH ALTERNATI COM COM 98147T104 0 15000 SH Sole 15000 YAHOO INC COM COM 984332106 781 47250 SH Sole 43100 4150 99 6000 SH Defined 6000 ZIMMER HLDGS INC COM COM 98956p102 272 4600 SH Sole 2960 1640 142 2400 SH Defined 2400 ISHARES TR DJ OIL&GAS EXP 464288851 408 7515.000 SH Sole 7015.000 500.000 ISHARES TR DJ US FINL SVC 464287770 1345 22705.000 SH Sole 21355.000 1350.000 ISHARES TR FTSE XNHUA IDX 464287184 247 5872.000 SH Sole 4872.000 1000.000 ISHARES TR MSCI EAFE IDX 464287465 1673 29877.445 SH Sole 26599.000 3278.445 ISHARES TR MSCI EMERG MKT 464287234 1040 24685.000 SH Sole 24585.000 100.000 ISHARES TR NASDQ BIO INDX 464287556 875 9620.000 SH Sole 9310.000 310.000 ISHARES TR RUSL 2000 VALU 464287630 326 5100.000 SH Sole 5100.000 ISHARES TR RUSSELL MIDCAP 464287499 386 4326.000 SH Sole 4326.000 ISHARES TR S&P GSTI SEMIC 464287523 293 5930.000 SH Sole 5830.000 100.000 ISHARES TR S&P500 GRW 464287309 412 6884.000 SH Sole 6884.000 POWERSHARES ETF TRUST WATER RE 73935X575 372 21340.000 SH Sole 20340.000 1000.000 POWERSHARES INDIA ETF INDIA PO 73935L100 452 19855.000 SH Sole 18855.000 1000.000 POWERSHARES QQQ TRUST UNIT SER 73935A104 1254 26030.000 SH Sole 25630.000 400.000 SPDR INDEX SHS FDS DJWS INTL R 78463X863 1173 33450.000 SH Sole 33450.000 SPDR SERIES TRUST S&P BIOTECH 78464A870 244 4075.000 SH Sole 3725.000 350.000 SPDR TR UNIT SER 1 78462F103 716 6116.000 SH Sole 6116.000 VANGUARD INDEX FDS SM CP VAL E 922908611 221 3679.000 SH Sole 3679.000 VANGUARD INDEX FDS SML CP GRW 922908595 586 8979.000 SH Sole 8979.000 VANGUARD INDEX FDS VALUE ETF 922908744 280 5546.000 SH Sole 5546.000 VANGUARD INTL EQTY IDX ALLWRLD 922042775 319 7175.000 SH Sole 4475.000 2700.000 VANGUARD INTL EQTY IDX EMR MKT 922042858 206 4888.000 SH Sole 1488.000 3400.000 WISDOMTREE TRUST DEFA FD 97717W703 1049 22640.000 SH Sole 16987.000 5653.000 WISDOMTREE TRUST PAC EX-JAP ET 97717W810 251 4390.000 SH Sole 4090.000 300.000 BANK OF AMERICA CORP PFD 1/120 060505583 477 25500 SH Sole 25500 BANK OF AMERICA CORP PFD PER1/ 060505815 490 25000 SH Sole 25000 BANK OF AMERICA CORP PFD1/1200 060505633 386 21600 SH Sole 9600 12000 GOLDMAN SACHS GROUP IN PFD 1/1 38144X609 1137 47600 SH Sole 47600 GOLDMAN SACHS GROUP IN SHS D 1 38144G804 552 25000 SH Sole 25000 GOLDMAN SACHS GROUP PFD A 1/10 38143Y665 3753 171042 SH Sole 157300 13742 METLIFE INC PFD A FLT RATE 59156R504 788 33132 SH Sole 19232 13900
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 274 Form 13F Information Table Value Total: $343,506 (x1000) List of Other Included Managers: N/A -----END PRIVACY-ENHANCED MESSAGE-----