-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BWBwrAEwm0T8yIqX6K3KPuyFmUwTuIVSv9G7cwxMoYQeBCdUC5Exyccz0ju8n8mT YO4Q18pbMC5bHN5G5mQWhA== 0000837286-10-000002.txt : 20100125 0000837286-10-000002.hdr.sgml : 20100125 20100125145225 ACCESSION NUMBER: 0000837286-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100125 DATE AS OF CHANGE: 20100125 EFFECTIVENESS DATE: 20100125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAY GERALD L & ASSOCIATES LTD CENTRAL INDEX KEY: 0000837286 IRS NUMBER: 751567129 STATE OF INCORPORATION: TX FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02345 FILM NUMBER: 10544495 BUSINESS ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 2149541900 MAIL ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 FORMER COMPANY: FORMER CONFORMED NAME: RAY GERALD L & ASSOCIATES INC DATE OF NAME CHANGE: 19990407 13F-HR 1 o13f123109.txt U.S.SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment ( ) This Amendment (Check only one.): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gerald L. Ray & Associates, Ltd. Address: 1445 Ross Ave. Suite 5600 Dallas, TX 75202 13F File Number: 028-02345 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Joseph H. Ray Title: President Phone: 214-954-1900 Signature, Place, and Date of Signing: Gerald L. Ray Dallas, TX January 25, 2010 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 1703 31550 SH Sole 11950 19600 AFTERSOFT GROUP INC COM COM 00831R105 1 17161 SH Sole 17161 ALCOA INC COM 013817101 292 18115 SH Sole 17915 200 16 1000 SH Defined 1000 ALLIANCEBERNSTEIN HLDG UNIT LT COM 01881G106 269 9575 SH Sole 7425 2150 ALLOS THERAPEUTICS INC COM COM 019777101 654 99450 SH Sole 88950 10500 49 7500 SH Defined 7500 ALLSTATE CORP COM 020002101 430 14306 SH Sole 7088 7218 ALTRIA GROUP INC COM COM 02209S103 1263 64361 SH Sole 18277 46084 AMERICAN CAMPUS CMNTYS COM COM 024835100 436 15500 SH Sole 13000 2500 AMERICAN EXPRESS CO COM 025816109 1107 27316 SH Sole 20556 6760 AMGEN COM 031162100 10227 180777 SH Sole 155087 25690 1211 21400 SH Defined 21400 ANADARKO PETE CORP COM COM 032511107 509 8150 SH Sole 8150 APACHE CORP COM COM 037411105 3861 37425 SH Sole 31025 6400 351 3400 SH Defined 3400 APPLE INC COM COM 037833100 5164 24505 SH Sole 16603 7902 42 200 SH Defined 200 APPLIED MATLS INC COM 038222105 152 10891 SH Sole 10891 AT&T INC COM COM 00206R102 1173 41858 SH Sole 34514 7344 AUTO DATA NETWORK INC COM COM 05270Q104 0 25000 SH Sole 25000 BANCFIRST CORP COM COM 05945F103 222 6000 SH Sole 6000 BANK NEW YORK MELLON COM COM 064058100 288 10279 SH Sole 6330 3949 BANK OF AMERICA CORP COM COM 060505104 4901 325429 SH Sole 277244 48185 341 22630 SH Defined 22630 BAXTER INTL INC COM 071813109 123 2100 SH Sole 2100 469 8000 SH Defined 8000 BELO CORP COM SER B COM 080555204 60 12000 SH Sole 4000 8000 BLACK & DECKER CORP COM 091797100 207 3200 SH Sole 2000 1200 519 8000 SH Defined 8000 BLACKSTONE GROUP L P COM UNIT COM 09253U108 268 20450 SH Sole 16600 3850 BOEING CO COM 097023105 1216 22470 SH Sole 21220 1250 325 6000 SH Defined 6000 BOSTON PROPERTIES INC COM COM 101121101 1462 21800 SH Sole 8300 13500 BOSTON SCIENTIFIC CORP COM COM 101137107 196 21820 SH Sole 18520 3300 BP PLC SPONSORED ADR COM 055622104 524 9038 SH Sole 2210 6828 BRINKER INTL INC COM 109641100 158 10566 SH Sole 10566 BRISTOL MYERS SQUIBB COM 110122108 3399 134626 SH Sole 96718 37908 1156 45800 SH Defined 45800 BUCKEYE PARTNERS L P UNIT LTD COM 118230101 207 3800 SH Sole 1700 2100 BUILD A BEAR WORKSHOP COM COM 120076104 100 20500 SH Sole 20500 CAMPBELL SOUP CO COM 134429109 475 14053 SH Sole 4053 10000 CARDINAL HEALTH INC COM COM 14149Y108 204 6343 SH Sole 5543 800 CARNIVAL CORP PAIRED CTF COM 143658300 425 13400 SH Sole 3600 9800 CATERPILLAR INC DEL COM COM 149123101 3441 60375 SH Sole 53075 7300 CBL & ASSOC PPTYS INC COM 124830100 1658 171421 SH Sole 64628 106793 CELGENE CORP COM COM 151020104 9686 173960 SH Sole 150885 23075 1420 25500 SH Defined 25500 CEPHALON INC COM COM 156708109 429 6875 SH Sole 5975 900 CHEVRON CORP COM COM 166764100 2984 38759 SH Sole 24221 14538 CIENA CORP COM COM 171779309 223 20613 SH Sole 19613 1000 CIGNA CORP COM COM 125509109 675 19125 SH Sole 10800 8325 CISCO SYS INC COM 17275R102 4685 195696 SH Sole 169796 25900 168 7000 SH Defined 7000 CITIGROUP INC COM 172967101 2396 723810 SH Sole 672938 50872 164 49638 SH Defined 49638 COCA COLA CO COM 191216100 5962 104592 SH Sole 46452 58140 570 10000 SH Defined 10000 COLGATE PALMOLIVE CO COM 194162103 7428 90423 SH Sole 61894 28529 1865 22700 SH Defined 22700 COMMERCIAL METALS CO COM COM 201723103 996 63664 SH Sole 50900 12764 78 5000 SH Defined 5000 COMMSCOPE INC COM COM 203372107 313 11800 SH Sole 10900 900 16 600 SH Defined 600 CONOCOPHILLIPS COM COM 20825C104 985 19297 SH Sole 8784 10513 CONSOLIDATED EDISON COM COM 209115104 236 5200 SH Sole 3800 1400 CORNING INC COM 219350105 1625 84156 SH Sole 75156 9000 25 1300 SH Defined 1300 COVIDIEN PLC SHS COM G2554F105 508 10607 SH Sole 4771 5836 69 1442 SH Defined 1442 CVS CAREMARK CORP COM COM 126650100 1545 47971 SH Sole 31423 16548 CYTOKINETICS INC COM COM 23282W100 58 19800 SH Sole 19800 DANAHER CORP DEL COM COM 235851102 238 3167 SH Sole 3167 DELL INC COM COM 24702R101 929 64706 SH Sole 13406 51300 72 5000 SH Defined 5000 DEVON ENERGY CORP NEW COM COM 25179M103 226 3070 SH Sole 2270 800 DILLARD DEPT STORES CL A COM 254067101 269 14580 SH Sole 14580 DIRECTV COM CL A COM 25490A101 347 10413 SH Sole 2089 8324 DISNEY COM STK COM 254687106 2932 90916 SH Sole 56134 34782 348 10800 SH Defined 10800 DOMINION RES INC VA COM 25746u109 1491 38314 SH Sole 21214 17100 DRYSHIPS INC SHS COM Y2109Q101 105 18100 SH Sole 15100 3000 DU PONT E I DE NEMOURS COM 263534109 2481 73700 SH Sole 65600 8100 316 9400 SH Defined 9400 DUKE ENERGY CORP COM 26441C105 1043 60632 SH Sole 37756 22876 E M C CORP MASS COM COM 268648102 560 32050 SH Sole 30050 2000 175 10000 SH Defined 10000 ELAN PLC ADR COM 284131208 516 79200 SH Sole 77200 2000 ELECTRONIC ARTS INC COM COM 285512109 1830 103120 SH Sole 96020 7100 ELI LILLY & COMPANY COM 532457108 1296 36300 SH Sole 9900 26400 ENBRIDGE ENERGY MNGMT (STK DIV COM 29250X103 583 10981 SH Sole 5461 5520 ENBRIDGE ENERGY PRTNRS COM COM 29250R106 766 14270 SH Sole 10570 3700 ENERGY VISION INTL INC COM COM 29276A103 0 13200 SH Sole 13200 ENTERGY CORP NEW COM COM 29364G103 519 6343 SH Sole 4550 1793 ENTERPRISE PRODS PARTN COM COM 293792107 2914 92777 SH Sole 63349 29428 EOG RES INC COM COM 26875P101 1219 12525 SH Sole 10925 1600 ERICSSON L M TEL CO ADR B SEK COM 294821608 95 10329 SH Sole 10329 EXXON MOBIL CORP COM COM 30231G102 6103 89495 SH Sole 68013 21482 546 8000 SH Defined 8000 FEDEX CORP COM 31428X106 1248 14960 SH Sole 7935 7025 FIRST FINL BANKSHARES COM COM 32020R109 320 5901 SH Sole 5901 FIRST HORIZON NATL CP COM COM 320517105 159 11847 SH Sole 11847 FORD MTR CO DEL COM 345370860 120 11973 SH Sole 11973 FPL GROUP INC COM COM 302571104 837 15856 SH Sole 8192 7664 FUEL TECH INC COM COM 359523107 141 17300 SH Sole 17300 GENERAL DYNAMICS CORP COM COM 369550108 318 4670 SH Sole 4170 500 GENERAL ELEC CO COM 369604103 5880 388604 SH Sole 323914 64690 637 42100 SH Defined 42100 GENERAL GROWTH PPTYS COM COM 370021107 192 16650 SH Sole 15150 1500 GENERAL MLS INC COM 370334104 248 3508 SH Sole 2908 600 GLAXOSMITHKLINE PLC SPONSORED COM 37733W105 277 6547 SH Sole 2547 4000 211 5000 SH Defined 5000 GOLDMAN SACHS GROUP COM COM 38141G104 2278 13491 SH Sole 9241 4250 GOODRICH CORP COM COM 382388106 1508 23470 SH Sole 22770 700 HALLIBURTON CO COM COM 406216101 588 19529 SH Sole 17629 1900 HERSHEY CO COM COM 427866108 482 13466 SH Sole 11666 1800 HEWLETT PACKARD CO COM COM 428236103 4167 80896 SH Sole 67017 13879 68 1316 SH Defined 1316 HOLOGIC INC COM COM 436440101 260 17900 SH Sole 13100 4800 HOME DEPOT INC COM 437076102 868 29988 SH Sole 29588 400 20 700 SH Defined 700 HONEYWELL INTL INC COM COM 438516106 5362 136795 SH Sole 119745 17050 71 1800 SH Defined 1800 HSBC HLDGS PLC SPON ADR NEW COM 404280406 251 4401 SH Sole 23 4378 INTEL CORP COM 458140100 4831 236792 SH Sole 179129 57663 INTERNATIONAL BUSINESS M COM 459200101 5901 45077 SH Sole 35283 9794 654 5000 SH Defined 5000 J P MORGAN CHASE & CO COM COM 46625H100 8382 201151 SH Sole 180741 20410 825 19792 SH Defined 19792 JOHNSON & JOHNSON COM 478160104 6587 102268 SH Sole 71057 31211 1308 20300 SH Defined 20300 KELLOGG CO COM 487836108 649 12200 SH Sole 1200 11000 KIMBERLY CLARK CORP COM 494368103 708 11116 SH Sole 5316 5800 255 4000 SH Defined 4000 KINDER MORGAN ENERGY UT LTD PA COM 494550106 2795 45840 SH Sole 30090 15750 KINDER MORGAN MGMT (STK DIV) COM 49455U100 900 16466 SH Sole 10664 5803 KRAFT FOODS INC CL A COM 50075N104 1186 43638 SH Sole 10406 33232 L-3 COMMUNICATNS HLDGS COM COM 502424104 1353 15566 SH Sole 10816 4750 LAS VEGAS SANDS CORP COM COM 517834107 836 55950 SH Sole 52750 3200 149 10000 SH Defined 10000 LAUDER ESTEE COS INC CL A COM 518439104 1118 23117 SH Sole 10517 12600 LIBERTY INTL PLC COM COM G8995Y108 208 27200 SH Sole 27200 LIBERTY MEDIA HLDG CRP INT COM COM 53071M104 143 13223 SH Sole 2565 10658 LL & E RTY TR UNIT BEN INT COM 502003106 15 23000 SH Sole 23000 LOCKHEED MARTIN CORP COM COM 539830109 207 2743 SH Sole 2043 700 LOWES COS INC COM COM 548661107 641 27410 SH Sole 22210 5200 MACERICH CO COM COM 554382101 618 17187 SH Sole 9109 8078 MAGELLAN MIDSTREAM PRT COM UNI COM 559080106 1973 45533 SH Sole 24098 21435 MANULIFE FINL CORP COM COM 56501R106 204 11117 SH Sole 8517 2600 MARRIOTT INTL COM 571903202 666 24450 SH Sole 21017 3433 MASTERCARD INC CL A COM 57636Q104 307 1200 SH Sole 1200 MCGRAW HILL COS INC COM COM 580645109 268 8000 SH Sole 8000 MEDCO HEALTH SOLUTIONS COM COM 58405U102 3484 54509 SH Sole 37255 17254 1566 24509 SH Defined 24509 MEDTRONIC INC COM COM 585055106 544 12370 SH Sole 12070 300 MERCK & CO INC NEW COM COM 58933Y105 1994 54567 SH Sole 27749 26818 1242 34000 SH Defined 34000 MICROSOFT CORP COM COM 594918104 5039 165335 SH Sole 140235 25100 530 17400 SH Defined 17400 MIRANT CORP ESCROW COM 604675991 0 14500 SH Sole 14500 MONSANTO CO NEW COM COM 61166W101 1736 21240 SH Sole 15776 5464 16 200 SH Defined 200 MORGAN STANLEY COM NEW COM 617446448 549 18551 SH Sole 12347 6204 MOTOROLA INC COM 620076109 901 116047 SH Sole 110268 5779 192 24686 SH Defined 24686 NEWTEK BUSINESS SVCS COM COM 652526104 10 10000 SH Sole 10000 NORDSTROM INC COM COM 655664100 376 10000 SH Sole 8300 1700 NORFOLK SOUTHERN CORP COM 655844108 691 13185 SH Sole 8385 4800 NVIDIA CORP COM COM 67066G104 328 17550 SH Sole 16350 1200 ONEOK PARTNERS LP UNIT LTD PAR COM 68268N103 1680 26968 SH Sole 21068 5900 ORACLE CORP COM COM 68389X105 390 15919 SH Sole 13919 2000 PEPSICO INC COM 713448108 7030 115618 SH Sole 85634 29984 1459 24000 SH Defined 24000 PFIZER INC COM 717081103 4224 232208 SH Sole 195806 36402 719 39500 SH Defined 39500 PHILIP MORRIS INTL INC COM COM 718172109 3382 70187 SH Sole 24275 45912 PHOENIX ASSOCIATES LND COM COM 719005100 0 1250000 SH Sole 1250000 PLAINS ALL AM PIPELINE UNIT LT COM 726503105 1092 20666 SH Sole 16216 4450 PNC FINL SVCS GROUP COM COM 693475105 699 13237 SH Sole 9387 3850 PRAXAIR INC COM COM 74005P104 644 8022 SH Sole 7622 400 PROCTER & GAMBLE CO COM 742718109 7423 122429 SH Sole 63646 58783 QUICKSILVER RESOURCES COM COM 74837R104 555 36970 SH Sole 33970 3000 REGENERON PHARMACEUTICALS COM 75886F107 1032 42700 SH Sole 41300 1400 RESEARCH IN MOTION LTD COM COM 760975102 609 9020 SH Sole 8620 400 SABINE ROYALTY TR COM 785688102 148 3600 SH Sole 3600 123 3000 SH Defined 3000 SAN JUAN BASIN RTY TR UNIT BEN COM 798241105 317 18400 SH Sole 18400 SANDISK CORP COM COM 80004C101 4590 158315 SH Sole 145115 13200 191 6600 SH Defined 6600 SANGAMO BIOSCIENCES COM COM 800677106 433 73124 SH Sole 67624 5500 6 1000 SH Defined 1000 SCHLUMBERGER LTD COM 806857108 1915 29414 SH Sole 27114 2300 SCHOLASTIC CORP COM COM 807066105 328 11000 SH Sole 1400 9600 SEALED AIR CORP NEW COM COM 81211K100 306 14000 SH Sole 14000 SILVER DRAGON RES INC COM COM 827692104 5 12000 SH Sole 12000 SIMON PPTY GROUP NEW COM COM 828806109 2459 30813 SH Sole 11557 19256 SOUTHERN CO COM COM 842587107 397 11900 SH Sole 6900 5000 SOUTHERN UN CO NEW COM COM 844030106 504 22185 SH Sole 14310 7875 SOUTHWEST AIRLS CO COM 844741108 11796 1031987 SH Sole 969153 62834 894 78198 SH Defined 78198 SPECTRA ENERGY CORP COM COM 847560109 757 36897 SH Sole 29351 7546 STARBUCKS CORP COM COM 855244109 341 14800 SH Sole 14100 700 SYMANTEC CORP COM COM 871503108 1057 59105 SH Sole 49705 9400 TAUBMAN CTRS INC COM COM 876664103 646 18000 SH Sole 12000 6000 TD AMERITRADE HLDG CP COM COM 87236Y108 202 10400 SH Sole 10400 TEREX CORP NEW COM COM 880779103 1166 58880 SH Sole 55880 3000 TEVA PHARMACEUTCL INDS ADR COM 881624209 784 13961 SH Sole 13561 400 TEXAS INSTRS INC COM COM 882508104 1115 42771 SH Sole 30467 12305 THERMO FISHER SCIENTIF COM COM 883556102 2030 42569 SH Sole 30840 11729 TIME WARNER CABLE INC COM COM 88732J207 196 4725 SH Sole 3833 892 64 1556 SH Defined 1556 TIME WARNER INC COM COM 887317303 718 24632 SH Sole 20763 3869 216 7400 SH Defined 7400 TYCO ELECTRONICS LTD S SHS COM H8912P106 206 8396 SH Sole 2993 5403 35 1442 SH Defined 1442 TYCO INTERNATIONAL LTD SHS COM H89128104 262 7351 SH Sole 3636 3715 51 1442 SH Defined 1442 UNDER ARMOUR INC CL A COM 904311107 1314 48175 SH Sole 45075 3100 UNITED HEALTHCARE CORP COM 91324P102 3179 104290 SH Sole 72990 31300 265 8700 SH Defined 8700 UNITED PARCEL SERVICE CL B COM 911312106 281 4896 SH Sole 3696 1200 UNITED TECHNOLOGIES CORP COM 913017109 1916 27607 SH Sole 20907 6700 VALERO ENERGY CORP NEW COM COM 91913Y100 368 21980 SH Sole 21480 500 VERIZON COMMUNICATIONS COM COM 92343V104 273 8237 SH Sole 3962 4275 VIACOM INC CL B COM 92553P201 307 10313 SH Sole 3466 6847 VISA INC COM CL A COM 92826C839 3794 43375 SH Sole 24925 18450 VISEON INC COM COM 928297100 0 12000 SH Sole 12000 VODAFONE GROUP PLC NEW SPONS A COM 92857W209 289 12523 SH Sole 4432 8091 WAL MART STORES INC COM 931142103 8181 153052 SH Sole 135910 17143 567 10600 SH Defined 10600 WALGREEN CO COM COM 931422109 380 10343 SH Sole 1943 8400 WEATHERFORD INTL LTD REG COM H27013103 472 26350 SH Sole 24450 1900 WELLPOINT HEALTH NETWK (NEW) COM 94973V107 562 9639 SH Sole 5803 3836 WELLS FARGO & COMPANY COM 949746101 1713 63466 SH Sole 50900 12566 WESTERN UN CO COM COM 959802109 771 40880 SH Sole 19595 21285 WET SEAL INC CL A COM 961840105 34 10000 SH Sole 10000 WORLD HEALTH ALTERNATI COM COM 98147T104 0 15000 SH Sole 15000 YAHOO INC COM COM 984332106 821 48950 SH Sole 43800 5150 101 6000 SH Defined 6000 ZIMMER HLDGS INC COM COM 98956p102 416 7030 SH Sole 4470 2560 142 2400 SH Defined 2400 ISHARES TR DJ OIL&GAS EXP 464288851 316 5855.000 SH Sole 5455.000 400.000 ISHARES TR DJ US FINL SVC 464287770 1166 21705.000 SH Sole 20355.000 1350.000 ISHARES TR FTSE XNHUA IDX 464287184 248 5872.000 SH Sole 4872.000 1000.000 ISHARES TR MSCI EAFE IDX 464287465 1940 35092.421 SH Sole 28063.976 7028.445 ISHARES TR MSCI EMERG MKT 464287234 759 18285.000 SH Sole 18185.000 100.000 ISHARES TR NASDQ BIO INDX 464287556 766 9360.000 SH Sole 9050.000 310.000 ISHARES TR RUSL 2000 VALU 464287630 296 5100.000 SH Sole 5100.000 ISHARES TR S&P GSTI SEMIC 464287523 292 5930.000 SH Sole 5830.000 100.000 POWERSHARES ETF TRUST WATER RE 73935X575 263 15590.000 SH Sole 14590.000 1000.000 POWERSHARES INDIA ETF INDIA PO 73935L100 438 19855.000 SH Sole 18855.000 1000.000 POWERSHARES QQQ TRUST UNIT SER 73935A104 905 19780.000 SH Sole 19680.000 100.000 SPDR INDEX SHS FDS DJWS INTL R 78463X863 1167 33450.000 SH Sole 33450.000 SPDR SERIES TRUST S&P BIOTECH 78464A870 221 4125.000 SH Sole 3775.000 350.000 SPDR TR UNIT SER 1 78462F103 682 6116.000 SH Sole 6116.000 VANGUARD INDEX FDS SML CP GRW 922908595 496 8279.000 SH Sole 8279.000 VANGUARD INTL EQTY IDX ALLWRLD 922042775 351 8050.000 SH Sole 4150.000 3900.000 WISDOMTREE TRUST DEFA FD 97717W703 640 13707.000 SH Sole 9507.000 4200.000 BANK OF AMERICA CORP PFD 1/120 060505583 452 25000 SH Sole 25000 BANK OF AMERICA CORP PFD PER1/ 060505815 446 25000 SH Sole 25000 BANK OF AMERICA CORP PFD1/1200 060505633 368 23000 SH Sole 11000 12000 GOLDMAN SACHS GROUP IN PFD 1/1 38144X609 1098 47600 SH Sole 47600 GOLDMAN SACHS GROUP IN SHS D 1 38144G804 571 25000 SH Sole 25000 GOLDMAN SACHS GROUP PFD A 1/10 38143Y665 3841 175142 SH Sole 161400 13742 METLIFE INC PFD A FLT RATE 59156R504 889 37132 SH Sole 22232 14900
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 265 Form 13F Information Table Value Total: $323,634 (x1000) List of Other Included Managers: N/A -----END PRIVACY-ENHANCED MESSAGE-----