-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Knh+52jw5naXxwRgfPqFaDYS7YE7gszaslm6iA183Nx6LPvlMlPrjQM0YNIKNkHZ o91IwhjbzeVQEb3OCRt4Ag== 0000837286-09-000012.txt : 20090720 0000837286-09-000012.hdr.sgml : 20090719 20090720111353 ACCESSION NUMBER: 0000837286-09-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090720 DATE AS OF CHANGE: 20090720 EFFECTIVENESS DATE: 20090720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAY GERALD L & ASSOCIATES LTD CENTRAL INDEX KEY: 0000837286 IRS NUMBER: 751567129 STATE OF INCORPORATION: TX FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02345 FILM NUMBER: 09952483 BUSINESS ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 2149541900 MAIL ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 FORMER COMPANY: FORMER CONFORMED NAME: RAY GERALD L & ASSOCIATES INC DATE OF NAME CHANGE: 19990407 13F-HR 1 o13f063009.txt U.S.SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment (X) This Amendment (Check only one.): (X) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gerald L. Ray & Associates, Ltd. Address: 1445 Ross Ave. Suite 5600 Dallas, TX 75202 13F File Number: 028-02345 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Joseph H. Ray Title: President Phone: 214-954-1900 Signature, Place, and Date of Signing: Gerald L. Ray Dallas, TX July 20, 2009 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 1595 33440 SH Sole 30540 2900 AFTERSOFT GROUP INC COM COM 00831R105 1 17161 SH Sole 17161 ALCOA INC COM 013817101 152 20665 SH Sole 20265 400 18 2500 SH Defined 2500 ALLIANCEBERNSTEIN HLDG UNIT LT COM 01881G106 166 11275 SH Sole 10275 1000 ALLSCRIPTS HLTHCAR SOL COM COM 01988P108 229 22250 SH Sole 11250 11000 ALLSTATE CORP COM 020002101 289 15096 SH Sole 12816 2280 ALTRIA GROUP INC COM COM 02209S103 1054 65784 SH Sole 41800 23984 AMERICAN CAMPUS CMNTYS COM COM 024835100 269 15500 SH Sole 14500 1000 AMERICAN EXPRESS CO COM 025816109 366 26879 SH Sole 25619 1260 AMERICAN INTL GROUP INC COM 026874107 23 23070 SH Sole 21070 2000 AMERIGAS PARTNERS L P UNIT L P COM 030975106 328 11600 SH Sole 11600 AMGEN COM 031162100 9882 199562 SH Sole 169927 29635 1144 23100 SH Defined 23100 APACHE CORP COM COM 037411105 2509 39150 SH Sole 34250 4900 218 3400 SH Defined 3400 APPLE COMPUTER INC COM 037833100 3121 29692 SH Sole 24992 4700 21 200 SH Defined 200 APPLIED MATLS INC COM 038222105 420 39035 SH Sole 26535 12500 43 4000 SH Defined 4000 APPLIED NANOTECH HOLDI COM COM 03824B103 3 12300 SH Sole 12300 AT&T INC COM COM 00206R102 915 36308 SH Sole 19388 16920 AUTO DATA NETWORK INC COM COM 05270Q104 0 25000 SH Sole 25000 BANCFIRST CORP COM COM 05945F103 218 6000 SH Sole 6000 BANK NEW YORK MELLON COM COM 064058100 305 10779 SH Sole 6778 4001 BANK OF AMERICA CORP COM COM 060505104 2047 300156 SH Sole 273142 27014 154 22630 SH Defined 22630 BAXTER INTL INC COM 071813109 51 1000 SH Sole 1000 410 8000 SH Defined 8000 BELO CORP COM SER A COM 080555105 12 20000 SH Sole 20000 BELO CORP COM SER B COM 080555204 7 12000 SH Sole 12000 BLACK & DECKER CORP COM 091797100 101 3200 SH Sole 3200 252 8000 SH Defined 8000 BLACKSTONE GROUP L P COM UNIT COM 09253U108 202 27900 SH Sole 26400 1500 BOEING CO COM 097023105 654 18384 SH Sole 17434 950 213 6000 SH Defined 6000 BOSTON PROPERTIES INC COM COM 101121101 744 21250 SH Sole 20450 800 BOSTON SCIENTIFIC CORP COM COM 101137107 262 32920 SH Sole 28120 4800 4 500 SH Defined 500 BP PLC SPONSORED ADR COM 055622104 392 9784 SH Sole 2956 6828 BRINKER INTL INC COM 109641100 170 11241 SH Sole 6741 4500 BRISTOL MYERS SQUIBB COM 110122108 3005 137106 SH Sole 119698 17408 1114 50800 SH Defined 50800 BUCKEYE PARTNERS L P UNIT LTD COM 118230101 235 6600 SH Sole 1100 5500 BUILD A BEAR WORKSHOP COM COM 120076104 124 20500 SH Sole 20500 CAMPBELL SOUP CO COM 134429109 383 14000 SH Sole 12000 2000 CARDINAL HEALTH INC COM COM 14149Y108 375 11911 SH Sole 11411 500 CARNIVAL CORP PAIRED CTF COM 143658300 311 14400 SH Sole 13400 1000 CATERPILLAR INC DEL COM COM 149123101 1832 65510 SH Sole 57435 8075 CBL & ASSOC PPTYS INC COM 124830100 375 158797 SH Sole 144463 14334 CBS CORP NEW CL B COM 124857202 45 11659 SH Sole 11659 CELGENE CORP COM COM 151020104 7661 172555 SH Sole 144630 27925 1248 28100 SH Defined 28100 CENTRAL FD CDA LTD CL A COM 153501101 125 10500 SH Sole 10500 CEPHALON INC COM COM 156708109 591 8675 SH Sole 7575 1100 CHEVRON CORP COM COM 166764100 2561 38087 SH Sole 26652 11435 CIGNA CORP COM COM 125509109 336 19125 SH Sole 19125 CISCO SYS INC COM 17275R102 3617 215698 SH Sole 184863 30835 117 7000 SH Defined 7000 CITIGROUP INC COM 172967101 1624 641964 SH Sole 582142 59822 126 49638 SH Defined 49638 COCA COLA CO COM 191216100 4096 93195 SH Sole 89345 3850 439 10000 SH Defined 10000 COLGATE PALMOLIVE CO COM 194162103 5409 91717 SH Sole 79138 12579 1557 26400 SH Defined 26400 COLONIAL BANCGROUP INC COM COM 195493309 13 14827 SH Sole 14827 COMMERCIAL METALS CO COM COM 201723103 795 68864 SH Sole 55300 13564 COMMSCOPE INC COM COM 203372107 151 13300 SH Sole 11900 1400 7 600 SH Defined 600 CONOCOPHILLIPS COM COM 20825C104 817 20868 SH Sole 16802 4066 CONSOLIDATED EDISON COM COM 209115104 267 6750 SH Sole 4800 1950 CORNING INC COM 219350105 1247 93975 SH Sole 84675 9300 17 1300 SH Defined 1300 COVIDIEN LTD COM COM G2552X108 402 12082 SH Sole 11432 650 51 1542 SH Defined 1542 CVS CAREMARK CORP COM COM 126650100 1385 50369 SH Sole 33840 16529 DELL INC COM COM 24702R101 611 64406 SH Sole 64106 300 47 5000 SH Defined 5000 DILLARD DEPT STORES CL A COM 254067101 83 14580 SH Sole 14580 DISNEY COM STK COM 254687106 1827 100600 SH Sole 82355 18245 242 13300 SH Defined 13300 DOMINION RES INC VA COM 25746u109 1474 47553 SH Sole 34653 12900 DOW CHEMICAL CO COM 260543103 38 4546 SH Sole 1046 3500 51 6000 SH Defined 6000 DU PONT E I DE NEMOURS COM 263534109 1793 80280 SH Sole 66825 13455 210 9400 SH Defined 9400 DUKE ENERGY CORP COM 26441C105 909 63458 SH Sole 52018 11440 E M C CORP MASS COM COM 268648102 377 33090 SH Sole 31090 2000 114 10000 SH Defined 10000 ELAN PLC ADR COM 284131208 621 93550 SH Sole 91550 2000 ELI LILLY & COMPANY COM 532457108 1226 36700 SH Sole 36300 400 ENBRIDGE ENERGY MNGMT SHS UNIT COM 29250X103 376 12989 SH Sole 10618 2371 ENBRIDGE ENERGY PRTNRS COM COM 29250R106 402 13420 SH Sole 10920 2500 ENERGY VISION INTL INC COM COM 29276A103 0 13200 SH Sole 13200 ENTERGY CORP NEW COM COM 29364G103 428 6293 SH Sole 3850 2443 ENTERPRISE PRODS PARTN COM COM 293792107 1786 80257 SH Sole 63803 16454 EOG RES INC COM COM 26875P101 693 12650 SH Sole 9950 2700 ERICSSON L M TEL CO ADR B SEK COM 294821608 82 10090 SH Sole 10090 EXXON MOBIL CORP COM COM 30231G102 6485 95223 SH Sole 79284 15939 885 13000 SH Defined 13000 FEDEX CORP COM 31428X106 623 14010 SH Sole 11835 2175 FIRST FINL BANKSHARES COM COM 32020R109 284 5901 SH Sole 5901 FIRST HORIZON NATL CP COM COM 320517105 121 11312 SH Sole 11312 FPL GROUP INC COM COM 302571104 765 15074 SH Sole 12580 2494 GENERAL DYNAMICS CORP COM COM 369550108 203 4870 SH Sole 4670 200 GENERAL ELEC CO COM 369604103 3719 367840 SH Sole 303009 64831 426 42100 SH Defined 42100 GENERAL GROWTH PPTYS COM COM 370021107 20 27500 SH Sole 19650 7850 GLAXOSMITHKLINE PLC SPONSORED COM 37733W105 202 6500 SH Sole 6000 500 155 5000 SH Defined 5000 GOLDMAN SACHS GROUP COM COM 38141G104 1663 15685 SH Sole 14085 1600 GOODRICH CORP COM COM 382388106 1420 37470 SH Sole 36770 700 HALLIBURTON CO COM COM 406216101 296 19155 SH Sole 18755 400 HERSHEY CO COM COM 427866108 503 14475 SH Sole 8200 6275 HEWLETT PACKARD CO COM COM 428236103 2907 90660 SH Sole 72184 18476 42 1316 SH Defined 1316 HOLOGIC INC COM COM 436440101 221 16900 SH Sole 11300 5600 HOME DEPOT INC COM 437076102 383 16250 SH Sole 15250 1000 12 500 SH Defined 500 HONEYWELL INTL INC COM COM 438516106 4302 154428 SH Sole 125288 29140 50 1800 SH Defined 1800 INTEL CORP COM 458140100 3973 264329 SH Sole 223601 40728 INTERNATIONAL BUSINESS M COM 459200101 4596 47431 SH Sole 41226 6205 581 6000 SH Defined 6000 J P MORGAN CHASE & CO COM COM 46625H100 6280 236285 SH Sole 197620 38665 539 20292 SH Defined 20292 JOHNSON & JOHNSON COM 478160104 5557 105643 SH Sole 89152 16491 1178 22400 SH Defined 22400 KELLOGG CO COM 487836108 448 12240 SH Sole 12240 KIMBERLY CLARK CORP COM 494368103 696 15093 SH Sole 13093 2000 369 8000 SH Defined 8000 KINDER MORGAN ENERGY UT LTD PA COM 494550106 2147 45965 SH Sole 33447 12518 KINDER MORGAN MGMT LLC SHS COM 49455U100 707 17340 SH Sole 14499 2841 KRAFT FOODS INC CL A COM 50075N104 962 43179 SH Sole 27897 15282 L-3 COMMUNICATNS HLDGS COM COM 502424104 1242 18316 SH Sole 12966 5350 LAUDER ESTEE COS INC CL A COM 518439104 712 28899 SH Sole 27833 1066 LIBERTY INTL PLC COM COM G8995Y108 161 27200 SH Sole 27200 LIBERTY MEDIA CORP NEW ENT COM COM 53071M500 203 10176 SH Sole 10176 LIBERTY MEDIA HLDG CRP INT COM COM 53071M104 38 12963 SH Sole 12963 LL & E RTY TR UNIT BEN INT COM 502003106 10 21000 SH Sole 21000 LOCKHEED MARTIN CORP COM COM 539830109 241 3493 SH Sole 2493 1000 LOWES COS INC COM COM 548661107 425 23285 SH Sole 20810 2475 MACERICH CO COM COM 554382101 132 21150 SH Sole 19250 1900 MAGELLAN MIDSTREAM PRT COM UNI COM 559080106 1454 49516 SH Sole 32366 17150 MANULIFE FINL CORP COM COM 56501R106 161 14408 SH Sole 3522 10886 MARRIOTT INTL COM 571903202 396 24200 SH Sole 23200 1000 MASTERCARD INC CL A COM 57636Q104 201 1200 SH Sole 1200 MEDCO HEALTH SOLUTIONS COM COM 58405U102 2365 57210 SH Sole 54400 2810 1032 24954 SH Defined 24954 MEDTRONIC INC COM COM 585055106 704 23895 SH Sole 18180 5715 MERCK & CO INC COM 589331107 836 31247 SH Sole 25127 6120 990 37000 SH Defined 37000 MICROSOFT CORP COM COM 594918104 3562 193882 SH Sole 156632 37250 342 18600 SH Defined 18600 MIRANT CORP ESCROW COM 604675991 0 14500 SH Sole 14500 MONSANTO CO NEW COM COM 61166W101 409 4917 SH Sole 4887 30 MORGAN STANLEY COM NEW COM 617446448 426 18688 SH Sole 17488 1200 MOTOROLA INC COM 620076109 599 141630 SH Sole 111604 30026 120 28478 SH Defined 28478 NEWTEK BUSINESS SVCS COM COM 652526104 3 10000 SH Sole 10000 NORFOLK SOUTHERN CORP COM 655844108 1987 58882 SH Sole 10650 48232 ONEOK PARTNERS LP UNIT LTD PAR COM 68268N103 1239 30468 SH Sole 22668 7800 ORACLE CORP COM COM 68389X105 304 16818 SH Sole 15218 1600 PEPSICO INC COM 713448108 6150 119456 SH Sole 98386 21070 1462 28400 SH Defined 28400 PFIZER INC COM 717081103 3885 285241 SH Sole 228641 56600 810 59500 SH Defined 59500 PHILIP MORRIS INTL INC COM COM 718172109 2606 73242 SH Sole 48130 25112 PHOENIX ASSOCIATES LND COM COM 719005100 0 1250000 SH Sole 1250000 PLAINS ALL AM PIPELINE UNIT LT COM 726503105 813 22116 SH Sole 14966 7150 PNC FINL SVCS GROUP COM COM 693475105 373 12737 SH Sole 12237 500 PRAXAIR INC COM COM 74005P104 565 8400 SH Sole 7900 500 PROCTER & GAMBLE CO COM 742718109 6406 136043 SH Sole 87280 48763 QUICKSILVER RESOURCES COM COM 74837R104 110 19900 SH Sole 19900 REGENERON PHARMACEUTICALS COM 75886F107 734 52950 SH Sole 46550 6400 SABINE ROYALTY TR COM 785688102 127 3600 SH Sole 3600 106 3000 SH Defined 3000 SANDISK CORP COM COM 80004C101 2201 173985 SH Sole 150185 23800 83 6600 SH Defined 6600 SANGAMO BIOSCIENCES COM COM 800677106 208 49100 SH Sole 48000 1100 SCHERING PLOUGH CORP COM COM 806605101 1108 47046 SH Sole 47046 SCHLUMBERGER LTD COM 806857108 1499 36915 SH Sole 29215 7700 SCHOLASTIC CORP COM COM 807066105 166 11000 SH Sole 11000 SEALED AIR CORP NEW COM COM 81211K100 193 14000 SH Sole 14000 SIMON PPTY GROUP NEW COM COM 828806109 1012 29212 SH Sole 28599 613 SOUTHERN CO COM COM 842587107 393 12850 SH Sole 8950 3900 SOUTHERN UN CO NEW COM COM 844030106 441 29002 SH Sole 27112 1890 SOUTHWEST AIRLS CO COM 844741108 6877 1086352 SH Sole 985169 101183 495 78198 SH Defined 78198 SPECTRA ENERGY CORP COM COM 847560109 777 54954 SH Sole 50398 4556 STARBUCKS CORP COM COM 855244109 157 14100 SH Sole 14100 SYMANTEC CORP COM COM 871503108 939 62855 SH Sole 52555 10300 TAUBMAN CTRS INC COM COM 876664103 307 18000 SH Sole 18000 TD AMERITRADE HLDG CP COM COM 87236Y108 144 10400 SH Sole 10400 TEPPCO PARTNERS L P UT LTD PAR COM 872384102 342 15116 SH Sole 6966 8150 TEREX CORP NEW COM COM 880779103 461 49830 SH Sole 49750 80 TEVA PHARMACEUTCL INDS ADR COM 881624209 934 20740 SH Sole 17340 3400 TEXAS INSTRS INC COM COM 882508104 842 51024 SH Sole 38519 12505 THERMO FISHER SCIENTIF COM COM 883556102 1615 45288 SH Sole 34159 11129 TIME WARNER CABLE INC COM COM 88732J207 209 8432 SH Sole 6131 2301 46 1857 SH Defined 1857 TIME WARNER INC COM COM 887317303 651 33706 SH Sole 24513 9193 143 7400 SH Defined 7400 TYCO INTERNATIONAL LTD SHS COM H89128104 183 9347 SH Sole 8997 350 28 1442 SH Defined 1442 UNDER ARMOUR INC CL A COM 904311107 1003 61075 SH Sole 52675 8400 UNITED HEALTHCARE CORP COM 91324P102 2487 118840 SH Sole 103890 14950 213 10200 SH Defined 10200 UNITED PARCEL SERVICE CL B COM 911312106 224 4546 SH Sole 3996 550 UNITED TECHNOLOGIES CORP COM 913017109 1249 29061 SH Sole 25261 3800 VALERO ENERGY CORP NEW COM COM 91913Y100 406 22680 SH Sole 18180 4500 VIACOM INC CL B COM 92553P201 234 13445 SH Sole 13445 VISA INC COM CL A COM 92826C839 2334 41975 SH Sole 38525 3450 VISEON INC COM COM 928297100 0 12000 SH Sole 12000 VODAFONE GROUP PLC NEW SPONS A COM 92857W209 216 12421 SH Sole 12421 WAL MART STORES INC COM 931142103 9147 175574 SH Sole 156037 19537 552 10600 SH Defined 10600 WALGREEN CO COM COM 931422109 333 12843 SH Sole 1943 10900 WEATHERFORD INTL LTD REG COM H27013103 283 25550 SH Sole 20400 5150 WELLPOINT HEALTH NETWK (NEW) COM 94973V107 622 16374 SH Sole 10388 5986 WELLS FARGO & COMPANY COM 949746101 879 61715 SH Sole 58863 2852 WESTERN UN CO COM COM 959802109 564 44880 SH Sole 44880 WET SEAL INC CL A COM 961840105 34 10000 SH Sole 10000 WORLD HEALTH ALTERNATI COM COM 98147T104 0 15000 SH Sole 15000 YAHOO INC COM COM 984332106 486 37950 SH Sole 33600 4350 ZIMMER HLDGS INC COM COM 98956p102 357 9776 SH Sole 8516 1260 88 2400 SH Defined 2400 ISHARES INC MSCI JAPAN 464286848 87 11023.000 SH Sole 11023.000 ISHARES TR DJ US FINL SVC 464287770 412 11990.000 SH Sole 10990.000 1000.000 ISHARES TR FTSE XNHUA IDX 464287184 263 9220.000 SH Sole 8120.000 1100.000 ISHARES TR MSCI EAFE IDX 464287465 1484 39481.122 SH Sole 30181.122 9300.000 ISHARES TR MSCI EMERG MKT 464287234 398 16050.000 SH Sole 16050.000 ISHARES TR NASDQ BIO INDX 464287556 412 6205.000 SH Sole 6140.000 65.000 ISHARES TR RUSL 2000 VALU 464287630 201 5100.000 SH Sole 4200.000 900.000 POWERSHARES ETF TRUST WATER RE 73935X575 194 16290.000 SH Sole 14890.000 1400.000 POWERSHARES INDIA ETF INDIA PO 73935L100 260 21705.000 SH Sole 20355.000 1350.000 POWERSHARES QQQ TRUST UNIT SER 73935A104 605 19970.000 SH Sole 19340.000 630.000 SPDR INDEX SHS FDS DJWS INTL R 78463X863 760 34450.000 SH Sole 33950.000 500.000 SPDR TR UNIT SER 1 78462F103 486 6116.000 SH Sole 3466.000 2650.000 VANGUARD INDEX FDS SML CP GRW 922908595 225 5830.000 SH Sole 5730.000 100.000 VANGUARD INTL EQTY IDX ALLWRLD 922042775 209 7450.000 SH Sole 3600.000 3850.000 BANK OF AMERICA CORP PFD 1/120 060505583 155 25000 SH Sole 25000 BANK OF AMERICA CORP PFD PER1/ 060505815 171 26000 SH Sole 26000 BANK OF AMERICA CORP PFD1/1200 060505633 141 28200 SH Sole 11600 16600 GOLDMAN SACHS GROUP IN PFD 1/1 38144X609 559 46600 SH Sole 45600 1000 GOLDMAN SACHS GROUP IN SHS D 1 38144G804 290 25000 SH Sole 25000 GOLDMAN SACHS GROUP PFD A 1/10 38143Y665 2008 173142 SH Sole 166542 6600 METLIFE INC PFD A FLT RATE 59156R504 487 42232 SH Sole 25632 16600
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 253 Form 13F Information Table Value Total: $272,053 (x1000) List of Other Included Managers: N/A -----END PRIVACY-ENHANCED MESSAGE-----