-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IFi6n/IdW6kIX6jb2axJWaZ6uR/2kTaYDdW4aoF0crEPEGZdB4BqjqDM/d9cAYCI 0fjxfCLx0h5sDFV9kDXpsg== 0000837286-09-000002.txt : 20090122 0000837286-09-000002.hdr.sgml : 20090122 20090122103403 ACCESSION NUMBER: 0000837286-09-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090122 DATE AS OF CHANGE: 20090122 EFFECTIVENESS DATE: 20090122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAY GERALD L & ASSOCIATES LTD CENTRAL INDEX KEY: 0000837286 IRS NUMBER: 751567129 STATE OF INCORPORATION: TX FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02345 FILM NUMBER: 09538175 BUSINESS ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 2149541900 MAIL ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 FORMER COMPANY: FORMER CONFORMED NAME: RAY GERALD L & ASSOCIATES INC DATE OF NAME CHANGE: 19990407 13F-HR 1 o13f123108.txt FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment ( ): This Amendment (Check only one.): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gerald L. Ray & Associates, Ltd. Address: 1445 Ross Ave. Suite 5600 Dallas, TX 75202 13F File Number: 028-02345 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Joseph H. Ray Title: President Phone: 214-954-1900 Signature, Place, and Date of Signing: Gerald L. Ray Dallas, TX January 22, 2009 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 149 Form 13F Information Table Value Total: $177,293 (X 1000) List of Other Included Managers: N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AFTERSOFT GROUP INC COM COM 00831R105 2 17161 SH Sole 17161 ALCOA INC COM 013817101 246 21815 SH Sole 21415 400 28 2500 SH Defined 2500 ALLSCRIPTS HLTHCAR SOL COM COM 01988P108 221 22250 SH Sole 11250 11000 ALTRIA GROUP INC COM COM 02209S103 488 32387 SH Sole 10303 22084 AMERICAN EXPRESS CO COM 025816109 387 20866 SH Sole 19756 1110 93 5000 SH Defined 5000 AMERICAN INTL GROUP INC COM 026874107 39 24919 SH Sole 22919 2000 AMERIGAS PARTNERS L P UNIT L P COM 030975106 326 11600 SH Sole 11600 AMGEN COM 031162100 12081 209187 SH Sole 177587 31600 1334 23100 SH Defined 23100 ANADARKO PETE CORP COM COM 032511107 279 7250 SH Sole 7250 APACHE CORP COM COM 037411105 2269 30450 SH Sole 26650 3800 253 3400 SH Defined 3400 APPLE COMPUTER INC COM 037833100 1982 23222 SH Sole 18772 4450 17 200 SH Defined 200 APPLIED MATLS INC COM 038222105 416 41105 SH Sole 28605 12500 41 4000 SH Defined 4000 AT&T INC COM COM 00206R102 992 34824 SH Sole 18904 15920 AUTO DATA NETWORK INC COM COM 05270Q104 0 25000 SH Sole 25000 BANCFIRST CORP COM COM 05945F103 318 6000 SH Sole 6000 BANK OF AMERICA CORP COM COM 060505104 2905 206338 SH Sole 181770 24568 319 22630 SH Defined 22630 BAXTER INTL INC COM 071813109 63 1180 SH Sole 1180 429 8000 SH Defined 8000 BLACK & DECKER CORP COM 091797100 134 3200 SH Sole 3200 334 8000 SH Defined 8000 BOEING CO COM 097023105 291 6824 SH Sole 6424 400 256 6000 SH Defined 6000 BOSTON SCIENTIFIC CORP COM COM 101137107 346 44670 SH Sole 39870 4800 4 500 SH Defined 500 BP PLC SPONSORED ADR COM 055622104 415 8884 SH Sole 3156 5728 BRINKER INTL INC COM 109641100 118 11241 SH Sole 6741 4500 BRISTOL MYERS SQUIBB COM 110122108 2452 105474 SH Sole 88066 17408 1181 50800 SH Defined 50800 CARDINAL HEALTH INC COM COM 14149Y108 207 6011 SH Sole 5511 500 CATERPILLAR INC DEL COM COM 149123101 1653 37000 SH Sole 34600 2400 CELGENE CORP COM COM 151020104 9920 179455 SH Sole 151530 27925 1553 28100 SH Defined 28100 CEPHALON INC COM COM 156708109 805 10450 SH Sole 9350 1100 CHEVRON CORP COM COM 166764100 320 4330 SH Sole 1090 3240 CISCO SYS INC COM 17275R102 3150 193265 SH Sole 170255 23010 114 7000 SH Defined 7000 CITIGROUP INC COM 172967101 4019 598988 SH Sole 538982 60006 333 49638 SH Defined 49638 COCA COLA CO COM 191216100 1174 25942 SH Sole 23970 1972 589 13000 SH Defined 13000 COLGATE PALMOLIVE CO COM 194162103 5188 75689 SH Sole 64930 10759 1809 26400 SH Defined 26400 COMMERCIAL METALS CO COM COM 201723103 377 31800 SH Sole 23700 8100 COMMSCOPE INC COM COM 203372107 207 13300 SH Sole 11900 1400 9 600 SH Defined 600 CORNING INC COM 219350105 950 99692 SH Sole 90392 9300 12 1300 SH Defined 1300 COVIDIEN LTD COM COM G2552X108 192 5296 SH Sole 4646 650 56 1542 SH Defined 1542 DELL INC COM COM 24702R101 165 16125 SH Sole 15825 300 51 5000 SH Defined 5000 DILLARD DEPT STORES CL A COM 254067101 58 14580 SH Sole 14580 DISNEY COM STK COM 254687106 1640 72288 SH Sole 57307 14981 302 13300 SH Defined 13300 DU PONT E I DE NEMOURS COM 263534109 1918 75800 SH Sole 63425 12375 238 9400 SH Defined 9400 E M C CORP MASS COM COM 268648102 351 33500 SH Sole 31500 2000 105 10000 SH Defined 10000 ELAN PLC ADR COM 284131208 529 88250 SH Sole 83250 5000 ERICSSON L M TEL CO ADR B SEK COM 294821608 79 10090 SH Sole 10090 EXXON MOBIL CORP COM COM 30231G102 6413 80338 SH Sole 75168 5170 1038 13000 SH Defined 13000 FIRST FINL BANKSHARES COM COM 32020R109 326 5901 SH Sole 5901 GENERAL ELEC CO COM 369604103 3864 238537 SH Sole 209867 28670 682 42100 SH Defined 42100 GLAXOSMITHKLINE PLC SPONSORED COM 37733W105 19 500 SH Sole 500 186 5000 SH Defined 5000 GOLDMAN SACHS GROUP COM COM 38141G104 797 9449 SH Sole 7949 1500 GOODRICH CORP COM COM 382388106 1486 40135 SH Sole 38935 1200 HEWLETT PACKARD CO COM COM 428236103 2182 60133 SH Sole 48432 11701 48 1316 SH Defined 1316 HOME DEPOT INC COM 437076102 458 19887 SH Sole 18887 1000 12 500 SH Defined 500 HONEYWELL INTL INC COM COM 438516106 4706 143335 SH Sole 118395 24940 59 1800 SH Defined 1800 HSBC HLDGS PLC SPON ADR NEW COM 404280406 213 4378 SH Sole 4378 INTEL CORP COM 458140100 2926 199613 SH Sole 172015 27598 INTERNATIONAL BUSINESS M COM 459200101 2544 30227 SH Sole 26927 3300 505 6000 SH Defined 6000 ISHARES INC MSCI JAPAN COM 464286848 154 16123 SH Sole 15923 200 ISHARES TR DJ US FINL SVC COM 464287770 755 16094 SH Sole 15394 700 ISHARES TR FTSE XNHUA IDX COM 464287184 247 8500 SH Sole 7400 1100 ISHARES TR MSCI EMERG MKT COM 464287234 222 8900 SH Sole 8900 ISHARES TR NASDQ BIO INDX COM 464287556 482 6786 SH Sole 6721 65 ISHARES TR RUSL 2000 VALU COM 464287630 251 5100 SH Sole 4200 900 J P MORGAN CHASE & CO COM COM 46625H100 7307 231745 SH Sole 195555 36190 640 20292 SH Defined 20292 JOHNSON & JOHNSON COM 478160104 4271 71386 SH Sole 61786 9600 1340 22400 SH Defined 22400 KIMBERLY CLARK CORP COM 494368103 537 10187 SH Sole 8187 2000 422 8000 SH Defined 8000 KRAFT FOODS INC CL A COM 50075N104 578 21535 SH Sole 6253 15282 MEDCO HEALTH SOLUTIONS COM COM 58405U102 689 16434 SH Sole 15566 868 1253 29908 SH Defined 29908 MEDTRONIC INC COM COM 585055106 936 29799 SH Sole 24759 5040 MERCK & CO INC COM 589331107 813 26733 SH Sole 20613 6120 1186 39000 SH Defined 39000 MICROSOFT CORP COM COM 594918104 2977 153116 SH Sole 128866 24250 362 18600 SH Defined 18600 MIRANT CORP ESCROW COM 604675991 0 14500 SH Sole 14500 MOTOROLA INC COM 620076109 651 146941 SH Sole 116915 30026 126 28478 SH Defined 28478 NEWTEK BUSINESS SVCS COM COM 652526104 2 10000 SH Sole 10000 PEPSICO INC COM 713448108 4490 81974 SH Sole 69374 12600 1555 28400 SH Defined 28400 PFIZER INC COM 717081103 5071 286361 SH Sole 228842 57520 1054 59500 SH Defined 59500 PHILIP MORRIS INTL INC COM COM 718172109 1405 32287 SH Sole 10203 22084 PHOENIX ASSOCIATES LND COM COM 719005100 0 1250000 SH Sole 1250000 POWERSHARES ETF TRUST WATER RE COM 73935X575 204 14200 SH Sole 13800 400 POWERSHARES INDIA ETF INDIA PO COM 73935L100 252 20405 SH Sole 20055 350 POWERSHARES QQQ TRUST UNIT SER COM 73935A104 679 22820 SH Sole 22190 630 PROCTER & GAMBLE CO COM 742718109 4421 71516 SH Sole 31836 39680 QUICKSILVER RESOURCES COM COM 74837R104 112 20100 SH Sole 20100 REGENERON PHARMACEUTICALS COM 75886F107 1018 55450 SH Sole 49050 6400 SANDISK CORP COM COM 80004C101 1777 185131 SH Sole 159331 25800 63 6600 SH Defined 6600 SANGAMO BIOSCIENCES COM COM 800677106 157 45100 SH Sole 41000 4100 SCHLUMBERGER LTD COM 806857108 1165 27530 SH Sole 20530 7000 SEALED AIR CORP NEW COM COM 81211K100 209 14000 SH Sole 14000 SOUTHWEST AIRLS CO COM 844741108 9547 1107572 SH Sole 1001389 106183 674 78198 SH Defined 78198 SPDR TR UNIT SER 1 COM 78462F103 510 5656 SH Sole 3156 2500 SYMANTEC CORP COM COM 871503108 953 70465 SH Sole 60165 10300 TD AMERITRADE HLDG CP COM COM 87236Y108 170 11900 SH Sole 11900 TEREX CORP NEW COM COM 880779103 341 19680 SH Sole 19600 80 TEVA PHARMACEUTCL INDS ADR COM 881624209 964 22640 SH Sole 19240 3400 TEXAS INSTRS INC COM COM 882508104 598 38530 SH Sole 34726 3805 TIME WARNER INC COM COM 887317105 1060 105329 SH Sole 76245 29084 223 22200 SH Defined 22200 UNDER ARMOUR INC CL A COM 904311107 1535 64375 SH Sole 55975 8400 UNITED HEALTHCARE CORP COM 91324P102 1501 56417 SH Sole 49467 6950 271 10200 SH Defined 10200 UNITED TECHNOLOGIES CORP COM 913017109 436 8131 SH Sole 8131 VALERO ENERGY CORP NEW COM COM 91913Y100 541 24980 SH Sole 18680 6300 VANGUARD INDEX FDS SML CP GRW COM 922908595 216 5130 SH Sole 5030 100 VISEON INC COM COM 928297100 0 12000 SH Sole 12000 WAL MART STORES INC COM 931142103 8908 158901 SH Sole 144250 14651 594 10600 SH Defined 10600 WALGREEN CO COM COM 931422109 347 14064 SH Sole 2364 11700 WORLD HEALTH ALTERNATI COM COM 98147T104 0 15000 SH Sole 15000 YAHOO INC COM COM 984332106 470 38550 SH Sole 34200 4350
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