0001247524-15-000101.txt : 20150223 0001247524-15-000101.hdr.sgml : 20150223 20150223184053 ACCESSION NUMBER: 0001247524-15-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150219 FILED AS OF DATE: 20150223 DATE AS OF CHANGE: 20150223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 BUSINESS PHONE: 205-745-2000 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYNCH THOMAS J CENTRAL INDEX KEY: 0001260616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 15641350 MAIL ADDRESS: STREET 1: 79 TW ALEXANDER DRIVE STREET 2: 4101 RESEARCH COMMONS CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-02-19 0000837173 Walter Energy, Inc. WLT 0001260616 LYNCH THOMAS J 3000 RIVERCHASE GALLERIA, SUITE #1700 BIRMINGHAM AL 35244 0 1 0 0 SVP - Human Resources Common Stock 2015-02-19 4 F 0 237 1.02 D 11868.16 D Non-qualified stock options 1.02 2015-02-19 4 A 0 27527 0 A 2025-02-19 Common Stock 27527 27527 D Payment of tax liability by delivering or withholding securities incident to the vesting of securities issued in accordance with Rule 16b-3. Options vest in 3 equal annual installments beginning 2/19/16. /s/ Earl Doppelt, by power of attorney 2015-02-23