0001247524-14-000140.txt : 20141204
0001247524-14-000140.hdr.sgml : 20141204
20141204102624
ACCESSION NUMBER: 0001247524-14-000140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141203
FILED AS OF DATE: 20141204
DATE AS OF CHANGE: 20141204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walter Energy, Inc.
CENTRAL INDEX KEY: 0000837173
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220]
IRS NUMBER: 133429953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 RIVERCHASE GALLERIA
STREET 2: SUITE 1700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35244
BUSINESS PHONE: 205-745-2000
MAIL ADDRESS:
STREET 1: 3000 RIVERCHASE GALLERIA
STREET 2: SUITE 1700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35244
FORMER COMPANY:
FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/
DATE OF NAME CHANGE: 19950207
FORMER COMPANY:
FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP
DATE OF NAME CHANGE: 19910814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wagner A J
CENTRAL INDEX KEY: 0001402675
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13711
FILM NUMBER: 141265356
MAIL ADDRESS:
STREET 1: 4211 W. BOY SCOUT BLVD.
CITY: TAMPA
STATE: FL
ZIP: 33607
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-12-03
0000837173
Walter Energy, Inc.
WLT
0001402675
Wagner A J
3000 RIVERCHASE GALLERIA, SUITE #1700
BIRMINGHAM
AL
35244
1
0
0
0
Common Stock
11417
D
Common Stock
5000
I
Self-managed IRA
Common Stock
2014-12-03
4
S
0
5000
2.03
D
0
I
By trust
Held in a self-managed IRA account under which the Reporting Person's sons are the primary beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Held by a trust, of which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
/s/ Earl Doppelt, by power of attorney
2014-12-04