0001179110-11-004389.txt : 20110307
0001179110-11-004389.hdr.sgml : 20110307
20110307073715
ACCESSION NUMBER: 0001179110-11-004389
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110304
FILED AS OF DATE: 20110307
DATE AS OF CHANGE: 20110307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Madden Michael T
CENTRAL INDEX KEY: 0001485027
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13711
FILM NUMBER: 11666661
MAIL ADDRESS:
STREET 1: 16243 HIGHWAY 216
CITY: BROOKWOOD
STATE: AL
ZIP: 35444
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walter Energy, Inc.
CENTRAL INDEX KEY: 0000837173
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220]
IRS NUMBER: 133429953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4211 W. BOY SCOUT BLVD.
CITY: TAMPA
STATE: FL
ZIP: 33607
BUSINESS PHONE: 8138714811
MAIL ADDRESS:
STREET 1: 4211 W. BOY SCOUT BLVD.
STREET 2: 4211 W. BOY SCOUT BLVD.
CITY: TAMPA
STATE: FL
ZIP: 33607
FORMER COMPANY:
FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/
DATE OF NAME CHANGE: 19950207
FORMER COMPANY:
FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP
DATE OF NAME CHANGE: 19910814
4
1
edgar.xml
FORM 4 -
X0303
4
2011-03-04
0
0000837173
Walter Energy, Inc.
WLT
0001485027
Madden Michael T
16243 HIGHWAY 216
BROOKWOOD
AL
35444
0
1
0
0
SVP-Sales & Marketing
Common Stock
2011-03-04
4
M
0
10000
21.02
A
36498.23
D
Common Stock
2011-03-04
4
M
0
3642
25.24
A
40140.23
D
Common Stock
2011-03-04
4
M
0
1081
47.97
A
41221.23
D
Common Stock
2011-03-04
4
M
0
959
83.52
A
42180.23
D
Common Stock
2011-03-04
4
S
0
15682
129.33
D
26498.23
D
Non-qualified stock option
21.02
2011-03-04
4
M
0
10000
0
A
2016-10-24
Common Stock
10000
18139
D
Non-qualified stock option
25.24
2011-03-04
4
M
0
3642
0
A
2017-01-31
Common Stock
3642
0
D
Non-qualified stock option
47.97
2011-03-04
4
M
0
1081
0
A
2018-02-27
Common Stock
1081
0
D
Non-qualified stock option
83.52
2011-03-04
4
P
0
959
0
A
2020-03-02
Common Stock
959
1918
D
Options vest in 3 equal annual installments beginning 10/24/07, subject to continued employment.
Options vest in 3 equal annual installments beginning 01/31/08, subject to continued employment.
Options vest in 3 equal annual installments beginning 02/27/09, subject to continued employment.
Options vest in 3 equal annual installments beginning 03/02/11, subject to continued employment.
Includes shares held by reporting Person under Employee Stock Purchase Plan.
Represents the weighted average sale price for price increments ranging from $129.30 to $129.42. The Reporting Person will undertake to provide, upon request of the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Catherine C. Bona, by power of attorney
2011-03-07