0001181431-12-003328.txt : 20120120
0001181431-12-003328.hdr.sgml : 20120120
20120120161728
ACCESSION NUMBER: 0001181431-12-003328
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120118
FILED AS OF DATE: 20120120
DATE AS OF CHANGE: 20120120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHEN FUSEN ERNIE
CENTRAL INDEX KEY: 0001316245
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17157
FILM NUMBER: 12537210
MAIL ADDRESS:
STREET 1: 4000 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVELLUS SYSTEMS INC
CENTRAL INDEX KEY: 0000836106
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 770024666
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4000 N FIRST ST
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-943-9700
MAIL ADDRESS:
STREET 1: 4000 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
rrd331191.xml
CHEN FORM 4
X0304
4
2012-01-18
0
0000836106
NOVELLUS SYSTEMS INC
NVLS
0001316245
CHEN FUSEN ERNIE
4000 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
EVP, Semiconductor Sys. Prods.
Common Stock
2012-01-18
4
M
0
25000
33.39
A
32996
D
Common Stock
2012-01-18
4
S
0
25000
45
D
7996
D
Common Stock
5765
I
By 401(k)
Stock Option (Right to Buy)
33.39
2012-01-18
4
M
0
25000
0.00
D
2016-12-14
Common Stock
25000
0.00
D
Securities were sold pursuant to a 10b5-1 Plan.
The indirect holdings in the 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day.
The grant vests in four annual equal installments beginning December 14, 2007.
Fusen Chen by Jeff Alexander, Attorney-in-Fact
2012-01-20