0001181431-11-061631.txt : 20111221 0001181431-11-061631.hdr.sgml : 20111221 20111221213024 ACCESSION NUMBER: 0001181431-11-061631 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111219 FILED AS OF DATE: 20111221 DATE AS OF CHANGE: 20111221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HILL RICHARD CENTRAL INDEX KEY: 0001185713 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17157 FILM NUMBER: 111275705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELLUS SYSTEMS INC CENTRAL INDEX KEY: 0000836106 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770024666 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 N FIRST ST CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-943-9700 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 rrd328849.xml HILL FORM 4 X0304 4 2011-12-19 0 0000836106 NOVELLUS SYSTEMS INC NVLS 0001185713 HILL RICHARD 4000 NORTH FIRST STREET SAN JOSE CA 95134 1 1 0 0 CEO Common Stock 2011-12-19 4 M 0 11715 0.00 A 168021 D Common Stock 2011-12-19 4 M 0 10155 0.00 A 178176 D Common Stock 2011-12-19 4 S 0 411 39.96 D 3573 I By Spouse Common Stock 2011-12-19 4 M 0 994 12.47 A 4567 I By Spouse Common Stock 2011-12-19 4 S 0 994 40.00 D 3573 I By Spouse Common Stock 2011-12-19 4 M 0 1000 23.93 A 4573 I By Spouse Common Stock 2011-12-19 4 S 0 1000 40.00 D 3573 I By Spouse Common Stock 2011-12-19 4 M 0 794 0 A 4367 I By Spouse Common Stock 2011-12-19 4 F 0 292 38.88 D 4075 I By Spouse Common Stock 2011-12-19 4 M 0 956 0 A 5031 I By Spouse Common Stock 2011-12-19 4 F 0 351 38.88 D 4680 I By Spouse Common Stock 2011-12-20 4 S 0 605 39.32 D 4075 I By Spouse Common Stock 2011-12-20 4 S 0 502 39.32 D 3573 I By Spouse Common Stock 2582 I By 401(k) Common Stock 2284 I By Spouse Restricted Stock Unit 0.00 2011-12-19 4 M 0 11715 0.00 D Common Stock 11715 23430 D Restricted Stock Unit 0.00 2011-12-19 4 M 0 10155 0.00 D Common Stock 10155 30465 D Non-Qualified Stock Option (Right to Buy) 12.47 2011-12-19 4 M 0 994 0.00 D 2018-12-18 Common Stock 994 993 I By Spouse Non-Qualified Stock Option (Right to Buy) 23.93 2011-12-19 4 M 0 1000 0.00 D 2019-12-17 Common Stock 1000 2000 I By Spouse Restricted Stock Unit 0.00 2011-12-19 4 M 0 794 0.00 D Common Stock 794 793 I By Spouse Restricted Stock Unit 0.00 2011-12-19 4 M 0 956 0.00 D Common Stock 956 1912 I By Spouse Amount reported includes shares subject to unvested Restricted Stock Awards. Securities were sold pursuant to a 10b5-1 Trading Plan. The indirect holdings by Mr. Hill's 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day. The indirect holdings by Mrs. Hill are held in the Company unitized stock fund. The balance is reported as of the last business day. Each restricted stock unit represents a contingent right to receive one share of NVLS common stock. The grant vests in four annual equal installments beginning December 18, 2010. The grant vests in four annual equal installments beginning December 17, 2011. The grant vests in four annual equal installments beginning December 18, 2009. The grant vests in four annual equal installments beginning December 17, 2010. The grant vests in four annual equal installments beginning December 18, 2009. The grant vests in four annual equal installments beginning December 17, 2010. Richard Hill by Jeff Alexander, Attorney-in-Fact 2011-12-21