0001181431-11-061631.txt : 20111221
0001181431-11-061631.hdr.sgml : 20111221
20111221213024
ACCESSION NUMBER: 0001181431-11-061631
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111219
FILED AS OF DATE: 20111221
DATE AS OF CHANGE: 20111221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HILL RICHARD
CENTRAL INDEX KEY: 0001185713
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17157
FILM NUMBER: 111275705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVELLUS SYSTEMS INC
CENTRAL INDEX KEY: 0000836106
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 770024666
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4000 N FIRST ST
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-943-9700
MAIL ADDRESS:
STREET 1: 4000 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
rrd328849.xml
HILL FORM 4
X0304
4
2011-12-19
0
0000836106
NOVELLUS SYSTEMS INC
NVLS
0001185713
HILL RICHARD
4000 NORTH FIRST STREET
SAN JOSE
CA
95134
1
1
0
0
CEO
Common Stock
2011-12-19
4
M
0
11715
0.00
A
168021
D
Common Stock
2011-12-19
4
M
0
10155
0.00
A
178176
D
Common Stock
2011-12-19
4
S
0
411
39.96
D
3573
I
By Spouse
Common Stock
2011-12-19
4
M
0
994
12.47
A
4567
I
By Spouse
Common Stock
2011-12-19
4
S
0
994
40.00
D
3573
I
By Spouse
Common Stock
2011-12-19
4
M
0
1000
23.93
A
4573
I
By Spouse
Common Stock
2011-12-19
4
S
0
1000
40.00
D
3573
I
By Spouse
Common Stock
2011-12-19
4
M
0
794
0
A
4367
I
By Spouse
Common Stock
2011-12-19
4
F
0
292
38.88
D
4075
I
By Spouse
Common Stock
2011-12-19
4
M
0
956
0
A
5031
I
By Spouse
Common Stock
2011-12-19
4
F
0
351
38.88
D
4680
I
By Spouse
Common Stock
2011-12-20
4
S
0
605
39.32
D
4075
I
By Spouse
Common Stock
2011-12-20
4
S
0
502
39.32
D
3573
I
By Spouse
Common Stock
2582
I
By 401(k)
Common Stock
2284
I
By Spouse
Restricted Stock Unit
0.00
2011-12-19
4
M
0
11715
0.00
D
Common Stock
11715
23430
D
Restricted Stock Unit
0.00
2011-12-19
4
M
0
10155
0.00
D
Common Stock
10155
30465
D
Non-Qualified Stock Option (Right to Buy)
12.47
2011-12-19
4
M
0
994
0.00
D
2018-12-18
Common Stock
994
993
I
By Spouse
Non-Qualified Stock Option (Right to Buy)
23.93
2011-12-19
4
M
0
1000
0.00
D
2019-12-17
Common Stock
1000
2000
I
By Spouse
Restricted Stock Unit
0.00
2011-12-19
4
M
0
794
0.00
D
Common Stock
794
793
I
By Spouse
Restricted Stock Unit
0.00
2011-12-19
4
M
0
956
0.00
D
Common Stock
956
1912
I
By Spouse
Amount reported includes shares subject to unvested Restricted Stock Awards.
Securities were sold pursuant to a 10b5-1 Trading Plan.
The indirect holdings by Mr. Hill's 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day.
The indirect holdings by Mrs. Hill are held in the Company unitized stock fund. The balance is reported as of the last business day.
Each restricted stock unit represents a contingent right to receive one share of NVLS common stock.
The grant vests in four annual equal installments beginning December 18, 2010.
The grant vests in four annual equal installments beginning December 17, 2011.
The grant vests in four annual equal installments beginning December 18, 2009.
The grant vests in four annual equal installments beginning December 17, 2010.
The grant vests in four annual equal installments beginning December 18, 2009.
The grant vests in four annual equal installments beginning December 17, 2010.
Richard Hill by Jeff Alexander, Attorney-in-Fact
2011-12-21