SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

HEINTZMAN DAVID P

(Last)

(First)

(Middle)

3019 POPPY WAY

(Street)

LOUISVILLE

40206

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
S Y BANCORP INC [ SYBT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chairman & CEO

3. Date of Earliest Transaction (Month/Day/Year)
08/01/2013

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/23/2013		G		800	D	⁽¹⁾	98,839	D
Common Stock	07/11/2013		G		180	D	⁽¹⁾	98,659	D
Common Stock	08/01/2013		S		2,000	D	$27.7256	21,499.4887	I	By 401k/ESOP - fbo David Heintman
Common Stock								4,041	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Option (Right to Buy)	$20.1714							06/16/2004	12/16/2013	Common Stock	3,000		9,750	D
Option (Right to Buy)	$22.8095							06/14/2005	12/14/2014	Common Stock	25,095		25,095	D
Option (Right to Buy)	$24.0667							07/17/2006	01/17/2016	Common Stock	31,500		31,500	D
Option (Right to Buy)	$26.83							08/20/2007	02/20/2017	Common Stock	22,000		22,000	D
Stock Appreciation Right	$23.37							08/19/2008	02/19/2018	Common Stock	13,500		13,500	D
Stock Appreciation Right	$22.14							02/17/2010	02/17/2019	Common Stock	12,300		12,300	D
Stock Appreciation Right	$21.03							02/16/2011	02/16/2020	Common Stock	17,550		17,550	D
Stock Appreciation Right	$23.76							03/15/2012	03/15/2021	Common Stock	14,382		14,382	D
Stock Appreciation Right	$22.86							02/20/2013	02/20/2022	Common Stock	24,274		24,274	D
Stock Appreciation Right	$22.89							02/19/2014	02/19/2023	Common Stock	16,677		16,677	D

Explanation of Responses:

1. Gift shares to charitable organization.

Remarks:

	//David P. Heintzman	08/05/2013
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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