SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HEINTZMAN DAVID P

(Last) (First) (Middle)
3019 POPPY WAY

(Street)
LOUISVILLE KY 40206

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
S Y BANCORP INC [ SYBT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman & CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/31/2012
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/31/2012 S 1,000 D $21.9 102,272 D
Common Stock 12/31/2012 S 1,000 D $21.97 101,272 D
Common Stock 12/31/2012 S 1,000 D $21.94 100,272 D
Common Stock 21,867.0658 I By 401k/ESOP - fbo David Heintman
Common Stock 4,041 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Right to Buy) $20.1714 06/16/2004 12/16/2013 Common Stock 15,750 15,750 D
Option (Right to Buy) $22.8095 06/14/2005 12/14/2014 Common Stock 25,095 25,095 D
Option (Right to Buy) $24.0667 07/17/2006 01/17/2016 Common Stock 31,500 31,500 D
Option (Right to Buy) $26.83 08/20/2007 02/20/2017 Common Stock 22,000 22,000 D
Stock Appreciation Right $23.37 08/19/2008 02/19/2018 Common Stock 13,500 13,500 D
Stock Appreciation Right $22.14 02/17/2010 02/17/2019 Common Stock 12,300 12,300 D
Stock Appreciation Right $21.03 02/16/2011 02/16/2020 Common Stock 17,550 17,550 D
Stock Appreciation Right $23.76 03/15/2012 03/15/2021 Common Stock 14,382 14,382 D
Stock Appreciation Right $22.86 02/20/2013 02/20/2022 Common Stock 24,274 24,274 D
Explanation of Responses:
Remarks:
//David P. Heintzman 12/31/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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