-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V8JxY/Q94UnuDOEvQywwQnN3tcjOB7zCgQmXnJ5HwkM7QRgHcSam6yGS9o3g9xUi OYRLq1/v4JWwzBj54+Cihw== 0000916002-02-000009.txt : 20020414 0000916002-02-000009.hdr.sgml : 20020414 ACCESSION NUMBER: 0000916002-02-000009 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIDWEST GRAIN PRODUCTS INC CENTRAL INDEX KEY: 0000835011 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 480531200 STATE OF INCORPORATION: KS FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40148 FILM NUMBER: 02537766 BUSINESS ADDRESS: STREET 1: 1300 MAIN ST CITY: ATCHISON STATE: KS ZIP: 66002 BUSINESS PHONE: 9133671480 MAIL ADDRESS: STREET 1: 1300 MAIN STREET CITY: ATCHISON STATE: KS ZIP: 66002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MIDWEST GRAIN PRODUCTS EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0000936639 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 486107197 STATE OF INCORPORATION: MO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1300 MAIN STREET CITY: ATCHISON STATE: MO ZIP: 66002 BUSINESS PHONE: 9132683778 MAIL ADDRESS: STREET 1: 1300 MAIN STREET CITY: ATCHISON STATE: KS ZIP: 66002 SC 13G/A 1 thirteen_g.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13) MIDWEST GRAIN PRODUCTS, INC. (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 59832G 104 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP No. 59832G 104 13G Page 2 of 5 Pages ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS IRS IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Midwest Grain Products, Inc. Employee Stock Ownership Plan 48-6107197 ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [X] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. ________________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 35,474 SHARES _________________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 708,599 EACH _________________________________________________________________ REPORTING 7 SOLE DISPOSITIVE POWER PERSON 35,474 WITH _________________________________________________________________ 8 SHARED DISPOSITIVE POWER 708,599 ________________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 744,073 ________________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [X]The Reporting Person disclaims beneficial ownership in all the shares in Row 9 ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.6% ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) EP ________________________________________________________________________________ Page 3 of 5 Pages SCHEDULE 13G For Midwest Grain Products, Inc. Employee Stock Ownership Plan Item 1(a). Name of Issuer: Midwest Grain Products, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 1300 Main Street Atchison, Kansas 66002 Item 2(a). Name of Person Filing: Midwest Grain Products, Inc. Employee Stock Ownership Plan Item 2(b). Address of Principal Business Office or, if None, Residence: 1300 Main Street Atchison, Kansas 66002 Item 2(c). Citizenship: Kansas Item 2(d). Title of Class of Securities: Common Stock, No Par Value Item 2(e). CUSIP Number: 59832G 104 Item 3. If this Statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (f) [X] Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F) Item 4. Ownership. The following information is provided as of December 31, 2001: (a) Amount Beneficially Owned: 744,073 (b) Percent of Class, based on 7,032,454 shares outstanding: 10.6% Page 4 of 5 Pages (c) Number of Shares as to Which Such Person has: (i) Sole Voting Power to Vote or to Direct the Vote: 35,474 (ii) Shared Power to Vote or Direct the Vote: 708,599 (iii) Sole Power to Dispose or to Direct the Disposition of: 35,474 (iv) Shared Power to Dispose or to Direct the Disposition of: 708,599 The Midwest Grain Products Employee Stock Ownership Plan disclaims beneficial ownership in all of the above-referenced shares. The reporting person is the principal stock ownership plan of Midwest Grain Products, Inc. The Employee Stock Ownership Plan and each of the subsidiary employee stock ownership plans are managed by five Trustees consisting of Laidacker M. Seaberg, Robert G. Booe, Randy M. Schrick, Brian Cahill and Dave Rindom, all of whom are employees of Midwest Grain Products, Inc., and all of whom have addresses at 1300 Main Street, Atchison, Kansas 66002. The other Midwest Grain Products, Inc. employee stock ownership plan, which is also managed by the five Trustees, and whose shareholdings are included in the 744,073 shares mentioned above, is the Illinois Non Union ESOP. The Trustees of the Plans are obligated to vote the shares which are allocated to participants (708,599 shares at December 31, 2001) in accordance with instructions given by such participants. Unallocated shares (35,474 shares at December 31, 2001) are voted by the Trustees. Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Page 5 of 5 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. MIDWEST GRAIN PRODUCTS, INC. EMPLOYEE STOCK OWNERSHIP PLAN Date: February 11, 2002 By: /s/ Robert G. Booe Robert G. Booe, Trustee and Member of the Administrative Committee -----END PRIVACY-ENHANCED MESSAGE-----