0001567619-22-000287.txt : 20220104 0001567619-22-000287.hdr.sgml : 20220104 20220104171743 ACCESSION NUMBER: 0001567619-22-000287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220104 DATE AS OF CHANGE: 20220104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORRELL JESSE T CENTRAL INDEX KEY: 0001064892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16867 FILM NUMBER: 22507461 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UTG INC CENTRAL INDEX KEY: 0000832480 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 202907892 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 205 NORTH DEPOT STREET CITY: STANFORD STATE: KY ZIP: 40484 BUSINESS PHONE: 2173236300 MAIL ADDRESS: STREET 1: 205 NORTH DEPOT STREET CITY: STANFORD STATE: KY ZIP: 40484 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TRUST GROUP INC DATE OF NAME CHANGE: 20001206 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TRUST INC /IL/ DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2021-12-31 0 0000832480 UTG INC UTGN 0001064892 CORRELL JESSE T FIRST SOUTHERN BANCORP P. O. BOX 328 STANFORD KY 40484 1 1 1 0 Chairman & CEO Common Stock 2021-07-21 5 G 0 19 0 D 54803 D Common Stock 400000 I By First Southern Funding, LLC Common Stock 72750 I By WCorrell, Limited Partnership Common Stock 2021-07-21 5 G 0 1039 0 D 204909 I By First Southern Bancorp, Inc. Common Stock 2021-12-31 4 S 0 701 0 D 204909 I By First Southern Bancorp, Inc. Common Stock 1201876 I By First Southern Holdings, LLC The reporting person is President and Manager of First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person is the managing general partner of WCorrell, Limited Partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person is Chairman and President of First Southern Bancorp, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This transaction is being reported to reflect a gift of First Southern Bancorp, Inc. shares by the reporting person. On July 21, 2021 the reporting person gifted 14,881 shares (0.51% of those outstanding) of First Southern Bancorp, Inc. The shares of UTG, Inc. reported as gifted represent 0.51% of the UTG shares owned by First Southern Bancorp, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This transaction is being reported to reflect sales of First Southern Bancorp, Inc. shares by the reporting person. On December 31, 2021 the reporting person sold 24,670 shares (0.84% of those outstanding) at a price of $68.91 per First Southern Bancorp, Inc. share, decreasing his percentage ownership of First Southern Bancorp, Inc. by 0.34%. The shares of UTG, Inc. reported as sold represent 0.34% of the UTG shares owned by First Southern Bancorp, Inc. No separate price was stated for those shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person is the President and First Southern Bancorp, Inc. is a 99% member of First Southern Holdings, LLC. See note (3). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Jill Martin, Attorney-in-Fact 2022-01-04