-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gbir3rTJFiBQATxJc13RfcGj7WPMttOKw1BbN9T4outAq3X8g+K5pRBM3ZiTM+ti XhffdSa9EXYmNsgx30R+YQ== 0001104659-07-007269.txt : 20070205 0001104659-07-007269.hdr.sgml : 20070205 20070205170842 ACCESSION NUMBER: 0001104659-07-007269 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070205 DATE AS OF CHANGE: 20070205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KINETIC CONCEPTS INC /TX/ CENTRAL INDEX KEY: 0000831967 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FURNITURE & FIXTURES [2590] IRS NUMBER: 741891727 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39973 FILM NUMBER: 07581179 BUSINESS ADDRESS: STREET 1: 8023 VANTAGE DR CITY: SAN ANTONIO STATE: TX ZIP: 78230 BUSINESS PHONE: 210.524.9000 MAIL ADDRESS: STREET 1: P0 B0X 659508 CITY: SAN ANTONIO STATE: TX ZIP: 78265-9508 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEININGER JAMES R MD CENTRAL INDEX KEY: 0000901129 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 2108249000 MAIL ADDRESS: STREET 1: 8023 VANTAGE DR CITY: SAN ANTONIO STATE: TX ZIP: 78230 SC 13G/A 1 a07-3538_1sc13ga.htm SC 13G/A

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

 

KINETIC CONCEPTS, INC.

(Name of Issuer)

COMMON STOCK, PAR VALUE $0.001 PER SHARE

(Title of Class of Securities)

49460W208

(CUSIP Number)

FEBRUARY 2, 2007

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No. 49460W208

 

< font size="2" face="Times New Roman" style="font-size:1.0pt;"> 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
LEININGER JAMES R MD

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
10,323,656

 

6.

Shared Voting Power
1,925,000

 

7.

Sole Dispositive Power
10,323,656

 

8.

Shared Dispositive Power
1,925,000

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
12,248,656

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
17.5%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

 

 

2



 

Item 1.

 

(a)

Name of Issuer

 

(b)

Address of Issuer’s Principal Executive Offices

 

 

 (a) (b) This statement on Schedule 13G relates to the Reporting Person's (as defined in Item 2 below) beneficial ownership interest in Kinetic Concepts, Inc., a Texas corporation (the "Issuer"). The address of the principal executive office of the Issuer is 8023 Vantage Drive, San Antonio, TX 78230.

 

Item 2.

 

(a)

Name of Person Filing
This statement is being filed by James R. Leininger, MD  (the "Reporting Person");

 

(b)

Address of Principal Business Office or, if none, Residence
The principal business address of the Reporting Person is 8023 Vantage Drive, San Antonio, TX 78230.

 

(c)

Citizenship
The Reporting Person is a citizen of the United States of America.

 

(d)

Title of Class of Securities
This statement relates to the Common Stock, par value $0.001 per share (the "Common Stock"), of the Issuer named in Item 1 of this statement.

 

(e)

CUSIP Number
The CUSIP number associated with such Common Stock is 49460W208.

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Not Applicable.

 

 

3



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

 

(b)

Percent of class:   

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote   

 

 

 

(ii)

Shared power to vote or to direct the vote    

 

 

 

(iii)

Sole power to dispose or to direct the disposition of   

 

 

 

(iv)

Shared power to dispose or to direct the disposition of   

 

(a) (b) As of February 2, 2007, (i) James R. Leininger, MD was the direct record owner of 8,384,056 shares of Common Stock, (ii) J&E Investments, L.P. was the record owner of 10,100 shares of Common Stock, (iii) the James R. Leininger 2006 Grantor Retained Annuity Trust was the record owner of 925,000 shares of Common Stock, (iv) the Cecelia Anne Leininger 2006 Grantor Retained Annuity Trust was the record owner of 925,000 shares of Common Stock, (v) the James R. Leininger 2006 Grantor Retained Annuity Trust No. 2 was the record owner of 1,000,000 shares of Common Stock, (vi) the Cecelia Anne Leininger 2006 Grantor Retained Annuity Trust No. 2 was the record owner of 1,000,000 shares of Common Stock, and (vii) James R. Leininger, MD was the direct record owner of a stock option for 4,500 shares of Common Stock, which option vests in one-twelfth increments every three months over a period of three years beginning on August 23, 2006.  The aggregate number of shares of the Common Stock beneficially owned by the Reporting Person is 12,248,656, which represents 17.5% of the shares of Common Stock reported to be outstanding as of January 31, 2007.  The shares owned by J&E Investments, L.P. may be deemed to be owned indirectly by Dr. Leininger, who is a 1% general partner.  Dr. Leininger disclaims beneficial ownership in the shares held by J&E Investments, L.P., except to the extent of his pecuniary interest therein.  The aggregate number and percentage of the Common Stock beneficially owned by the Reporting Person is calculated in accordance with Rule 13d-3(d)(1).

(c) The Reporting Person has sole voting and dispositive power over the 10,323,656 shares of Common Stock beneficially owned by it as indicated above.  The Reporting Person has shared voting or dispositive power over 1,925,000 shares, 925,000 shares of which are held by the Cecelia Anne Leininger 2006 Grantor Retained Annuity Trust, for which the Reporting Person’s spouse serves as Trustee, and 1,000,000 shares of which are held by the Cecelia Anne Leininger 2006 Grantor Retained Annuity Trust No. 2, for which the Reporting Person’s spouse serves as Trustee.

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

Not Applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not Applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not Applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not Applicable.

 

Item 9.

Notice of Dissolution of Group

Not Applicable.

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

4



Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 2, 2007

 

Date

 


/s/ James R. Leininger, MD

 

Signature

 


James R. Leininger, MD

 

Name/Title

 

 

5


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