-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, STOz+uWLweAJDnCN7pUmLKXfH0+boHC4tQ8aqZSeDYgKa3kn1YiXG+V1ZvaE+uYP 7mNtVwD476m2Cr/OJEPHGQ== 0000950123-97-009422.txt : 19971114 0000950123-97-009422.hdr.sgml : 19971114 ACCESSION NUMBER: 0000950123-97-009422 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19971112 SROS: NONE GROUP MEMBERS: BK CAPITAL PARTNERS IV LP GROUP MEMBERS: BLUM RICHARD C & ASSOCIATES L P GROUP MEMBERS: CARPENTERS PENSION TRUST FOR SOUTHERN CALIFORNIA GROUP MEMBERS: COMMON FUND FOR NON-PROFIT ORGANIZATIONS GROUP MEMBERS: FP ADVISORS LLC GROUP MEMBERS: FREMONT ACQUISITION COMPANY II, LLC GROUP MEMBERS: FREMONT ACQUISITION COMPANY IIA LLC GROUP MEMBERS: FREMONT GROUP LLC GROUP MEMBERS: FREMONT INVESTORS INC. GROUP MEMBERS: FREMONT PARTNERS LP GROUP MEMBERS: FREMONT PURCHASER II INC. GROUP MEMBERS: INSURANCE SUPPORTED ORGANIZATIONS PENSION PLAN GROUP MEMBERS: JAMES R. LEININGER, MD GROUP MEMBERS: JERALD M. WEINTRAUB GROUP MEMBERS: PRISM PARTNERS I LP GROUP MEMBERS: RCBA PURCHASER I LP GROUP MEMBERS: RCBA-KCI CAPITAL PARTNERS LP GROUP MEMBERS: RICHARD C. BLUM GROUP MEMBERS: RICHARD C. BLUM & ASSOCIATES INC. GROUP MEMBERS: STINSON CAPITAL PARTNERS II LP GROUP MEMBERS: STINTON CAPITAL PARTNERS L P GROUP MEMBERS: UNITED BROTHERHOOD OF CARPENTERS, JOINERS OF AMER GROUP MEMBERS: WEINTRAUB CAPITAL MANAGEMENT SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KINETIC CONCEPTS INC /TX/ CENTRAL INDEX KEY: 0000831967 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FURNITURE & FIXTURES [2590] IRS NUMBER: 741891727 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-39973 FILM NUMBER: 97714765 BUSINESS ADDRESS: STREET 1: 8023 VANTAGE DR CITY: SAN ANTONIO STATE: TX ZIP: 78230 BUSINESS PHONE: 2103083993 MAIL ADDRESS: STREET 1: P. 0. B0X 659508 CITY: SAN ANTONIO STATE: TX ZIP: 78230 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BLUM RICHARD C & ASSOCIATES L P CENTRAL INDEX KEY: 0000938775 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943205364 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET # 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 SC 13D/A 1 AMENDMENT NO. 9 TO SCHEDULE 13D 1 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------ SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 9)* ------------------------ KINETIC CONCEPTS, INC. (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 49460W-01-0 (CUSIP NUMBER) ------------------------ MURRAY A. INDICK RICHARD C. BLUM & ASSOCIATES, L.P. 909 MONTGOMERY STREET, SUITE 400 SAN FRANCISCO, CA 94133 (415) 434-1111 (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) NOVEMBER 6, 1997 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) ------------------------ If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ 2 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 1 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 STINSON CAPITAL PARTNERS, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3432358 - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 WC - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 California - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 PN - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 2 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 RCBA -- KCI CAPITAL PARTNERS, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3432358 - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 WC - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 California - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 PN - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 3 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 THE COMMON FUND FOR NON-PROFIT ORGANIZATIONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3432358 - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 WC - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 California - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 PN - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 5 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 4 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 BK CAPITAL PARTNERS IV, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3139027 - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 WC - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 California - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 PN - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 6 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 5 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 STINSON CAPITAL PARTNERS II, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3264850 - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 WC - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 California - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 PN - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 7 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 6 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 THE CARPENTERS PENSION TRUST FOR SOUTHERN CALIFORNIA S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-6042875 - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 WC - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 California - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 EP - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 8 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 7 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 UNITED BROTHERHOOD OF CARPENTERS AND JOINERS OF AMERICA LOCAL UNIONS AND COUNCILS PENSION FUND S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 35-6075035 - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 WC - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Washington, D.C. - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 EP - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 9 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 8 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 INSURANCE COMPANY SUPPORTED ORGANIZATIONS PENSION PLAN S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 13-6284703 - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 WC - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Washington, DC - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 EP - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 10 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 9 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 RICHARD C. BLUM & ASSOCIATES, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3205364 - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not Applicable - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 California - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 PN, IA - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 11 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 10 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 RICHARD C. BLUM & ASSOCIATES, INC. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-2967812 - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not Applicable - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 California - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 CO - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 12 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 11 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 RICHARD C. BLUM S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ###-##-#### - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not Applicable - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 USA - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 IN - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 13 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 12 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 RCBA PURCHASER I, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not Applicable - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 PN - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 14 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 13 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 PRISM PARTNERS I, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3172939 - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 WC - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 California - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 PN - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 15 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 14 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 WEINTRAUB CAPITAL MANAGEMENT S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3151493 - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not Applicable - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 California - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 PN, IA - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 16 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 15 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 JERALD M. WEINTRAUB S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ###-##-#### - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not Applicable - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 USA - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 IN - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 17 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 16 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 FREMONT PARTNERS, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]** 2 (b) [ ]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 BK, OO - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 PN - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 18 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 17 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 FP ADVISORS, L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]** 2 (b) [ ]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 BK, OO - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 OO (limited liability company) - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 19 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 18 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 FREMONT GROUP, L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]** 2 (b) [ ]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 BK, OO - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(c) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 OO (limited liability company) - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 20 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 19 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 FREMONT PURCHASER II, INC. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]** 2 (b) [ ]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 BK, OO - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 OO (limited liability company) - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 21 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 19 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 FREMONT ACQUISITION COMPANY II, L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]** 2 (b) [ ]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 BK, OO - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 OO (limited liability company) - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 22 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 19 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 FREMONT ACQUISITION COMPANY IIA, L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]** 2 (b) [ ]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 BK, OO - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 CO - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 23 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 20 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 FREMONT INVESTORS, INC. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]** 2 (b) [ ]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 BK, OO - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Nevada - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 CO - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 24 SCHEDULE 13D - -------------------------- ----------------------- CUSIP No. 49460W-01-0 Page 21 of 21 Pages - -------------------------- ----------------------- - ------------------------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 JAMES R. LEININGER, M.D. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]** 2 (b) [X]** - ------------------------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not Applicable - ------------------------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(c) [ ] - ------------------------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 USA - ------------------------------------------------------------------------------------------------ SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON WITH 7 -0- --------------------------------------------------------------- SHARED VOTING POWER 8 17,613,152** --------------------------------------------------------------- SOLE DISPOSITIVE POWER 9 -0- --------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 17,613,152** - ------------------------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 17,613,152** - ------------------------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES 12 CERTAIN SHARES [ ] - ------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 90.6%** - ------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 IN - ------------------------------------------------------------------------------------------------
** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! 25 CUSIP NO. 49460W-01-0 SCHEDULE 13D ITEM 1. SECURITY AND ISSUER This Amendment No. 9 amends the Statement on Schedule 13D (the "Schedule 13D") filed with the Securities and Exchange Commission (the "Commission") on October 20, 1997 by Stinson Capital Partners, L.P., Stinson Capital Partners II, L.P., BK Capital Partners IV, L.P., the Carpenters Pension Trust for Southern California, United Brotherhood of Carpenters and Joiners of America Local Unions and Councils Pension Fund, Insurance Company Supported Organizations Pension Plan, Richard C. Blum & Associates, L.P. ("RCBA"), Richard C. Blum & Associates, Inc., RCBA Purchaser I, L.P. ("B Purchaser") and Richard C. Blum (referred to herein as the "Blum Reporting Persons"); Prism Partners I, L.P. ("Prism Partners); Weintraub Capital Management, and Jerald M. Weintraub (referred to herein as the "Weintraub Reporting Persons"); Fremont Partners, L.P. ("Fremont"), FP Advisors, L.L.C., Fremont Group, L.L.C., Fremont Purchaser II, Inc. ("F Purchaser") and Fremont Investors Inc. (referred to herein as the "Fremont Reporting Persons"); and James R. Leininger, M.D. ("Dr. Leininger"). The Blum Reporting Persons, the Weintraub Reporting Persons, the Fremont Reporting Persons and Dr. Leininger are collectively referred to herein as the "Reporting Persons." This Amendment No. 9 to Schedule 13D relates to shares of common stock, par value $0.001 per share, (the "Common Stock") of Kinetic Concepts, Inc. (the "Issuer"). The principal executive office and mailing address of the Issuer is 8023 Vantage Drive, San Antonio, Texas 78230. The following amendments to Items 2, 3, 4, 5 and 6 of the Schedule 13D are hereby made. Unless otherwise defined herein, all capitalized terms shall have the meanings ascribed to them in the Schedule 13D. ITEM 2. IDENTITY AND BACKGROUND Item 2 of the Schedule 13D is hereby amended as follows: RCBA -- KCI Capital Partners, L.P. is a California limited partnership ("RCBA -- KCI") whose principal business is investing in securities, and whose principal office is located at 909 Montgomery Street, Suite 400, San Francisco, California 94133. RCBA is the sole general partner of RCBA -- KCI. RCBA -- KCI is a member of the Blum Reporting Persons. To the best knowledge of the Reporting Persons, RCBA -- KCI has not, during the past five years, been convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors), nor been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. RCBA has voting and investment power with respect to shares that are legally owned by the Common Fund for Non-Profit Organizations (the "Common Fund"). The Common Fund is principally engaged in the business of managing investments for educational institutions. The principal office of the Common Fund is located at 450 Post Road East, Westport, Connecticut 06881-0909. The Common Fund is a member of the Blum Reporting Persons. To the best knowledge of the Reporting Persons, the Common Fund has not, during the past five years, been convicted of any criminal proceeding (excluding traffic violations of similar misdemeanors), nor been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Fremont Acquisition Company II, L.L.C. and Fremont Acquisition Company IIA, L.L.C. are the parent companies of Fremont Purchaser II, Inc. Its principal office is located at 50 Fremont Street, Suite 3700, San Francisco, California 94105. Fremont Acquisition Company II, L.L.C. and Fremont Acquisition Company IIA, L.L.C. are members of the Fremont Reporting Persons. 1 26 CUSIP NO. 49460W-01-0 To the best knowledge of the Reporting Persons, Fremont Acquisition Company II, L.L.C. and Fremont Acquisition Company IIA, L.L.C. have not, during the past five years, been convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors), nor been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Item 3 of the Schedule 13D is hereby amended as follows: The source of funds for the Stock Purchase described in Item 6 below was the working capital of the Blum Reporting Persons and the working capital of the Fremont Reporting Persons. ITEM 4. PURPOSE OF THE TRANSACTION Item 4 of the Schedule 13D is hereby amended as follows: Pursuant to the Agreement Among Shareholders, which was filed as an exhibit to Amendment No. 7 of this Schedule 13D, F Purchaser, B Purchaser, Dr. Leininger and the Issuer have agreed that the Board of Directors of the Issuer will have at least eight members, two of whom shall be persons designated by Fremont, two of whom shall be persons designated by RCBA, one of whom shall be Dr. Leininger, one of whom shall be Raymond R. Hannigan and two or more of whom shall be independent outside directors who shall not be affiliated with Fremont or RCBA. On November 5, 1997, Sam A. Brooks, Frank A. Ehmann, Wendy L. Gramm and Bernard Mittemeyer resigned from the Issuer's Board of Directors and were replaced with the following individuals: Robert Jaunich II (designated by Fremont), James T. Farrell (designated by Fremont), N. Colin Lind (designated by RCBA) and Jeffrey W. Ubben (designated by RCBA). As of the date hereof, no independent outside directors have been named to the Issuer's Board of Directors. ITEM 5. INTEREST IN THE SECURITIES OF THE TRUST Item 5 of the Schedule 13D is hereby amended as follows: (a)(b) Following consummation of the Offer (as described below) and the Stock Purchase (as described below), according to the Issuer, there were 19,431,254 shares of Issuer Common Stock outstanding as of the date hereof. Dr. Leininger tendered 13,917,146 Shares in the Offer and currently owns 5,939,220 Shares. Immediately prior to the expiration of the Offer, the Company issued and sold 7,802,180 Shares to F Purchaser and B Purchaser in the Stock Purchase. Based on such information the total number of shares of Issuer Common Stock beneficially owned by the Reporting Persons, is 17,613,152, representing approximately 90.6% of the Issuer's outstanding Common Stock. Based on the above information the Blum Reporting Persons report the following direct holdings of Issuer Common Stock:
SHARES OF ISSUER NAME COMMON STOCK OWNED - -------------------------------------------------------------------------- ------------------ Stinson Capital Partners, L.P............................................. 545,100 Carpenters Pension Trust for Southern California.......................... 2,060,923 United Brotherhood of Carpenters.......................................... 245,896 Insurance Company Supported Organizations Pension Plan.................... 315,700 BK Capital Partners IV, L.P. ............................................. 100,491 Prism Partners I, L.P. ("Prism").......................................... 130,000 RCBA Purchaser I, L.P..................................................... 772,258 The Common Fund for Non-Profit Organizations.............................. 214,942 Stinson Capital Partners II, L.P.......................................... 258,700 Total........................................................... 4,644,010
2 27 CUSIP NO. 49460W-01-0 Prism and the Blum Reporting Persons have entered into a written agreement pursuant to which Prism and the Blum Reporting Persons will contribute the Issuer Common Stock owned by them into RCBA-KCI (with the exception of the Issuer Common Stock owned by Stinson Capital Partners II, L.P. and the Issuer Common Stock owned by the Common Fund). ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Item 6 is hereby amended and supplemented as follows: At 12:00 midnight, New York City time, on Wednesday, November 5, 1997, the Offer expired. Based on a preliminary count by the Company, approximately 31,006,942 Shares were tendered pursuant to the Offer and accepted for payment. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
PAGE ----- Exhibit A Joint Filing Undertaking................................................... Exhibit B Appointment of Attorney-In-Fact............................................
3 28 SIGNATURES After reasonable inquiry and to the best or our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: November 12, 1997 RICHARD C. BLUM & ASSOCIATES, L.P. By /s/ MURRAY A. INDICK ----------------------------------------------------- Murray A. Indick Managing Director and General Counsel STINSON CAPITAL PARTNERS, L.P. BK CAPITAL PARTNERS IV, L.P. STINSON CAPITAL PARTNERS II, L.P. By Richard C. Blum & Associates, L.P., its General Partner By /s/ MURRAY A. INDICK ----------------------------------------------------- Murray A. Indick Managing Director and General Counsel PRISM PARTNERS I, L.P. By Weintraub Capital Management, its General Partner By /s/ JERALD M. WEINTRAUB ----------------------------------------------------- Jerald M. Weintraub Managing General Partner WEINTRAUB CAPITAL MANAGEMENT By /s/ JERALD M. WEINTRAUB ----------------------------------------------------- Jerald M. Weintraub, Managing General Partner /s/ JERALD M. WEINTRAUB ----------------------------------------------------- Jerald M. Weintraub THE COMMON FUND FOR NON-PROFIT ORGANIZATIONS By Richard C. Blum & Associates, L.P., its Investment Advisor By Richard C. Blum & Associates, Inc., its General Partner By /s/ MURRAY A. INDICK ----------------------------------------------------- NAME TITLE 4 29 RICHARD C. BLUM & ASSOCIATES, INC. By /s/ MURRAY A. INDICK ------------------------------------------------------- Murray A. Indick Managing Director, General Counsel and Secretary By /s/ MURRAY A. INDICK ------------------------------------------------------- Richard C. Blum By Murray A. Indick, Attorney-in-Fact THE CARPENTERS PENSION TRUST FOR SOUTHERN CALIFORNIA UNITED BROTHERHOOD OF CARPENTERS AND JOINERS OF AMERICA LOCAL UNIONS AND COUNCILS PENSION FUND INSURANCE COMPANY SUPPORTED ORGANIZATIONS PENSION PLAN By Richard C. Blum & Associates, L.P., its Investment Advisor By /s/ MURRAY A. INDICK ------------------------------------------------------- Murray A. Indick Managing Director and General Counsel RCBA PURCHASER I, L.P. By Richard C. Blum & Associates, L.P., its General Partner By /s/ MURRAY A. INDICK ----------------------------------------------------------- Managing Director and General Counsel RCBA-KCI CAPITAL PARTNERS, L.P. By Richard C. Blum & Associates, L.P., its General Partner By /s/ MURRAY A. INDICK ------------------------------------------------------- Name: Title: FREMONT PARTNERS, L.P. FP ADVISORS, L.L.C. FREMONT GROUP, L.L.C. FREMONT INVESTORS, INC. FREMONT PURCHASER II, INC. FREMONT ACQUISITION COMPANY II, L.L.C. FREMONT ACQUISITION COMPANY IIA, L.L.C. By /s/ R.S. KOPF ------------------------------------------------------- R.S. Kopf Executive Officer or Executive Officer of a Partner of each Fremont Reporting Person By /s/ DENNIS E. NOLL, ATTORNEY-IN-FACT ------------------------------------------------------- James R. Leininger, M.D. [Continued on next page] 5 EX-99.A 2 JOINT FILING UNDERTAKING 1 EXHIBIT A JOINT FILING UNDERTAKING The undersigned, being duly authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13D to evidence the agreement of the below-named parties, in accordance with the rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule jointly on behalf of each such party. Dated: November 12, 1997 RICHARD C. BLUM & ASSOCIATES, L.P. By /s/ MURRAY A. INDICK ----------------------------------------------------- Murray A. Indick Managing Director and General Counsel STINSON CAPITAL PARTNERS, L.P. STINSON CAPITAL PARTNERS II, L.P. BK CAPITAL PARTNERS IV, L.P. By Richard C. Blum & Associates, L.P., its General Partner By /s/ MURRAY A. INDICK ----------------------------------------------------- Murray A. Indick Managing Director and General Counsel PRISM PARTNERS I, L.P. By Weintraub Capital Management, its General Partner By /s/ JERALD M. WEINTRAUB ----------------------------------------------------- Jerald M. Weintraub Managing General Partner WEINTRAUB CAPITAL MANAGEMENT By /s/ JERALD M. WEINTRAUB ----------------------------------------------------- Jerald M. Weintraub Managing General Partner /s/ JERALD M. WEINTRAUB - ------------------------------------------------- Jerald M. Weintraub THE COMMON FUND FOR NON-PROFIT ORGANIZATIONS By Richard C. Blum & Associates, L.P., its Investment Advisor By Richard C. Blum & Associates, Inc., its General Partner By /s/ MURRAY A. INDICK ----------------------------------------------------- Name Title RICHARD C. BLUM & ASSOCIATES, INC. By /s/ MURRAY A. INDICK ----------------------------------------------------- Murray A. Indick Managing Director, General Counsel and Secretary By /s/ MURRAY A. INDICK ----------------------------------------------------- Richard C. Blum By Murray A. Indick, Attorney-in-Fact THE CARPENTERS PENSION TRUST FOR SOUTHERN CALIFORNIA UNITED BROTHERHOOD OF CARPENTERS AND JOINERS OF AMERICA LOCAL UNIONS AND COUNCILS PENSION FUND INSURANCE COMPANY SUPPORTED ORGANIZATIONS PENSION PLAN By Richard C. Blum & Associates, L.P., its Investment Advisor By /s/ MURRAY A. INDICK ----------------------------------------------------- Murray A. Indick Managing Director and General Counsel [Continued on next page] 6 2 RCBA PURCHASER I, L.P. By Richard C. Blum & Associates, L.P., its General Partner By /s/ MURRAY A. INDICK ----------------------------------------------------- Managing Director and General Counsel RCBA-KCI CAPITAL PARTNERS, L.P. By Richard C. Blum & Associates, L.P., its General Partner By /s/ MURRAY A. INDICK ----------------------------------------------------- FREMONT PARTNERS, L.P. FP ADVISORS, L.L.C. FREMONT GROUP, L.L.C. FREMONT INVESTORS, INC. FREMONT PURCHASER II, INC. FREMONT ACQUISITION COMPANY II, L.L.C. FREMONT ACQUISITION COMPANY IIA, L.L.C. By /s/ R.S. KOPF ----------------------------------------------------- R.S. Kopf Executive Officer or Executive Officer of a Partner of each Fremont Reporting Person By /s/ DENNIS E. NOLL, ATTORNEY-IN-FACT ----------------------------------------------------- James R. Leininger, M.D. 7 EX-99.B 3 APPOINTMENT OF ATTORNEY-IN-FACT 1 EXHIBIT B APPOINTMENT OF ATTORNEY-IN-FACT Know all men by these presents, that the undersigned hereby constitutes and appoints Dennis E. Noll as his true and lawful attorney-in-fact and agent, with full power of substitution, for him and in his name, place and stead, in any and all capacities to sign any or all filings with the Securities and Exchange Commission relating to or otherwise in connection with any of the transactions contemplated by that certain Transaction Agreement dated as of October 2, 1997 (the "Transaction Agreement"), by and among Kinetic Concepts, Inc., Fremont Purchaser II, Inc. and RCBA Purchaser I, L.P., and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his substitutes, may lawfully do or cause to be done by virtue hereof. Executed by the undersigned this 3rd day of November, 1997. /s/ James R. Leininger, M.D. -------------------------------------- James R. Leininger, M.D. -----END PRIVACY-ENHANCED MESSAGE-----