X0306
4/A
2018-03-07
2018-03-09
0001559909
Harvest Capital Credit Corp
HCAP
0001302350
JMP GROUP LLC
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
0001383803
JMP Group Inc.
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
0000831726
JMP SECURITIES LLC
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
0001631416
JMP Holding LLC
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
0001631823
JMP Investment Holdings LLC
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
Common Stock
2018-03-07
4
P
0
3900
10.919
A
901045
I
See Footnote
Common Stock
2018-03-08
4
P
0
3320
10.7919
A
904365
I
See Footnote
Common Stock
2018-03-09
4
P
0
2641
10.9427
A
907006
I
See Footnote
This Form 4A amends the Form 4 filing dated March 9, 2018 to correct the purchase price of the shares acquired on March 7, 2018 from $10.8967 to $10.919 and on March 9, 2018 from $10.8627 to $10.9427
Reflects the acquisition of common stock pursuant to a Rule 10b5-1 Purchase Plan of JMP Investment Holdings LLC.
901,348 of these securities are owned by JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities. 5,658 of these securities are owned by JMP Securities LLC pursuant to the Issuer's Dividend Reinvestment Plan. JMP Securities LLC is a wholly owned subsidiary of JMP Holding LLC, which is a wholly owned subsidiary of JMP Group Inc., which is a wholly owned subsidiary of JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities.
/s/ Walter Conroy, Authorized Person of JMP Group LLC
2018-03-19
/s/ Walter Conroy, Authorized Person of JMP Group Inc.
2018-03-19
/s/ Walter Conroy, Authorized Person of JMP Holding LLC
2018-03-19
/s/ Walter Conroy, Authorized Person of JMP Investment Holdings LLC
2018-03-19
/s/ Walter Conroy, Authorized Person of JMP Securities LLC
2018-03-19