0001209191-21-042434.txt : 20210622
0001209191-21-042434.hdr.sgml : 20210622
20210622170623
ACCESSION NUMBER: 0001209191-21-042434
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210617
FILED AS OF DATE: 20210622
DATE AS OF CHANGE: 20210622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vyas Dolatrai
CENTRAL INDEX KEY: 0001580582
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35006
FILM NUMBER: 211036129
MAIL ADDRESS:
STREET 1: 11500 S. EASTERN AVE.
STREET 2: SUITE 240
CITY: HENDERSON
STATE: NV
ZIP: 89052
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0000831547
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 930979187
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11500 S. EASTERN AVE., SUITE 240
CITY: HENDERSON
STATE: NV
ZIP: 89052
BUSINESS PHONE: 702-835-6300
MAIL ADDRESS:
STREET 1: 11500 S. EASTERN AVE., SUITE 240
CITY: HENDERSON
STATE: NV
ZIP: 89052
FORMER COMPANY:
FORMER CONFORMED NAME: NEOTHERAPEUTICS INC
DATE OF NAME CHANGE: 19960819
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICUS FUNDING CORP
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-17
0
0000831547
SPECTRUM PHARMACEUTICALS INC
SPPI
0001580582
Vyas Dolatrai
11500 S. EASTERN AVE.
SUITE 240
HENDERSON
NV
89052
1
0
0
0
Common Stock, $0.001 par value
2021-06-17
4
A
0
14277
0.00
A
95346
D
Common Stock, $0.001 par value
2021-06-18
4
S
0
9000
4.24
D
86346
D
Stock Option (Right to Buy)
4.29
2021-06-17
4
A
0
67804
0.00
A
2031-06-17
Common Stock
67804
67804
D
100% of the restricted shares shall vest on the earlier of (1) June 17, 2022 or (2) the date of the company's 2022 Annual Meeting of Stockholders.
All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.
One third of the aggregate amount of option shares shall vest on each of June 17, 2022, 2023 and 2024, respectively.
/s/ Kurt A. Gustafson, attorney-in-fact for Dolatrai Vyas
2021-06-22