0001209191-21-042434.txt : 20210622 0001209191-21-042434.hdr.sgml : 20210622 20210622170623 ACCESSION NUMBER: 0001209191-21-042434 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210617 FILED AS OF DATE: 20210622 DATE AS OF CHANGE: 20210622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vyas Dolatrai CENTRAL INDEX KEY: 0001580582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35006 FILM NUMBER: 211036129 MAIL ADDRESS: STREET 1: 11500 S. EASTERN AVE. STREET 2: SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000831547 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930979187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 BUSINESS PHONE: 702-835-6300 MAIL ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 FORMER COMPANY: FORMER CONFORMED NAME: NEOTHERAPEUTICS INC DATE OF NAME CHANGE: 19960819 FORMER COMPANY: FORMER CONFORMED NAME: AMERICUS FUNDING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-17 0 0000831547 SPECTRUM PHARMACEUTICALS INC SPPI 0001580582 Vyas Dolatrai 11500 S. EASTERN AVE. SUITE 240 HENDERSON NV 89052 1 0 0 0 Common Stock, $0.001 par value 2021-06-17 4 A 0 14277 0.00 A 95346 D Common Stock, $0.001 par value 2021-06-18 4 S 0 9000 4.24 D 86346 D Stock Option (Right to Buy) 4.29 2021-06-17 4 A 0 67804 0.00 A 2031-06-17 Common Stock 67804 67804 D 100% of the restricted shares shall vest on the earlier of (1) June 17, 2022 or (2) the date of the company's 2022 Annual Meeting of Stockholders. All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer. One third of the aggregate amount of option shares shall vest on each of June 17, 2022, 2023 and 2024, respectively. /s/ Kurt A. Gustafson, attorney-in-fact for Dolatrai Vyas 2021-06-22