0001209191-19-012593.txt : 20190222
0001209191-19-012593.hdr.sgml : 20190222
20190222163155
ACCESSION NUMBER: 0001209191-19-012593
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190221
FILED AS OF DATE: 20190222
DATE AS OF CHANGE: 20190222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAIDA ANTHONY E III
CENTRAL INDEX KEY: 0001273213
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35006
FILM NUMBER: 19626141
MAIL ADDRESS:
STREET 1: 157 TECHNOLOGY DR
CITY: IRVINE
STATE: CA
ZIP: 92618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0000831547
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 930979187
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11500 S. EASTERN AVE., SUITE 240
CITY: HENDERSON
STATE: NV
ZIP: 89052
BUSINESS PHONE: 702-835-6300
MAIL ADDRESS:
STREET 1: 11500 S. EASTERN AVE., SUITE 240
CITY: HENDERSON
STATE: NV
ZIP: 89052
FORMER COMPANY:
FORMER CONFORMED NAME: NEOTHERAPEUTICS INC
DATE OF NAME CHANGE: 19960819
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICUS FUNDING CORP
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-21
0
0000831547
SPECTRUM PHARMACEUTICALS INC
SPPI
0001273213
MAIDA ANTHONY E III
11500 S. EASTERN AVE.
SUITE 240
HENDERSON
NV
89052
1
0
0
0
Common Stock, $0.001 par value
2019-02-21
4
M
0
5500
5.05
A
38488
D
Common Stock, $0.001 par value
2019-02-21
4
S
0
5500
11.63
D
32988
D
Stock Option Exercise (Right to Buy)
5.05
2019-02-21
4
M
0
5500
0.00
D
2010-06-18
2020-04-20
Common Stock
5500
18800
D
All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018.
/s/ Kurt A. Gustafson, attorney-in-fact for Anthony E. Maida
2019-02-22