0001209191-12-016267.txt : 20120306 0001209191-12-016267.hdr.sgml : 20120306 20120306190311 ACCESSION NUMBER: 0001209191-12-016267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120305 FILED AS OF DATE: 20120306 DATE AS OF CHANGE: 20120306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAIDA ANTHONY E III CENTRAL INDEX KEY: 0001273213 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35006 FILM NUMBER: 12672045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000831547 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930979187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 BUSINESS PHONE: 702-835-6300 MAIL ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 FORMER COMPANY: FORMER CONFORMED NAME: NEOTHERAPEUTICS INC DATE OF NAME CHANGE: 19960819 FORMER COMPANY: FORMER CONFORMED NAME: AMERICUS FUNDING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-03-05 0 0000831547 SPECTRUM PHARMACEUTICALS INC SPPI 0001273213 MAIDA ANTHONY E III 11500 S. EASTERN AVE. SUITE 240 HENDERSON NV 89052 1 0 0 0 Common Stock 2012-03-05 4 M 0 3200 2.55 A 5450 D Common Stock 2012-03-05 4 S 0 3200 12.83 D 2250 D Common Stock 2012-03-06 4 M 0 2500 2.55 A 4750 D Common Stock 2012-03-06 4 S 0 2500 12.70 D 2250 D Stock Option Exercise (Right to Buy) 2.55 2012-03-05 4 M 0 3200 0.00 D 2018-03-25 Common Stock 3200 5800 D Stock Option Exercise (Right to Buy) 2.55 2012-03-06 4 M 0 2500 0.00 D 2018-03-25 Common Stock 2500 3300 D The stock option, representing the right to purchase a total of 30,000 shares of common stock, was granted on March 25, 2008. The stock option became exercisable as to 50% of the underlying shares on the grant date, and became exercisable as to the remaining shares in equal monthly installments over the one year period following the grant date. /s/ Shyam Kumaria, attorney-in-fact for Anthony E. Maida 2012-03-06 EX-24.4_414690 2 poa.txt POA DOCUMENT POWER OF ATTORNEY AUTHORIZATION I hereby authorize Rajesh C. Shrotriya, M.D. or Shyam Kumaria, acting singly, to sign and file on my behalf any and all forms required by the Securities and Exchange Commission pursuant to Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") relating to the reporting of beneficial ownership of equity securities of Spectrum Pharmaceuticals, Inc., a Delaware corporation (the "Company"), and of changes in such beneficial ownership, together with any and all amendments thereto. This authorization shall be effective on and after the date set forth below and shall continue in effect until I am no longer required to file such forms, unless earlier revoked by me in writing. I acknowledge that the persons authorized hereunder are not assuming, nor is the Company assuming, any of my responsibilities to comply with Section 16 of the Exchange Act. Dated as of this 12th day of December, 2003. /s/ Anthony E. Maida Anthony E. Maida