-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PAnF5r+V4auxHxqnZRRf/Usst+HmHsG6Pn4Hrq9z0lWfiMNZE0frLYQsvC6sdNdn PmVTwjcRkyJ6XMRiGKDsWw== 0000806085-06-000052.txt : 20060330 0000806085-06-000052.hdr.sgml : 20060330 20060330172312 ACCESSION NUMBER: 0000806085-06-000052 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060330 DATE AS OF CHANGE: 20060330 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL SUGAR CO /NEW/ CENTRAL INDEX KEY: 0000831327 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 740704500 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39663 FILM NUMBER: 06724320 BUSINESS ADDRESS: STREET 1: ONE IMPERIAL SQ STE 200 STREET 2: P O BOX 9 CITY: SUGAR LAND STATE: TX ZIP: 77487 BUSINESS PHONE: 2814919181 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLLY CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL SUGAR CO /TX/ DATE OF NAME CHANGE: 19880606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 SC 13D/A 1 f06-03_30ipsu13da6.txt IPSU 13D AMENDMENT NO.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 6) Under the Securities Exchange Act of 1934 Imperial Sugar Company (Name of Issuer) Common Stock (Title of Class of Securities) 453096 20 8 (CUSIP Number) Jeffrey A. Welikson Vice President and Corporate Secretary Lehman Brothers Holdings Inc. 745 Seventh Avenue New York, NY 10019 (212) 526-0858 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 28, 2006 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. Amendment to Registration Rights Agreement dated as of March 28, 2006 by and among Imperial Sugar Company and Lehman Brothers Inc. Item 7. Material to be Filed as Exhibits. EXHIBIT DESCRIPTION ------- ------------------ 1 Amendment to Registration Rights Agreement dated as of March 28, 2006 between Imperial Sugar Company and Lehman Brothers Inc. (filed herewith) SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 30, 2006 LEHMAN BROTHERS HOLDINGS INC. By: /s/ Barrett S. DiPaolo -------------------------------------- Name: Barrett S. DiPaolo Title: Vice President LEHMAN BROTHERS INC. By: /s/ Barrett S. DiPaolo -------------------------------------- Name: Barrett S. DiPaolo Title: Senior Vice President EXHIBIT 1 Execution Version AMENDMENT TO REGISTRATION RIGHTS AGREEMENT AMENDMENT TO REGISTRATION RIGHTS AGREEMENT, dated as of March 28, 2006 (this "Amendment"), to the Registration Rights Agreement, dated as of August 28, 2001 (as amended, supplemented or otherwise modified from time to time, the "Registration Rights Agreement"), by and among Imperial Sugar Company, a Texas corporation (the "Company"), and the other parties listed on the signature pages thereto (together with their successors and assigns, the "Holders"). WITNESSETH: WHEREAS, the parties hereto desire that certain provisions of the Registration Rights Agreement be amended as set forth below. NOW THEREFORE, the parties hereto hereby agree as follows: SECTION 1. Definitions. Terms defined in the Registration Rights Agreement and used herein shall have the meanings given to them in the Registration Rights Agreement. SECTION 2. Amendments to the Registration Rights Agreement. (a) Amendments to Section 1. Section 1 of the Registration Rights Agreement is hereby amended by adding the following new defined terms in proper alphabetical order: "Demand Party" has the meaning set forth in Section 2.1(a) of this Agreement. "Registration Request" has the meaning set forth in Section 2.1(a) of this Agreement. (b) Amendments to Section 2.1(a). Section 2.1(a) of the Registration Rights Agreement is hereby amended by deleting the first two sentences thereof and substituting in lieu thereof the following: "Upon the written request of Lehman Brothers, Inc. (the "Demand Party") at any time on or before December 31, 2007 requesting that the Company effect the registration under the Securities Act of the Demand Party's Registrable Shares (the "Registration Request"), the Company shall, as soon as reasonably practicable, use commercially reasonable efforts to file with the Commission, at the Company's expense, a "shelf" registration statement on any appropriate form pursuant to Rule 415 under the Securities Act covering all Registrable Shares requested to be included in the registration by the Demand Party in the Registration Request (the "Shelf Registration Statement"); provided that, in no event shall the Company be required to effect more than one registration pursuant to this Section 2.1. The Company shall use commercially reasonable efforts to have the Shelf Registration Statement initially declared effective within 90 days after the date of the Registration Request and to keep the Shelf Registration Statement continuously effective until the earliest of (i) such time as all shares of Registrable Shares have been sold thereunder, (ii) three years following the date on which the Shelf Registration Statement is declared effective, or (iii) such time as all of the Registrable Shares can be sold by the Electing Holders thereof under Rule 144 of the Securities Act or any successor or similar rule or provision without regard to volume limitations (the "Shelf Registration Period")." (c) Amendments to Section 2.1(b). Section 2.1(b) of the Registration Rights Agreement is hereby amended as follows: (i) by deleting the first sentence therein and substituting in lieu thereof the following: "Any Holder, including the Demand Party, desiring to include Registrable Shares in the Shelf Registration Statement must return a completed Notice and Questionnaire to the Company no later than 30 days after the date of the Registration Request." (ii) by deleting the reference to "the date of this Agreement" in the last sentence therein and substituting in lieu thereof "the date of the Registration Request". (d) Amendments to the Notice and Questionnaire. The form of Notice of Registration Statement and Selling Securityholder Questionnaire contained in Exhibit A to the Registration Rights Agreement is hereby amended by deleting the references therein to "the date of the Registration Rights Agreement" and substituting in lieu thereof "the date of the Registration Request". SECTION 3. Continued Force and Effect. Except as expressly amended hereby, the Registration Rights Agreement remains unchanged, and as amended hereby the Registration Rights Agreement remains in full force and effect. SECTION 4. Governing Law. This Amendment shall be construed and enforced in accordance with and governed by the laws of the State of Texas, without giving effect to the conflicts of law principles thereof. SECTION 5. Counterparts. This Amendment may be executed in any number of counterparts, each of which shall be deemed an original, but all such counterparts shall together constitute one and the same instrument. IN WITNESS WHEREOF, the undersigned have executed this Amendment as of the date first above written: COMPANY: IMPERIAL SUGAR COMPANY By: /s/ H.P. Mechler ------------------------------------- Name: H.P. Mechler Title: Sr. Vice President and CFO HOLDERS: LEHMAN BROTHERS INC. By: /s/ Ashvin Rao ------------------------------------- Name: Ashvin Rao Title: Vice President -----END PRIVACY-ENHANCED MESSAGE-----