EX-99.B(A)(70) 2 a14-26255_1ex99dba70.htm EX-99.B(A)(70)

EXHIBIT (a)(70)

 

THE RBB FUND, INC.

 

ARTICLES SUPPLEMENTARY

 

THE RBB FUND, INC., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that:

 

FIRST:  In accordance with the requirements of Section 2-208 of the Maryland General Corporation Law, and under a power contained in the charter of the Corporation, the Board of Directors of the Corporation adopted resolutions classifying an aggregate of 300,000,000 authorized but unclassified and unissued shares of common stock, par value $.001 per share (the “Common Stock”), of the Corporation as follows:

 

1.              Class BBBB.  100,000,000 shares of authorized but unclassified and unissued shares of Common Stock (the “Undesignated Common Stock”) are hereby classified and designated as additional Class BBBB shares of Common Stock representing interests in the Free Market U.S. Equity Fund.

 

2.              Class CCCC. 100,000,000 shares of Undesignated Common Stock are hereby classified and designated as additional Class CCCC shares of Common Stock representing interests in the Free Market International Equity Fund.

 

3.              Class DDDD. 100,000,000 shares of Undesignated Common Stock are hereby classified and designated as additional Class DDDD shares of Common Stock representing interests in the Free Market Fixed-Income Fund.

 

SECOND: The additional Class BBBB, Class CCCC, and Class DDDD shares so classified have the preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption as set forth in the Charter of the Corporation with respect to each such class.

 

THIRD:  The shares aforesaid have been duly classified by the Board of Directors of the Corporation pursuant to authority and power contained in the charter of the Corporation. The aggregate number of authorized shares of stock of the Corporation is not changed by the Articles Supplementary.

 

FOURTH:  Immediately after the classification of shares of Undesignated Common Stock as additional shares of Class BBBB Common Stock, Class CCCC Common Stock and Class DDDD Common Stock:

 

(a)                                       the Corporation has the authority to issue 100,000,000,000 shares of its Common Stock, par value $.001 per share, and the aggregate par value of all the shares of all classes is $100,000,000; and

 



 

(b)                                       the number of authorized shares of each class of Common Stock is as follows:

 

Class A

-

 

100,000,000

Class B

-

 

100,000,000

Class C

-

 

100,000,000

Class D

-

 

100,000,000

Class E

-

 

500,000,000

Class F

-

 

500,000,000

Class G

-

 

500,000,000

Class H

-

 

500,000,000

Class I

-

 

1,500,000,000

Class J

-

 

500,000,000

Class K

-

 

500,000,000

Class L

-

 

1,500,000,000

Class M

-

 

500,000,000

Class N

-

 

500,000,000

Class O

-

 

500,000,000

Class P

-

 

100,000,000

Class Q

-

 

100,000,000

Class R

-

 

500,000,000

Class S

-

 

500,000,000

Class T

-

 

500,000,000

Class U

-

 

500,000,000

Class V

-

 

500,000,000

Class W

-

 

100,000,000

Class X

-

 

50,000,000

Class Y

-

 

50,000,000

Class Z

-

 

50,000,000

 

 

 

 

Class AA

-

 

50,000,000

Class BB

-

 

50,000,000

Class CC

-

 

50,000,000

Class DD

-

 

100,000,000

Class EE

-

 

100,000,000

Class FF

-

 

50,000,000

Class GG

-

 

50,000,000

Class HH

-

 

50,000,000

Class II

-

 

100,000,000

Class JJ

-

 

100,000,000

Class KK

-

 

100,000,000

Class LL

-

 

100,000,000

Class MM

-

 

100,000,000

Class NN

-

 

100,000,000

Class OO

-

 

100,000,000

Class PP

-

 

100,000,000

Class QQ

-

 

100,000,000

 

2



 

Class RR

-

 

100,000,000

Class SS

-

 

100,000,000

Class TT

-

 

100,000,000

Class UU

-

 

100,000,000

Class VV

-

 

100,000,000

Class WW

-

 

100,000,000

Class YY

-

 

100,000,000

Class ZZ

-

 

100,000,000

 

 

 

 

Class AAA

-

 

100,000,000

Class BBB

-

 

100,000,000

Class CCC

-

 

100,000,000

Class DDD

-

 

100,000,000

Class EEE

-

 

100,000,000

Class FFF

-

 

100,000,000

Class GGG

-

 

100,000,000

Class HHH

-

 

100,000,000

Class III

-

 

100,000,000

Class JJJ

-

 

100,000,000

Class KKK

-

 

100,000,000

Class LLL

-

 

100,000,000

Class MMM

-

 

100,000,000

Class NNN

-

 

100,000,000

Class OOO

-

 

100,000,000

Class PPP

-

 

100,000,000

Class QQQ

-

 

2,500,000,000

Class RRR

-

 

2,500,000,000

Class SSS

-

 

100,000,000

Class TTT

-

 

50,000,000

Class UUU

-

 

50,000,000

Class VVV

-

 

50,000,000

Class WWW

-

 

50,000,000

Class XXX

-

 

100,000,000

Class YYY

-

 

100,000,000

Class ZZZ

-

 

100,000,000

 

 

 

 

Class AAAA

-

 

50,000,000,000

Class BBBB

-

 

300,000,000

Class CCCC

-

 

300,000,000

Class DDDD

-

 

300,000,000

Class EEEE

-

 

100,000,000

Class FFFF

-

 

100,000,000

Class GGGG

-

 

100,000,000

Class HHHH

-

 

100,000,000

Class IIII

-

 

100,000,000

Class JJJJ

-

 

100,000,000

Class KKKK

-

 

100,000,000

Class LLLL

-

 

100,000,000

 

3



 

Class MMMM

-

 

100,000,000

Class NNNN

-

 

100,000,000

Class OOOO

-

 

100,000,000

Class PPPP

-

 

100,000,000

Class QQQQ

-

 

100,000,000

Class RRRR

-

 

100,000,000

Class SSSS

-

 

100,000,000

Class TTTT

-

 

100,000,000

Class UUUU

-

 

100,000,000

Class VVVV

-

 

100,000,000

Class WWWW

-

 

100,000,000

Class XXXX

-

 

100,000,000

Class YYYY

-

 

100,000,000

Class ZZZZ

-

 

100,000,000

 

 

 

 

Class AAAAA

-

 

100,000,000

Class BBBBB

-

 

500,000,000

Class CCCCC

-

 

100,000,000

Class DDDDD

-

 

100,000,000

Class EEEEE

-

 

100,000,000

Class FFFFF

-

 

100,000,000

Class GGGGG

-

 

100,000,000

Class HHHHH

-

 

100,000,000

Class IIIII

-

 

100,000,000

Class JJJJJ

-

 

100,000,000

Class KKKKK

-

 

100,000,000

Class LLLLL

-

 

100,000,000

Class MMMMM

-

 

100,000,000

Class NNNNN

-

 

100,000,000

Class OOOOO

-

 

100,000,000

Class PPPPP

-

 

100,000,000

Class QQQQQ

-

 

100,000,000

Class RRRRR

-

 

100,000,000

Class SSSSS

-

 

100,000,000

Class TTTTT

-

 

100,000,000

Class UUUUU

-

 

100,000,000

Class VVVVV

-

 

100,000,000

 

 

 

 

Class Select

-

 

700,000,000

Class Beta 2

-

 

1,000,000

Class Beta 3

-

 

1,000,000

Class Beta 4

-

 

1,000,000

Class Principal Money

-

 

700,000,000

Class Gamma 2

-

 

1,000,000

Class Gamma 3

-

 

1,000,000

Class Gamma 4

-

 

1,000,000

 

4



 

Class Bear Stearns Money

-

 

2,500,000,000

Class Bear Stearns Municipal Money

-

 

1,500,000,000

Class Bear Stearns Government Money

-

 

1,000,000,000

 

 

 

 

Class Delta 4

-

 

1,000,000

Class Epsilon 1

-

 

1,000,000

Class Epsilon 2

-

 

1,000,000

Class Epsilon 3

-

 

1,000,000

Class Epsilon 4

-

 

1,000,000

Class Zeta 1

-

 

1,000,000

Class Zeta 2

-

 

1,000,000

Class Zeta 3

-

 

1,000,000

Class Zeta 4

-

 

1,000,000

Class Eta 1

-

 

1,000,000

Class Eta 2

-

 

1,000,000

Class Eta 3

-

 

1,000,000

Class Eta 4

-

 

1,000,000

Class Theta 1

-

 

1,000,000

Class Theta 2

-

 

1,000,000

Class Theta 3

-

 

1,000,000

Class Theta 4

-

 

1,000,000

 

for a total of 82,373,000,000 shares classified into separate classes of Common Stock.

 

FIFTH:  The undersigned President of the Corporation acknowledges these Articles Supplementary to be the corporate act of the Corporation and, as to all matters or facts required to be verified under oath, the undersigned President acknowledges that, to the best of his knowledge, information and belief, these matters and facts are true in all material respects and that this statement is made under the penalties for perjury.

 

[SIGNATURE PAGE FOLLOWS]

 

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IN WITNESS WHEREOF, The RBB Fund, Inc. has caused these presents to be signed in its name and on its behalf by its President and attested by its Secretary on the 10th day of December, 2014.

 

ATTEST:

THE RBB FUND, INC.

 

 

 

 

/s/ Diane Drake

 

By:

/s/ Salvatore Faia

Diane Drake

 

Salvatore Faia

Secretary

 

President

 

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