0001181431-12-057921.txt : 20121109
0001181431-12-057921.hdr.sgml : 20121109
20121109160645
ACCESSION NUMBER: 0001181431-12-057921
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121108
FILED AS OF DATE: 20121109
DATE AS OF CHANGE: 20121109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMPSON WILLIAM S
CENTRAL INDEX KEY: 0001201901
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09924
FILM NUMBER: 121193732
MAIL ADDRESS:
STREET 1: 425 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CITIGROUP INC
CENTRAL INDEX KEY: 0000831001
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 521568099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10043
BUSINESS PHONE: 2125591000
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10043
FORMER COMPANY:
FORMER CONFORMED NAME: TRAVELERS GROUP INC
DATE OF NAME CHANGE: 19950519
FORMER COMPANY:
FORMER CONFORMED NAME: TRAVELERS INC
DATE OF NAME CHANGE: 19940103
FORMER COMPANY:
FORMER CONFORMED NAME: PRIMERICA CORP /NEW/
DATE OF NAME CHANGE: 19920703
4
1
rrd360001.xml
X0306
4
2012-11-08
0
0000831001
CITIGROUP INC
C
0001201901
THOMPSON WILLIAM S
CITIGROUP INC., CORPORATE LAW DEPT.
425 PARK AVENUE, 2ND FLOOR
NEW YORK
NY
10043
1
0
0
0
Common Stock
2012-11-08
4
P
0
6850
36.25
A
33709
I
By Trust
Common Stock
7910.9
D
Tangible Dividend Enhanced Commmon Stock (T-DECS)
2012-12-15
Common Stock
4900
I
By Trust
This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $36.11 to USD $36.46. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $31.47 per share and a maximum price of $39.34 per share.
Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012.
Based on the Reporting Person's ownership of 4,900 T-DECS units, the Reporting Person has the right to acquire a minimum of 12,436 shares, and a maximum of 15,555 shares, of the Issuer's common stock.
William S. Thompson by Joseph B. Wollard, Attorney-in-Fact
2012-11-09