SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Precept Fund Management SPC on behalf of Prescient Fund Segregated Portfolio

(Last) (First) (Middle)
GROUND FLOOR, HARBOUR CENTRE
42, NORTH CHURCH STREET, P.O. BOX 1569

(Street)
GEORGE TOWN, GRAND CAYMAN E9 KY1-1110

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Oak Ridge Energy Technologies, Inc. [ OKME ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/31/2014 P 11,000,000 A $0.2 109,638,888(1)(4) D
Common Stock 08/13/2014 P 16,775,000 A $0.2 126,413,888(2)(4) D
Common Stock 09/05/2014 P 15,000,000 A $0.2 141,413,888(3)(4) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Precept Fund Management SPC on behalf of Prescient Fund Segregated Portfolio

(Last) (First) (Middle)
GROUND FLOOR, HARBOUR CENTRE
42, NORTH CHURCH STREET, P.O. BOX 1569

(Street)
GEORGE TOWN, GRAND CAYMAN E9 KY1-1110

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Precept Fund Management SPC on behalf of Precept Fund Segregated Portfolio

(Last) (First) (Middle)
GROUND FLOOR, HARBOUR CENTER
42 NORTH CHURCH STREET, P. O. BOX 1569

(Street)
GEORGE TOWN E9 KY1-1110

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Precept Asset Management Ltd

(Last) (First) (Middle)
GROUND FLOOR, HARBOUR CENTRE
42, NORTH CHURCH STREET, P.O. BOX 1569

(Street)
GEORGE TOWN, GRAND CAYMAN E9 KY1-1110

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Barber Stephen J

(Last) (First) (Middle)
LEVEL 1
16 O'CONNELL STREET

(Street)
SYDNEY C3 NSW 2000

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. On July 31, 2014, the Issuer offered and sold 11,000,000 shares of its Common Stock to Precept Fund Management SPC ("Precept") for and on behalf of Precept Fund Segregated Portfolio ("Precept Fund") under a Private Placement Subscription Agreement, effective August 5, 2014, in consideration of $2,200,000.
2. On August 13, 2014, the Issuer agreed to issue an additional 16,775,000 shares of its Common Stock to Precept for and on behalf of Prescient Fund Segregated Portfolio ("Prescient Fund") under a Private Placement Subscription Agreement effective August 20, 2014, in consideration of $3,355,000, which sum was advanced by Prescient Fund on the Issuer's behalf under the Leclanche Convertible and Investment Loan Agreement of the Issuer.
3. On September 5, 2014, Precept on behalf of Prescient Fund, entered into a Private Placement Subscription Agreement to purchase 15,000,000 shares of the Issuer's Common Stock for an aggregate purchase price of $3,000,000.
4. All of these shares of Common Stock have been issued.
/s/ David M.L. Roberts, Director, Precept Fund Management SPC obo Prescient Fund Segregated Portfolio and Precept Fund Segregated Portfolio 09/12/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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