FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
STARBUCKS CORP [ SBUX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/09/2012 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/09/2012 | M | 10,931 | A | $22.87 | 230,906 | D | |||
Common Stock | 03/09/2012 | M | 49,604 | A | $8.64 | 280,510 | D | |||
Common Stock | 03/09/2012 | M | 39,683 | A | $9.59 | 320,193 | D | |||
Common Stock | 03/09/2012 | S | 109,102 | D | $51.6284(1) | 211,091 | D | |||
Common Stock | 03/09/2012 | S | 21,116 | D | $52.1522(2) | 189,975 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-qualified Stock Option (Right to Buy) | $22.87 | 03/09/2012 | M | 10,931 | (3) | 11/19/2017 | Common Stock | 10,931 | $0 | 0 | D | ||||
Non-qualified Stock Option (Right to Buy) | $8.64 | 03/09/2012 | M | 49,604 | (4) | 11/17/2018 | Common Stock | 49,604 | $0 | 16,534 | D | ||||
Non-qualified Stock Option (Right to Buy) | $9.59 | 03/09/2012 | M | 39,683 | (5) | 12/18/2018 | Common Stock | 39,683 | $0 | 13,227 | D |
Explanation of Responses: |
1. This transaction was executed in multiple trades at prices ranging from $51.1000 to $51.9950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
2. This transaction was executed in multiple trades at prices ranging from $52.0000 to $52.4300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
3. The option representing a right to purchase a total of 43,725 shares became exercisable in one increment of 10,932 shares on November 19, 2008 and three increments of 10,931 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. |
4. The option representing a right to purchase a total of 66,138 shares became exercisable in two increments of 16,535 shares each on November 17, 2009 and November 17, 2010, and one increment of 16,534 shares on November 17, 2011 and becomes exercisable in one increment of 16, 534 shares on November 17, 2012. |
5. The option representing a right to purchase a total of 52,910 shares became exercisable in two increments of 13,228 shares each on December 18, 2009 and December 18, 2010, in one increment of 13,227 shares on December 18, 2011 and becomes exercisable in one increment of 13,227 shares on December 18, 2012. |
/s/ Alejandro C. Torres, attorney-in-fact for Troy Alstead | 03/13/2012 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |