Chief Financial Officer

0000828405-17-000001.txt : 20170118 0000828405-17-000001.hdr.sgml : 20170118 20170118131651 ACCESSION NUMBER: 0000828405-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170118 DATE AS OF CHANGE: 20170118 EFFECTIVENESS DATE: 20170118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WALL STREET ASSOCIATES CENTRAL INDEX KEY: 0000828405 IRS NUMBER: 330238287 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02192 FILM NUMBER: 17532997 BUSINESS ADDRESS: STREET 1: 1200 PROSPECT ST STE 100 STREET 2: P O BOX 8589 CITY: LAJOLLA STATE: CA ZIP: 92038-8589 BUSINESS PHONE: 8585516321 MAIL ADDRESS: STREET 1: 1200 PROSPECT STREET STREET 2: SUITE 100 CITY: LA JOLLA STATE: CA ZIP: 92037-3608 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000828405 XXXXXXXX 12-31-2016 12-31-2016 WALL STREET ASSOCIATES

1200 PROSPECT STREET SUITE 100 LA JOLLA CA 92037-3608

13F HOLDINGS REPORT 028-02192 N Ted C. SMith Chief Financial Officer 858-551-2100 Ted C. Smith La Jolla CA 01-18-2017 0 203 151302 false INFORMATION TABLE 2 inftable.xml A10 Networks Inc (ATEN) COM 002121101 266 32048 SH SOLE 32048 0 0 ARDELYX (ARDX) COM 039697107 361 25400 SH SOLE 25400 0 0 Abraxas Petroleum (AXAS) COM 003830106 904 351700 SH SOLE 0 0 351700 Actua Corp (ACTA) COM 005094107 1282 91547 SH SOLE 23300 0 68247 Acuity Brands (AYI) COM 00508Y102 528 2288 SH SOLE 2288 0 0 Adamas Pharmaceuticals (ADMS) COM 00548A106 323 19100 SH SOLE 19100 0 0 Aerie Pharmaceuticals (AERI) COM 00771V108 621 16400 SH SOLE 16400 0 0 Affiliated Managers Group (AMG COM 008252108 234 1612 SH SOLE 1612 0 0 Agilent Technologies (A) COM 00846U101 442 9700 SH SOLE 9700 0 0 Akamai Technologies (AKAM) COM 00971T101 220 3300 SH SOLE 3300 0 0 Alarm.Com Holdings, Inc. (ALRM COM 011642105 1748 62800 SH SOLE 16000 0 46800 Alaska Airgroup (ALK) COM 011659109 434 4889 SH SOLE 4889 0 0 Alexion Pharm.Inc (ALXN) COM 015351109 245 2000 SH SOLE 2000 0 0 Allegion PLC (ALLE) COM G0176J109 383 5978 SH SOLE 5978 0 0 Allied Motion Technologies Inc COM 019330109 1108 51788 SH SOLE 13000 0 38788 Amber Road Inc (AMBR) COM 02318Y108 1873 206255 SH SOLE 52500 0 153755 American Renal Associates Hold COM 029227105 1270 59684 SH SOLE 15584 0 44100 Amerisource Bergen Corp (ABC) COM 03073E105 356 4550 SH SOLE 4550 0 0 Amphenol Corp (APH) COM 032095101 450 6700 SH SOLE 6700 0 0 Aon Ord (AON) COM G0408V102 524 4700 SH SOLE 4700 0 0 Applied Materials (AMAT) COM 038222105 587 18200 SH SOLE 18200 0 0 Applied Optoelectronics (AAOI) COM 03823U102 1214 51812 SH SOLE 13200 0 38612 Aratana Therapeutics, Inc. (PE COM 03874P101 1007 140300 SH SOLE 32000 0 108300 Argos Therapeutics (ARGS) COM 040221103 406 82850 SH SOLE 18400 0 64450 Asbury Automotive Grp (ABG) COM 043436104 347 5625 SH SOLE 5625 0 0 Aspen Aerogels Inc (ASPN) COM 04523Y105 1135 274770 SH SOLE 59300 0 215470 Bel Fuse Inc. (BELFB) COM 077347300 368 11900 SH SOLE 11900 0 0 Belden Inc (BDC) COM 077454106 423 5664 SH SOLE 5664 0 0 Bill Barrett (BBG) COM 06846N104 175 25000 SH SOLE 25000 0 0 Bio-Techne Corp (TECH) COM 09073M104 1124 10935 SH SOLE 10935 0 0 BioMarin Pharmaceutical (BMRN) COM 09061G101 311 3750 SH SOLE 3750 0 0 Boingo Wireless (WIFI) COM 09739C102 2013 165100 SH SOLE 39800 0 125300 Broadcom LTD (AVGO) COM Y09827109 1130 6391 SH SOLE 6391 0 0 Build-A-Bear Workshop (BBW) COM 120076104 395 28700 SH SOLE 28700 0 0 Builders Firstsource (BLDR) COM 12008R107 1263 115100 SH SOLE 29300 0 85800 Burlington Stores (BURL) COM 122017106 413 4878 SH SOLE 4878 0 0 C.R.Bard (BCR) COM 067383109 472 2100 SH SOLE 2100 0 0 CDW Corp. (CDW) COM 12514G108 427 8204 SH SOLE 8204 0 0 CUI Global (CUI) COM 126576206 1029 148500 SH SOLE 31500 0 117000 Cable One (CABO) COM 12685J105 373 600 SH SOLE 600 0 0 Cadence Design Systems (CDNS) COM 127387108 360 14279 SH SOLE 14279 0 0 Cara Therapeutics (CARA) COM 140755109 1153 124110 SH SOLE 34700 0 89410 Carbonite, Inc. (CARB) COM 141337105 899 54814 SH SOLE 19214 0 35600 Carlisle Companies (CSL) COM 142339100 596 5400 SH SOLE 5400 0 0 Carmax Inc (KMX) COM 143130102 380 5900 SH SOLE 5900 0 0 Carriage Services Inc (CSV) COM 143905107 2069 72250 SH SOLE 18400 0 53850 Cerner Corp (CERN) COM 156782104 261 5500 SH SOLE 5500 0 0 Cimarex Energy Co. (XEC) COM 171798101 313 2300 SH SOLE 2300 0 0 CitiTrends (CTRN) COM 17306X102 836 44400 SH SOLE 11300 0 33100 City Office Reit (CIO) COM 178587101 1420 107812 SH SOLE 20900 0 86912 Coach Inc (COH) COM 189754104 235 6700 SH SOLE 6700 0 0 CommScope Holding Company, Inc COM 20337X109 320 8600 SH SOLE 8600 0 0 Corium International, Inc. (CO COM 21887L107 855 210520 SH SOLE 18400 0 192120 Costar Group (CSGP) COM 22160N109 382 2025 SH SOLE 2025 0 0 Covenant Transportation (CVTI) COM 22284P105 304 15700 SH SOLE 15700 0 0 Cross Country Healthcare (CCRN COM 227483104 1037 66403 SH SOLE 16900 0 49503 CyrusOne (CONE) COM 23283R100 291 6498 SH SOLE 6498 0 0 Del Taco Restaurants (TACO) COM 245496104 1943 137576 SH SOLE 35000 0 102576 Delphi Automotive (DLPH) COM G27823106 525 7800 SH SOLE 7800 0 0 Dollar Tree (DLTR) COM 256746108 432 5600 SH SOLE 5600 0 0 Domino's Pizza (DPZ) COM 25754A201 550 3456 SH SOLE 3456 0 0 Dover Corporation(DOV) COM 260003108 562 7500 SH SOLE 7500 0 0 Dr Pepper Snapple Group, Inc. COM 26138E109 553 6100 SH SOLE 6100 0 0 Dunkin' Brands (DNKN) COM 265504100 446 8500 SH SOLE 8500 0 0 Eastman Chemical Co. (EMN) COM 277432100 274 3640 SH SOLE 3640 0 0 Edwards Lifesciences (EW) COM 28176E108 468 5000 SH SOLE 5000 0 0 Egalet (EGLT) COM 28226B104 1137 148590 SH SOLE 22800 0 125790 Eldorado Resorts, Inc. (ERI) COM 28470R102 1442 85100 SH SOLE 21700 0 63400 Enanta Pharmaceuticals (ENTA) COM 29251M106 342 10200 SH SOLE 10200 0 0 Entravision Communications (EV COM 29382R107 1122 160252 SH SOLE 34600 0 125652 Equifax (EFX) COM 294429105 449 3800 SH SOLE 3800 0 0 Equinix Inc (EQIX) COM 29444U700 370 1036 SH SOLE 1036 0 0 Euro Net Worldwide (EEFT) COM 298736109 261 3600 SH SOLE 3600 0 0 Evolent Health, Inc. (EVH) COM 30050B101 1664 112449 SH SOLE 27400 0 85049 Exar Corp (EXAR) COM 300645108 1484 137700 SH SOLE 35100 0 102600 Fidelity National Info. Srvcs. COM 31620M106 325 4300 SH SOLE 4300 0 0 First Republic Bank (FRC) COM 33616C100 505 5486 SH SOLE 5486 0 0 Fiserv, Inc. (FISV) COM 337738108 425 4000 SH SOLE 4000 0 0 Five9 Inc (FIVN) COM 338307101 1093 77000 SH SOLE 20100 0 56900 Flexion Therapeutics (FLXN) COM 33938J106 1611 84700 SH SOLE 18700 0 66000 Foot Locker , Inc (FL) COM 344849104 475 6701 SH SOLE 6701 0 0 Fortinet Inc (FTNT) COM 34959E109 488 16200 SH SOLE 16200 0 0 Fortune Brands Home & Security COM 34964C106 321 5997 SH SOLE 5997 0 0 GTT Communications (GTT) COM 362393100 2219 77173 SH SOLE 22792 0 54381 Globant SA (GLOB) COM L44385109 1271 38100 SH SOLE 9900 0 28200 GlycoMimetics, Inc (GLYC) COM 38000Q102 915 150000 SH SOLE 0 0 150000 Good Times Restaurant (GTIM) COM 382140879 163 51900 SH SOLE 51900 0 0 HD Supply Holdings, Inc. (HDS) COM 40416M105 363 8529 SH SOLE 8529 0 0 Habit Restaurants (HABT) COM 40449J103 1362 78955 SH SOLE 20100 0 58855 Hackett Group (HCKT) COM 404609109 1536 86990 SH SOLE 24100 0 62890 Hannon Armstrong (HASI) COM 41068X100 1869 98441 SH SOLE 24163 0 74278 Healthcare Trust of America, I COM 42225P501 368 12635 SH SOLE 12635 0 0 Healthstream Inc (HSTM) COM 42222N103 1743 69595 SH SOLE 13800 0 55795 Helmerich & Payne, Inc. (HP) COM 423452101 348 4500 SH SOLE 4500 0 0 Henry Schein (HSIC) COM 806407102 303 2000 SH SOLE 2000 0 0 Hunt (JB) Transport Srvcs Inc COM 445658107 1301 13400 SH SOLE 13400 0 0 IMPINJ Inc. (PI) COM 453204109 1134 32100 SH SOLE 12000 0 20100 Incyte Corp (INCY) COM 45337C102 556 5550 SH SOLE 5550 0 0 Ingersoll-Rand Inc (IR) COM G47791101 405 5400 SH SOLE 5400 0 0 Instructure, Inc. (INST) COM 45781U103 2029 103800 SH SOLE 20700 0 83100 Inter Parfums Inc (IPAR) COM 458334109 495 15100 SH SOLE 15100 0 0 Intrawest Resorts Holdings, In COM 46090K109 1056 59181 SH SOLE 16681 0 42500 Intuitive Surgical (ISRG) COM 46120E602 381 600 SH SOLE 600 0 0 Inventure Group, Inc.(SNAK) COM 461212102 1590 161422 SH SOLE 34600 0 126822 Invuity (IVTY) COM 46187J205 431 75001 SH SOLE 35200 0 39801 Jack Henry & Assoc. (JKHY) COM 426281101 270 3043 SH SOLE 3043 0 0 Jakks Pacific Inc (JAKK) COM 47012E106 237 46000 SH SOLE 46000 0 0 K2M Group Holdings (KTWO) COM 48273J107 1378 68761 SH SOLE 16800 0 51961 KORNIT DIGITAL LTD. (KRNT) COM M6372Q113 457 36100 SH SOLE 9500 0 26600 Kellogg Co (K) COM 487836108 634 8600 SH SOLE 8600 0 0 Kirklands(KIRK) COM 497498105 199 12800 SH SOLE 12800 0 0 Kona Grill (KONA) COM 50047H201 1456 116051 SH SOLE 25300 0 90751 LGI Homes (LGIH) COM 50187T106 1157 40265 SH SOLE 11365 0 28900 Laboratory Corp Of America (LH COM 50540R409 347 2700 SH SOLE 2700 0 0 Lam Research (LRCX) COM 512807108 1279 12100 SH SOLE 12100 0 0 Lions Gate Ent. Corp. Class A COM 535919401 402 14936 SH SOLE 14936 0 0 Live Nation Entertainment, Inc COM 538034109 385 14471 SH SOLE 14471 0 0 Lululemon Athletica Inc(LULU) COM 550021109 780 12000 SH SOLE 12000 0 0 M/I Schottenstein Homes (MHO) COM 55305B101 272 10800 SH SOLE 10800 0 0 MGM Resorts Intl (MGM) COM 552953101 360 12500 SH SOLE 12500 0 0 Marcus & Millichap (MMI) COM 566324109 996 37289 SH SOLE 9500 0 27789 Marten Transport (MRTN) COM 573075108 285 12250 SH SOLE 12250 0 0 Materialise NV (MTLS) COM 57667T100 795 103461 SH SOLE 24400 0 79061 Maxim Integrated Products (MXI COM 57772K101 258 6700 SH SOLE 6700 0 0 Maxlinear Inc (MXL) COM 57776J100 654 29984 SH SOLE 29984 0 0 Micron Tech (MU) COM 595112103 484 22100 SH SOLE 22100 0 0 Mimecast Limited (MIME) COM G14838109 1777 99254 SH SOLE 24000 0 75254 Mohawk Inds. (MHK) COM 608190104 359 1800 SH SOLE 1800 0 0 Monarch Casino & Resort (MCRI) COM 609027107 327 12700 SH SOLE 12700 0 0 Moody's Corp (MCO) COM 615369105 302 3200 SH SOLE 3200 0 0 NCI Building Systems (NCS) COM 628852204 363 23200 SH SOLE 23200 0 0 NOW Inc. (DNOW) COM 67011P100 378 18462 SH SOLE 18462 0 0 NVIDIA Corp (NVDA) COM 67066G104 779 7300 SH SOLE 7300 0 0 Nanometrics Inc (NANO) COM 630077105 273 10900 SH SOLE 10900 0 0 Natera, Inc. (NTRA) COM 632307104 632 53966 SH SOLE 11800 0 42166 National Oil Well Varco, Inc. COM 637071101 371 9900 SH SOLE 9900 0 0 Nautilus Group (NLS) COM 63910B102 1752 94700 SH SOLE 26100 0 68600 Neophotonics (NPTN) COM 64051T100 1211 112000 SH SOLE 23700 0 88300 NewLink Genetics Corp (NLNK) COM 651511107 1119 108900 SH SOLE 19700 0 89200 Newell Brands Inc. (NWL) COM 651229106 496 11100 SH SOLE 11100 0 0 Nordstrom Inc. (JWN) COM 655664100 383 8000 SH SOLE 8000 0 0 Novan Inc. (NOVN) COM 66988N106 228 8441 SH SOLE 8441 0 0 O'Reilly Automotive (ORLY) COM 67103H107 724 2600 SH SOLE 2600 0 0 ON Semiconductor Corp (ON) COM 682189105 623 48828 SH SOLE 48828 0 0 OOMA (OOMA) COM 683416101 1373 152533 SH SOLE 22319 0 130214 Obalon Therapeutics Inc (OBLN) COM 67424L100 882 99700 SH SOLE 13300 0 86400 Oxford Immunotec Global (OXFD) COM G6855A103 341 22800 SH SOLE 22800 0 0 PGT Innovations, Inc. (PGTI) COM 69336V101 1376 120202 SH SOLE 30600 0 89602 PTC Inc. (PTC) COM 69370C100 370 8000 SH SOLE 8000 0 0 Palo Alto Networks (PANW) COM 697435105 331 2650 SH SOLE 2650 0 0 Parker Hannifin (PH) COM 701094104 686 4900 SH SOLE 4900 0 0 Parsley Energy, Inc. (PE) COM 701877102 370 10500 SH SOLE 10500 0 0 Penske Automotive(PAG) COM 70959W103 259 5000 SH SOLE 5000 0 0 Perkin Elmer Inc (PKI) COM 714046109 327 6278 SH SOLE 6278 0 0 Pioneer Energy Services Corp.( COM 723664108 1423 207800 SH SOLE 47100 0 160700 Q2 Holdings (QTWO) COM 74736L109 1838 63710 SH SOLE 17400 0 46310 Quanta Services (PWR) COM 74762E102 667 19153 SH SOLE 19153 0 0 Quantenna Communications Inc ( COM 74766D100 676 37300 SH SOLE 13100 0 24200 Quidel (QDEL) COM 74838J101 2615 122100 SH SOLE 17000 0 105100 Rapid7 (RPD) COM 753422104 940 77200 SH SOLE 19700 0 57500 Repligen Corporation (RGEN) COM 759916109 616 20000 SH SOLE 20000 0 0 Retrophin (RTRX) COM 761299106 2152 113695 SH SOLE 21900 0 91795 Ross Stores (ROST) COM 778296103 407 6200 SH SOLE 6200 0 0 SEI Investment Company (SEIC) COM 784117103 1212 24546 SH SOLE 24546 0 0 Sabre (SABR) COM 78573M104 285 11405 SH SOLE 11405 0 0 Service Now (NOW) COM 81762P102 344 4622 SH SOLE 4622 0 0 ShorTel (SHOR) COM 825211105 233 32600 SH SOLE 32600 0 0 Snap-On Inc (SNA) COM 833034101 414 2416 SH SOLE 2416 0 0 Spectrum Brands Holdings, Inc. COM 84763R101 335 2735 SH SOLE 2735 0 0 Splunk (SPLK) COM 848637104 466 9117 SH SOLE 9117 0 0 Sterling Construction (STRL) COM 859241101 1084 128109 SH SOLE 29900 0 98209 Symantec (SYMC) COM 871503108 339 14200 SH SOLE 14200 0 0 Synergy Pharmaceuticals (SGYP) COM 871639308 208 34200 SH SOLE 34200 0 0 Tabula Rasa HealthCare, Inc. ( COM 873379101 1275 85133 SH SOLE 23900 0 61233 Tactile Systems Technology, In COM 87357P100 2054 125182 SH SOLE 25600 0 99582 Teladoc (TDOC) COM 87918A105 1530 92701 SH SOLE 23600 0 69101 Teligent Inc (TLGT) COM 87960W104 690 104317 SH SOLE 37300 0 67017 The Hershey Co.(HSY) COM 427866108 393 3800 SH SOLE 3800 0 0 The Madison Square Garden Comp COM 55825T103 360 2100 SH SOLE 2100 0 0 Thermo Fisher Scientific (TMO) COM 883556102 1129 8000 SH SOLE 8000 0 0 Tile Shop Holdings (TTS) COM 88677Q109 975 49868 SH SOLE 12700 0 37168 Tracon Pharmaceutical (TCON) COM 89237H100 1184 241536 SH SOLE 0 0 241536 Trex,Inc (TREX) COM 89531P105 1159 18000 SH SOLE 18000 0 0 Trupanion, Inc. (TRUP) COM 898202106 304 19600 SH SOLE 19600 0 0 Ultimate Software Group (ULTI) COM 90385D107 313 1715 SH SOLE 1715 0 0 Ultra Clean (UCTT) COM 90385V107 243 25100 SH SOLE 25100 0 0 Under Armour (UA) COM 904311107 253 10070 SH SOLE 10070 0 0 Under Armour Inc. (UAA) COM 904311107 508 17500 SH SOLE 17500 0 0 Vail Resorts (MTN) COM 91879Q109 410 2544 SH SOLE 2544 0 0 Veracyte, Inc. (VCYT) COM 92337F107 709 91661 SH SOLE 15000 0 76661 Vince Holding Corp (VNCE) COM 92719W108 794 195989 SH SOLE 48900 0 147089 Vocera Communications(VCRA) COM 92857F107 1997 107980 SH SOLE 28100 0 79880 Vulcan Materials (VMC) COM 929160109 652 5213 SH SOLE 5213 0 0 WR Grace & Co (GRA) COM 38388F108 254 3748 SH SOLE 3748 0 0 Wabash National Corp (WNC) COM 929566107 304 19229 SH SOLE 19229 0 0 Whole Foods Mkt (WFM) COM 966837106 332 10800 SH SOLE 10800 0 0 Workiva Inc. (WK) COM 98139A105 703 51500 SH SOLE 13100 0 38400 Wynn Resorts(WYNN) COM 983134107 303 3500 SH SOLE 3500 0 0 Xactly (XTLY) COM 98386L101 1355 123200 SH SOLE 31400 0 91800 Zayo Group (ZAYO) COM 98919V105 313 9520 SH SOLE 9520 0 0 Zoetis Inc. (ZTS) COM 98978V103 594 11100 SH SOLE 11100 0 0 iShares PHLX SOX Semiconductor COM 464287523 663 5400 SH SOLE 5400 0 0 vTv Therapeutics Inc. (VTVT) COM 918385105 797 164939 SH SOLE 16800 0 148139