0000828405-17-000001.txt : 20170118
0000828405-17-000001.hdr.sgml : 20170118
20170118131651
ACCESSION NUMBER: 0000828405-17-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170118
DATE AS OF CHANGE: 20170118
EFFECTIVENESS DATE: 20170118
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WALL STREET ASSOCIATES
CENTRAL INDEX KEY: 0000828405
IRS NUMBER: 330238287
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02192
FILM NUMBER: 17532997
BUSINESS ADDRESS:
STREET 1: 1200 PROSPECT ST STE 100
STREET 2: P O BOX 8589
CITY: LAJOLLA
STATE: CA
ZIP: 92038-8589
BUSINESS PHONE: 8585516321
MAIL ADDRESS:
STREET 1: 1200 PROSPECT STREET
STREET 2: SUITE 100
CITY: LA JOLLA
STATE: CA
ZIP: 92037-3608
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000828405
XXXXXXXX
12-31-2016
12-31-2016
WALL STREET ASSOCIATES
1200 PROSPECT STREET
SUITE 100
LA JOLLA
CA
92037-3608
13F HOLDINGS REPORT
028-02192
N
Ted C. SMith
Chief Financial Officer
858-551-2100
Ted C. Smith
La Jolla
CA
01-18-2017
0
203
151302
false
INFORMATION TABLE
2
inftable.xml
A10 Networks Inc (ATEN)
COM
002121101
266
32048
SH
SOLE
32048
0
0
ARDELYX (ARDX)
COM
039697107
361
25400
SH
SOLE
25400
0
0
Abraxas Petroleum (AXAS)
COM
003830106
904
351700
SH
SOLE
0
0
351700
Actua Corp (ACTA)
COM
005094107
1282
91547
SH
SOLE
23300
0
68247
Acuity Brands (AYI)
COM
00508Y102
528
2288
SH
SOLE
2288
0
0
Adamas Pharmaceuticals (ADMS)
COM
00548A106
323
19100
SH
SOLE
19100
0
0
Aerie Pharmaceuticals (AERI)
COM
00771V108
621
16400
SH
SOLE
16400
0
0
Affiliated Managers Group (AMG
COM
008252108
234
1612
SH
SOLE
1612
0
0
Agilent Technologies (A)
COM
00846U101
442
9700
SH
SOLE
9700
0
0
Akamai Technologies (AKAM)
COM
00971T101
220
3300
SH
SOLE
3300
0
0
Alarm.Com Holdings, Inc. (ALRM
COM
011642105
1748
62800
SH
SOLE
16000
0
46800
Alaska Airgroup (ALK)
COM
011659109
434
4889
SH
SOLE
4889
0
0
Alexion Pharm.Inc (ALXN)
COM
015351109
245
2000
SH
SOLE
2000
0
0
Allegion PLC (ALLE)
COM
G0176J109
383
5978
SH
SOLE
5978
0
0
Allied Motion Technologies Inc
COM
019330109
1108
51788
SH
SOLE
13000
0
38788
Amber Road Inc (AMBR)
COM
02318Y108
1873
206255
SH
SOLE
52500
0
153755
American Renal Associates Hold
COM
029227105
1270
59684
SH
SOLE
15584
0
44100
Amerisource Bergen Corp (ABC)
COM
03073E105
356
4550
SH
SOLE
4550
0
0
Amphenol Corp (APH)
COM
032095101
450
6700
SH
SOLE
6700
0
0
Aon Ord (AON)
COM
G0408V102
524
4700
SH
SOLE
4700
0
0
Applied Materials (AMAT)
COM
038222105
587
18200
SH
SOLE
18200
0
0
Applied Optoelectronics (AAOI)
COM
03823U102
1214
51812
SH
SOLE
13200
0
38612
Aratana Therapeutics, Inc. (PE
COM
03874P101
1007
140300
SH
SOLE
32000
0
108300
Argos Therapeutics (ARGS)
COM
040221103
406
82850
SH
SOLE
18400
0
64450
Asbury Automotive Grp (ABG)
COM
043436104
347
5625
SH
SOLE
5625
0
0
Aspen Aerogels Inc (ASPN)
COM
04523Y105
1135
274770
SH
SOLE
59300
0
215470
Bel Fuse Inc. (BELFB)
COM
077347300
368
11900
SH
SOLE
11900
0
0
Belden Inc (BDC)
COM
077454106
423
5664
SH
SOLE
5664
0
0
Bill Barrett (BBG)
COM
06846N104
175
25000
SH
SOLE
25000
0
0
Bio-Techne Corp (TECH)
COM
09073M104
1124
10935
SH
SOLE
10935
0
0
BioMarin Pharmaceutical (BMRN)
COM
09061G101
311
3750
SH
SOLE
3750
0
0
Boingo Wireless (WIFI)
COM
09739C102
2013
165100
SH
SOLE
39800
0
125300
Broadcom LTD (AVGO)
COM
Y09827109
1130
6391
SH
SOLE
6391
0
0
Build-A-Bear Workshop (BBW)
COM
120076104
395
28700
SH
SOLE
28700
0
0
Builders Firstsource (BLDR)
COM
12008R107
1263
115100
SH
SOLE
29300
0
85800
Burlington Stores (BURL)
COM
122017106
413
4878
SH
SOLE
4878
0
0
C.R.Bard (BCR)
COM
067383109
472
2100
SH
SOLE
2100
0
0
CDW Corp. (CDW)
COM
12514G108
427
8204
SH
SOLE
8204
0
0
CUI Global (CUI)
COM
126576206
1029
148500
SH
SOLE
31500
0
117000
Cable One (CABO)
COM
12685J105
373
600
SH
SOLE
600
0
0
Cadence Design Systems (CDNS)
COM
127387108
360
14279
SH
SOLE
14279
0
0
Cara Therapeutics (CARA)
COM
140755109
1153
124110
SH
SOLE
34700
0
89410
Carbonite, Inc. (CARB)
COM
141337105
899
54814
SH
SOLE
19214
0
35600
Carlisle Companies (CSL)
COM
142339100
596
5400
SH
SOLE
5400
0
0
Carmax Inc (KMX)
COM
143130102
380
5900
SH
SOLE
5900
0
0
Carriage Services Inc (CSV)
COM
143905107
2069
72250
SH
SOLE
18400
0
53850
Cerner Corp (CERN)
COM
156782104
261
5500
SH
SOLE
5500
0
0
Cimarex Energy Co. (XEC)
COM
171798101
313
2300
SH
SOLE
2300
0
0
CitiTrends (CTRN)
COM
17306X102
836
44400
SH
SOLE
11300
0
33100
City Office Reit (CIO)
COM
178587101
1420
107812
SH
SOLE
20900
0
86912
Coach Inc (COH)
COM
189754104
235
6700
SH
SOLE
6700
0
0
CommScope Holding Company, Inc
COM
20337X109
320
8600
SH
SOLE
8600
0
0
Corium International, Inc. (CO
COM
21887L107
855
210520
SH
SOLE
18400
0
192120
Costar Group (CSGP)
COM
22160N109
382
2025
SH
SOLE
2025
0
0
Covenant Transportation (CVTI)
COM
22284P105
304
15700
SH
SOLE
15700
0
0
Cross Country Healthcare (CCRN
COM
227483104
1037
66403
SH
SOLE
16900
0
49503
CyrusOne (CONE)
COM
23283R100
291
6498
SH
SOLE
6498
0
0
Del Taco Restaurants (TACO)
COM
245496104
1943
137576
SH
SOLE
35000
0
102576
Delphi Automotive (DLPH)
COM
G27823106
525
7800
SH
SOLE
7800
0
0
Dollar Tree (DLTR)
COM
256746108
432
5600
SH
SOLE
5600
0
0
Domino's Pizza (DPZ)
COM
25754A201
550
3456
SH
SOLE
3456
0
0
Dover Corporation(DOV)
COM
260003108
562
7500
SH
SOLE
7500
0
0
Dr Pepper Snapple Group, Inc.
COM
26138E109
553
6100
SH
SOLE
6100
0
0
Dunkin' Brands (DNKN)
COM
265504100
446
8500
SH
SOLE
8500
0
0
Eastman Chemical Co. (EMN)
COM
277432100
274
3640
SH
SOLE
3640
0
0
Edwards Lifesciences (EW)
COM
28176E108
468
5000
SH
SOLE
5000
0
0
Egalet (EGLT)
COM
28226B104
1137
148590
SH
SOLE
22800
0
125790
Eldorado Resorts, Inc. (ERI)
COM
28470R102
1442
85100
SH
SOLE
21700
0
63400
Enanta Pharmaceuticals (ENTA)
COM
29251M106
342
10200
SH
SOLE
10200
0
0
Entravision Communications (EV
COM
29382R107
1122
160252
SH
SOLE
34600
0
125652
Equifax (EFX)
COM
294429105
449
3800
SH
SOLE
3800
0
0
Equinix Inc (EQIX)
COM
29444U700
370
1036
SH
SOLE
1036
0
0
Euro Net Worldwide (EEFT)
COM
298736109
261
3600
SH
SOLE
3600
0
0
Evolent Health, Inc. (EVH)
COM
30050B101
1664
112449
SH
SOLE
27400
0
85049
Exar Corp (EXAR)
COM
300645108
1484
137700
SH
SOLE
35100
0
102600
Fidelity National Info. Srvcs.
COM
31620M106
325
4300
SH
SOLE
4300
0
0
First Republic Bank (FRC)
COM
33616C100
505
5486
SH
SOLE
5486
0
0
Fiserv, Inc. (FISV)
COM
337738108
425
4000
SH
SOLE
4000
0
0
Five9 Inc (FIVN)
COM
338307101
1093
77000
SH
SOLE
20100
0
56900
Flexion Therapeutics (FLXN)
COM
33938J106
1611
84700
SH
SOLE
18700
0
66000
Foot Locker , Inc (FL)
COM
344849104
475
6701
SH
SOLE
6701
0
0
Fortinet Inc (FTNT)
COM
34959E109
488
16200
SH
SOLE
16200
0
0
Fortune Brands Home & Security
COM
34964C106
321
5997
SH
SOLE
5997
0
0
GTT Communications (GTT)
COM
362393100
2219
77173
SH
SOLE
22792
0
54381
Globant SA (GLOB)
COM
L44385109
1271
38100
SH
SOLE
9900
0
28200
GlycoMimetics, Inc (GLYC)
COM
38000Q102
915
150000
SH
SOLE
0
0
150000
Good Times Restaurant (GTIM)
COM
382140879
163
51900
SH
SOLE
51900
0
0
HD Supply Holdings, Inc. (HDS)
COM
40416M105
363
8529
SH
SOLE
8529
0
0
Habit Restaurants (HABT)
COM
40449J103
1362
78955
SH
SOLE
20100
0
58855
Hackett Group (HCKT)
COM
404609109
1536
86990
SH
SOLE
24100
0
62890
Hannon Armstrong (HASI)
COM
41068X100
1869
98441
SH
SOLE
24163
0
74278
Healthcare Trust of America, I
COM
42225P501
368
12635
SH
SOLE
12635
0
0
Healthstream Inc (HSTM)
COM
42222N103
1743
69595
SH
SOLE
13800
0
55795
Helmerich & Payne, Inc. (HP)
COM
423452101
348
4500
SH
SOLE
4500
0
0
Henry Schein (HSIC)
COM
806407102
303
2000
SH
SOLE
2000
0
0
Hunt (JB) Transport Srvcs Inc
COM
445658107
1301
13400
SH
SOLE
13400
0
0
IMPINJ Inc. (PI)
COM
453204109
1134
32100
SH
SOLE
12000
0
20100
Incyte Corp (INCY)
COM
45337C102
556
5550
SH
SOLE
5550
0
0
Ingersoll-Rand Inc (IR)
COM
G47791101
405
5400
SH
SOLE
5400
0
0
Instructure, Inc. (INST)
COM
45781U103
2029
103800
SH
SOLE
20700
0
83100
Inter Parfums Inc (IPAR)
COM
458334109
495
15100
SH
SOLE
15100
0
0
Intrawest Resorts Holdings, In
COM
46090K109
1056
59181
SH
SOLE
16681
0
42500
Intuitive Surgical (ISRG)
COM
46120E602
381
600
SH
SOLE
600
0
0
Inventure Group, Inc.(SNAK)
COM
461212102
1590
161422
SH
SOLE
34600
0
126822
Invuity (IVTY)
COM
46187J205
431
75001
SH
SOLE
35200
0
39801
Jack Henry & Assoc. (JKHY)
COM
426281101
270
3043
SH
SOLE
3043
0
0
Jakks Pacific Inc (JAKK)
COM
47012E106
237
46000
SH
SOLE
46000
0
0
K2M Group Holdings (KTWO)
COM
48273J107
1378
68761
SH
SOLE
16800
0
51961
KORNIT DIGITAL LTD. (KRNT)
COM
M6372Q113
457
36100
SH
SOLE
9500
0
26600
Kellogg Co (K)
COM
487836108
634
8600
SH
SOLE
8600
0
0
Kirklands(KIRK)
COM
497498105
199
12800
SH
SOLE
12800
0
0
Kona Grill (KONA)
COM
50047H201
1456
116051
SH
SOLE
25300
0
90751
LGI Homes (LGIH)
COM
50187T106
1157
40265
SH
SOLE
11365
0
28900
Laboratory Corp Of America (LH
COM
50540R409
347
2700
SH
SOLE
2700
0
0
Lam Research (LRCX)
COM
512807108
1279
12100
SH
SOLE
12100
0
0
Lions Gate Ent. Corp. Class A
COM
535919401
402
14936
SH
SOLE
14936
0
0
Live Nation Entertainment, Inc
COM
538034109
385
14471
SH
SOLE
14471
0
0
Lululemon Athletica Inc(LULU)
COM
550021109
780
12000
SH
SOLE
12000
0
0
M/I Schottenstein Homes (MHO)
COM
55305B101
272
10800
SH
SOLE
10800
0
0
MGM Resorts Intl (MGM)
COM
552953101
360
12500
SH
SOLE
12500
0
0
Marcus & Millichap (MMI)
COM
566324109
996
37289
SH
SOLE
9500
0
27789
Marten Transport (MRTN)
COM
573075108
285
12250
SH
SOLE
12250
0
0
Materialise NV (MTLS)
COM
57667T100
795
103461
SH
SOLE
24400
0
79061
Maxim Integrated Products (MXI
COM
57772K101
258
6700
SH
SOLE
6700
0
0
Maxlinear Inc (MXL)
COM
57776J100
654
29984
SH
SOLE
29984
0
0
Micron Tech (MU)
COM
595112103
484
22100
SH
SOLE
22100
0
0
Mimecast Limited (MIME)
COM
G14838109
1777
99254
SH
SOLE
24000
0
75254
Mohawk Inds. (MHK)
COM
608190104
359
1800
SH
SOLE
1800
0
0
Monarch Casino & Resort (MCRI)
COM
609027107
327
12700
SH
SOLE
12700
0
0
Moody's Corp (MCO)
COM
615369105
302
3200
SH
SOLE
3200
0
0
NCI Building Systems (NCS)
COM
628852204
363
23200
SH
SOLE
23200
0
0
NOW Inc. (DNOW)
COM
67011P100
378
18462
SH
SOLE
18462
0
0
NVIDIA Corp (NVDA)
COM
67066G104
779
7300
SH
SOLE
7300
0
0
Nanometrics Inc (NANO)
COM
630077105
273
10900
SH
SOLE
10900
0
0
Natera, Inc. (NTRA)
COM
632307104
632
53966
SH
SOLE
11800
0
42166
National Oil Well Varco, Inc.
COM
637071101
371
9900
SH
SOLE
9900
0
0
Nautilus Group (NLS)
COM
63910B102
1752
94700
SH
SOLE
26100
0
68600
Neophotonics (NPTN)
COM
64051T100
1211
112000
SH
SOLE
23700
0
88300
NewLink Genetics Corp (NLNK)
COM
651511107
1119
108900
SH
SOLE
19700
0
89200
Newell Brands Inc. (NWL)
COM
651229106
496
11100
SH
SOLE
11100
0
0
Nordstrom Inc. (JWN)
COM
655664100
383
8000
SH
SOLE
8000
0
0
Novan Inc. (NOVN)
COM
66988N106
228
8441
SH
SOLE
8441
0
0
O'Reilly Automotive (ORLY)
COM
67103H107
724
2600
SH
SOLE
2600
0
0
ON Semiconductor Corp (ON)
COM
682189105
623
48828
SH
SOLE
48828
0
0
OOMA (OOMA)
COM
683416101
1373
152533
SH
SOLE
22319
0
130214
Obalon Therapeutics Inc (OBLN)
COM
67424L100
882
99700
SH
SOLE
13300
0
86400
Oxford Immunotec Global (OXFD)
COM
G6855A103
341
22800
SH
SOLE
22800
0
0
PGT Innovations, Inc. (PGTI)
COM
69336V101
1376
120202
SH
SOLE
30600
0
89602
PTC Inc. (PTC)
COM
69370C100
370
8000
SH
SOLE
8000
0
0
Palo Alto Networks (PANW)
COM
697435105
331
2650
SH
SOLE
2650
0
0
Parker Hannifin (PH)
COM
701094104
686
4900
SH
SOLE
4900
0
0
Parsley Energy, Inc. (PE)
COM
701877102
370
10500
SH
SOLE
10500
0
0
Penske Automotive(PAG)
COM
70959W103
259
5000
SH
SOLE
5000
0
0
Perkin Elmer Inc (PKI)
COM
714046109
327
6278
SH
SOLE
6278
0
0
Pioneer Energy Services Corp.(
COM
723664108
1423
207800
SH
SOLE
47100
0
160700
Q2 Holdings (QTWO)
COM
74736L109
1838
63710
SH
SOLE
17400
0
46310
Quanta Services (PWR)
COM
74762E102
667
19153
SH
SOLE
19153
0
0
Quantenna Communications Inc (
COM
74766D100
676
37300
SH
SOLE
13100
0
24200
Quidel (QDEL)
COM
74838J101
2615
122100
SH
SOLE
17000
0
105100
Rapid7 (RPD)
COM
753422104
940
77200
SH
SOLE
19700
0
57500
Repligen Corporation (RGEN)
COM
759916109
616
20000
SH
SOLE
20000
0
0
Retrophin (RTRX)
COM
761299106
2152
113695
SH
SOLE
21900
0
91795
Ross Stores (ROST)
COM
778296103
407
6200
SH
SOLE
6200
0
0
SEI Investment Company (SEIC)
COM
784117103
1212
24546
SH
SOLE
24546
0
0
Sabre (SABR)
COM
78573M104
285
11405
SH
SOLE
11405
0
0
Service Now (NOW)
COM
81762P102
344
4622
SH
SOLE
4622
0
0
ShorTel (SHOR)
COM
825211105
233
32600
SH
SOLE
32600
0
0
Snap-On Inc (SNA)
COM
833034101
414
2416
SH
SOLE
2416
0
0
Spectrum Brands Holdings, Inc.
COM
84763R101
335
2735
SH
SOLE
2735
0
0
Splunk (SPLK)
COM
848637104
466
9117
SH
SOLE
9117
0
0
Sterling Construction (STRL)
COM
859241101
1084
128109
SH
SOLE
29900
0
98209
Symantec (SYMC)
COM
871503108
339
14200
SH
SOLE
14200
0
0
Synergy Pharmaceuticals (SGYP)
COM
871639308
208
34200
SH
SOLE
34200
0
0
Tabula Rasa HealthCare, Inc. (
COM
873379101
1275
85133
SH
SOLE
23900
0
61233
Tactile Systems Technology, In
COM
87357P100
2054
125182
SH
SOLE
25600
0
99582
Teladoc (TDOC)
COM
87918A105
1530
92701
SH
SOLE
23600
0
69101
Teligent Inc (TLGT)
COM
87960W104
690
104317
SH
SOLE
37300
0
67017
The Hershey Co.(HSY)
COM
427866108
393
3800
SH
SOLE
3800
0
0
The Madison Square Garden Comp
COM
55825T103
360
2100
SH
SOLE
2100
0
0
Thermo Fisher Scientific (TMO)
COM
883556102
1129
8000
SH
SOLE
8000
0
0
Tile Shop Holdings (TTS)
COM
88677Q109
975
49868
SH
SOLE
12700
0
37168
Tracon Pharmaceutical (TCON)
COM
89237H100
1184
241536
SH
SOLE
0
0
241536
Trex,Inc (TREX)
COM
89531P105
1159
18000
SH
SOLE
18000
0
0
Trupanion, Inc. (TRUP)
COM
898202106
304
19600
SH
SOLE
19600
0
0
Ultimate Software Group (ULTI)
COM
90385D107
313
1715
SH
SOLE
1715
0
0
Ultra Clean (UCTT)
COM
90385V107
243
25100
SH
SOLE
25100
0
0
Under Armour (UA)
COM
904311107
253
10070
SH
SOLE
10070
0
0
Under Armour Inc. (UAA)
COM
904311107
508
17500
SH
SOLE
17500
0
0
Vail Resorts (MTN)
COM
91879Q109
410
2544
SH
SOLE
2544
0
0
Veracyte, Inc. (VCYT)
COM
92337F107
709
91661
SH
SOLE
15000
0
76661
Vince Holding Corp (VNCE)
COM
92719W108
794
195989
SH
SOLE
48900
0
147089
Vocera Communications(VCRA)
COM
92857F107
1997
107980
SH
SOLE
28100
0
79880
Vulcan Materials (VMC)
COM
929160109
652
5213
SH
SOLE
5213
0
0
WR Grace & Co (GRA)
COM
38388F108
254
3748
SH
SOLE
3748
0
0
Wabash National Corp (WNC)
COM
929566107
304
19229
SH
SOLE
19229
0
0
Whole Foods Mkt (WFM)
COM
966837106
332
10800
SH
SOLE
10800
0
0
Workiva Inc. (WK)
COM
98139A105
703
51500
SH
SOLE
13100
0
38400
Wynn Resorts(WYNN)
COM
983134107
303
3500
SH
SOLE
3500
0
0
Xactly (XTLY)
COM
98386L101
1355
123200
SH
SOLE
31400
0
91800
Zayo Group (ZAYO)
COM
98919V105
313
9520
SH
SOLE
9520
0
0
Zoetis Inc. (ZTS)
COM
98978V103
594
11100
SH
SOLE
11100
0
0
iShares PHLX SOX Semiconductor
COM
464287523
663
5400
SH
SOLE
5400
0
0
vTv Therapeutics Inc. (VTVT)
COM
918385105
797
164939
SH
SOLE
16800
0
148139