0000828405-16-000011.txt : 20161114 0000828405-16-000011.hdr.sgml : 20161111 20161114104330 ACCESSION NUMBER: 0000828405-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WALL STREET ASSOCIATES CENTRAL INDEX KEY: 0000828405 IRS NUMBER: 330238287 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02192 FILM NUMBER: 161991910 BUSINESS ADDRESS: STREET 1: 1200 PROSPECT ST STE 100 STREET 2: P O BOX 8589 CITY: LAJOLLA STATE: CA ZIP: 92038-8589 BUSINESS PHONE: 8585516321 MAIL ADDRESS: STREET 1: 1200 PROSPECT STREET STREET 2: SUITE 100 CITY: LA JOLLA STATE: CA ZIP: 92037-3608 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0000828405 XXXXXXXX 09-30-2016 09-30-2016 WALL STREET ASSOCIATES

1200 PROSPECT STREET SUITE 100 LA JOLLA CA 92037-3608

13F HOLDINGS REPORT 028-02192 N Ted C. Smith 858-551-2100 Ted C. Smith La Jolla CA 11-14-2016 0 217 293416 false INFORMATION TABLE 2 inftable.xml A10 Networks Inc (ATEN) COM 002121101 2566 240000 SH SOLE 32048 0 207952 ARDELYX (ARDX) COM 039697107 2455 189700 SH SOLE 25400 0 164300 Abraxas Petroleum (AXAS) COM 003830106 1352 800000 SH SOLE 0 0 800000 Acacia Communications (ACIA) COM 00401C108 1694 16400 SH SOLE 2200 0 14200 Acceleron Pharm Inc (XLRN) COM 00434H108 232 6400 SH SOLE 6400 0 0 Activision Blizzard (ATVI) COM 00507V109 240 5411 SH SOLE 5411 0 0 Actua Corp (ACTA) COM 005094107 2271 175400 SH SOLE 23300 0 152100 Acuity Brands (AYI) COM 00508Y102 371 1403 SH SOLE 1403 0 0 Adamas Pharmaceuticals (ADMS) COM 00548A106 2365 144100 SH SOLE 19100 0 125000 Aerie Pharmaceuticals (AERI) COM 00771V108 4846 128400 SH SOLE 20500 0 107900 Affiliated Managers Group (AMG COM 008252108 234 1615 SH SOLE 1615 0 0 Agilent Technologies (A) COM 00846U101 458 9719 SH SOLE 9719 0 0 Alarm.Com Holdings, Inc. (ALRM COM 011642105 2511 87000 SH SOLE 10900 0 76100 Alaska Airgroup (ALK) COM 011659109 326 4944 SH SOLE 4944 0 0 Alexion Pharm.Inc (ALXN) COM 015351109 245 2000 SH SOLE 2000 0 0 Allegion PLC (ALLE) COM G0176J109 416 6041 SH SOLE 6041 0 0 Allied Motion Technologies Inc COM 019330109 1825 96500 SH SOLE 13000 0 83500 Amber Road Inc (AMBR) COM 02318Y108 3814 395255 SH SOLE 52500 0 342755 American Renal Associates Hold COM 029227105 1950 106713 SH SOLE 15613 0 91100 Amerisource Bergen Corp (ABC) COM 03073E105 368 4559 SH SOLE 4559 0 0 Amphenol Corp (APH) COM 032095101 436 6713 SH SOLE 6713 0 0 Aon Ord (AON) COM G0408V102 530 4709 SH SOLE 4709 0 0 Applied Materials (AMAT) COM 038222105 550 18236 SH SOLE 18236 0 0 Applied Optoelectronics (AAOI) COM 03823U102 2197 98900 SH SOLE 13200 0 85700 Aratana Therapeutics, Inc. (PE COM 03874P101 1848 197400 SH SOLE 26700 0 170700 Argos Therapeutics (ARGS) COM 040221103 920 185097 SH SOLE 18400 0 166697 Asbury Automotive Grp (ABG) COM 043436104 316 5675 SH SOLE 5675 0 0 Aspen Aerogels Inc (ASPN) COM 04523Y105 3494 586200 SH SOLE 77800 0 508400 Bel Fuse Inc. (BELFB) COM 077347300 2195 90909 SH SOLE 11900 0 79009 Belden Inc (BDC) COM 077454106 395 5729 SH SOLE 5729 0 0 Bill Barrett (BBG) COM 06846N104 1064 191400 SH SOLE 25000 0 166400 Bio-Techne Corp (TECH) COM 09073M104 1203 10987 SH SOLE 10987 0 0 BioMarin Pharmaceutical (BMRN) COM 09061G101 348 3757 SH SOLE 3757 0 0 Boingo Wireless (WIFI) COM 09739C102 3202 311500 SH SOLE 39800 0 271700 Broadcom LTD (AVGO) COM Y09827109 1103 6391 SH SOLE 6391 0 0 Build-A-Bear Workshop (BBW) COM 120076104 205 19800 SH SOLE 19800 0 0 Builders Firstsource (BLDR) COM 12008R107 2928 254400 SH SOLE 33300 0 221100 Burlington Stores (BURL) COM 122017106 400 4937 SH SOLE 4937 0 0 C.R.Bard (BCR) COM 067383109 472 2104 SH SOLE 2104 0 0 CDW Corp. (CDW) COM 12514G108 379 8288 SH SOLE 8288 0 0 CUI Global (CUI) COM 126576206 2389 409819 SH SOLE 52600 0 357219 Cadence Design Systems (CDNS) COM 127387108 368 14423 SH SOLE 14423 0 0 Callidus Software, Inc. (CALD) COM 13123E500 3295 179577 SH SOLE 25607 0 153970 Cara Therapeutics (CARA) COM 140755109 1606 192300 SH SOLE 22500 0 169800 Carlisle Companies (CSL) COM 142339100 555 5411 SH SOLE 5411 0 0 Carriage Services Inc (CSV) COM 143905107 3271 138300 SH SOLE 18400 0 119900 Caseys General Store (CASY) COM 147528103 505 4201 SH SOLE 4201 0 0 Cerner Corp (CERN) COM 156782104 340 5511 SH SOLE 5511 0 0 Cimarex Energy Co. (XEC) COM 171798101 310 2304 SH SOLE 2304 0 0 CitiTrends (CTRN) COM 17306X102 1736 87100 SH SOLE 11300 0 75800 City Office Reit (CIO) COM 178587101 1985 155932 SH SOLE 20900 0 135032 Coach Inc (COH) COM 189754104 245 6700 SH SOLE 6700 0 0 CommScope Holding Company, Inc COM 20337X109 259 8617 SH SOLE 8617 0 0 Concho Resources (CXO) COM 20605P101 206 1503 SH SOLE 1503 0 0 Corium International, Inc. (CO COM 21887L107 1496 265700 SH SOLE 18400 0 247300 Costar Group (CSGP) COM 22160N109 443 2045 SH SOLE 2045 0 0 Covenant Transportation (CVTI) COM 22284P105 303 15700 SH SOLE 15700 0 0 Cross Country Healthcare (CCRN COM 227483104 1539 130659 SH SOLE 16900 0 113759 CyrusOne (CONE) COM 23283R100 315 6615 SH SOLE 6615 0 0 D.R. Horton (DHI) COM 23331A109 363 12024 SH SOLE 12024 0 0 Del Taco Restaurants (TACO) COM 245496104 3138 263229 SH SOLE 35000 0 228229 Delphi Automotive (DLPH) COM G27823106 557 7815 SH SOLE 7815 0 0 Dollar Tree (DLTR) COM 256746108 443 5611 SH SOLE 5611 0 0 Domino's Pizza (DPZ) COM 25754A201 531 3500 SH SOLE 3500 0 0 Dover Corporation(DOV) COM 260003108 553 7515 SH SOLE 7515 0 0 Dr Pepper Snapple Group, Inc. COM 26138E109 558 6112 SH SOLE 6112 0 0 Dunkin' Brands (DNKN) COM 265504100 443 8500 SH SOLE 8500 0 0 Eagle Pharmaceuticals (EGRX) COM 269796108 2464 35200 SH SOLE 0 0 35200 Eastman Chemical Co. (EMN) COM 277432100 249 3683 SH SOLE 3683 0 0 Edwards Lifesciences (EW) COM 28176E108 604 5010 SH SOLE 5010 0 0 Egalet (EGLT) COM 28226B104 1742 228890 SH SOLE 22800 0 206090 Eldorado Resorts, Inc. (ERI) COM 28470R102 2295 163200 SH SOLE 21700 0 141500 Enanta Pharmaceuticals (ENTA) COM 29251M106 271 10200 SH SOLE 10200 0 0 Endologix (ELGX) COM 29266S106 322 25140 SH SOLE 25140 0 0 Entravision Communications (EV COM 29382R107 2016 264258 SH SOLE 34600 0 229658 Equifax (EFX) COM 294429105 512 3808 SH SOLE 3808 0 0 Equinix Inc (EQIX) COM 29444U700 374 1038 SH SOLE 1038 0 0 Euro Net Worldwide (EEFT) COM 298736109 295 3607 SH SOLE 3607 0 0 Evolent Health, Inc. (EVH) COM 30050B101 5089 206700 SH SOLE 27400 0 179300 Exar Corp (EXAR) COM 300645108 2436 261700 SH SOLE 35100 0 226600 Federal Realty Investment Trus COM 313747206 247 1603 SH SOLE 1603 0 0 Fidelity National Info. Srvcs. COM 31620M106 332 4309 SH SOLE 4309 0 0 First Republic Bank (FRC) COM 33616C100 428 5553 SH SOLE 5553 0 0 Fiserv, Inc. (FISV) COM 337738108 399 4008 SH SOLE 4008 0 0 Five9 Inc (FIVN) COM 338307101 2365 150800 SH SOLE 20100 0 130700 Flexion Therapeutics (FLXN) COM 33938J106 2745 140500 SH SOLE 18700 0 121800 Foot Locker , Inc (FL) COM 344849104 459 6780 SH SOLE 6780 0 0 Fortinet Inc (FTNT) COM 34959E109 598 16200 SH SOLE 16200 0 0 Fortune Brands Home & Security COM 34964C106 353 6073 SH SOLE 6073 0 0 GTT Communications (GTT) COM 362393100 3702 157319 SH SOLE 22838 0 134481 Globant SA (GLOB) COM L44385109 3172 75300 SH SOLE 9900 0 65400 GlycoMimetics, Inc (GLYC) COM 38000Q102 1072 150000 SH SOLE 0 0 150000 Good Times Restaurant (GTIM) COM 382140879 175 51900 SH SOLE 51900 0 0 HD Supply Holdings, Inc. (HDS) COM 40416M105 276 8631 SH SOLE 8631 0 0 Habit Restaurants (HABT) COM 40449J103 2111 150755 SH SOLE 20100 0 130655 Hackett Group (HCKT) COM 404609109 2993 181200 SH SOLE 24100 0 157100 Hannon Armstrong (HASI) COM 41068X100 4040 172862 SH SOLE 24192 0 148670 Hasbro (HAS) COM 418056107 342 4309 SH SOLE 4309 0 0 Healthcare Trust of America, I COM 42225P501 416 12748 SH SOLE 12748 0 0 Healthstream Inc (HSTM) COM 42222N103 2917 105700 SH SOLE 13800 0 91900 Helmerich & Payne, Inc. (HP) COM 423452101 303 4509 SH SOLE 4509 0 0 Henry Schein (HSIC) COM 806407102 327 2004 SH SOLE 2004 0 0 Hunt (JB) Transport Srvcs Inc COM 445658107 1087 13400 SH SOLE 13400 0 0 IMPINJ Inc. (PI) COM 453204109 3368 90000 SH SOLE 12000 0 78000 Idera Pharmaceuticals (IDRA) COM 45168K306 1024 400000 SH SOLE 0 0 400000 Incyte Corp (INCY) COM 45337C102 307 3256 SH SOLE 3256 0 0 Ingersoll-Rand Inc (IR) COM G47791101 368 5411 SH SOLE 5411 0 0 Instructure, Inc. (INST) COM 45781U103 3925 154700 SH SOLE 20700 0 134000 Inter Parfums Inc (IPAR) COM 458334109 432 13400 SH SOLE 13400 0 0 Intersect ENT (XENT) COM 46071F103 214 13500 SH SOLE 13500 0 0 Intrawest Resorts Holdings, In COM 46090K109 1796 110727 SH SOLE 16127 0 94600 Intuitive Surgical (ISRG) COM 46120E602 436 601 SH SOLE 601 0 0 Inventure Group, Inc.(SNAK) COM 461212102 2458 261500 SH SOLE 34600 0 226900 Invuity (IVTY) COM 46187J205 4551 331700 SH SOLE 44100 0 287600 Jack Henry & Assoc. (JKHY) COM 426281101 264 3082 SH SOLE 3082 0 0 K2M Group Holdings (KTWO) COM 48273J107 2556 143761 SH SOLE 16800 0 126961 KORNIT DIGITAL LTD. (KRNT) COM M6372Q113 694 74000 SH SOLE 9500 0 64500 Kellogg Co (K) COM 487836108 668 8617 SH SOLE 8617 0 0 Kirklands(KIRK) COM 497498105 1480 121500 SH SOLE 12800 0 108700 Kona Grill (KONA) COM 50047H201 2396 190600 SH SOLE 25300 0 165300 LGI Homes (LGIH) COM 50187T106 2785 75592 SH SOLE 11392 0 64200 Laboratory Corp Of America (LH COM 50540R409 372 2705 SH SOLE 2705 0 0 Lam Research (LRCX) COM 512807108 1298 13700 SH SOLE 13700 0 0 Lions Gate Entertainment Corp. COM 535919203 316 15824 SH SOLE 15824 0 0 Live Nation Entertainment, Inc COM 538034109 401 14610 SH SOLE 14610 0 0 Lululemon Athletica Inc(LULU) COM 550021109 732 12000 SH SOLE 12000 0 0 M/I Schottenstein Homes (MHO) COM 55305B101 2058 87300 SH SOLE 10800 0 76500 MGM Resorts Intl (MGM) COM 552953101 326 12525 SH SOLE 12525 0 0 Marcus & Millichap (MMI) COM 566324109 1896 72489 SH SOLE 9500 0 62989 Marten Transport (MRTN) COM 573075108 1841 87650 SH SOLE 12250 0 75400 Materialise NV (MTLS) COM 57667T100 1408 182861 SH SOLE 24400 0 158461 Maxim Integrated Products (MXI COM 57772K101 268 6713 SH SOLE 6713 0 0 Maxlinear Inc (MXL) COM 57776J100 4421 218106 SH SOLE 30006 0 188100 Micron Tech (MU) COM 595112103 394 22144 SH SOLE 22144 0 0 Mimecast Limited (MIME) COM G14838109 3426 179100 SH SOLE 24000 0 155100 Mohawk Inds. (MHK) COM 608190104 361 1804 SH SOLE 1804 0 0 Moody's Corp (MCO) COM 615369105 347 3206 SH SOLE 3206 0 0 NCI Building Systems (NCS) COM 628852204 2625 179900 SH SOLE 23200 0 156700 NVIDIA Corp (NVDA) COM 67066G104 501 7314 SH SOLE 7314 0 0 Nanometrics Inc (NANO) COM 630077105 1830 81900 SH SOLE 10900 0 71000 Natera, Inc. (NTRA) COM 632307104 1895 170600 SH SOLE 11800 0 158800 National Oil Well Varco, Inc. COM 637071101 364 9900 SH SOLE 9900 0 0 Nautilus Group (NLS) COM 63910B102 4462 196400 SH SOLE 26100 0 170300 Neophotonics (NPTN) COM 64051T100 2900 177500 SH SOLE 23700 0 153800 Neos Therapeutics, Inc. (NEOS) COM 64052L106 983 149343 SH SOLE 13771 0 135572 NewLink Genetics Corp (NLNK) COM 651511107 2233 148700 SH SOLE 19700 0 129000 Newell Brands Inc. (NWL) COM 651229106 586 11122 SH SOLE 11122 0 0 Nivalis Therapeutics (NVLS) COM 65481J109 1385 170400 SH SOLE 11800 0 158600 Nordstrom Inc. (JWN) COM 655664100 415 8000 SH SOLE 8000 0 0 Novan Inc. (NOVN) COM 66988N106 2522 125000 SH SOLE 16600 0 108400 O'Reilly Automotive (ORLY) COM 67103H107 730 2605 SH SOLE 2605 0 0 ON Semiconductor Corp (ON) COM 682189105 608 49332 SH SOLE 49332 0 0 OOMA (OOMA) COM 683416101 1573 173219 SH SOLE 22319 0 150900 Otonomy, Inc. (OTIC) COM 68906L105 1848 101600 SH SOLE 13500 0 88100 Oxford Immunotec Global (OXFD) COM G6855A103 286 22800 SH SOLE 22800 0 0 PGT (PGTI) COM 69336V101 2843 266402 SH SOLE 34800 0 231602 PTC Inc. (PTC) COM 69370C100 355 8016 SH SOLE 8016 0 0 Palo Alto Networks (PANW) COM 697435105 423 2656 SH SOLE 2656 0 0 Parker Hannifin (PH) COM 701094104 453 3607 SH SOLE 3607 0 0 Parsley Energy, Inc. (PE) COM 701877102 353 10521 SH SOLE 10521 0 0 Paychex (PAYX) COM 704326107 238 4108 SH SOLE 4108 0 0 Paylocity Holdings (PCTY) COM 70438V106 2578 57983 SH SOLE 1067 0 56916 Penske Automotive(PAG) COM 70959W103 241 5000 SH SOLE 5000 0 0 Perkin Elmer Inc (PKI) COM 714046109 356 6340 SH SOLE 6340 0 0 Pioneer Energy Services Corp.( COM 723664108 1540 381300 SH SOLE 47100 0 334200 Press Ganey (PGND) COM 74113L102 2844 70400 SH SOLE 9300 0 61100 Q2 Holdings (QTWO) COM 74736L109 3481 121445 SH SOLE 17435 0 104010 Quanta Services (PWR) COM 74762E102 395 14123 SH SOLE 14123 0 0 Quidel (QDEL) COM 74838J101 2808 127100 SH SOLE 17000 0 110100 Rapid7 (RPD) COM 753422104 2602 147400 SH SOLE 19700 0 127700 Repligen Corporation (RGEN) COM 759916109 604 20000 SH SOLE 20000 0 0 Retrophin (RTRX) COM 761299106 4447 198695 SH SOLE 21900 0 176795 Ross Stores (ROST) COM 778296103 399 6212 SH SOLE 6212 0 0 SEI Investment Company (SEIC) COM 784117103 1125 24663 SH SOLE 24663 0 0 Sabre (SABR) COM 78573M104 324 11496 SH SOLE 11496 0 0 Service Now (NOW) COM 81762P102 367 4631 SH SOLE 4631 0 0 ShorTel (SHOR) COM 825211105 1986 248200 SH SOLE 32600 0 215600 Snap-On Inc (SNA) COM 833034101 370 2432 SH SOLE 2432 0 0 Spectrum Brands Holdings, Inc. COM 84763R101 380 2763 SH SOLE 2763 0 0 Splunk (SPLK) COM 848637104 541 9212 SH SOLE 9212 0 0 Sportman's Warehouse (SPWH) COM 84920Y106 2947 280133 SH SOLE 40413 0 239720 Sterling Construction (STRL) COM 859241101 2026 261737 SH SOLE 35700 0 226037 Symantec (SYMC) COM 871503108 357 14228 SH SOLE 14228 0 0 Synergy Pharmaceuticals (SGYP) COM 871639308 1484 269300 SH SOLE 34200 0 235100 Tabula Rasa HealthCare, Inc. ( COM 873379101 2148 150000 SH SOLE 19900 0 130100 Tactile Systems Technology, In COM 87357P100 4675 250000 SH SOLE 33200 0 216800 Tearlab (TEAR) COM 878193101 428 658300 SH SOLE 34200 0 624100 Teladoc (TDOC) COM 87918A105 3237 176800 SH SOLE 23600 0 153200 Teligent Inc (TLGT) COM 87960W104 2567 337725 SH SOLE 37300 0 300425 The Chefs' Warehouse, Inc. (CH COM 163086101 1082 97100 SH SOLE 9600 0 87500 The Hershey Co.(HSY) COM 427866108 364 3808 SH SOLE 3808 0 0 Thermo Fisher Scientific (TMO) COM 883556102 1272 8000 SH SOLE 8000 0 0 Tile Shop Holdings (TTS) COM 88677Q109 2406 145368 SH SOLE 19300 0 126068 Tracon Pharmaceutical (TCON) COM 89237H100 1611 241536 SH SOLE 0 0 241536 Trex,Inc (TREX) COM 89531P105 1057 18000 SH SOLE 18000 0 0 TubeMogul (TUBE) COM 898570106 2088 222843 SH SOLE 29900 0 192943 Ultimate Software Group (ULTI) COM 90385D107 353 1728 SH SOLE 1728 0 0 Ultra Clean (UCTT) COM 90385V107 1222 164916 SH SOLE 25100 0 139816 Under Armour (UA) COM 904311107 677 17515 SH SOLE 17515 0 0 Under Armour Inc. class C (UA. COM 904311206 341 10070 SH SOLE 10070 0 0 Vail Resorts (MTN) COM 91879Q109 404 2578 SH SOLE 2578 0 0 Ventas (VTR) COM 92276F100 340 4809 SH SOLE 4809 0 0 Veracyte, Inc. (VCYT) COM 92337F107 1525 200400 SH SOLE 15000 0 185400 Vince Holding Corp (VNCE) COM 92719W108 2078 368467 SH SOLE 48900 0 319567 Vista Outdoor Inc. (VSTO) COM 928377100 285 7156 SH SOLE 7156 0 0 Vocera Communications(VCRA) COM 92857F107 3246 192079 SH SOLE 25500 0 166579 Vulcan Materials (VMC) COM 929160109 598 5259 SH SOLE 5259 0 0 WR Grace & Co (GRA) COM 38388F108 279 3787 SH SOLE 3787 0 0 Wabash National Corp (WNC) COM 929566107 1798 126284 SH SOLE 19266 0 107018 Whole Foods Mkt (WFM) COM 966837106 306 10800 SH SOLE 10800 0 0 Workiva Inc. (WK) COM 98139A105 1786 98500 SH SOLE 13100 0 85400 Wynn Resorts(WYNN) COM 983134107 342 3507 SH SOLE 3507 0 0 Xactly (XTLY) COM 98386L101 3474 236000 SH SOLE 31400 0 204600 Zayo Group (ZAYO) COM 98919V105 286 9617 SH SOLE 9617 0 0 Zoetis Inc. (ZTS) COM 98978V103 578 11122 SH SOLE 11122 0 0 iShares PHLX SOX Semiconductor COM 464287523 610 5400 SH SOLE 5400 0 0 vTv Therapeutics Inc. (VTVT) COM 918385105 1754 244000 SH SOLE 16800 0 227200