0000828405-16-000010.txt : 20160812 0000828405-16-000010.hdr.sgml : 20160812 20160812103645 ACCESSION NUMBER: 0000828405-16-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 EFFECTIVENESS DATE: 20160812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WALL STREET ASSOCIATES CENTRAL INDEX KEY: 0000828405 IRS NUMBER: 330238287 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02192 FILM NUMBER: 161826749 BUSINESS ADDRESS: STREET 1: 1200 PROSPECT ST STE 100 STREET 2: P O BOX 8589 CITY: LAJOLLA STATE: CA ZIP: 92038-8589 BUSINESS PHONE: 8585516321 MAIL ADDRESS: STREET 1: 1200 PROSPECT STREET STREET 2: SUITE 100 CITY: LA JOLLA STATE: CA ZIP: 92037-3608 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000828405 XXXXXXXX 06-30-2016 06-30-2016 WALL STREET ASSOCIATES

1200 PROSPECT STREET SUITE 100 LA JOLLA CA 92037-3608

13F HOLDINGS REPORT 028-02192 N Ted C. Smith 858-551-2100 Ted C. SMith La Jolla CA 08-12-2016 0 213 250055 false INFORMATION TABLE 2 inftable.xml 2 U Inc. (TWOU) COM 90214J101 5142 174823 SH SOLE 24468 0 150355 A10 Networks Inc (ATEN) COM 002121101 1553 240000 SH SOLE 32048 0 207952 ARC Document Solutions (ARC) COM 00191G103 1318 338776 SH SOLE 45400 0 293376 ARDELYX (ARDX) COM 039697107 1573 180200 SH SOLE 15900 0 164300 Abraxas Petroleum (AXAS) COM 003830106 904 800000 SH SOLE 0 0 800000 Acacia Communications (ACIA) COM 00401C108 1210 30300 SH SOLE 4100 0 26200 Acceleron Pharm Inc (XLRN) COM 00434H108 217 6400 SH SOLE 6400 0 0 Activision Blizzard (ATVI) COM 00507V109 214 5411 SH SOLE 5411 0 0 Actua Corp (ACTA) COM 005094107 1085 120200 SH SOLE 14900 0 105300 Acuity Brands (AYI) COM 00508Y102 627 2530 SH SOLE 2530 0 0 Adamas Pharmaceuticals (ADMS) COM 00548A106 1892 125000 SH SOLE 0 0 125000 Aerie Pharmaceuticals (AERI) COM 00771V108 361 20500 SH SOLE 20500 0 0 Affiliated Managers Group (AMG COM 008252108 227 1615 SH SOLE 1615 0 0 Agilent Technologies (A) COM 00846U101 431 9719 SH SOLE 9719 0 0 Alaska Airgroup (ALK) COM 011659109 288 4944 SH SOLE 4944 0 0 Alexion Pharm.Inc (ALXN) COM 015351109 234 2000 SH SOLE 2000 0 0 Allegion PLC (ALLE) COM G0176J109 419 6041 SH SOLE 6041 0 0 Alliance Data Systems (ADS) COM 018581108 245 1252 SH SOLE 1252 0 0 Allied Motion Technologies Inc COM 019330109 2245 96500 SH SOLE 13000 0 83500 Amber Road Inc (AMBR) COM 02318Y108 2893 375255 SH SOLE 50200 0 325055 American Renal Associates Hold COM 029227105 2802 96713 SH SOLE 14313 0 82400 Amerisource Bergen Corp (ABC) COM 03073E105 362 4559 SH SOLE 4559 0 0 Amphenol Corp (APH) COM 032095101 385 6713 SH SOLE 6713 0 0 Aon Ord (AON) COM G0408V102 514 4709 SH SOLE 4709 0 0 Applied Materials (AMAT) COM 038222105 437 18236 SH SOLE 18236 0 0 Arctic Cat (ACAT) COM 039670104 1955 114980 SH SOLE 14500 0 100480 Argos Therapeutics (ARGS) COM 040221103 1135 185097 SH SOLE 18400 0 166697 Asbury Automotive Grp (ABG) COM 043436104 299 5675 SH SOLE 5675 0 0 Aspen Aerogels Inc (ASPN) COM 04523Y105 2814 566200 SH SOLE 76100 0 490100 Avinger (AVGR) COM 053734109 1966 164800 SH SOLE 15200 0 149600 Bel Fuse Inc. (BELFB) COM 077347300 1616 90909 SH SOLE 11900 0 79009 Bill Barrett (BBG) COM 06846N104 1223 191400 SH SOLE 25000 0 166400 Bio-Techne Corp (TECH) COM 09073M104 1239 10987 SH SOLE 10987 0 0 BioMarin Pharmaceutical (BMRN) COM 09061G101 292 3757 SH SOLE 3757 0 0 Boingo Wireless (WIFI) COM 09739C102 2779 311500 SH SOLE 39800 0 271700 Broadcom LTD (AVGO) COM Y09827109 993 6391 SH SOLE 6391 0 0 Build-A-Bear Workshop (BBW) COM 120076104 266 19800 SH SOLE 19800 0 0 Builders Firstsource (BLDR) COM 12008R107 2862 254400 SH SOLE 33300 0 221100 C.R.Bard (BCR) COM 067383109 495 2104 SH SOLE 2104 0 0 CBOE Holdings (CBOE) COM 12503M108 436 6552 SH SOLE 6552 0 0 CDW Corp. (CDW) COM 12514G108 332 8288 SH SOLE 8288 0 0 CUI Global (CUI) COM 126576206 2070 409819 SH SOLE 52600 0 357219 Cadence Design Systems (CDNS) COM 127387108 350 14423 SH SOLE 14423 0 0 Callidus Software, Inc. (CALD) COM 13123E500 3588 179577 SH SOLE 25607 0 153970 Cara Therapeutics (CARA) COM 140755109 925 192300 SH SOLE 22500 0 169800 Carlisle Companies (CSL) COM 142339100 572 5411 SH SOLE 5411 0 0 Carriage Services Inc (CSV) COM 143905107 3275 138300 SH SOLE 18400 0 119900 Cerner Corp (CERN) COM 156782104 323 5511 SH SOLE 5511 0 0 Cimarex Energy Co. (XEC) COM 171798101 275 2304 SH SOLE 2304 0 0 CitiTrends (CTRN) COM 17306X102 1353 87100 SH SOLE 11300 0 75800 City Office Reit (CIO) COM 178587101 2024 155932 SH SOLE 20900 0 135032 Coach Inc (COH) COM 189754104 273 6700 SH SOLE 6700 0 0 CommScope Holding Company, Inc COM 20337X109 267 8617 SH SOLE 8617 0 0 ConAgra Foods Inc. (CAG) COM 205887102 441 9218 SH SOLE 9218 0 0 Corium International, Inc. (CO COM 21887L107 922 265700 SH SOLE 18400 0 247300 Costar Group (CSGP) COM 22160N109 447 2045 SH SOLE 2045 0 0 Covenant Transportation (CVTI) COM 22284P105 284 15700 SH SOLE 15700 0 0 Cross Country Healthcare (CCRN COM 227483104 1819 130659 SH SOLE 16900 0 113759 Crown Castle International Cor COM 22822V101 386 3808 SH SOLE 3808 0 0 D.R. Horton (DHI) COM 23331A109 387 12289 SH SOLE 12289 0 0 Del Taco Restaurants (TACO) COM 245496104 2040 224129 SH SOLE 29700 0 194429 Delphi Automotive (DLPH) COM G27823106 489 7815 SH SOLE 7815 0 0 Dollar General (DG) COM 256677105 791 8417 SH SOLE 8417 0 0 Dollar Tree (DLTR) COM 256746108 359 3807 SH SOLE 3807 0 0 Domino's Pizza (DPZ) COM 25754A201 460 3500 SH SOLE 3500 0 0 Dr Pepper Snapple Group, Inc. COM 26138E109 591 6112 SH SOLE 6112 0 0 Dunkin' Brands (DNKN) COM 265504100 371 8500 SH SOLE 8500 0 0 Eagle Pharmaceuticals (EGRX) COM 269796108 1365 35200 SH SOLE 0 0 35200 Eastman Chemical Co. (EMN) COM 277432100 250 3683 SH SOLE 3683 0 0 Edwards Lifesciences (EW) COM 28176E108 500 5010 SH SOLE 5010 0 0 Egalet (EGLT) COM 28226B104 1135 228890 SH SOLE 22800 0 206090 Eldorado Resorts, Inc. (ERI) COM 28470R102 2138 140700 SH SOLE 18900 0 121800 Enanta Pharmaceuticals (ENTA) COM 29251M106 225 10200 SH SOLE 10200 0 0 Entravision Communications (EV COM 29382R107 1776 264258 SH SOLE 34600 0 229658 Equifax (EFX) COM 294429105 489 3808 SH SOLE 3808 0 0 Equinix Inc (EQIX) COM 29444U700 402 1038 SH SOLE 1038 0 0 Evolent Health, Inc. (EVH) COM 30050B101 3393 176700 SH SOLE 23600 0 153100 Exar Corp (EXAR) COM 300645108 2107 261700 SH SOLE 35100 0 226600 Extra Space Storage (EXR) COM 30225T102 306 3311 SH SOLE 3311 0 0 Federal Realty Investment Trus COM 313747206 276 1667 SH SOLE 1667 0 0 Fidelity National Info. Srvcs. COM 31620M106 317 4309 SH SOLE 4309 0 0 First Republic Bank (FRC) COM 33616C100 389 5553 SH SOLE 5553 0 0 Fiserv, Inc. (FISV) COM 337738108 436 4008 SH SOLE 4008 0 0 Five9 Inc (FIVN) COM 338307101 1795 150800 SH SOLE 20100 0 130700 Flexion Therapeutics (FLXN) COM 33938J106 1697 113400 SH SOLE 15200 0 98200 Foot Locker , Inc (FL) COM 344849104 369 6733 SH SOLE 6733 0 0 Fortinet Inc (FTNT) COM 34959E109 512 16200 SH SOLE 16200 0 0 Fortune Brands Home & Security COM 34964C106 352 6073 SH SOLE 6073 0 0 GTT Communications (GTT) COM 362393100 2907 157319 SH SOLE 22838 0 134481 Global Medical REIT (GMRE) COM 37954A204 1314 130000 SH SOLE 17400 0 112600 Globant SA (GLOB) COM L44385109 2963 75300 SH SOLE 9900 0 65400 GlycoMimetics, Inc (GLYC) COM 38000Q102 1090 150000 SH SOLE 0 0 150000 Good Times Restaurant (GTIM) COM 382140879 117 33400 SH SOLE 33400 0 0 HD Supply Holdings, Inc. (HDS) COM 40416M105 301 8631 SH SOLE 8631 0 0 Habit Restaurants (HABT) COM 40449J103 2196 134055 SH SOLE 16800 0 117255 Hackett Group (HCKT) COM 404609109 1774 127900 SH SOLE 17100 0 110800 Hannon Armstrong (HASI) COM 41068X100 3734 172862 SH SOLE 24192 0 148670 Hasbro (HAS) COM 418056107 362 4309 SH SOLE 4309 0 0 Healthcare Trust of America, I COM 42225P501 412 12748 SH SOLE 12748 0 0 Healthstream Inc (HSTM) COM 42222N103 2803 105700 SH SOLE 13800 0 91900 Helmerich & Payne, Inc. (HP) COM 423452101 303 4509 SH SOLE 4509 0 0 Henry Schein (HSIC) COM 806407102 354 2004 SH SOLE 2004 0 0 Hertz Global (HTZ.old) COM 42805T105 251 22645 SH SOLE 22645 0 0 Hunt (JB) Transport Srvcs Inc COM 445658107 1084 13400 SH SOLE 13400 0 0 Idera Pharmaceuticals (IDRA) COM 45168K306 612 400000 SH SOLE 0 0 400000 Imprivata (IMPR) COM 45323J103 2741 195800 SH SOLE 25700 0 170100 Incyte Corp (INCY) COM 45337C102 260 3256 SH SOLE 3256 0 0 Ingersoll-Rand Inc (IR) COM G47791101 345 5411 SH SOLE 5411 0 0 Instructure, Inc. (INST) COM 45781U103 2939 154700 SH SOLE 20700 0 134000 Inter Parfums Inc (IPAR) COM 458334109 383 13400 SH SOLE 13400 0 0 Intersect ENT (XENT) COM 46071F103 175 13500 SH SOLE 13500 0 0 Intra-Cellular Therapies (ITCI COM 46116X101 295 7600 SH SOLE 7600 0 0 Intuit (INTU) COM 461202103 514 4609 SH SOLE 4609 0 0 Intuitive Surgical (ISRG) COM 46120E602 398 601 SH SOLE 601 0 0 Inventure Group, Inc.(SNAK) COM 461212102 2042 261500 SH SOLE 34600 0 226900 Invuity (IVTY) COM 46187J205 2945 309000 SH SOLE 21400 0 287600 Jack Henry & Assoc. (JKHY) COM 426281101 269 3082 SH SOLE 3082 0 0 K2M Group Holdings (KTWO) COM 48273J107 2231 143761 SH SOLE 16800 0 126961 KORNIT DIGITAL LTD. (KRNT) COM M6372Q113 722 74000 SH SOLE 9500 0 64500 Kate Spade & Company (KATE) COM 485865109 258 12541 SH SOLE 12541 0 0 Kellogg Co (K) COM 487836108 704 8617 SH SOLE 8617 0 0 Kirklands(KIRK) COM 497498105 1784 121500 SH SOLE 12800 0 108700 Kona Grill (KONA) COM 50047H201 1816 169400 SH SOLE 22500 0 146900 LGI Homes (LGIH) COM 50187T106 2414 75592 SH SOLE 11392 0 64200 Laboratory Corp Of America (LH COM 50540R409 352 2705 SH SOLE 2705 0 0 Lam Research (LRCX) COM 512807108 1152 13700 SH SOLE 13700 0 0 Lions Gate Entertainment Corp. COM 535919203 320 15824 SH SOLE 15824 0 0 Lululemon Athletica Inc(LULU) COM 550021109 1163 15751 SH SOLE 15751 0 0 M/I Schottenstein Homes (MHO) COM 55305B101 1644 87300 SH SOLE 10800 0 76500 MGM Resorts Intl (MGM) COM 552953101 283 12525 SH SOLE 12525 0 0 Marcus & Millichap (MMI) COM 566324109 1842 72489 SH SOLE 9500 0 62989 Marten Transport (MRTN) COM 573075108 1735 87650 SH SOLE 12250 0 75400 Materialise NV (MTLS) COM 57667T100 1307 182861 SH SOLE 24400 0 158461 Maxim Integrated Products (MXI COM 57772K101 240 6713 SH SOLE 6713 0 0 Maxlinear Inc (MXL) COM 57776J100 3922 218106 SH SOLE 30006 0 188100 Mimecast Limited (MIME) COM G14838109 1793 179100 SH SOLE 24000 0 155100 Mohawk Inds. (MHK) COM 608190104 342 1804 SH SOLE 1804 0 0 Monster Beverage (MNST) COM 61174X109 757 4709 SH SOLE 4709 0 0 NCI Building Systems (NCS) COM 628852204 2877 179900 SH SOLE 23200 0 156700 NVIDIA Corp (NVDA) COM 67066G104 344 7314 SH SOLE 7314 0 0 Nanometrics Inc (NANO) COM 630077105 1360 65400 SH SOLE 8800 0 56600 Natera, Inc. (NTRA) COM 632307104 2058 170600 SH SOLE 11800 0 158800 National Oil Well Varco, Inc. COM 637071101 333 9900 SH SOLE 9900 0 0 Natural Grocers (NGVC) COM 63888U108 1630 124900 SH SOLE 15700 0 109200 Nautilus Group (NLS) COM 63910B102 4214 236191 SH SOLE 30200 0 205991 Neophotonics (NPTN) COM 64051T100 1692 177500 SH SOLE 23700 0 153800 Neos Therapeutics, Inc. (NEOS) COM 64052L106 1386 149343 SH SOLE 13771 0 135572 NewLink Genetics Corp (NLNK) COM 651511107 890 79000 SH SOLE 8500 0 70500 Newell Brands Inc. (NWL) COM 651229106 457 9419 SH SOLE 9419 0 0 Nivalis Therapeutics (NVLS) COM 65481J109 784 170400 SH SOLE 11800 0 158600 Nordstrom Inc. (JWN) COM 655664100 304 8000 SH SOLE 8000 0 0 Norwegian Cruise Line (NCLH) COM G66721104 240 6012 SH SOLE 6012 0 0 Nucor (NUE) COM 670346105 352 7114 SH SOLE 7114 0 0 O'Reilly Automotive (ORLY) COM 67103H107 706 2605 SH SOLE 2605 0 0 ON Semiconductor Corp (ON) COM 682189105 283 32062 SH SOLE 32062 0 0 OOMA (OOMA) COM 683416101 1419 173219 SH SOLE 22319 0 150900 Ollie's Bargain Outlet Holding COM 681116109 2509 100817 SH SOLE 15117 0 85700 Oxford Immunotec Global (OXFD) COM G6855A103 205 22800 SH SOLE 22800 0 0 PGT (PGTI) COM 69336V101 2744 266402 SH SOLE 34800 0 231602 Papa Murphy's Hldgs (FRSH) COM 698814100 1151 173500 SH SOLE 21700 0 151800 Parsley Energy, Inc. (PE) COM 701877102 285 10521 SH SOLE 10521 0 0 Paychex (PAYX) COM 704326107 244 4108 SH SOLE 4108 0 0 Paylocity Holdings (PCTY) COM 70438V106 2505 57983 SH SOLE 1067 0 56916 Perkin Elmer Inc (PKI) COM 714046109 332 6340 SH SOLE 6340 0 0 Pioneer Energy Services Corp.( COM 723664108 1754 381300 SH SOLE 47100 0 334200 Press Ganey (PGND) COM 74113L102 3978 101100 SH SOLE 13200 0 87900 Q2 Holdings (QTWO) COM 74736L109 3403 121445 SH SOLE 17435 0 104010 Quidel (QDEL) COM 74838J101 2814 157578 SH SOLE 22163 0 135415 Rapid7 (RPD) COM 753422104 1854 147400 SH SOLE 19700 0 127700 Red Hat (RHT) COM 756577102 247 3407 SH SOLE 3407 0 0 Repligen Corporation (RGEN) COM 759916109 547 20000 SH SOLE 20000 0 0 Retrophin (RTRX) COM 761299106 3539 198695 SH SOLE 21900 0 176795 Ringcentral (RNG) COM 76680R206 2479 125725 SH SOLE 17725 0 108000 Roadrunner Transportation Inc( COM 76973Q105 1003 134500 SH SOLE 9100 0 125400 Ross Stores (ROST) COM 778296103 352 6212 SH SOLE 6212 0 0 SEI Investment Company (SEIC) COM 784117103 1187 24663 SH SOLE 24663 0 0 Sabre (SABR) COM 78573M104 308 11496 SH SOLE 11496 0 0 Service Now (NOW) COM 81762P102 234 3529 SH SOLE 3529 0 0 ShorTel (SHOR) COM 825211105 1660 248200 SH SOLE 32600 0 215600 Snap-On Inc (SNA) COM 833034101 384 2432 SH SOLE 2432 0 0 Splunk (SPLK) COM 848637104 224 4130 SH SOLE 4130 0 0 Sportman's Warehouse (SPWH) COM 84920Y106 1933 239852 SH SOLE 31032 0 208820 Sterling Construction (STRL) COM 859241101 1550 315759 SH SOLE 41803 0 273956 Synergy Pharmaceuticals (SGYP) COM 871639308 1023 269300 SH SOLE 34200 0 235100 Tearlab (TEAR) COM 878193101 421 658300 SH SOLE 34200 0 624100 Teladoc (TDOC) COM 87918A105 2832 176800 SH SOLE 23600 0 153200 Teligent Inc (TLGT) COM 87960W104 2411 337725 SH SOLE 37300 0 300425 The Chefs' Warehouse, Inc. (CH COM 163086101 1554 97100 SH SOLE 9600 0 87500 Thermo Fisher Scientific (TMO) COM 883556102 1182 8000 SH SOLE 8000 0 0 Tile Shop Holdings (TTS) COM 88677Q109 4563 229521 SH SOLE 31253 0 198268 Total System Services (TSS) COM 891906109 258 4863 SH SOLE 4863 0 0 Tracon Pharmaceutical (TCON) COM 89237H100 1058 241536 SH SOLE 0 0 241536 Tractor Supply Co (TSCO) COM 892356106 466 5110 SH SOLE 5110 0 0 Trex,Inc (TREX) COM 89531P105 809 18000 SH SOLE 18000 0 0 TubeMogul (TUBE) COM 898570106 2652 222843 SH SOLE 29900 0 192943 Ultimate Software Group (ULTI) COM 90385D107 363 1728 SH SOLE 1728 0 0 Ultra Clean (UCTT) COM 90385V107 782 137400 SH SOLE 15700 0 121700 Under Armour (UA) COM 904311107 622 15511 SH SOLE 15511 0 0 Under Armour Inc. class C (UA. COM 904311206 367 10070 SH SOLE 10070 0 0 Vail Resorts (MTN) COM 91879Q109 228 1652 SH SOLE 1652 0 0 Ventas (VTR) COM 92276F100 350 4809 SH SOLE 4809 0 0 Veracyte, Inc. (VCYT) COM 92337F107 1008 200400 SH SOLE 15000 0 185400 Vista Outdoor Inc. (VSTO) COM 928377100 342 7156 SH SOLE 7156 0 0 Vulcan Materials (VMC) COM 929160109 633 5259 SH SOLE 5259 0 0 WR Grace & Co (GRA) COM 38388F108 277 3787 SH SOLE 3787 0 0 Wabash National Corp (WNC) COM 929566107 2211 174084 SH SOLE 19266 0 154818 White Wave Foods (WWAV) COM 966244105 496 10559 SH SOLE 10559 0 0 Whole Foods Mkt (WFM) COM 966837106 346 10800 SH SOLE 10800 0 0 Wynn Resorts(WYNN) COM 983134107 318 3507 SH SOLE 3507 0 0 Xactly (XTLY) COM 98386L101 3023 236000 SH SOLE 31400 0 204600 Zoetis Inc. (ZTS) COM 98978V103 528 11122 SH SOLE 11122 0 0 iShares PHLX SOX Semiconductor COM 464287523 506 5400 SH SOLE 5400 0 0 vTv Therapeutics Inc. (VTVT) COM 918385105 1415 244000 SH SOLE 16800 0 227200