-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J9JR8xC7LtIZVXrN/0ZtoR4BOJ3q5mQyzQWDn0slMkR+R8/xkIlSl0fwlomAuZwO 22iMiAEFI+w+ICqYI+rq3g== 0000950134-04-002754.txt : 20040302 0000950134-04-002754.hdr.sgml : 20040302 20040301213646 ACCESSION NUMBER: 0000950134-04-002754 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040302 GROUP MEMBERS: G STACY SMITH GROUP MEMBERS: PATRICK P WALKER GROUP MEMBERS: REID S WALKER GROUP MEMBERS: WALKER SMITH CAPITAL (QP) LP GROUP MEMBERS: WALKER SMITH CAPITAL LP GROUP MEMBERS: WALKER SMITH INTERNATIONAL FUND LTD GROUP MEMBERS: WS CAPITAL MANAGEMENT LP GROUP MEMBERS: WS OPPORTUNITY FUND (QP) LP GROUP MEMBERS: WS OPPORTUNITY FUND INTERNATIONAL LTD GROUP MEMBERS: WS OPPORTUNITY FUND LP GROUP MEMBERS: WS VENTURES MANAGEMENT LP GROUP MEMBERS: WSV MANAGEMENT LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKFORD CORP CENTRAL INDEX KEY: 0000828064 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 860394353 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58969 FILM NUMBER: 04640945 BUSINESS ADDRESS: STREET 1: 546 SOUTH ROCKFORD DRIVE CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 4809673565 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WS CAPITAL LLC CENTRAL INDEX KEY: 0001123407 IRS NUMBER: 752681594 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 880 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147566055 SC 13G/A 1 d13130sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 3)*

Rockford Corporation

(Name of Issuer)

Common Stock, par value $0.001 per share

(Title of Class of Securities)

77316P101

(Cusip Number)

February 20, 2004

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o Rule 13d-1 (b)

        x Rule 13d-1 (c)

        o Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).

Person Authorized to Receive Notices and Communications:

Taylor H. Wilson, Esq.
Haynes and Boone, LLP
901 Main Street, Suite 3100
Dallas, Texas 75202
(214) 651-5615

 

 

             
13G
CUSIP No. 77316P101 Page 2 of 21
  1. Name of Reporting Person:
WS Capital, L.L.C.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
Texas
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
261,861
6. Shared Voting Power:
0
7. Sole Dispositive Power:
261,861
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
261,861
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
2.9%
  12.Type of Reporting Person:
HC

 

 

             
13G
CUSIP No. 77316P101 Page 3 of 21
  1. Name of Reporting Person:
WS Capital Management, L.P.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
Texas
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
261,861
6. Shared Voting Power:
0
7. Sole Dispositive Power:
261,861
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
261,861
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
2.9%
  12.Type of Reporting Person:
IA

 

 

             
13G
CUSIP No. 77316P101 Page 4 of 21
  1. Name of Reporting Person:
Walker Smith Capital, L.P.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
Texas
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
22,513
6. Shared Voting Power:
0
7. Sole Dispositive Power:
22,513
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
22,513
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
0.3%
  12.Type of Reporting Person:
PN

 

 

             
13G
CUSIP No. 77316P101 Page 5 of 21
  1. Name of Reporting Person:
Walker Smith Capital (Q.P.), L.P.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
Texas
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
106,223
6. Shared Voting Power:
0
7. Sole Dispositive Power:
106,223
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
106,223
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
1.2%
  12.Type of Reporting Person:
PN

 

 

             
13G
CUSIP No. 77316P101 Page 6 of 21
  1. Name of Reporting Person:
Walker Smith International Fund, Ltd.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
British Virgin Islands
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
133,125
6. Shared Voting Power:
0
7. Sole Dispositive Power:
133,125
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
133,125
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
1.5%
  12.Type of Reporting Person:
CO

 

 

             
13G
CUSIP No. 77316P101 Page 7 of 21
  1. Name of Reporting Person:
WSV Management, L.L.C.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
Texas
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
121,723
6. Shared Voting Power:
0
7. Sole Dispositive Power:
121,723
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
121,723
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
1.4%
  12.Type of Reporting Person:
IA

 

 

             
13G
CUSIP No. 77316P101 Page 8 of 21
  1. Name of Reporting Person:
WS Ventures Management, L.P.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
Texas
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
121,723
6. Shared Voting Power:
0
7. Sole Dispositive Power:
121,723
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
121,723
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
1.4%
  12.Type of Reporting Person:
HC

 

 

             
13G
CUSIP No. 77316P101 Page 9 of 21
  1. Name of Reporting Person:
WS Opportunity Fund, L.P.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
Texas
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
34,030
6. Shared Voting Power:
0
7. Sole Dispositive Power:
34,030
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
34,030
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
0.4%
  12.Type of Reporting Person:
PN

 

 

             
13G
CUSIP No. 77316P101 Page 10 of 21
  1. Name of Reporting Person:
WS Opportunity Fund (Q.P.), L.P.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
Texas
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
42,693
6. Shared Voting Power:
0
7. Sole Dispositive Power:
42,693
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
42,693
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
0.5%
  12.Type of Reporting Person:
PN

 

 

             
13G
CUSIP No. 77316P101 Page 11 of 21
  1. Name of Reporting Person:
WS Opportunity Fund International, Ltd.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
Cayman Islands
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
45,000
6. Shared Voting Power:
0
7. Sole Dispositive Power:
45,000
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
45,000
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
0.5%
  12.Type of Reporting Person:
CO

 

 

             
13G
CUSIP No. 77316P101 Page 12 of 21
  1. Name of Reporting Person:
Reid S. Walker		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
United States of America
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
383,584
6. Shared Voting Power:
0
7. Sole Dispositive Power:
383,584
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
383,584
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
4.3%
  12.Type of Reporting Person:
HC

 

 

             
13G
CUSIP No. 77316P101 Page 13 of 21
  1. Name of Reporting Person:
G. Stacy Smith		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
United States of America
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
383,584
6. Shared Voting Power:
0
7. Sole Dispositive Power:
383,584
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
383,584
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
4.3%
  12.Type of Reporting Person:
HC

13

 

             
13G
CUSIP No. 77316P101 Page 14 of 21
  1. Name of Reporting Person:
Patrick P. Walker		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
United States of America
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
121,723
6. Shared Voting Power:
0
7. Sole Dispositive Power:
121,723
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
121,723
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
1.4%
  12.Type of Reporting Person:
HC

 

 

             
CUSIP No. 77316P101 Page 15 of 21 Pages

     This Amendment No. 3 to Schedule 13G relates to the shares of common stock, par value $0.001 per share (“Common Stock”), of Rockford Corporation, an Arizona corporation, purchased by (i) WS Capital, L.L.C., a Texas limited liability company (“WS Capital”), for the account of (1) Walker Smith Capital, L.P., a Texas limited partnership (“WSC”), (2) Walker Smith Capital (Q.P.), L.P., a Texas limited partnership (“WSCQP”), and (3) Walker Smith International Fund, Ltd., a British Virgin Islands exempted company (“WS International”), and (ii) WSV Management, L.L.C., a Texas limited liability company (“WSV”), for the account of (1) WS Opportunity Fund, L.P., a Texas limited partnership (“WSO”), (2) WS Opportunity Fund (Q.P.), L.P., a Texas limited partnership (“WSOQP”), and (3) WS Opportunity Fund International, Ltd., a Cayman Islands exempted company (“WSO International”). WS Capital is the general partner of WS Capital Management, L.P., a Texas limited partnership (“WSC Management”). WSC Management is the general partner of each of WSC and WSCQP and the investment manager and agent and attorney-in-fact for WS International. WSV is the general partner of WS Ventures Management, L.P., a Texas limited partnership (“WSVM”). WSVM is the general partner of each of WSO and WSOQP and the investment manager and agent and attorney-in-fact for WSO International. Reid S. Walker and G. Stacy Smith are principals of WS Capital and WSV, and Patrick P. Walker is a principal of WSV. Each of the reporting persons hereby expressly disclaims membership in a “group” under Section 13(d) of the Securities Exchange Act of 1934 and the rules and regulations thereunder with respect to the shares of Common Stock reported herein, and this Schedule 13G shall not be deemed to be an admission that any such reporting person is a member of such a group.

Item 1(a) Name of Issuer:

      Rockford Corporation

Item 1(b) Address of Issuer’s Principal Executive Offices:

      600 South Rockford Drive
Tempe, Arizona 85281

Item 2(a) Names of Persons Filing:

      See Item 1 of each cover page.

Item 2(b) Address of Principal Business Offices:

      300 Crescent Court, Suite 880
Dallas, Texas 75201

Item 2(c) Citizenship:

      See Item 4 of each cover page.

Item 2(d) Title of Class of Securities:

      Common Stock, par value $0.001 per share

 

 

             
CUSIP No. 77316P101 Page 16 of 21 Pages

Item 2(e) CUSIP Number:

      77316P101

Item 3 Status of Persons Filing:

  (a)   [   ]   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
  (b)   [   ]   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
  (c)   [   ]   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
  (d)   [   ]   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
  (e)   [   ]   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
  (f)   [   ]   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
  (g)   [   ]   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
  (h)   [   ]   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i)   [   ]   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
  (j)   [   ]   Group, in accordance with §240.13d-1(b)(1)(ii)(J).

Item 4 Ownership:

  (a)   Reid S. Walker and G. Stacy Smith are the beneficial owners of 383,584 shares of Common Stock, which includes (i) 261,861 shares of Common Stock beneficially owned by WS Capital and WSC Management for the accounts of WSC, WSCQP and WS International and (ii) 121,723 shares of Common Stock beneficially owned by WSV and WSVM for the accounts of WSO, WSOQP and WSO International.
 
      Patrick P. Walker is the beneficial owner of 121,723 shares of Common Stock beneficially owned by WSV and WSVM for the accounts of WSO, WSOQP and WSO International.
 
      WS Capital and WSC Management are the beneficial owners of 261,861 shares of Common Stock, which includes (i) 22,513 shares beneficially owned by WSC, (ii) 106,223 shares beneficially owned by WSCQP and (iii) 133,125 shares beneficially owned by WS International.
 
      WSV and WSVM are the beneficial owners of 121,723 shares of Common Stock, which includes (i) 34,030 shares beneficially owned by WSO, (ii) 42,693 shares beneficially owned by WSOQP and (iii) 45,000 shares beneficially owned by WSO International.

 

 

             
CUSIP No. 77316P101 Page 17 of 21 Pages

  (b)   Percent of class:
 
      See Item 11 of each cover page.
 
  (c)   Number of shares as to which each person has:

  (i)   sole power to vote or to direct the vote:
 
      See Item 5 of each cover page.
 
  (ii)   shared power to vote or to direct the vote:
 
      See Item 6 of each cover page.
 
  (iii)   sole power to dispose or to direct the disposition of:
 
      See Item 7 of each cover page.
 
  (iv)   shared power to dispose or to direct the disposition of:
 
      See Item 8 of each cover page.

Item 5 Ownership of 5% or Less of a Class:

      If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X]

Item 6 Ownership of More than 5% on Behalf of Another Person:

      Not applicable.

Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:

      WSC Management is an investment adviser registered with the State of Texas and, as such, has beneficial ownership of the shares of Common Stock held by its clients, WSC, WSCQP and WS International. WS Capital is the general partner of WSC Management. Reid S. Walker and G. Stacy Smith are the sole principals of WS Capital, and therefore exercise investment discretion and control with respect to the shares of Common Stock held by WSC Management’s clients.
 
      WSV is an investment adviser registered with the State of Texas and is the general partner of WSVM and, as such, has beneficial ownership of the shares of Common Stock held by its clients, WSO, WSOQP and WSO International. Reid S. Walker, G. Stacy Smith and Patrick P. Walker are the sole principals of WSV, and therefore exercise investment discretion and control with respect to the shares of Common Stock held by WSV’s clients.

 

 

             
CUSIP No. 77316P101 Page 18 of 21 Pages

Item 8 Identification and Classification of Members of the Group:

      Not applicable.

Item 9 Notice of Dissolution of Group:

      Not applicable.

Item 10 Certification:

      By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

             
CUSIP No. 77316P101 Page 19 of 21 Pages

SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: March 1, 2004

         
    WS CAPITAL, L.L.C.
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    WS CAPITAL MANAGEMENT, L.P.
 
        
  By:   WS Capital, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    WALKER SMITH CAPITAL, L.P.
 
        
  By:   WS Capital Management, L.P., its general partner
 
        
  By:   WS Capital, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    WALKER SMITH CAPITAL (Q.P.), L.P.
 
        
  By:   WS Capital Management, L.P., its general partner
 
        
  By:   WS Capital, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member

 

 

             
CUSIP No. 77316P101 Page 20 of 21 Pages
         
    WALKER SMITH INTERNATIONAL FUND, LTD.
 
        
  By:   WS Capital Management, L.P., its agent and attorney-in-fact
 
        
  By:   WS Capital, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    WSV MANAGEMENT, L.L.C.
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    WS VENTURES MANAGEMENT, L.P.
 
        
  By:   WSV Management, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    WS OPPORTUNITY FUND, L.P.
 
        
  By:   WS Ventures Management, L.P., its general partner
 
        
  By:   WSV Management, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    WS OPPORTUNITY FUND (Q.P.), L.P.
 
        
  By:   WS Ventures Management, L.P., its general partner
 
        
  By:   WSV Management, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member

 

 

             
CUSIP No. 77316P101 Page 21 of 21 Pages
         
    WS OPPORTUNITY FUND INTERNATIONAL, LTD.
 
        
  By:   WS Ventures Management, L.P., its agent and attorney-in-fact
 
        
  By:   WSV Management, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    /s/ Reid S. Walker
   
 
    REID S. WALKER
 
        
    /s/ G. Stacy Smith
   
 
    G. STACY SMITH
 
        
    /s/ Patrick P. Walker
   
 
    PATRICK P. WALKER

 

 

EXHIBITS

Exhibit 1  Joint Filing Agreement, dated March 1, 2004, entered into by and among WS Capital, L.L.C., WS Capital Management, L.P., Walker Smith Capital, L.P., Walker Smith Capital (Q.P.), L.P., Walker Smith International Fund, Ltd., WSV Management, L.L.C., WS Ventures Management, L.P., WS Opportunity Fund, L.P., WS Opportunity Fund (Q.P.), L.P., WS Opportunity Fund International, Ltd., Reid S. Walker, G. Stacy Smith and Patrick P. Walker.

 

 

EXHIBIT 1

JOINT FILING AGREEMENT

     In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13G (including amendments thereto) with regard to the common stock of Rockford Corporation, an Arizona corporation, and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, hereby execute this Joint Filing Agreement as of March 1, 2004.

         
    WS CAPITAL, L.L.C.
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    WS CAPITAL MANAGEMENT, L.P.
 
        
  By:   WS Capital, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    WALKER SMITH CAPITAL, L.P.
 
        
  By:   WS Capital Management, L.P., its general partner
 
        
  By:   WS Capital, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    WALKER SMITH CAPITAL (Q.P.), L.P.
 
        
  By:   WS Capital Management, L.P., its general partner
 
        
  By:   WS Capital, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member

 

 

         
    WALKER SMITH INTERNATIONAL FUND, LTD.
 
        
  By:   WS Capital Management, L.P., its agent and attorney-in-fact
 
        
  By:   WS Capital, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    WSV MANAGEMENT, L.L.C.
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    WS VENTURES MANAGEMENT, L.P.
 
        
  By:   WSV Management, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    WS OPPORTUNITY FUND, L.P.
 
        
  By:   WS Ventures Management, L.P., its general partner
 
        
  By:   WSV Management, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    WS OPPORTUNITY FUND (Q.P.), L.P.
 
        
  By:   WS Ventures Management, L.P., its general partner
 
        
  By:   WSV Management, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member

 

 

         
    WS OPPORTUNITY FUND INTERNATIONAL, LTD.
 
        
  By:   WS Ventures Management, L.P., its agent and attorney-in-fact
 
        
  By:   WSV Management, L.L.C., its general partner
 
        
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
        
    /s/ Reid S. Walker
   
 
    REID S. WALKER
 
        
    /s/ G. Stacy Smith
   
 
    G. STACY SMITH
 
        
    /s/ Patrick P. Walker
   
 
    PATRICK P. WALKER

 

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