0000950170-24-021321.txt : 20240227 0000950170-24-021321.hdr.sgml : 20240227 20240227165811 ACCESSION NUMBER: 0000950170-24-021321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240223 FILED AS OF DATE: 20240227 DATE AS OF CHANGE: 20240227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schultz S. Matthew CENTRAL INDEX KEY: 0001625587 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39187 FILM NUMBER: 24688024 MAIL ADDRESS: STREET 1: 2391 SOUTH 1560 WEST CITY: WOODS CROSS STATE: UT ZIP: 84087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEANSPARK, INC. CENTRAL INDEX KEY: 0000827876 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 870449945 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2370 CORPORATE CIRCLE STREET 2: SUITE 160 CITY: HENDERSON STATE: NV ZIP: 89074 BUSINESS PHONE: (702) 941-8047 MAIL ADDRESS: STREET 1: 2370 CORPORATE CIRCLE STREET 2: SUITE 160 CITY: HENDERSON STATE: NV ZIP: 89074 FORMER COMPANY: FORMER CONFORMED NAME: STRATEAN INC. DATE OF NAME CHANGE: 20141201 FORMER COMPANY: FORMER CONFORMED NAME: SMARTDATA CORP DATE OF NAME CHANGE: 19880120 4 1 ownership.xml 4 X0508 4 2024-02-23 0000827876 CLEANSPARK, INC. CLSK 0001625587 Schultz S. Matthew 10624 S. EASTERN AVE. SUITE A-638 HENDERSON NV 89052 true true false false Executive Chairman false Common Stock 2024-02-23 4 M false 270000 0 A 2988768 D Common Stock 2024-02-26 4 M false 270000 0 A 3258768 D Common Stock 2024-02-23 4 F false 118800 16.43 D 3139968 D Common Stock 2024-02-26 4 F false 118800 20.35 D 3021168 D Common Stock 2024-02-27 4 S false 322400 20.95 D 2698768 D Common Stock 480000 I By S M Schultz Irrevocable Trust Common Stock 40996 I By Spouse Series A Preferred 500000 D Restricted Stock Unit 2024-02-23 4 M false 270000 0 D 2033-09-29 Common Stock 270000 270000 D Restricted Stock Unit 2024-02-26 4 M false 270000 0 D 2033-09-29 Common Stock 270000 0 D Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 300% of the Issuer's stock price on the grant date. Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 400% of the Issuer's stock price on the grant date. Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.30 to $21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ S. Matthew Schultz 2024-02-27