-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GwUBArTOUNXS5VS6duQX45iL6HwJGag+8gyucXqn+96r7zAvnkGmkwRHvzgu6yhg aHngv7Rz6HAfnYsi4jU/3g== 0001130381-04-000010.txt : 20040213 0001130381-04-000010.hdr.sgml : 20040213 20040213154001 ACCESSION NUMBER: 0001130381-04-000010 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ZEVEX INTERNATIONAL INC CENTRAL INDEX KEY: 0000827056 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 870462807 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51013 FILM NUMBER: 04598731 BUSINESS ADDRESS: STREET 1: 4314 ZEVEX PARK LANE CITY: MURRAY STATE: UT ZIP: 84123 BUSINESS PHONE: 8012641001 MAIL ADDRESS: STREET 1: 4314 ZEVEX PARK LANE CITY: MURRAY STATE: UT ZIP: 84123 FORMER COMPANY: FORMER CONFORMED NAME: DOWNEY INDUSTRIES INC DATE OF NAME CHANGE: 19880811 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: E CAPITAL CORP CENTRAL INDEX KEY: 0001130381 IRS NUMBER: 953565499 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2136888080 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 SC 13G/A 1 zvxi04.txt OMB APPROVAL OMB Number 3235-0145 Expires: December 31, 2005 Estimated average burden Hours per response....11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE13G Under the Securities Exchange Act of 1934 (Amendment No__1__)* ZEVEX INTERNATIONAL, INC. - --------------------------------------------------------------------- (Name of Issuer) Common - --------------------------------------------------------------------- (Title of Class of Securities) 98950E400 ----------------- (CUSIP Number) - --------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /x/ Rule 13d-1(b) /x/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-98) Page 1 of 9 CUSIP No. 98950E400 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) E*Capital Corporation - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization California - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 133,100 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 215,100 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 133,100 ---------------------------------------------- 8.Shared Dispositive Power 275,530 - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 275,530 - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) /x/ - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.1% - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- CO Page 2 of 9 CUSIP No. 98950E400 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Edward W. Wedbush - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 62,300 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 215,100 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 62,300 ---------------------------------------------- 8.Shared Dispositive Power 275,530 - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 275,530 - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) /x/ - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.1% - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- IN Page 3 of 9 CUSIP No. 98950E400 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Wedbush Morgan Securities, Inc. - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 6. Citizenship or Place of Organization California - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 19,700 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 215,100 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 19,700 ---------------------------------------------- 8.Shared Dispositive Power 275,530 - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 275,530 - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) /x/ - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.1% - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- BD Page 4 of 9 Cusip No. 98950E400 13G ZEVEX INTERNATIONAL, INC. - --------------------------------------------------------------------- Item 1. Name and Address of Issuer. (a) This statement relates to the shares of the common stock of ZEVEX INTERNATIONAL, INC. ("Issuer"). (b) Issuer's address: 4314 ZEVEX Park Lane, Salt Lake City, Utah 84123 Item 2. Filers (a) This statement is filed by E*Capital Corporation ("ECC"), Edward W. Wedbush ("EWW") and Wedbush Morgan Securities, Inc. ("WMS"). (b) Business address of the above filers are as follows: ECC - 1000 Wilshire Blvd., Los Angeles, CA 90017-2457 EWW - P.O. Box 30014, Los Angeles, CA 90030-0014 WMS - P.O. Box 30014, Los Angeles, CA 90030-0014 (c) ECC is a California corporation. EWW is a citizen of the United States of America. WMS is a California corporation. (d) Common stock (e) 98950E400 Item 3. Classification of Filers (a) WMS is a broker/dealer (b) - (j) Not applicable (g) ECC is a control person Page 5 of 9 Item 4. Ownership (a) ECC has sole ownership of 133,100 Shares of the Issuer; EWW has sole ownership of 62,300 Shares; and WMS has sole ownership of 19,700 Shares. (b) Of the Shares outstanding, ECC owns approximately 3.91%; EWW owns approximately 1.83%; and WMS owns approximately 0.58%. (c) Number of Shares as to which the filer has: (i) Sole power to vote: ECC has sole power to vote on 133,100 Shares; EWW has 62,300 sole Shares; and WMS has 19,700 sole Shares. (ii) Shared power to vote: ECC has 215,100 Shares; EWW has 215,100 Shares; and WMS has 215,100 Shares. (iii) Sole power to dispose: ECC has sole power to dispose on 133,100 Shares; EWW has 62,300 Shares to dispose; and WMS has 19,700 Shares to dispose. (iv) Shared power to dispose; ECC has 275,530 Shares; EWW has 275,530 Shares; WMS has 275,530 Shares. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another. Not applicable. Item 7. Identification and Classification of Subsidiary which Acquired the Securities Being Reported on by the Parent Holding Company. Not Applicable. Page 6 of 9 Item 8. Identification and Classification of Members of a Group. Name Category No.ofShares Percentage E*Capital Corporation CO 133,100 3.91% Edward W. Wedbush IN 62,300 1.83% Wedbush Morgan Securities, Inc. BD 19,700 0.58% EWW is the chairman of ECC. EWW owns a majority of the outstanding Shares of ECC. EWW is the President and Chief Executive Officer of WMS. ECC owns a majority of the shars of WMS. Accordingly, EWW may be deemed the beneficial owner of the Issuer's Shares owned by ECC. However, beneficial ownership of the Issuer's Shares is hereby disclaimed by EWW. Item 9. Notice of Dissolution of Group. Not applicable. Page 7 of 9 Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the Issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. E*Capital Corporation 2/05/04 - --------------------------- Date ERIC D. WEDBUSH - ------------------ Eric D. Wedbush - --------------------------- Signature ERIC D. WEDBUSH - ------------------ Eric D. Wedbush/ President - --------------------------- Name/Title Edward W. Wedbush 2/05/04 - --------------------------- Date EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Signature EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Name/Title Page 8 of 9 Wedbush Morgan Securities, Inc. 2/05/04 - --------------------------- Date EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Signature Edward W. Wedbush/ President and Chief Executive Officer - --------------------------- Name/Title Page 9 of 9 -----END PRIVACY-ENHANCED MESSAGE-----