0001179110-14-009065.txt : 20140523 0001179110-14-009065.hdr.sgml : 20140523 20140523175949 ACCESSION NUMBER: 0001179110-14-009065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140521 FILED AS OF DATE: 20140523 DATE AS OF CHANGE: 20140523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Merriman Holdings, Inc CENTRAL INDEX KEY: 0000826683 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 112936371 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 CALIFORNIA STREET STREET 2: NINTH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: (415) 248-5640 MAIL ADDRESS: STREET 1: 600 CALIFORNIA STREET STREET 2: NINTH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 FORMER COMPANY: FORMER CONFORMED NAME: Merriman Curhan Ford Group, Inc. DATE OF NAME CHANGE: 20080521 FORMER COMPANY: FORMER CONFORMED NAME: MCF CORP DATE OF NAME CHANGE: 20030722 FORMER COMPANY: FORMER CONFORMED NAME: RATEXCHANGE CORP DATE OF NAME CHANGE: 20000512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRIMAN D JONATHAN CENTRAL INDEX KEY: 0001022711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15831 FILM NUMBER: 14868085 MAIL ADDRESS: STREET 1: MERRIMAN CURHAN FORD & CO STREET 2: 600 CALIFORNIA ST., 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml FORM 4 - X0306 4 2014-05-21 0 0000826683 Merriman Holdings, Inc MERR 0001022711 MERRIMAN D JONATHAN 600 CALIFORNIA STREET 9TH FLOOR SAN FRANCISCO CA 94108 1 1 1 0 CEO Common Stock 2014-05-21 4 P 0 11000 0.105 A 18490565 D Common Stock 2014-05-22 4 P 0 77000 0.11 A 18567565 D D. Jonathan Merriman 2014-05-23