0001179110-11-016946.txt : 20111220 0001179110-11-016946.hdr.sgml : 20111220 20111220163741 ACCESSION NUMBER: 0001179110-11-016946 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111213 FILED AS OF DATE: 20111220 DATE AS OF CHANGE: 20111220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEZ RONALD L CENTRAL INDEX KEY: 0000942801 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15831 FILM NUMBER: 111272406 MAIL ADDRESS: STREET 1: 219 E. LAKE SHORE DRIVE CITY: CHICAGO STATE: IL ZIP: 60611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Merriman Holdings, Inc CENTRAL INDEX KEY: 0000826683 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 112936371 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 CALIFORNIA STREET STREET 2: NINTH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: (415) 248-5640 MAIL ADDRESS: STREET 1: 600 CALIFORNIA STREET STREET 2: NINTH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 FORMER COMPANY: FORMER CONFORMED NAME: Merriman Curhan Ford Group, Inc. DATE OF NAME CHANGE: 20080521 FORMER COMPANY: FORMER CONFORMED NAME: MCF CORP DATE OF NAME CHANGE: 20030722 FORMER COMPANY: FORMER CONFORMED NAME: RATEXCHANGE CORP DATE OF NAME CHANGE: 20000512 4 1 edgar.xml FORM 4 - X0304 4 2011-12-13 0 0000826683 Merriman Holdings, Inc MERR 0000942801 CHEZ RONALD L C/O BARRY FISCHER 55 EAST MONROE STREET CHICAGO IL 60657 1 0 1 0 Common Stock 2011-12-13 4 P 0 142 0.46 A 2736512 D Common Stock 2011-12-14 4 P 0 8800 0.46 A 2745312 D Barry L Fischer, attorney-in-fact-for Ronald L Chez 2011-12-20